roup, Inc.. Richard M. Wooten, and Charles Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald F. Hunter, Jr., Southern and Wooten raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC; alleged that they ope

ties Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint alleged that defendants Hunter, Southern Financial Group, Inc., Richard M. Wooten and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Proper

isciplinary. Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18, in the United States District Court for District of South Ca

trict of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://oridsdc.cornNiss/entity.htmlernntityld=67b955a58510d8e75d3f3d53eb

stnct of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://prid.rdc.comNiss/entilv.htmlernntityld=67b955a58510d8e7543f3d53eb

isciplinary. Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18, in the United States District Court for District of South Ca

t Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group. Inc. (Southern). Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.comrwss/entity.html?entityld=67b955a58510d8e75d3

trict of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group. Inc. (Southern). Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.comrwss/entity.html?entityld=67b955a58510d8e75d3f3d53eb3

t Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group. Inc. (Southern). Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: https://grid.rdc.comtwss/entity.html?entityld=67b955a58510d8e75d3f3d53eb346cc4 Sourc

trict of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group. Inc. (Southern). Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: https://grid.rdc.comtwss/entity.html?entityld=67b955a58510d8e75d3f3d53eb346cc4 Source Name:

t Judge for the District of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.comAvss/entity.html?entityldr67b955a58510d8e75d3

trict of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.comAvss/entity.html?entityldr67b955a58510d8e75d3f3d53eb3

ct Judge for the Distnct of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: Source Name: Source URL: Entity URL: https://arid.rdc.conVwss/entity.html?entityl

stnct of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: Source Name: Source URL: Entity URL: https://arid.rdc.conVwss/entity.html?entityld=67b955

ct Judge for the Distnct of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: Source Name: Source URL: Entity URL: https://orid.rdc.conVwss/entity.html?entityl

stnct of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: Source Name: Source URL: Entity URL: https://orid.rdc.conVwss/entity.html?entityld=67b955

ties Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint alleged that defendants Hunter, Southern Financial Group, Inc., Richard M. Wooten and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Proper

roup, Inc.. Richard M. Wooten, and Charles Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald F. Hunter, Jr., Southern and Wooten raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC; alleged that they ope

ties Fraud) / ACT - Disciplinary, Regulatory Action, 02/02/2005 The SEC's Complaint alleged that defendants Hunter. Southern Financial Group, Inc., Richard M. Wooten and Charles Dennis McKittrick raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Proper

Group, Inc., Richard M Wooten, and Charles Dennis McKittrick. The Complaint alleged that defendants McKittrick, Gerald F. Hunter, Jr., Southern and Wooten raised at least $25 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC: alleged that they ope

CALL WAITNG 4 WO/ LICK TO MOIL 5 16 Craal mcipavAL 6 XOPOOL MIME IAN 7 INCLUDED =UM 6 ROAM/4G VOCE 9 ROMANCED Total Moniedy Usage Clumps abet Wooten C2,/40Js Imes Mow/piton 1 FEDERAL UKNERSAL SERMCE FUND SURCHARGE Total Oiter StIntalbat Charms 44 amcnbrx 4:overarm-A' Fors and Pnoz Item Demme=

sciplinary, Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18, in the United States District Court for District of South

ict of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.com/wss/entity.html?- entity1d=67b955a58510d8e75d3f3d53e

ict of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). Source Information RDC URL: https://grid.rdc.com/wss/entity.html?- entityId=67b955a58510d8e75d3f3d53e

ding, Securities Fraud) ACT - Disciplinary, Regulatory Action • 06/17/2002, Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Defendants, and Springdale Investments, Inc., Relief Defendant, United States District Court

the wet VesatOnS010Wanne-cCunteedetneetwenansecttens etctuSwg Peden denvetvesuakatedtepast products here been preparedon a met-market tesa These ...Wooten. (nodal,* muses d the dam of business of the date of this statement and except es otherwise tweedin weang these vitiations do not represent ilvacZue

y Type of Activity (continued) Process' Settlement Date Activity Type Description Ontsoe Seta Prmaw *man LYwrmm minim tonna Gwo Devlache •se. Wooten at. New *4 01110 HS PH Meta. nth I bet 10114 Quantity Statement Period: 0210112015 • 02/28/2015 Price Awued Interest Amount Currency Total V

earend. Reported estimates may not reflect resale, liquidation or repurchase value, if any, and may rot reflect dstributions of aped until the next 'Wooten Is reported, sdneratfy on an annual or sierriiann ear basis See important infosmation about your statement at the end of ins statement. Number of

r a lm notary TM amount of the penlic val Wcustel on toe 44741 wry µ(P014µ1 n 'of las A ?mane nate' wit to coculawp Ins 'Patty POW is at 0IfferaCt Wooten the mien Otionme lama mew rale to, IM remetnno fano on To one w tone toon eon Is. awns rant on row 10 late air pang* t014.01 of yOur TO On Me OM It

isciplinary, Regulatory Action 02/15/2005, Named in the civil action entitled Securities and Exchange Commission v. Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr., Civil Action Number 2:02-1806-18. in the United States District Court for District of South Ca