GH1SLA IN E MAXWELL- OAP F'DC ACCT. For the Period 611/13 to 6/30/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Settle Date Settled Securities Purchased 6/19 Purchase CATERPILLAR INC fa 84.6987 6,098.31 BROKERAGE 72.000 84.719 (6,099.75) 6/24 1.44 SJ LEVINSON & SONS LLC (ID: 149123-10-1) 6/20 Purchase CATERPILLAR INC GI 83.1217 10,057.73 BROKERAGE 121.000 83.142 (10,060.15) 6/25 2.42 JEFFERIES & COMPANY (ID: 149123-10-1) &20 Purchase CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 78.000 83.031 (6,476.39) 6/25 1.56 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 149123-10-1) 6/21 Purchase CATERPILLAR INC O 82.8841 18,90836 BROKERAGE 204.000 82.904 (18,912.44) 6/28 4.08 MORGAN STANLEY & CO. LLC (ID: 149123-10-1) 6/24 Purchase CATERPILLAR INC 42 81.4977 9,046.24 BROKERAGE 111.000 81.518 (9,048.46) 6/27 2.22 UBS SECURITIES LLC (ID: 149123-10-1) 6/25 Purchase CATERPILLAR INC @ 82.3342 6Q10.40 BROKERAGE 73.000 82.354 (6.011.86) 628 1.46 MORGAN STANLEY & CO. LLC 149123-10-11 Total Settled Securities Purchased 065608.571 Trade Date T Pe Est. Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Pending Sales, Maturities, Redemptions 6/26 Sale LOCKHEED MARTIN CORP (ID: 539833-10-9) (52 000) 105.511 5,485.47 (4,940.32) 545.15 S 7/1 6/26 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) (3.000) 105.345 315.97 (285.02) 30.95 S 7/1 6/27 Sale LOCKHEED MARTIN CORP (ID: 539830-10-9) (90 000) 107.148 9,641.40 (8,550.54) 1,090.88 S 7/2 J.P.Morgan Page 13 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049948 SDNY_GM_003 19146 EFTA01522413