Amount Market Cost Settle Date Settled Securities Purchased 9/7 9/12 Purchase CLIFFS NATURAL RESOURCES INC . 38.7427 1,007.31 BROKERAGE 0.52 JEFFERIES & COMPANY (ID: 18683K-1O.1) 26.000 38.763 (1,007.83) 9/7 9/12 Purchase CUFFS NATURAL RESOURCES INC @ 39 1259313.01 8.000 39.146 (313.17) BROKERAGE 0.

458140-10-0) 10/5 Sale INTEL CORP O 22.7732 819.84 BROKERAGE 0.72 TAX (36.000) 22.753 819.10 (762.16) 58.94 L 10/11 High Cost 8/OR SEC .02 JEFFERIES & COMPANY (ID: 458140-10-0) 106 Sale INTEL CORP @ 22.7647 1,411.41 BROKERAGE 1.24 (62.000) 22.744 1,410.14 (1,312.61) 97.53 L 10111 High Cost TAX 8/O

.01 BROKERAGE 0.04 GOLDMAN SACHS & CO. (ID: 983919-10-1) 2.000 34.025 (86.03) 11/7 11/13 Purchase XILINX CORP @ 33.8871 33.89 BROKERAGE 0.02 JEFFERIES & COMPANY (ID: 983919-10-1) 1.000 33.91 (33.91) 1117 11/13 Purchase STAPLES INC @ 11.5779 555.74 BROKERAGE 0.96 S.1 LEVINSON & SONS LW (IQ: 855030-10-2

1.65) • 12/4 GOLDMAN SACHS & CO. (ID: 580135.10.1) 11/29 Purchase XILINX CORP a 34 5632 518 45 BROKERAGE 0.30 15.000 34.583 (518.75) " 12/4 JEFFERIES & COMPANY (ID: 983919-10-1) 11/29 Purchase XILINX CORP at 34.4717 103.42 BROKERAGE 0.06 3.000 34.493 (103.48) • 12/4 UOUIDNET INC (ID: 983919-10-1) 11

44 SJ LEVINSON & SONS LLC (ID: 149123-10-1) 6/20 Purchase CATERPILLAR INC GI 83.1217 10,057.73 BROKERAGE 121.000 83.142 (10,060.15) 6/25 2.42 JEFFERIES & COMPANY (ID: 149123-10-1) &20 Purchase CATERPILLAR INC @ 83.0107 6,474.83 BROKERAGE 78.000 83.031 (6,476.39) 6/25 1.56 MERRILL LYNCH PIERCE FENNER &

64 GOLDMAN SACHS & CO. (ID: 911312-104) 9/19 Purchase BAXTER INTERNATIONAL INC C 72.14595,338.80 74.000 72166 (5,340.28) 9/24 BROKERAGE 1.48 JEFFERIES & COMPANY (ID: 071813-10-9) 9/19 Purchase UNITED PARCEL SERVICE INC CL B * 91.805 19.000 91.825 (1,740.88) 9/24 1,740.50 BROKERAGE 0.38 IVY SECURITIES,

LDMAN SACHS 8 CO. (ID: 911312-10-6) 10/3 10/13 Purchase BAXTER INTERNATIONAL INC e 64.5806 9,945.41 154.000 64.601 (9,948.49) BROKERAGE 3.08 JEFFERIES & COMPANY (ID: 071813-10-9) 10/4 Purchase UNITED PARCEL SERVICE INC CL B Q 90.6339 55.000 90.654 (4,985.96) 10/9 4,984.86 BROKERAGE 1.10 SANFORD C. BE

NFORD C. BERNSTEIN & CO.INC.(SCB (ID: 911312-10-6) 10/1 Purchase TARGET CORP Q 63.8416 3,383.60 BROKERAGE 0.80 53.000 63.857 (3,384.40) 10/4 JEFFERIES & COMPANY (ID: 87612E-104) JP Morgan Page 14 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00050021 SDNY_GM_00319219 E

039380-AC-4) (2,000.000) 89.50 1,790.00 (2,030.00) (270.00) S 5/1 5/4 Sale High Cost ARCH COAL INC 7 1/4% OCT 01 2020 DTD 08/09/2010 89.50 JEFFERIES & COMPANY (ID: 039380-AC-4) (3,000.000) 89.50 2,685.00 (3,090.00) (405.00) S 5/1 5/4 Sale High Cost ARCH COAL INC 7 1/4% OCT 01 2020 OM 08/09/2010 •

MARKETS (ID: 471109-AB-4) 1,000.000 111.50 (1,115.00) 5)16 5/21 Purchase CROWN AMEFt/CAP CORP III 61/4% FEB 01 2921 01D 08/01/2011 0 108.75 JEFFERIES & COMPANY (ID: 22818V-AB-3) 2,000.000 108.80 (2,175.00) 5/16 5/21 Purchase JARDEN CORP SR SUB NOTES 71/2% MAY 1 2017 DTD 2/13/2007 O 111.25 FIRST UNION

