t. Annual Income Yield Original Cost Accrued Interest Cash US DOLLAR 1.00 28,198.00 28,198.00 28,198.00 2.81 0.01%1 0.48 US Fixed Income COHEN & STEERS PREFERRED SECURITIES 13.44 3,002.07 40,347.79 40048.00 (300.21) 2,557 76 6.34% AND INCOME FUND INC 19248k30-7 HARBOR HIGH YIELD BOND FUND - INS 11.19 4,547.24

Cost Settled Securities Purchased 1/29 Purchase BLACKROCK HIGH YIELD BOND (ID: 091929-83-8) 6,023.171 8.20 (49,390.00) 1/30 1/29 Purchase COHEN & STEERS PREFERRED SECURITIES AND INCOME 3,002.068 13.54 (40,648.00) 1/30 FUND INC (ID: 19248X-30-7) 1/29 Purchase HSBC FDS TOTAL RETURN I (ID: 40428X-15-6) 4,647.619 10

LRT HI I 76628T-67-8 T. ROWE PRICE INSTL INCOME FDS FLTO 10.25 5,394.06 55.289.12 55,397.00 (107.88) 2,637.69 4.77% RATE FD F 77958B-10-5 COHEN & STEERS PREFERRED SECURITIES 13.49 3,742.69 50,488.93 50,602.00 (113.07) 3,188.77 6.32% AND INCOME FUND INC 19248X-3O-7 BLACKROCK HIGH YIELD BOND 8.17 6,023.17 49,20

ed Securities Purchased 2/1 Purchase 2/4 MATTHEWS ASIA DIVIDEND INSTITUTIONAL (ID: 577130-754)) 481.951 15.07 (7.283.00) 218 Purchase 2/7 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC (ID: 19248X-30-7) 740.825 13.44 (9,954.00) 2119 Purchase 220 PIMCO EMERGING LOCAL BOND FUND - P (ID: 72201M-39-6) 2719.

4 25,904.04 2.59 0.01%* 0.30 US Fixed Income HARBOR HIGH YIELD BOND FUND - INS 11.38 4,547.24 51,747.61 51,111.00 636.61 2,901.14 5.61% COHEN & STEERS PREFERRED SECURITIES 13.74 3,742.69 51,424.60 50,60200 822.60 3,188.77 6.20% AND INCOME FUND INC HARBOR CONVERTIBLE SEC FD-IS 10.42 1,872.78 19,514.37 19,196

51,201.94 51,111.00 90.94 2,901.14 5.67% HARBOR CONVERTIBLE SEC4NST 411512-73-4 10.55 1,872.78 19,757.83 19,196.00 561.83 473.81 2.40% COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 13.65 3,742.89 51,087.78 50,602.00 485.76 3,188.77 6.24% JPM STR INC OPP FD FUND 3844 481244.35-1 11.95

t. Annual Income Yield Original Cost Accrued Interest Cash US DOLLAR 1.00 22,019.21 22,019.21 22.019.21 2.20 0.01%1 0.37 US Fixed Income COHEN & STEERS PREFERRED SECURITIES 13.11 4,493.97 58,915.91 60,624.00 (1,708.09) 3.828.85 6.50% AND INCOME FUND INC 19248X-30-7 HARBOR HIGH YIELD BOND-INST 10.83 4,547.24

UDENTIAL TOTAL RETURN BD-Z 0931/13 INCOME DIVIDEND 0 0.043 PER SHARE AS OF 05/31/13 (ID: 744408-40-5) 5,318.176 0.043 228.99 6/4 Div Dourest COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 05/31/13 INCOME DIVIDEND 0 0.071 PER SHARE AS OF 05131/13 (ID: 19248X-30-7) 3,742.693 0.071 265.73 6/4 Tax-Exempt Income

4,547.24 50,201.55 51,111.00 (909.45) 2,901.14 5.78% HARBOR CONVERTIBLE SEC4NST 10.67 2,833.31 30,231.46 29,272.00 959.46 643.16 2.13% COHEN & STEERS PREFERRED SECURITIES 13.09 4,493.97 58,826.03 60,624.0D (1,797.97) 3,828.85 6.51% AND INCOME FUND INC JPM STR INC OPP FD 11.87 3,015.90 35,796.73 36,040.00

