(ID: 712704-104) 5/8 Sale PHILLIPS 66 a 29.3905 862.32 BROKERAGE 0.58 TAX (29.000) 29.37 851.72 (898.20) MBA S 5/11 High Cost 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-10-4) 5/8 saki PEOPLES UNITED FINANCIAL INC a 12.23220.14 (18.000) 12.199 219.59 (218.31) 1.28 S 5/11 High Cost BROKERAGE 0.5

Market Cost Per Unit Settled Securities Purchased 7/17 Purchase CONOCOPHILLIPS C 56.921 782.89 BROKERAGE 0.28 14.000 55.941 (783.17) 7/20 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 20825C.10-4) J.P.Morgan Page 11 of 11 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049748 SDNY_GM_00318946

5 BROKERAGE 0.04 IW SECURITIES, INC. (ID: 09247X-10-1) 2.000 187.995 (375.99) 10/24 10/29 Purchase XILINX CORP 032.5031 97.51 BROKERAGE 0.08 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 983919-10-1) 3.000 32.523 (97.57) 10/24 10/29 Purchase PEPSICO INC O 68.6714 68.67 BROKERAGE 0.02 MERRILL LYNCH PIERCE FENNER & SMIT (

y Per Unit Amount Market Cost Sett '.e Date Settled Securities Purchased 10/24 Purchase 10/30 STAPLES INC (II 11.2934 711.48 BROKERAGE 1.26 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) 63.000 11.313 (712.74) 10/25 10/30 Purchase STAPLES INC @ 11.41 91.28 BROKERAGE 0.16 RBC CAPITAL MARKETS CORPORATION (ID:

rnount Market Cost Settle Date Type Description Settled Securities Purchased 10131 Purchase PEPSICO INC 0 69.3508 69.35 BROKERAGE 0.02 11/5 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) 1.000 89.37 (69.37) * 10131 Purchase STAPLES INC 11.507 138.08 BROKERAGE 0.24 115 CREDIT SUISSE FIRST BOSTON LLC (ID: 855

uantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 11/6 Purchase 11/9 STAPLES INC . 11.801 601.85 BROKERAGE 1.02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 855030-10-2) 51.000 11.821 (032.87) 11/8 11/9 Purchase XILINX CORP 41? 33.865101.60 BROKERAGE 0.06 MERRILL LYNCH PIERCE FENNER & SMIT

OKERAGE 0.02 DEUTSCHE BANC ALEX BROWN INC (ID: 983919-10-1) 1.000 33.19 (33.19) 11/8 11/9 Purchase PEPSICO INC 69.3468 69.35 BROKERAGE 0.02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) 1.000 89.37 (69.37) JP Morgan Page 13 of 17 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-0004

nt Market Cost Settled Securities Purchased 6/17 Purchase GENERAL MILLS INC C 49.7195 7,358.49 BROKERAGE 148.000 49.74 (7.361.45) 6/20 2.96 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 37033410-4) 6/18 Purchase GENERAL MILLS INC C 49.8166 &636.61 BROKERAGE 73.000 49.837 (3,638.07) 6/21 1.46 GOLDMAN SACHS & CO. (ID: 370

6/25 2.42 JEFFERIES & COMPANY (ID: 149123-10-1) &20 Purchase CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 78.000 83.031 (6,476.39) 6/25 1.56 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 149123-10-1) 6/21 Purchase CATERPILLAR INC O 82.8841 18,90836 BROKERAGE 204.000 82.904 (18,912.44) 6/28 4.08 MORGAN STANLEY & CO. LLC (

Amount Market Cost Settled Securities Purchased 10/1 Purchase TARGET CORP li 631429 2,422.23 BROKERAGE 0.57 38.000 63.758 (2,422.00) 10/4 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 87612E-10-6) 10/1 Purchase TARGET CORP @ 63.799 2,424.38 BROKERAGE 0.57 38.000 63.814 (2,424.93) 10/4 U0UIDNET INC (ID: 87812E-10.6) 1

pe Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost INTEL CORP @ 25.2905 784.01 BROKERAGE 0.62 TAX &/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-0) Quantity (31.000) Per Unit Amount 25.27 Proceeds 783.37 Tax Cost (656.31) Realized Gain/Loss 127.06 S Trade Date Set

379.89 BROKERAGE 0.93 TAX &/OR SEC .01 WILLIAM BLAIR & COMPANY LLC (ID: 712704-10-5) PHILLIPS 66 @ 29.3905 852.32 BROKERAGE 0.58 TAX &/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-10-4) PEOPLE'S UNITED FINANCIAL INC @ 12.23 220.14 BROKERAGE 0.54 TAX &/OR SEC .01 MORGAN STANLEY & CO. INCORPORATED (ID: 712704-10-5

se Purchase Purchase Purchase Purchase Purchase Total Settled Securities Purchased Description TARGET CORP @ 63.7429 2,422.23 BROKERAGE 0.57 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 87612E-10-6) TARGET CORP @ 63.799 2,424.36 BROKERAGE 0.57 LIQUIDNET INC (ID: 87612E-10-6) UNITED PARCEL SERVICE INC CL B @ 91.635 549.81 BR

D: 712704-10-5) (31.000) 12.224 378.95 (375.99) 2.96 S 5/8 5/11 Sale High Cost PHILLIPS 66 @ 29.3905 852.32 BROKERAGE 0.58 TAX &OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-104) (29.000) 29.37 851.72 (898.20) (46.48) S 5/8 5/11 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.23 220.14 BROKERAGE 0