.66 0.70 US Fixed Income HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST AVENUE MUT FDS TR 411511-55-3 10.97 411512-73-4 11.35 CRED STRA INST 05358F-30-1 3PM MULTI SECTOR INCOME FD - SEL FUND 2130 48121A-29-0 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 DOUBLE

urities Purchased 11/12 Purchase 11/13 11/18 11/20 11/25 11/26 Total Settled Securities Purchased Purchase Purchase AVENUE MUT FDS TR CRED STRA INST (ID: 05358F-30-1) AVENUE MUT FDS TR CRED STRA INST (ID: 05358F-30-1) AVENUE MUT FDS TR CRED STRA INST (ID: 05358F-30-1) Quantity 910.736 912.

e Date Per Unit Settle Date Type Desalt:4bn Quantity Amount Market Cost Settled Securities Purchased 11/12 Purchase AVENUE MUT FOS TR CRED STRA INST 910.736 11.27 (10,264.00) 11/13 (ID: 05358F-30-1) 11/18 Purchase AVENUE MUT FDS TR CRED STRA INST 912.566 11.30 (10,312.00) 11/20 (ID: 0

20/13 SHORT TERM CAPITAL GAINS Q 0.009 PER SHARE AS OF 1220/13 (ID: 091929-63-8) 7,292.312 0.009 62.93 12/23 Div Owlet AVENUE MUT FDS TR CRED STRA INST 12/23/13 INCOME DIVIDEND @ 0.100 PER SHARE (II:r 05358F-30-1) 2,734.963 0.10 273.50 12/24 STCapkalGaln Dist HSBC FDS TOTAL RETURN 112/24/13 S

7) 2,914.78 5.71% HARBOR CONVERTIBLE SEC4NST 411512-73-4 10.97 2,833.31 31,081.45 29,272.00 1,809.45 634.66 2.04% AVENUE MUT FDS TR CRED STRA INST 05358F-30-1 11.35 2,734.98 31,041.83 30,896.00 145.83 1,411.24 4.55% JPM MULTI SECTOR INCOME FD - SEL FUND 2130 48121A-29-0 10.23 4,784.

nt. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 36,993.11 36,993.11 36,993.11 11.09 0.96 US Fixed Income AVENUE MUT FDS TR CRED STRA INST 05358F-30-1 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 METROPOLITAN WEST FDS TOTAL RET CL I 592905-50-9 HARBOR HIGH

.16 1.19 US Fixed Income HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST AVENUE MUT FDS TR 411511-55-3 11.07 411512-73-4 11.46 CRED STRA INST 05358F-30-1 DOUBLELINE TOTAL RET BD-I 3PM STRAT INCOME OPPORT FD SEL 258620-10-3 11.91 FUND 3844 4812A4-35-1 3PM MULTI SECTOR INCOME FD SEL

3) 1,665.57 5.75% HARBOR CONVERTIBLE SEC4NST 411512-73-4 11.07 2,833.31 31,364.79 29,272.00 2,092.79 589.32 1.88% AVENUE MUT FDS TR CRED STRA INST 05358F-30-1 11.46 2,734.96 31,342.88 30,896.00 446.68 894.33 2.85% DOUBLEUNE TOTAL RET BD4 258620-10-3 10.97 12,498.16 137,104.76 142,2