11.00 (1,318.70) 2901.14 5.63% 411511.553 HARBOR CONVERTIBLE SEC4NST 10.83 2,833.31 30,118.13 29,272.00 846.13 643.16 2.14% 411512-73-4 COHEN & STEERS PREFERRED SECURITIES 12.82 4,493.97 57,612.66 60,624.00 (3,011.34) 3,828.85 6.85% AND INCOME FUND INC 19248X-30-7 DOUBLEUNE TOTAL RET BD4 10.88 12,498.18 135

145.83 1,411.24 4.55% JPM MULTI SECTOR INCOME FD - SEL FUND 2130 48121A-29-0 10.23 4,784.86 48,949.16 49,092.71 (143.55) 1,401.96 2_86% COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 12.95 4,493.97 58,196.87 60,624.00 (2,427.13) 3,828.85 6.58% DOUBLEUNE TOTAL RET SD-1 10.91 12,498.16 13

231.56 33,274.79 16,956.77 $50,231.56 3.32 0.31 $0.00 $3.32 $0.31 US Fixed Income HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST COHEN & STEERS PREFERRED SECURITIES 411511-55-3 10.67 411512-73-4 13.09 AND INCOME FUND INC 19248X-30-7 3PM STR INC OPP FD FUND 3844 4812A4-35-1 DOUBLELINE TOTAL RET BD-I 258

Price Cash US DOLLAR 1.00 42,381.39 42,381.39 42,381.39 4.23 0.31 US Fixed Income HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST COHEN & STEERS PREFERRED SECURITIES 411511-55-3 10.63 411512-73-4 12.82 AND INCOME FUND INC 19248X-30-7 DOUBLELINE TOTAL RET BD-I 3PM STR INC OPP FD 258620-10-3 11.83 FUND 38

& Fixed Income Detail Price Cash US DOLLAR 1.00 25,904.04 25,904.04 25,904.04 2.59 0.30 US Fixed Income HARBOR HIGH YIELD BOND FUND - INS COHEN & STEERS PREFERRED SECURITIES 411511-55-3 13.74 AND INCOME FUND INC 19248X-30-7 HARBOR CONVERTIBLE SEC FD-IS 3PM STR INC OPP FD 411512-73-4 11.97 FUND 3844 4812A4-35-1

DEND @ 0.005 PER SHARE (ID: 40428X-15-6) PRUDENTIAL TOTAL RETURN BD-Z 08/30/13 INCOME DIVIDEND @ 0.049 PER SHARE AS OF 08/30/13 (ID: 74440B-40-5) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 08/30/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 08/30/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 08/30/13 INCOME DIVIDEN

.010 PER SHARE (ID: 40428X-15-6) METROPOLITAN WEST FDS TOTAL RET CL I 11/29/13 INCOME DIVIDEND @ 0.003 PER SHARE AS OF 11/29/13 (ID: 592905-50-9) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 11/29/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 11/29/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 11/29/13 INCOME DIVIDEN

.010 PER SHARE (ID: 40428X-15-6) METROPOLITAN WEST FDS TOTAL RET CL I 10/31/13 INCOME DIVIDEND @ 0.001 PER SHARE AS OF 10/31/13 (ID: 592905-50-9) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 10/31/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 10/31/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 10/31/13 INCOME DIVIDEN

2/1/13 to 2/28/13 Price US Fixed Income RIDGEWORTH FDS SEIX FLRT HI I 76628T-67-8 T. ROWE PRICE INSTL INCOME FDS FLTG RATE FD F 77958B-10-5 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 BLACKROCK HIGH YIELD BOND Total US Fixed Income 091929-63-8 $618,588.62 $619,886.38 ($1,297.76) $30,285.56

Price Cash US DOLLAR 1.00 25,503.60 25,503.60 25,503.60 2.55 0.33 US Fixed Income HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST COHEN & STEERS PREFERRED SECURITIES 411511-55-3 10.95 411512-73-4 13.00 AND INCOME FUND INC 19248X-30-7 DOUBLELINE TOTAL RET BD-I 3PM TR I STRG INCM OPPTY FD - SEL 258620-10-3

est is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 28,198.00 28,198.00 28,198.00 2.81 0.48 US Fixed Income COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 HARBOR HIGH YIELD BOND FUND - INS HARBOR CONVERTIBLE SEC FD-IS 3PM TR I MLT SC INCM SL 3PM STR INC OPP FD 4115