y /mount Market Cost Settled Securities Purchased 317 Purchase STAPLES INCA 12.6064 5,029.95 BROKERAGE 7.96 399.000 12.626 (5,037.93) 3112 SJ LEVINSON & SONS LLC (ID: 855030-10-2) JP Morgan Page 11 of 12 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049896 SDNY_GM_00319094

ost Settle Date Settled Securities Purchased 6/19 Purchase CATERPILLAR INC fa 84.6987 6,098.31 BROKERAGE 72.000 84.719 (6,099.75) 6/24 1.44 SJ LEVINSON & SONS LLC (ID: 149123-10-1) 6/20 Purchase CATERPILLAR INC GI 83.1217 10,057.73 BROKERAGE 121.000 83.142 (10,060.15) 6/25 2.42 JEFFERIES & COMPANY (ID:

ALEX BROWN INC (ID: 87612E-104) 9/26 Purchase UNITED PARCEL SERVICE INC CL B Q 91.469 64.000 91.489 (5,855.30) * 10/1 5,854.02 BROKERAGE 1.28 SJ LEVINSON & SONS LLC (ID: 911312-10-6) 9/27 Purchase TARGET CORP (13 63.9736 12,346.90 BROKERAGE 3.88 193.000 63.994 (12,350.76) 102 GOLDMAN SACHS & CO. (ID: 8761

GE 0.50 LIQUIDNET INC (ID: 674599-10-6) 33.000 91.56 (3,021.49) 2/13 2/19 Purchase OCCIDENTAL PETROLEUM CORP 0 92.08 10,128.80 BROKERAGE 1.65 SJ LEVINSON & SONS LLC (ID: 674599-10-5) 110.000 92.095 (10,130.45) 2/14 2/20 Purchase OCCIDENTAL PETROLEUM CORP at 95.3746 31555.12 BROKERAGE 5.01 CITIGROUP GLOBA

ount Market Cost Settled Securities Purchased 6/19 Purchase CATERPILLAR INC 0 84.6987 6,098.31 BROKERAGE 72.000 84.719 (6,099.75) 6/24 1.44 SJ LEVINSON & SONS LLC (ID: 149123-10-1) 6/20 Purchase CATERPILLAR INC 0 83.1217 10,057.73 BROKERAGE 121.000 83.142 (10,060.15) 6/25 2.42 JEFFERIES & COMPANY (ID: 1

EX BROWN INC (ID: 87612E-10-6) 114.000 63.436 (7,231.76) • 9/26 10/1 Purchase UNITED PARCEL SERVICE INC CL B @ 91.469 5,854.02 BROKERAGE 1.28 SJ LEVINSON & SONS LLC (ID: 911312-10.6) 64.000 91.489 (5,855.30) • 9/27 10/2 Purchase TARGET CORP 0 639736 12,346.90 BROKERAGE 3.86 GOLDMAN SACHS & CO. (ID: 87612