Classification: Confidential LatAm was excluded because I believe the third party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. From: Chip Packard Sent: S

gus Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Quick question: I don't see any LatAm names, where are they included? I went through the list and want to make the following changes: Delete the following names: Kaiser, Templeton, Houc

ure -- because, again, that tort, abuse of 23 process, has been around a long time. But the 24 American National case was 1999. And also the 25 LatAm case, which was a precursor to Wolfe on that www.phippsreporting.com 888 811-3408 EFTA00606548 1 2 3 4 5 6 40 issue, the litigation privi

11:13 machinations ... 51:15 54:3,18 largest (1) let's (2) 11:18,23 12:23 33:6 55:24 18:16 11:8 42:22 13:2 14:4,17 Madam (1) matters (1) LatAm (1) level (1) 14:22 15:2,9 61:16 8:19 39:25 52:16 16:9 17:1 maintain (1) Maxwell (3) latch (1) Levin (23) 18:20 19:21 40:10 1:24 62:8,1

ird party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. From: Chip Packard Sent: Sunday, January 25, 2015 04:03 PM To: Diego Galan; Haig Ariyan Cc: Caroli

Classification: Confidential LatAm was excluded because I believe the third party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. From: Chip Packard Sent: Su

Donna sends what we have, we might take it from there? #3: Julia can get you the data #4: Patrik will send what we have. Please keep in mind that LatAm strategy is currently being renewed with George Crosby on the platform and we can send you an early draft, but work will continue until Feb. Let m

ts and which products. Net new assets from existing clients in 2018; including client location, name of relationship manager, sub-GMT (Americas or LatAm), and which products. All new client-facing staff hired in office location, sub-GMT (Americas or LatAm). Presentations outlining WM Americas' gr

e due to potential rejection/closing of the KYC case. *** ABR is not always part of the High Risk approval flow. High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out-of-Scope Identified* 166 161 31 13 371 # of KYC Cases Approved 49

65 47 18 8 138 2. Ready for Primary Officer Approval S 4. Ready for AML & Bus. Risk Approval 1 Rejected (with Front Office) 4 3 5 3 15 LatAm 50 37 13 29 129 1. In Progress 37 27 12 29 105 2. Ready for Primary Officer Approval 2 7 9 3. Ready for Office Dir Approval/SMTH 2

ater. This time, we expect a sharp selloff with an eventual recovery. Our bearish view on LatAm credits in particular is driven by 1) positioning in LatAm is heavier than in EMEA or Asia — watch outflows from IG crossover investors who will rethink their EM IG investments; 2) their exposure to commoditi

the above mentioned global factors, for the last two years and the years 2013-2014 for the sake of comparison (Chart 64). We find that currencies in LatAm and EEMEA are more exposed to global factors than in Asia. Interestingly, LatAm and EMEA currencies are more sensitive to shocks in commodity prices

f Donna sends what we have, we might take it from there? #3: Julia can get you the data #4: Patrik will send what we have. Please keep in mind that LatAm strategy is currently being renewed with George Crosby on the platform and we can send you an early draft, but work will continue until Feb. Let me

(Americas or LatAm), and which products. • All new client-facing staff hired in 2018: including hiring date, office location, sub-GMT (Americas or LatAm). • Presentations outlining WM Americas' current new business and growth strategies. Thanks. Rgds. Just. CONFIDENTIAL - PURSUANT TO FED. R. GRI

Classification: Confidential latAm was excluded because I believe the third party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. CONFIDENTIAL — PURSUANT TO F

ird party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 122606 CONFIDENTIAL SDNY_GM_00268790 E

gus Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Quick question: I don't see any LatAm names, where are they included? I went through the list and want to make the following changes: Delete the following names: Kaiser, Templeton, Houc

Classification: Confidential LatAm was excluded because I believe the third party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. From: Chip Packard Sent: S

gus Subject: Re: Quintessentially Platinum - coming soon. Your support required. [C] Classification: Confidential Quick question: I don't see any LatAm names, where are they included? I went through the list and want to make the following changes: Delete the following names: Kaiser, Templeton, Houc

Classification: Confidential LatAm was excluded because I believe the third party that supports the program does not have a significant presence in LatAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. From: Chip Packard Sent: S

ird party that supports the program does not have a significant presence in latAm and events the clients can attend are not planned to take place in LatAm. We will highlight those changes on the list. From: Chip Packard Sent: Sunday, January 25, 2015 04:03 PM To: Diego Galan; Haig Ariyan Cc: Caroli

Negus Subject: Re: Quintessentially Platinum coming soon. Your support required. [C] Classification: Confidential Quick question: I don't see any LatAm names, where are they included? CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122565 CONFIDENTIAL SDNY_GM_00268749 EFTA01460899

llenges • First view on the LatAm market • First view on DB WM LatAm's clients Interview round with experts from coverage and products DB WM LatAm Factbook • Agree focus clients, products, & markets • Review positioning vs. future focus areas and identify growth / de-emphasis areas Formu

ns 7 (Slide 8) 8 (Slide 10) Complex Structures Cross Border Training 13 3 Miami, 3 NY, 3 Geneva, 2 Chicago, 1 LA, 1 San Francisco 1547 235 LatAm; 1312 USO 235 accounts High 138, Moderate 56, Low 41 140 accounts High 61, Moderate 43, Low 36 51 exceptions Approved 47; Overdue 1; Upcoming 1 (

y judgment in favor of the law firm in an action for abuse of process on the basis of absolute immunity and on the authority of Levitz ); see also LatAm, 88 So.3d at 243 (concluding that the application of the litigation privilege to a cause of action for abuse of process does not eliminate that ca

ustomer threatening litigation against Deutsche Bank AG or any of subsidiaries? (If Yes, provide details below and contact Quality Mgt 0 Yes No (LatAm/Int7) or the Regulatory Control Group and notify Compliance Inuned,ately) G' Does the client or related party have any financial or other associati

organic lager volumes +3.0% & agrees to alliance with Anadolu Efes (trading +0.57%) Diageo reports sales growth that tops estimates led by gains in LatAm, Asia, Africa (trading +3.5%) BHP Billiton record iron ore production on Asia demand & expansions in Australia (trading -0.45%) Software AG (Germ

ing a growing opportunity set for HAL that must be balanced against higher project risk. - Swirling currents in Latin America. The one soft spot is LatAm where margins should appreciably improve in 2015. Petrobras has agreed to re-tender the drilling contracts on lower activity levels, with costs rig

tomer threateMng litigation against F. 0 Yes 12 No Deutsche Bank AG or any of its subsidiaries' at Yes, ppvide details batw and contact Quay NO. (LatAm/Intl)of the Rego/may Control Group and nobly Complexe immediately) financial Does the client or related party have any or other association / Inte

d a $2 mm signing bonus today. I said not leaving Latham. On Feb 1, 2019, at 6:26 PM, J < jeevacation@,gma

[C] tomonv at 2? On Mon, Feb 2, 2015 at 11:31 AM, Daniel Sabba < Classification: Confidential > wrote: Hi Jeffrey, I am working on another short LatAm idea that I expect to have ready later today. I am not sure when you are in NY next but it would be great to get together, assuming it works for our

41 20 11 164 3. Ready for Office Dir Approval/SMTH 6 6 5. Ready for Compliance Approval 4 4 Rejected (with Front Office) 6 3 1 3 13 LatAm 48 41 13 30 132 1. In Progress 33 31 12 30 106 2. Ready for Primary Officer Approval 3 7 10 3. Ready for Office Dir Approval/SMTH 2