GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 7/1/13 to 7131/13 Trade Date Description Quantity Per Unit Amount Market Cost Settle Date Type Settled Securities Purchased 6/26 Purchase 7/1 CATERPILLAR INC @ 82.2394 5,674.52 BROKERAGE 1.38 CREDIT SUISSE FIRST BOSTON LLC (ID: 149123-10-1) 69.000 82259 (5,675.90) * 6/27 Purchase 7/2 CATERPILLAR INC C 82.9312 11,693.30 BROKERAGE 2.82 MORGAN STANLEY & CO. LLC (ID: 149123-10-1) 141.000 82.951 (11,696.12) * 6/27 Purchase 7/2 CATERPILLAR INC (a 82.905 580.34 BROKERAGE 0.14 UQUIDNET INC (ID: 149123-10-1) 7.000 82.926 (580.48) 6/28 Purchase 7/3 CATERPILLAR INC la 82.7547 13,985.54 BROKERAGE 3.38 CREDIT SUISSE FIRST BOSTON LLC (ID: 149123-10-1) 169.000 82.775 (13,988.92) * Purchase 7/5 CATERPILLAR INC C 82.7612 5,379.48 BROKERAGE 1.30 GOLDMAN SACHS & CO. (ID: 149123-10-1) 65.000 82781 (5,380.78) Total Settled Securities Purchased ($37,322.20) JP Morgan Page 12 of 12 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049965 SDNY_GM_003 19163 EFTA01522428