% AND INCOME FUND INC 19248k30-7 HARBOR HIGH YIELD BOND FUND - INS 11.19 4,547.24 50,883.64 51,111.00 (227.36) 2,960.25 5.82% 411511.55-3 HARBOR CONVERTIBLE SEC FD-IS 10.24 1,872.78 19,177.27 19,196.00 (18.73) 501.90 2.62% 411512-73-4 JPM TR I MLT SC INCM SL 10.24 9246.10 94,680.07 94,865.00 (184.9

00 636.61 2,901.14 5.61% COHEN & STEERS PREFERRED SECURITIES 13.74 3,742.69 51,424.60 50,60200 822.60 3,188.77 6.20% AND INCOME FUND INC HARBOR CONVERTIBLE SEC FD-IS 10.42 1,872.78 19,514.37 19,196.00 318.37 473.81 2.43% JPM STR INC OPP FD 11.97 3,015.90 38,100.32 36,040.00 60.32 1,209.37 3.35%

Div Domest Div Domest Description HARBOR HIGH YIELD BOND FUND - INS 03/28/13 INCOME DIVIDEND @ 0.123 PER SHARE AS OF 03/28/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC FD-IS 03/28/13 INCOME DIVIDEND @ 0.038 PER SHARE AS OF 03/28/13 (ID: 411512-73-4) PIMCO EMERGING LOCAL BOND FUND - P 03/28/13 INCOME DIVIDEND @ 0.04

A01565469 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 3/1/13 to 3/31/13 Price US Fixed Income RIDGEWORTH FDS SEIX FLRT HI I 76628T-67-8 HARBOR CONVERTIBLE SEC FD-IS T. ROWE PRICE INSTL INCOME FDS FLTG 411512-73-4 10.30 RATE FD F 77958B-10-5 BLACKROCK HIGH YIELD BOND Total US Fixed Income 091929-63-8 $