ST 3BI45C-8443 GSZI X 10.54 8,675.454 91 439.29 90,832.00 HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X 10.03 5,780.066 57,974.06 59,171.00 PIMCO UNCONSTRAINED BOND-P 72201M-45-3 PUCP X 11.21 14,308.333 160,396.41 164,832.00 PRUDENTIAL INVT PORTFOLIOS 0 PRU ABRTN FD Z 74441 J-82-9 PADZ X 9.81 9,610.855 9

INST 36145C-644 GSZI X 10.66 8,675.454 92,480.34 90,832.00 HSBC FDS TOTAL RETURN I 40428X-154 HTRI X 9.85 5,780.066 56,933.65 59,171.00 PIMCO UNCONSTRAINED BOND-P 72201M-45-3 PUCP X 11.09 14,308.333 158,679.41 164,832.00 PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 74441J-82-9 PADZ X 9.85 9,610.855 94

T 38145C-84-6 GSZI X 10.58 13.465.623 142.466 29 141,991.00 HSBC FDS TOTAL RETURN I 40428X-154 HTRI X 9.84 5,780.066 56,875.85 59,171.00 PIMCO UNCONSTRAINED BOND-P 72201M-45-3 PUCP X 11.15 14,308.333 159,537.91 164,83200 PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 74441J-82-9 PADZ X 9.79 9,610.855 94,

ARE AS OF 10/31/13 (ID: 258620-10-3) GOLDMAN SACHS TR STRG INCM INST 10/31/13 INCOME DIVIDEND @ 0.028 PER SHARE AS OF 10/31/13 (ID: 38145C-64-6) PIMCO UNCONSTRAINED BOND-P 10/31/13 INCOME DIVIDEND @ 0.004 PER SHARE AS OF 10/31/13 (ID: 72201M-45-3) 14,308.333 0.004 EFTA01567006 57.55 8,675.454 0.028 245.11 9,0

DER SERVICING AGENT @ 10.18 (ID: ) JPM TR I MLT SC INCOME FD - SEL FUND 2130 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 9.98 (ID: ) PIMCO UNCONSTRAINED BOND-P (ID: ) PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z (ID: ) Total Settled Sales/Maturities/Redemptions (997.161) (2,585.113) 11.27 9.74 11,23

ARE AS OF 12/31/13 (ID: 258620-10-3) GOLDMAN SACHS TR STRG INCM INST 12/31/13 INCOME DIVIDEND @ 0.029 PER SHARE AS OF 12/31/13 (ID: 38145C-64-6) PIMCO UNCONSTRAINED BOND-P 12/31/13 INCOME DIVIDEND @ 0.008 PER SHARE AS OF 12/31/13 (ID: 72201M-45-3) 14,308.333 0.008 EFTA01567372 114.40 8,675.454 0.032 273.92 9,