2,406.35 74.39 0.33% 14.78 2,638.382 38,995.29 39,286.00 (290.71) 1,646.35 4.22% Account Page 5 of 14 Consolidated Statement Page 56 EFTA01567343

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 Alternative Assets Summary Beginning Asset Categories Hedge Funds Real Estate & Infrastructure Total Value Estimated Value 174,732.12 56,906.39 $231,638.51 Ending Estimated Value 174,652.72 36,472.77 $211,125.49 Change In Value (79.40) (20,433.62) ($20,513.02) Current Allocation 17% 4% 21% Real Estate & Infrastructure Hedge Funds Asset Categories Alternative Assets Detail Alternative Assets as a percentage of your portfolio 21 % Price Hedge Funds COLUMBIA FD SER TRT - COLUMBIA CONVERTIBLE SECURITIES FD - Z 19765H-72-7 NCIA X EATON VANCE FLOATING-RATE ADVANTAGE I 277923-63-7 EIFA X Account Page 6 of 14 Consolidated Statement Page 57 11.22 7,524.150 84,420.96 84,120.00 18.47 1,147.177 21,188.36 20,523.00 Quantity EFTA01567344

Estimated Value Cost EFTA01567345

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 Price Hedge Funds GATEWAY FUND-Y HSBC FDS Total Hedge Funds 28.53 367829-88-4 GTEY X 9.84 TOTAL RETURN I 40428X-15-6 HTRI X $174,652.72 $174,388.01 3,858.567 37,968.30 39,704.65 1,089.208 31,075.10 30,040.36 Quantity Estimated Value Cost Quantity/Original Commitment Amount Real Estate & Infrastructure TORTOISE MLP & PIPELINE-INS 56166Y-40-4 TORI X Amounts shown above under "Estimated Value" for private equity funds are estimates based on the latest fund values received from each underlying fund, which value may be as of a date (underlying fund value date) prior to the period covered by this statement. The values provided by the underlying fund have been adjusted for any cash flows between your account and such fund that have occurred subsequent to the underlying fund value date to derive the "Estimated Value". Therefore, such "Estimated Value" may not reflect the value of your interest shown on any fund's actual books and records as of the date of this statement. For additional information, please contact your J.P. Morgan representative. For private equity funds, Estimated Values are based on estimates provided by the underlying funds that are generally presented on a US GAAP basis, which records investments at fair value, or "marked-to-market". Most of these underlying funds also present their audited financial statements on a US GAAP basis (i.e., "marked-to- market"). However, some of these underlying funds present their audited financial statements using the Income Tax Basis of Accounting, which records investments "at cost" based on the accrual basis of accounting for Federal income taxes. Where the underlying fund provides periodic estimates EFTA01567346

on a "marked-to-market" basis but reflects investments "at cost" in its audited financial statements, the marked-to-market Estimated Value shown herein for a private equity fund may be materially different from the value reflected on such fund's audited financial statements (which are also based on the audited financial statements of the underlying fund). Account V49935006 Page 7 of 14 Consolidated Statement Page 58 Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. Yield 2,296.77 30,616.00 36,472.77 EFTA01567347

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 36,993.11 628,854.81 $665,847.92 Ending Market Value 47,214.85 623,797.47 $671,012.32 Current Period Value 671,012.32 675,686.82 (4,674.50) 26,698.65 159.30 3.97% Cash & Fixed Income as a percentage of your portfolio 64 % SUMMARY BY TYPE Market Value 671,012.32 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash International Bonds EFTA01567348

Mutual Funds Other Total Value Market Value 47,214.85 31,342.68 533,808.52 58,646.27 $671,012.32 % of Bond Portfolio 7% 4% 81% 8% 100% US Fixed Income Change In Value 10,221.74 (5,057.34) $5,164.40 Current Allocation 5% 59% 64% Cash Asset Categories Account Page 8 of 14 Consolidated Statement Page 59 EFTA01567349

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 47,214.85 47,214.85 47,214.85 14.16 1.19 US Fixed Income HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST AVENUE MUT FDS TR 411511-55-3 11.07 411512-73-4 11.46 CRED STRA INST 05358F-30-1 DOUBLELINE TOTAL RET BD-I 3PM STRAT INCOME OPPORT FD SEL 258620-10-3 11.91 FUND 3844 4812A4-35-1 3PM MULTI SECTOR INCOME FD SEL FUND 2130 48121A-29-0 10.26 4,784.86 49,092.70 49,092.71 (0.01) 3,015.90 35,919.37 36,040.00 (120.63) 889.69 24.13 1,153.15 133.98 2.48% EFTA01567350