CO. (ID: 855030-10-2) XILINX CORP @ 34.0028 68.01 BROKERAGE 0.04 GOLDMAN SACHS & CO. (ID: 983919-10-1) XILINX CORP @ 33.8871 33.89 BROKERAGE 0.02 JEFFERIES & COMPANY (ID: 983919-10-1) STAPLES INC @ 11.5779 555.74 BROKERAGE 0.96 Si LEVINSON & SONS LLC (ID: 855030-10-2) STAPLES INC @ 11.648 34.94 BROKERAGE 0.06

5.39 BROKERAGE 0.04 TAX &/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 458140-10-0) INTEL CORP @ 22.7732 819.84 BROKERAGE 0.72 TAX &/OR SEC .02 JEFFERIES & COMPANY EFTA01572639 (ID: 458140-10-0) INTEL CORP @ 22.7647 1,411.41 BROKERAGE 1.24 TAX &/OR SEC .03 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 458140-10-

e Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description CLIFFS NATURAL RESOURCES INC @ 38.7427 1,007.31 BROKERAGE 0.52 JEFFERIES & COMPANY (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 39.1259 313.01 BROKERAGE 0.16 LIQUIDNET INC (ID: 18683K-10-1) XILINX CORP @ 34.825 174.13 BROKERAG

@ 55.6512 1,613.88 BROKERAGE 0.87 TAX &/OR SEC .03 S G COWEN & CO (ID: 931422-10-9) WALGREEN CO @ 55.084 2,699.12 BROKERAGE 0.98 TAX &/OR SEC .05 JEFFERIES & COMPANY (ID: 931422-10-9) Page 11 of 17 (49.000) 55.063 2,698.09 (1,932.45) 765.64 S (29.000) 55.62 1,612.98 (1,143.69) 469.29 S (308.000) 55.504

5.345 107.148 Purchase Purchase Description EFTA01572895 CATERPILLAR INC @ 84.6987 1.44 SJ LEVINSON & SONS L CATERPILLAR INC @ 83.1217 2.42 JEFFERIES & COMPANY CATERPILLAR INC @ 83.0107 1.56 MERRILL LYNCH PIERCE (ID: 149123-10-1) CATERPILLAR INC @ 82.8841 4.08 MORGAN STANLEY & CO. CATERPILLAR INC @ 81.

DTD 10/28/2009 @ 90.00 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 63934E-AM-0) NAVISTAR INTL CORP SR NOTES 8 1/4% NOV 01 2021 DTD 10/28/2009 @ 90.00 JEFFERIES & COMPANY (ID: 63934E-AM-0) NAVISTAR INTL CORP SR NOTES 8 1/4% NOV 01 2021 DTD 10/28/2009 @ 90.00 STERNE, AGEE, AND LEACH INC (ID: 63934E-AM-0) NAVISTAR INT

CT 1 2013 DTD 9/23/2003 @ 106.75 CREDIT SUISSE FIRST BOSTON LLC (ID: 345397-TZ-6) FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD 9/23/2003 @ 106.75 JEFFERIES & COMPANY (ID: 345397-TZ-6) EFTA01573764 FORD MOTOR CREDIT CO NOTES 7% OCT 1 2013 DTD 9/23/2003 @ 106.75 MLPFS INC/FIXED INCOME (ID: 345397-TZ-6) FORD MOT

L MARKETS (ID: 471109-AB-4) 1,000.000 111.50 (1,115.00) 5/16 5/21 Purchase CROWN AMEFVCAP CORP 1116 1/4% FEB 01 2021 DTO 08/01/2011 @ 108.75 JEFFERIES & COMPANY (ID: 22818V-AB-3) 2,000.000 108.80 (2,175.00) 5/16 5/21 Purchase JARDEN CORP SR SUB NOTES 71/2% MAY 1 2017 DTD 2/13/2007 @ 111.25 FIRST UNION

Amount Market Cost Settle Date Settled Securities Purchased 9/7 9/12 Purchase CLIFFS NATURAL RESOURCES INC 0 38.7427 1,007.31 BROKERAGE 0.52 JEFFERIES & COMPANY (ID: 18683K-10-1) 26.000 38.763 (1,007.83) 9/7 9112 Purchase CLIFFS NATURAL RESOURCES INC 0 39.1259 313.01 BROKERAGE 0.16 LIOUIDNET INC (ID:

NFORD C. BERNSTEIN & CO.INC.(SCB (ID: 911312-10-6) 46.000 91.668 (4,216.73) 10/1 10/4 Purchase TARGET CORP 0 63.8416 3,383.60 BROKERAGE 0.80 JEFFERIES & COMPANY (ID: 87612E-10-6) 53.000 63.857 (3.384 40) J.P.Morgan Page 14 of 15 SB1062192-F1 2797 EFTA01664669 sf I II ISI, A IN E MAXWELL- OAP FOG