private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: GOLDMAN SACHS & CO. LLC (c) Primary business name of custodian: GOLDMAN SACHS & CO. LLC (d) The location of the custodian's office responsible for custody of the priv

fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: GOLDMAN SACHS & CO. LLC (c) If the prime broker is registered with the SEC, its registration number: 8 - 129 CRD Number (if any): 361 (d) Location of prime broker's

private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: GOLDMAN SACHS & CO. LLC (c) Primary business name of custodian: GOLDMAN SACHS & CO. LLC (d) The location of the custodian's office responsible for custody of the priv

private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: GOLDMAN SACHS & CO. LLC (c) Primary business name of custodian: GOLDMAN SACHS & CO. LLC (d) The location of the custodian's office responsible for custody of the priv

fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: GOLDMAN SACHS & CO. LLC (c) If the prime broker is registered with the SEC, its registration number: 8 - 129 CRD Number (if any): CONFIDENTIAL - PURSUANT TO FED. R.

fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: GOLDMAN SACHS & CO. LLC (c) If the prime broker is registered with the SEC, its registration number: CRD Number (if any): (d) Location of prime broker's office used p

private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: GOLDMAN SACHS & CO. LLC (c) Primary business name of custodian: GOLDMAN SACHS & CO. LLC (d) The location of the custodian's office responsible for custody of the priv

GOLDMAN SACHS & CO. LLC (c) If the prime broker is registered with the SEC, its registration number: 8 - 129 CRD Number (if any): 361 (d) Location of prime broker's

private fund uses more than one custodian, you must complete questions (b) through (1) separately for each custodian. (b) Legal name of custodian: GOLDMAN SACHS & CO. LLC (c) Primary business name of custodian: GOLDMAN SACHS & CO. LLC (d) The location of the custodian's office responsible for custody of the priv

fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: GOLDMAN SACHS & CO. LLC s the (c) If rime broker is registered with the SEC, its registration number: CRD Number (if any): ■ (d) Location of prime broker's office u

private fund uses more than one custodian, you must complete questions (b) through (f) separately for each custodian. (b) Legal name of custodian: GOLDMAN SACHS & CO. LLC (c) Primary business name of custodian: GOLDMAN SACHS & CO. LLC (d) The location of the custodian's office responsible for custody of the priv

1.14 CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2) 57.000 11.391 (649.29) 10/26 10/31 Purchase PEPSICO INC @ 68.8675 68.87 BROKERAGE 0.02 GOLDMAN SACHS & CO. (ID: 713448-10-8) 1.000 68.89 (68.89) 10/26 10/31 Purchase STAPLES INC @ 11.3804 580.40 BROKERAGE 1.02 GOLDMAN SACHS & CO. (ID: 855030-10-2)

111-50.7) (11.000) 55.252 607.77 (460.32) 147.45 L 11/7 Sale RAYTHEON CO Q 55.3082 331.85 BROKERAGE 0.12 TAX 11/13 High Cost Es/OR SEC .01 GOLDMAN SACHS & CO. (ID: 755111-50-7) (6.000) 55.287 331.72 (251.09) 80.63 L 1118 Sale RAYTHEON CO Q 55.4077 1,052.75 BROKERAGE 0.38 11114 High Cost TAX WOR

306.61 BROKERAGE 0.52 LIQUIDNET INC (ID: 855030-10-2) 26.000 11.813 (307.13) 11/7 11/13 Purchase PEPSICO INC it 09.1312 69.13 BROKERAGE 0.02 GOLDMAN SACHS & CO. (ID: 713448-104) 1.000 69.15 (69.15) 11/7 11/13 Purchase STAPLES INC CD 11.5629 254.38 BROKERAGE 0.44 GOLDMAN SACHS & CO. (ID: 855030-10-2)

66.68 BROKERAGE 0.04 SJ LEVINSON & SONS US (ID: 983919-10-1) 2.000 33.36 (6812) 11/1 1118 Purchase XILINX CORP 33.5017 33.50 BROKERAGE 0.02 GOLDMAN SACHS & CO. (ID: 983919-10-1) 1.000 33.52 (33.52) 1171 11/8 Purchase XILINX CORP @ 33.5132 33.51 BROKERAGE 0.02 CREDIT SUISSE FIRST BOSTON LLC (ID: 98391

L LYNCH PIERCE FENNER & SMIT (ID: 37033410-4) 6/18 Purchase GENERAL MILLS INC C 49.8166 &636.61 BROKERAGE 73.000 49.837 (3,638.07) 6/21 1.46 GOLDMAN SACHS & CO. (ID: 370334-10.4) JP Morgan (558.842.17) $7,317.27 S Page 12 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-0

CREDIT SUISSE FIRST BOSTON LLC (ID: 149123-10-1) 169.000 82.775 (13,988.92) * Purchase 7/5 CATERPILLAR INC C 82.7612 5,379.48 BROKERAGE 1.30 GOLDMAN SACHS & CO. (ID: 149123-10-1) 65.000 82781 (5,380.78) Total Settled Securities Purchased ($37,322.20) JP Morgan Page 12 of 12 Confidential Treatment Requ

ost Settled Securthes Purchased 9/19 Purchase UNITED PARCEL SERVICE INC CL B 4 91.7593 82.000 91.779 (7,525.90) 9/24 7,524.26 BROKERAGE 1.64 GOLDMAN SACHS & CO. (ID: 911312-104) 9/19 Purchase BAXTER INTERNATIONAL INC C 72.14595,338.80 74.000 72166 (5,340.28) 9/24 BROKERAGE 1.48 JEFFERIES & COMPANY (

E 1.28 SJ LEVINSON & SONS LLC (ID: 911312-10-6) 9/27 Purchase TARGET CORP (13 63.9736 12,346.90 BROKERAGE 3.88 193.000 63.994 (12,350.76) 102 GOLDMAN SACHS & CO. (ID: 87612E-10-6) 9/27 Purchase UNITED PARCEL SERVICE INC CL B 5 91.0973 54.000 91.117 (4,920.33) * 1012 4,919.25 BROKERAGE 1.08 DEUTSCHE BA

fund uses more than one prime broker, you must complete questions (b) through (e) separately for each prime broker. (b) Name of the prime broker: GOLDMAN SACHS & CO. LLC (c) If the prime broker is registered with the SEC, its registration number: CRD Number (if any): (d) Location of prime broker's office used p