GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 6/1/13 to 6/30/13 Trade Date Type Settle Date Selection Method Description Per Unit Rested Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 6/21 Sale LOCKHEED MARTIN CORP C 105.3195 3,264.90 (31.000) 105.297 3264.22 (2,945.19) 319.03 S 6/26 High Cost BROKERAGE 0.62 TAX 8/OR SEC .06 LIQUIDNET INC (ID: 539630.10.9) 6/24 Sale LOCKHEED MARTIN CORP C 104.1817 9,376.35 (90.000) 104.18 9,374.39 (8,550.55) 823.84 S 6/27 High Cost BROKERAGE 1.80 TAX S/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 539630-10-9) 6/24 Sale LOCKHEED MARTIN CORP 0 104.45 626.70 BROKERAGE 6/27 High Cost 0.12 TAX 8,./OR SEC .01 LIQUIDNET INC (ID: 539830.10.9) (6.000) 104.428 626.57 (570.04) 56.53 S 6/25 Sale LOCKHEED MARTIN CORP al 103.9846 3,431.49 (33.000) 103.963 3,430.77 (3,135.20) 295.57 S 6/28 High Cost BROKERAGE 0.66 TAX 8/OR SEC .06 MORGAN STANLEY & CO. LLC (ID: 539830-10-9) 6/25 Sale LOCKHEED MARTIN CORP a 103.835 2,699.71 (26.000) 103.813 2,699.14 (2.470.16) 226.98 S 6/28 High Cost BROKERAGE 0.52 TAX 8/OR SEC .05 LIQUIDNET INC (ID: 539830-10,9) Total Settled Sales/Maturities/Redemptions 566.209.44 Trade Dale Per Unt Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 6/17 Purchase GENERAL MILLS INC C 49.7195 7,358.49 BROKERAGE 148.000 49.74 (7.361.45) 6/20 2.96 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 37033410-4) 6/18 Purchase GENERAL MILLS INC C 49.8166 &636.61 BROKERAGE 73.000 49.837 (3,638.07) 6/21 1.46 GOLDMAN SACHS & CO. (ID: 370334-10.4) JP Morgan (558.842.17) $7,317.27 S Page 12 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049947 SDNY_GM_00319145 EFTA01522412