2.35% 10.97 12,498.16 137,104.76 142,229.00 (5,124.24) 6,936.47 5.06% 2,734.96 31,342.68 30,896.00 446.68 894.33 2.85% 2,833.31 31,364.79 29,272.00 2,092.79 589.32 1.88% 10.88 2,660.66 28,947.95 29,905.78 (957.83) 1,665.57 5.75% 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 9 of 14 Consolidated Statement Page 60 EFTA01567351

GHISLAINE MAXWELL - TAP DYS ACCT.0 For the Period 1/1/14 to 1/31/14 Price US Fixed Income METROPOLITAN WEST FDS TOTAL RET CL I 592905-50-9 RIDGEWORTH SEIX FLOATING-I TRP INST FLOATING RATE-F 76628T-67-8 10.29 77958B-10-5 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 BLACKROCK HIGH YIELD BOND Total US Fixed Income 091929-63-8 $623,797.47 $628,471.97 ($4,674.50) $26,684.49 $158.11 4.28% 8.23 7,292.31 60,015.73 59,201.48 814.25 3,638.86 6.06% 13.05 4,493.97 58,646.27 60,624.00 (1,977.73) 3,828.85 6.53% 5,394.06 55,504.88 55,397.00 107.88 2,276.29 4.10% 9.08 6,502.66 59,044.11 58,784.00 260.11 2,438.49 4.13% EFTA01567352

10.68 7,192.34 76,814.23 77,030.00 (215.77) 2,373.47 3.09% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account l Page 10 of 14 Consolidated Statement Page 61 EFTA01567353

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Fees & Commissions TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 31,005.67 (21,475.00) $9,530.67 $47,214.85 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 31,005.67 (21,475.00) $9,530.67 -Current Period Value 36,993.11 2,563.29 $2,563.29 (1,872.22) ($1,872.22) Year-To-Date Value* -2,563.29 $2,563.29 (1,872.22) ($1,872.22) Account V49935006 Page 11 of 14 Consolidated Statement Page 62 EFTA01567354

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/2 1/3 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 12/01/13 - 12/31/13 @ .03% RATE ON AVG COLLECTED BALANCE OF $38,012.68 AS OF 01/01/14 3PM INTREPID EUROPEAN FD - INSTL FUND 1300 @ 0.00533 PER SHARE (ID: 4812A0-68-0) 3PM STRAT INCOME OPPORT FD - SEL FUND 3844 @ 0.027 PER SHARE (ID: 4812A4-35-1) 3PM MULTI SECTOR INCOME FD - SEL FUND 2130 @ 0.036 PER SHARE (ID: 48121A-29-0) BLACKROCK HIGH YIELD BOND 12/31/13 INCOME DIVIDEND @ 0.042 PER SHARE AS OF 12/31/13 (ID: 091929-63-8) EATON VANCE FLOATING-RATE ADVANTAGE I 12/31/13 INCOME DIVIDEND @ 0.053 PER SHARE AS OF 12/31/13 (ID: 277923-63-7) HSBC FDS TOTAL RETURN I 01/02/14 INCOME DIVIDEND @ 0.007 PER SHARE (ID: 40428X-15-6) METROPOLITAN WEST FDS TOTAL RET CL I 12/31/13 INCOME DIVIDEND @ 0.004 PER SHARE AS OF 12/31/13 (ID: 592905-50-9) NUVEEN GLOBAL INFRASTRUCT-I 12/31/13 INCOME DIVIDEND @ 0.190 PER SHARE AS OF 12/31/13 (ID: 670690-51-0) DOUBLELINE TOTAL RET BD-I 12/31/13 INCOME EFTA01567355

DIVIDEND @ 0.054 PER SHARE AS OF 12/31/13 (ID: 258620-10-3) Account V49935006 Page 12 of 14 Consolidated Statement Page 63 12,498.155 0.054 675.14 2,025.302 0.19 384.81 3,858.567 7,192.344 0.007 0.016 28.82 114.98 7,524.150 0.053 400.59 875.283 3,015.900 4,784.864 7,292.312 0.005 0.027 0.036 0.042 4.67 81.43 172.26 303.05 Quantity Cost Per Unit Amount Amount 0.96 EFTA01567356

GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/14 to 1/31/14 INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/3 1/3 1/21 Div Domest Div Domest Description RIDGEWORTH SEIX FLOATING-I 01/02/14 INCOME DIVIDEND @ 0.031 PER SHARE AS OF 01/02/14 (ID: 76628T-67-8) TRP INST FLOATING RATE-F 12/31/13 INCOME DIVIDEND @ 0.035 PER SHARE AS OF 12/31/13 (ID: 779586-10-5) Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 10-01-2013 TO 12-31-2013 Total Inflows & Outflows TRADE ACTIVITY Note: Trade Date Settle Date 1/6 1/7 (1,872.22) $691.07 5,394.060 0.035 191.17 Quantity Cost Per Unit Amount 6,502.655 0.032 Amount 205.41 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale 1/14 1/17 1/15 1/21 1/16 1/22 High Cost EFTA01567357

Sale High Cost Sale High Cost Sale High Cost HARBOR HIGH YIELD BOND-INST (ID: 411511-55-3) NUVEEN GLOBAL INFRASTRUCT-I (ID: 670690-51-0) NUVEEN GLOBAL INFRASTRUCT-I (ID: 670690-51-0) NUVEEN GLOBAL INFRASTRUCT-I (ID: 670690-51-0) Quantity (935.424) (476.505) (506.990) (506.111) Per Unit Amount 10.84 10.30 10.30 10.31 Proceeds 10,140.00 4,908.00 5,222.00 5,218.00 Tax Cost (10,514.17) (4,726.93) (5,029.34) (5,020.62) Realized Gain/Loss (374.17) S 181.07 S 192.66 S 197.38 Account IIII. Page 13 of 14 Consolidated Statement Page 64 EFTA01567358

GHISLAINE MAXWELL - TAP DYS ACC For the Period 1/1/14 to 1/31/14 Trade Date Settle Date 1/17 1/23 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Total Settled Sales/Maturities/Redemptions $31,005.67 ($30,605.17) $400.50 S NUVEEN GLOBAL INFRASTRUCT-I (ID: 670690-51-0) Quantity (535.696) Per Unit Amount 10.30 Proceeds 5,517.67 Tax Cost (5,314.11) Realized Gain/Loss 203.56 S Trade Date Settle Date Type Description Settled Securities Purchased 1/14 Purchase 1/17 1/15 1/21 1/16 1/22 1/17 1/23 Total Settled Securities Purchased Purchase Purchase Purchase CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52469H-59-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52469H-59-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I EFTA01567359

(ID: 52469H-59-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52469H-59-4) Quantity 296.210 283.181 282.731 298.430 Per Unit Amount 18.47 18.55 18.53 18.47 Market Cost (5,471.00) (5,253.00) (5,239.00) (5,512.00) ($21,475,LIU...... Account IIIIIIIIIIPage 14 of 14 Consolidated Statement Page 65 EFTA01567360

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP ARFI 270 P , New York, NY 10017-2014 ACCT. For the Period 1/1/14 to 1/31/14 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). 212/464-1536 212/464-2084 800/634-1318 Table of Contents Account Summary Page 2 Holdings Alternative Assets Cash & Fixed Income Portfolio Activity 4 5 7 Account I Page 1 of 10 Consolidated Statement Page 66 EFTA01567361

GHISLAINE MAXWELL - TAP ARFI Account Summary Asset Allocation Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 402,760.32 600,025.84 $1,002,786.16 691.00 $1,003,477.16 Ending Market Value 452,970.32 551,473.04 $1,004,443.36 355.66 $1,004,799.02 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 1,002,786.16 (1,194.27) ($1,194.27) 2,428.61 422.86 $1,004,443.36 355.66 $1,004,799.02 Change In Value 50,210.00 (48,552.80) $1,657.20 (335.34) $1,321.86 Year-to-Date Value 1,002,786.16 EFTA01567362

(1,194.27) ($1,194.27) 2,428.61 422.86 $1,004,443.36 355.66 $1,004,799.02 Estimated 9,825.07 12,847.32 Current Annual Income Allocation 45% 55% $22,672.39 100% Cash & Fixed Income Asset Allocation ACCT. For the Period 1/1/14 to 1/31/14 Alternative Assets Account Page 2 of 10 Consolidated Statement Page 67 EFTA01567363

