ustody DPM and Trust • EEA client identified on dbforce Customer page, 'EEA Country' field. For each new account, Please check if marked as EEA in Dbforce on customer page (EEA Client type = "Retail or "Professional") and EEA country. If EEA country is Germany, proceed with existing requirements (MIFI

e RM personally known the client?' field talks about Zorro Management. Please amend. — Updated as appropriate. F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this case, as appropriate: L

How long has the RM personally known the client?" field talks about Zorro Management. Please amend. - Updated F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — updated Hope this resolves all the issues in this case. I look forward to feedback

ntroduced? How long has the RH personally known the client?" field talks about Zorro Management. Please amend. F - New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. ALL BELOW RESOLVED OR ADDRESSED ABOVE: 1) Please add the account number for the de

7/17 to open new acct for other entity. This is in the introduction field. RM has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case. as appropriate: <

the RM personally known the client?" field talks about Zorro Management. Please amend. Updated as appropriate. F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. Please advise on the following additional points for this case, as appropriate: ima

e RM personally known the client?" field talks about Zorro Management. Please amend. - Updated as appropriate. F - New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case, as appropriate: <

ir to open new acct for other entity. This is in the introduction field. fail has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case, as appropriate: i

7117 to open new aCti for other entity. This is in the introduction field. RM has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields am filled out. — Please advise on the following additional points for this case, as appropriate: <i

t/v1 personally known the client?" field talks about Zorro Management. Please amend. - Updated as appropriate. F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case, as appropriate: <

7/17 to open new acct for other entity. This is in the introduction field. RM has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this case, as appropriate: <

i I? to open new acct for other entity. This is in the introduction field. RM his known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this case, as appropriate: I

e RM personally known the client?" field talks about Zorro Management. Please amend. - Updated as appropriate. F - New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. -•• Please advise on the follow ing additional poinic for this case, as appropriate:

e RN1 personally known the clienfr field talks about Zorro Management. Please amend. - Updated as appropriate. F - New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case. as appropriate: S

3/7/17 to open new acet for other entity. This is in the introduction field. Rhi known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. — Please advise on the following additional points for this case, as appropriate: I

/17 to open new acct for other entity. This is in the introduction field. RN! has known the client for 4 years F — New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. Please advise on the following additiowl points for this case• as appropriate: <ima

e RM personally known the client?' field talks about Zorro Management. Please amend. - Updated as appropriate. F - New fields were added as part of Dbforce change last weekend. Please ensure those fields are filled out. - Please advise on the following additional points for this cast. as appropriate: L

Custody, DPM and Trust EEA client identified on dbforce Customer page, 'EEA Country' field. For each new account, Please check if marked as EEA in Dbforce on customer page (EEA Client type = "Retail or "Professional") and EEA country If EEA country is Germany, proceed with existing requirements (MIFID