CHISLAINE MAXWELL-TAP DYS ACCT. For the Period 11/1/13 to 11/30/13 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Galn/Loss Settled Sales/Maturities/Redemptions 11/12 Sale 11/13 High Cost BLACKROCK HIGH YIELD BOND (ID: 091929-634) (1,212.015) 8.24 9,987.00 (9,938.52) 48.48 S 11/18 Sale PIMCO EMERGING MARKETS CORPORATE BOND FUND (1,255.199) 11.54 14,485.00 (15,401.29) (916.29) S 11/21 High Cost (ID: 72201W-85-7) 11/25 Sale PIMCO EMERGING MARKETS CORPORATE BOND FUND (1,218.151) 11.52 14,033.10 (14,948.71) (913 61) S 1126 High Cost (ID: 72201W-85-7) Total Settled Sales/Maturities/Redemptions $38,506.10 ($40.286.62) (91.781.42) S Trade Date Per Unit Settle Date Type Desalt:4bn Quantity Amount Market Cost Settled Securities Purchased 11/12 Purchase AVENUE MUT FOS TR CRED STRA INST 910.736 11.27 (10,264.00) 11/13 (ID: 05358F-30-1) 11/18 Purchase AVENUE MUT FDS TR CRED STRA INST 912.566 11.30 (10,312.00) 11/20 (ID: 05358F-30-1) 11/25 Purchase AVENUE MUT FDS TR CRED STRA INST 911.661 11.32 (10,320.00) 11/26 (ID: 05358F-30-1) Total Settled Securities Purchased (530.896.00) J.P.Morgan Account Page 15 of 15 Consolidated Statement Page 71 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046436 SDNY_GM_00315634 EFTA01519162