GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/12 to 10/31/12 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased 10/5 Purchase 10/11 BLACKROCK INC O 189.91241,329.39 BROKERAGE 0.14 MORGAN STANLEY & CO. INCORPORATED (ID: 09247X-10-1) 7.000 189.933 (1,329.53) 1045 10/11 Purchase BLACKROCK INC @ 188.651 373.30 BROKERAGE 0.04 CITIGROUP GLOBAL MKTS INC (ID: 09247X-10-1) 2.000 186.67 (373.34) 10/8 10/11 Purchase BLACKROCK INC a 188.7838 1,510.11 BROKERAGE 0.16 MORGAN STANLEY & CO. INCORPORATED (ID: 09247X-10-1) 8.000 188.784 (1,510.27) 109 10112 Purchase BLACKROCK INC @ 189.1659 2,837.49 BROKERAGE 030 CMGROUP GLOBAL MKTS INC (ID: 09247X-10-1) 15.000 189.186 (2,837.79) 10/9 10/12 Purchase BLACKROCK INC fa 188.9782 377.95 BROKERAGE 0.06 DEUTSCHE BANC ALEX BROWN INC (ID: O9247X-1O-1) 2.000 189.01 (378.02) 10/10 10/15 Purchase BLACKROCK INC 187.7013 563.10 BROKERAGE 0.06 CITIGROUP GLOBAL MKTS INC (ID: O9247X-1O-1) 3.000 187.72 (563.16) 1010 10/15 Purchase BLACKROCK INC 0187.6394375.28 BROKERAGE 0.06 CITIGROUP GLOBAL MKTS INC (ID: O9247X-1O-1) 2.000 187.67 (375.34) 10/10 10/15 Purchase BLACKROCK INC 0187.975 375.95 BROKERAGE 0.04 IW SECURITIES, INC. (ID: 09247X-10-1) 2.000 187.995 (375.99) 10/24 10/29 Purchase XILINX CORP 032.5031 97.51 BROKERAGE 0.08 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 983919-10-1) 3.000 32.523 (97.57) 10/24 10/29 Purchase PEPSICO INC O 68.6714 68.67 BROKERAGE 0.02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10.8) 1.000 68.69 038.03i0 lora 10/29 Purchase STAPLES INC @ 11335 11.34 BROKERAGE 0.02 UOUIDNET INC (ID: 855030-10-2) 1.000 11.36 (11.36) JP Morgan Page 13 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049804 SDNY_GM_00319002 EFTA01522286