s to s I Classification: For internal use only Hi Kshitij, Derek, Good morning!! I have a query related to address fields on FinCen CDD form. >; Derek St-Hilaire 1. For main Entity if the address on the form differs from the one on the KYC. If FO checks with the client that the one on the form is the maili

o: Richard larossi Subject: FW: KYC [I) Classification: For internal use only From: Daphne Cales Sent: Friday, September 14, 2018 2:33 PM To: Derek St-Hilaire < Cc: Vinita Advani < >; Vijay-A Sawant < >; Stewart Oldfield < Subject: KYC Classification: For internal use only Hello Derek, >; Bradley Gil

Wealth Management 5022 Gate Parkway. Suite 400 Jacksonville, Florida 32256 USA From: Sylvia Escobar Sent: Tuesday, November 27, 2018 5:38 PM To: Derek St-Hilaire Subject: EEA Client Notation in dbForce Janice Franklin Dear All, I hope you are doing well. Could you please confirm that your teams are follow

KYC flint Page 18 of 21 DB PWM GLOBAL KYCJNCA: US/ LatAm /I nt'l PART B rA Relationship Name ZUECH, CHRIS RELATIONSHIP Mak Rating Comments: Derek St-Hilaire comfired the moderate nsk rating on 10/12/18. Booking Center 0 pry O Offshore NY/ sk It a Moderate ri i__I High !Oak • Offshore Ri (Complia

From: Vinita Advani Sent: 9/12/2018 10:29:09 AM To: Daphne Cales ; Richard larossi Hol er Pauco-Dirscherl ; Derek St-Hilaire CC: Subject: Discussion : Gratitude America Ltd Location: Dial In + ; Bradley Gillin Start: 9/14/2018 10:30:00 AM End: 9/14/2018 11:00:00 A

s to s I Classification: For internal use only Hi Kshitij, Derek, Good morning!! I have a query related to address fields on FinCen CDD form. >; Derek St-Hilaire 1. For main Entity if the address on the form differs from the one on the KYC. If FO checks with the client that the one on the form is the maili

From: Daphne Cales Sent: 9/28/2018 4:11:36 PM To: '[email protected]' CC: Derek St-Hilaire Subject: Address Verification (I) Classification: For Internal use only Good afternoon. Hope you are all ready for the weekend. Just wanted to c

Mahendru < >; Olivier Poncet < >; Barry H Morris < >; Janice Franklin < Yoonsun Chung • ; Thomas Klemm < >; Anil Tewani >; Mary C Keaveney < Derek St-Hilaire Subject: RE: Important Update: FinCen CDD Rule Procedures (lj >; Irwin Nack < >; Kshiti Golani < Classification: For Infernal use only All... A

tij Golan Oliver Esslin er Olivier Poncet Janice Franklin Classification: For Internal use only Hello Everyone, >; Thomas Klemm Anil Tewani < Derek St-Hilaire < .st I am pleased to offer some good news on the delivery options for the FinCEN CDD Form. Thank you to Irwin, Janice, Oliver, and Patrick for th

ess le s I classification: For internal use only Hi Kshitij, Derek, Good morning!! have a query related to address fields on Fincen CDD form. >; Derek St-Hilaire <derek.st- 1. For main Entity if the address on the form differs from the one on the KYC. If FO checks with the client that the one on the form is

ail. If you have an urgent request please contact the banking services group at (866) 362-4796. For KYC Remediation / Case Managers: Please contact Derek St-Hilaire or Vinita Advani. All other issues please contact Brigid Macias or Michele Quattrocchi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0

I South Strwt. tumor.... MD 21202-3.19% From: Stewart Oldfield Sent: Monday, February 25, 2019 4:34 PM To: Maximilia Corinna-A Reibchen Derek St-Hilaire Subject: RE: MR / LR remediation - your portfolio III Natalie Barak Classification: For internal use only Please let me know the timing on this w

C: Dawn Forbes Prashant Mahendru Subject: Kshitij Golani ; Olivier Poncet I I; Janice Franklin Yoonsun ; Anil Tewani ; Mary C Keaveney I I; Derek St-Hilaire RE: Important Update: FinCen COO Rule Procedures III Classification: For Internal use only All... An addition/clarification....for the avoidance

94852 KYC Print Page 18 of 21 DB PWM GLOBAL KYC/NCA: US/LatArn/Infl PART B Relationship Name ZIJECH. CHRIS RELATIONSHIP Risk Rating Comments: Derek St-Hilaire cornered the moderate r sk rating on 10/12/18. Booking Center I N l p , /offshore 0 Offshore g l Moderate Risk n High u Risk l'A w (Compli

From: To: Derek St-Hilaire Subject: Date: Attachments: Hi Sylvia, Yes, I have facilitated training for ABR. Moreover, we have added this to our broader training framework

46) 690-1201 Email: www.deutschewealth.com From: Melisa Venegas Sent: Friday, October 12, 2018 9:48 AM To: Jonathan Groom a> Cc: zia Memon < >; Derek St-Hilaire lia; Emily Craig <Sila; Oliver Esslinger < IMe; Kimberly Hart Subject: RE: FIM Relationships and FIMs - KYC Tracker [I] Classification: For in

From: To: Cc: Janice Franklin Sylvia Escobar Derek St-Hilaire Subject: Date: Attachments: RE: EEA Client Notation in dbForce Wednesday, November 28, 2018 9:20:43 AM image004.png image003.png Good morning

nt <[email protected]> Cc: Holger Pauco-Dirscherl <[email protected]>, Holger Pauco-Dirscherl <[email protected]>, Derek St-Hilaire <[email protected]> Vijay, Can you please set some time for all of us to discuss tomorrow? I received some clarity from the ABR team. Thank

ep 2018 14:40:54 -0400 To: Richard Iarossi Classification: For internal use only From: Daphne Cales Sent: Friday, September 14, 2018 2:33 PM To: Derek St-Hilaire Cc: Vinita Advani ay-A Sawant Bradley Gillin ; Stewart Oldfield Subject: KYC 1977700 [I] Classification: For internal use only Hello Derek, W