GHISLAINE MAXWELL - TAP ARFI Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 2,427.37 1.24 $2,428.61 Year-to-Date Value 2,427.37 1.24 $2,428.61 Unrealized Gain/Loss To-Date Value ($7,966.75) ST Realized Gain/Loss Realized Gain/Loss Current Period Value (1,968.26) ($1,968.26) Year-to-Date Value (1,968.26) ($1,968.26) ACCT. V49938000 For the Period 1/1/14 to 1/31/14 Cost Summary Cash & Fixed Income 550,379.49 Cost Total $550,37 Account Page 3 of 10 Consolidated Statement Page 68 EFTA01567364

GHISLAINE MAXWELL - TAP ARFI Alternative Assets Summary Beginning Asset Categories Hedge Funds Estimated Value 402,760.32 Alternative Assets Detail Price Hedge Funds GOLDMAN SACHS TR STRG INCM INST 38145C-64-6 GSZI X HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X PIMCO UNCONSTRAINED BOND-P PRUDENTIAL INVT PORTFOLIOS 9 72201M-45-3 PUCP X 9.79 PRU ABRTN FD Z 74441J-82-9 PADZ X Total Hedge Funds $452,970.32 $462,030.62 9,610.855 94,090.27 96,036.62 11.15 14,308.333 159,537.91 164,832.00 9.84 5,780.066 56,875.85 59,171.00 10.58 13,465.623 142,466.29 141,991.00 Quantity Estimated Value Cost ACCT For the Period 1/1/14 to 1/31/14 Ending Estimated Value 452,970.32 Change In Value EFTA01567365

50,210.00 Current Allocation 45% Account Page 4 of 10 Consolidated Statement Page 69 EFTA01567366

GHISLAINE MAXWELL - TAP ARFI Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 47,890.81 552,135.03 $600,Q ACCT. For the Period 1/1/14 to 1/31/14 Ending Market Value 48,846.15 502,626.89 $551,473.04 Current Period Value 551,473.04 550,379.49 1,093.55 12,847.32 355.66 2.32% SUMMARY BY TYPE Market Value 551,473.04 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Mutual Funds EFTA01567367

Total Value Market Value 48,846.15 502,626.89 $551,473.04 % of Bond Portfolio 8% 92% 100% US Fixed Income Change In Value 955.34 (49,508.14) ($48,552.80) Current Allocation 5% 50% 55% Cash Asset Categories Cash & Fixed Income as a percentage of your portfolio 55 % Account iPage 5 of 10 Consolidated Statement Page 70 EFTA01567368

GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/14 to 1/31/14 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 48,846.15 48,846.15 48,846.15 14.65 1.28 US Fixed Income DOUBLELINE TOTAL RET BD-I EATON VANCE FLOATING RATE-I 3PM STRAT INCOME OPPORT FD - SEL 258620-10-3 9.20 277911-49-1 11.91 FUND 3844 4812A4-35-1 3PM MULTI SECTOR INCOME FD SEL FUND 2130 48121A-29-0 RBC FDS TR BLUBAY ABRTR I 74926P-34-0 Total US Fixed Income $502,626.89 $501,533.34 $1,093.55 $12,832.67 $354.38 2.55% 10.26 10.39 9,651.54 14,793.79 99,024.82 153,707.45 99,024.83 150,434.00 (0.01) 3,273.45 EFTA01567369

10,517.98 125,269.08 125,689.80 (420.72) 3,102.80 84.14 2,326.02 270.24 1,937.98 2.48% 2.35% 1.26% 8,191.63 75,363.00 75,281.00 82.00 2,973.56 3.95% 10.97 4,490.66 49,262.54 51,103.71 (1,841.17) 2,492.31 5.06% 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 6 of 10 Consolidated Statement Page 71 EFTA01567370

GHISLAINE MAXWELL - TAP ARFI ACC For the Period 1/1/14 to 1/31/14 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Fees & Commissions TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 76,002.00 (76,281.00) ($279.00) $48,846.15 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 76,002.00 (76,281.00) ($279.00) -Current Period Value 47,890.81 2,428.61 $2,428.61 (1,194.27) ($1,194.27) Year-To-Date Value* -2,428.61 $2,428.61 (1,194.27) ($1,194.27) Account Page 7 of 10 Consolidated Statement Page 72 EFTA01567371

GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/14 to 1/31/14 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/2 1/2 1/2 1/2 1/2 1/2 1/3 1/3 1/3 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 12/01/13 - 12/31/13 @ .03% RATE ON AVG COLLECTED BALANCE OF $46,902.70 AS OF 01/01/14 3PM STRAT INCOME OPPORT FD - SEL FUND 3844 @ 0.027 PER SHARE (ID: 4812A4-35-1) 3PM MULTI SECTOR INCOME FD - SEL FUND 2130 @ 0.036 PER SHARE (ID: 48121A-29-0) EATON VANCE FLOATING RATE-I 12/31/13 INCOME DIVIDEND @ 0.037 PER SHARE AS OF 12/31/13 (ID: 277911-49-1) HSBC FDS TOTAL RETURN I 01/02/14 INCOME DIVIDEND @ 0.007 PER SHARE (ID: 40428X-15-6) PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 12/31/13 INCOME DIVIDEND @ 0.027 PER SHARE AS OF 12/31/13 (ID: 744413-82-9) DOUBLELINE TOTAL RET BD-I 12/31/13 INCOME DIVIDEND @ 0.054 PER SHARE AS OF 12/31/13 (ID: 258620-10-3) GOLDMAN SACHS TR STRG INCM INST 12/31/13 INCOME DIVIDEND @ 0.029 PER SHARE AS OF 12/31/13 (ID: 38145C-64-6) PIMCO UNCONSTRAINED BOND-P 12/31/13 INCOME DIVIDEND @ 0.008 PER SHARE AS OF 12/31/13 (ID: 72201M-45-3) 14,308.333 0.008 EFTA01567372

114.40 8,675.454 0.032 273.92 9,074.145 0.054 490.18 5,780.066 9,610.855 0.007 0.027 43.17 263.72 12,677.824 9,651.542 5,463.943 0.027 0.036 0.037 342.30 347.46 200.89 Quantity Cost Per Unit Amount Amount 1.24 Account Page 8 of 10 Consolidated Statement Page 73 EFTA01567373

GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/14 to 1/31/14 INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/3 1/21 Div Domest Description RBC FDS TR BLUBAY ABRTR I 12/31/13 INCOME DIVIDEND @ 0.024 PER SHARE AS OF 12/31/13 (ID: 74926P-34-0) Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 10-01-2013 TO 12-31-2013 Total Inflows & Outflows TRADE ACTIVITY Note: Trade Date Settle Date 1/21 1/22 1/21 1/22 (1,194.27) $1,234.34 Quantity Cost Per Unit Amount 14,793.787 0.024 Amount 351.33 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Total Settled Sales/Maturities/Redemptions $76,002.00 ($77,970.26) ($1,968.26) S JPM STRAT INCOME OPPORT FD - SEL FUND 3844 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 11.93 (ID: 4812A4-35-1) DOUBLELINE TOTAL RET BD-I (ID: 258620-10-3) (4,583.485) 10.96 EFTA01567374

50,235.00 (52,160.06) (1,925.06) S Quantity (2,159.849) Per Unit Amount 11.93 Proceeds 25,767.00 Tax Cost (25,810.20) Realized Gain/Loss (43.20) S Account Page 9 of 10 Consolidated Statement Page 74 EFTA01567375

GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/14 to 1/31/14 Trade Date Settle Date Type Settled Securities Purchased 1/21 Purchase 1/22 1/21 1/22 Total Settled Securities Purchased Purchase Description EATON VANCE FLOATING RATE-I (ID: 277911-49-1) GOLDMAN SACHS TR STRG INCM INST (ID: 38145C-64-6) Quantity 2,727.687 4,790.169 Per Unit Amount 9.21 10.68 Market Cost (25,122.00) (51,159.00) ($76,281.00) Account Page 10 of 10 Consolidated Statement Page 75 EFTA01567376

For the Period 1/1/14 to 1/31/14 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01567377

parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01567378

For the Period 1/1/14 to 1/31/14 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01567379

improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01567380

For the Period 1/1/14 to 1/31/14 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. EFTA01567381

You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Corp. ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, (347) 643-2578. If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Disclosures Page 3 of 5 EFTA01567382

For the Period 1/1/14 to 1/31/14 Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be EFTA01567383

the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Disclosures Page 4 of 5 EFTA01567384

For the Period 1/1/14 to 1/31/14 Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01567385

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