Settled Securities Purchased 6/17 Purchase 6/18 HARBOR CONVERTIBLE SEC4NST (ID: 411512-73-4) 960.534 10.49 (10,078.00) 8/28 Purchase 8/27 CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52489H-59-4) 1,179.249 18.77 (19,776.00) 6127 Purchase 628 BLACKROCK HIGH YIELD BOND (ID: 091929-83-8) 2481.158 7.98 (19.750 00) Tot

6 1/22 1/17 1/23 Total Settled Securities Purchased Purchase Purchase Purchase CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52469H-59-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52469H-59-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I EFTA01567359 (ID: 52469H-59-4) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I (ID: 52