O-OPEN ACTI 6. Sheet 2 lists the accounts to un-code. On NetX360 under Acct Settings, update by deleting "RETAIL" or "RETAIL — UK HNW COMPANY" from the EEA Client field. (You may see "professional" or "per se professional" instead of "retail" in the EEA Client field. This would have been added as instructed v

officer and make sure the client checks the box to attest the KIID was provided. The KIID has to be provided to the client by the FO, not AOG. If the EEA Client is PDMR, AOG needs to e mail to compliance (Refer COB distribution list 13.0) as they are keeping tracks of PDMR clients. The obligation relies on

: Open the spreadsheet attached to the email. Sheet 1 lists the accounts to be coded. On NetX360 under Acct Settings, update by adding "RETAIL" to the EEA Client field: Add Rule 1900 to the Rules Engine on Pershing mainframe Tool/Rule/Raup — press F4 — then Fil to add the following Custom Message: Sheet 2 li