ulations? Authority to assess civil penalties rests with the Secretary of the Treasury and is delegated to the Financial Crimes Enforcement Network (FinCEN) and the primary federal regulators or Self-Regulatory Organizations (SROs) (e.g., Financial Industry Regulatory Authority [FINRA]). Some state regul

S. Bank Secrecy Act (BSA) requires financial institutions to file “suspicious activity reports” (SARs) with the Financial Crimes Enforcement Network (FinCEN) regarding customers engaged in “marijuana-related business.” From February 2014 through June 2017, FinCEN received a total of 33,692 marijuana-relat

appeal: The Opco trading data ALSO implicates UBS as well as NITE: SEC OWB/IG Hoecker FRAUD: "Enforcement staff never saw Mr Dilorio's information" FinCEN Assesses $14.5 Million Penalty against UBS Financial Services for Anti-Money Laundering Failures I FinCEN.gov EFTA00010824 --- PAGE BREAK --- F

From: To:' Cc: Subject: RE: Epstein (FinCEN records) Date: Fri, 16 Aug 2019 05:47:54 +0000 Great, received — thanks very much. Ori inal Messa e From: Sent: Thursday. August 15.2019 08:27

tes that the maximum account value in 2018 was $1,556,801. The current balance of this account is unknown. BARCLAYS N/A Source - FBAR filed with FinCEN on 10/13/19 filed on behalf of Ghislaine Maxwell. The FBAR states that the maximum account value in 2018 was $644,686. The current balance of this

n 114 and 8938 - Foreign Assets worksheet, Form 114 Filer Information section, Date Signed by Filer-Override field. Future dates are not allowed by FinCEN. (24421) • Massachusetts. For the 2017 tax year taxpayers must file and make extension payments electronically if making a payment of $5,000 or m

ser Marino Finley Matthews Shiels Mayer Brown McDonald Hopkins Morgan Lewis EFTA00026428 --- PAGE BREAK --- Read full article » COMPLIANCE FinCEN Warns Banks About COVID-19-Related Scams The Financial Crimes Enforcement Network warned financial institutions Tuesday about two forms of consumer

to know if there are any significant transfers from Epstein's account to Maxwell since 2005. Along the same line, a check for more recent alerts in FinCEN would be helpful. 3) On the topic of assets, can you tell us what properties Maxwell currently owns? 4) Could you please send us the current track

a stint as Acting Assistant Attorney General for the Criminal Division, Ken joined the Treasury Department's Financial Crimes Enforcement Network (FinCEN) as its Director. Ken recently left the government to join Citi as Chief Compliance Officer of its newly created financial crimes unit. Rule 17 Pro

From: " To: r" Subject: FW: Epstein (FinCEN records) Date: Tue, 13 Aug 2019 18:56:29 +0000 Did we ever get these? Ori inal Messa e From: Sent: Wednesday, August 7, 2019 3:00 PM To: Cc:

led Bridgegate case overreached in applying federal statutes to a scheme to realign lanes on the George Washington Bridge. Read full article » Ex-FinCEN Staffer Cops To BuzzFeed Russia Probe Leaks A former senior adviser at the U.S. Department of the Treasury's Financial Crimes Enforcement Network o

believes FBINY might already be aware of this information as it is a U.S. bank account, but if this would be of interest, NCA can route to you via FinCEN. Please let us know how we can coordinate with NCA on your behalf. Thanks, EFTA00037469

believes FBINY might already be aware of this information as it is a U.S. bank account, but if this would be of interest, NCA can route to you via FinCEN. Please let us know how we can coordinate with NCA on your behalf. Thanks, EFTA00037499 --- PAGE BREAK --- EFTA00037500

believes FBINY might already be aware of this information as it is a U.S. bank account, but if this would be of interest, NCA can route to you via FinCEN. Please let us know how we can coordinate with NCA on your behalf. Thanks, EFTA00037541

to know if there are any significant transfers from Epstein's account to Maxwell since 2005. Along the same line, a check for more recent alerts in FinCEN would be helpful. 3) On the topic of assets, can you tell us what properties Maxwell currently owns? 4) Could you please send us the current track

to know if there are any significant transfers from Epstein's account to Maxwell since 2005. Along the same line, a check for more recent alerts in FinCEN would be helpful. 3) On the topic of assets, can you tell us what properties Maxwell currently owns? 4) Could you please send us the current track

7 Sep 2020 18:53:55 +0000 Importance: Normal Attachments: United_Kingdom_Disclosure_Dissemination.pdf Good Afternoon - - I am the MAPA detailee to FinCEN and the FBI received the attached SD from United Kingdom on and Ghislaine Noelle Marion MAXWELL. This email serves only as an FYI. Password Please