EFINED INFO3: EMAIL ADDRESS: AML RISK INDICATOR: INVESTEDGE ACCT: EEA CLIENT: Y 7. Remove Rule 1900 from the Rules Engine on Pershing mainframe Tool/Rule/Raup (the Custom Message should delete when the Rule is deleted. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042498 CONFIDENTIAL SDNY_G

e coded. On NetX360 under Acct Settings, update by adding "RETAIL" to the EEA Client field: Add Rule 1900 to the Rules Engine on Pershing mainframe Tool/Rule/Raup — press F4 — then Fil to add the following Custom Message: Sheet 2 lists the accounts to un-code. On NetX360 under Acct Settings, update by deletin