GRISLAINE MAXWELL- OAP FDG ACCT For the Period 11/1/12 to 11/30/12 Trade Dale Per Unit Est. Settle Date Type Description Quantity Amount Market Cost Pending Securities Purchased 11129 Purchase STAPLES INC (ID: 855030-

226.98 S 6/28 High Cost BROKERAGE 0.52 TAX 8/OR SEC .05 LIQUIDNET INC (ID: 539830-10,9) Total Settled Sales/Maturities/Redemptions 566.209.44 Trade Dale Per Unt Settle Date Type Description Quantity Amount Market Cost Settled Securities Purchased 6/17 Purchase GENERAL MILLS INC C 49.7195 7,

) (ID: 007903-AU-1) J.P.Morgan Page 22 of 24 SB1062192-F1 1970 EFTA01663842 CHISLAINE MA XWELL-HY ACCT. For the Period 11/1/12 to 11/30/12 Trade Dale Type Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Rede

) (80.00) L J.P.Morgan Page 24 of 26 SB1062192-F1 2000 EFTA01663872 sf I If ISLAINE MA XWELL-HY ACCT. For the Period 12/1/12 to 12/31/12 Trade Dale Type Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Rede

11.36) J.P.Morgan Page 13 of 15 SB1062192-F1 2580 EFTA01664452 af I GIIISLAINE MAXWELL- OAP FIX: ACCT. For the Period 10/1/12 to 10/31/12 Trade Dale Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 10/24 10/30 Purchase STAPLES INC O 11.2934

($1.441.98) S J.P.Morgan Page 14 of 15 SB1062192-F1 2623 EFTA01664495 GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 12/1/12 to 12/31/12 Trade Dale Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 11/28 Purchase XILINX CORP @ 34.2925 137.17

10,202.20) 50.64 S' J.P.Morgan Page 26 of 77 SB1062192-F1 5349 EFTA01667221 iI GHISLAINE MAXWELL ACCT. For the Period I2JUI I to 12/31/11 Trade Dale Type Description Quantity Per Unit Amount Proceeds Tax Cost Realized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Rede