DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Counhy United States Tracking ID: 6229369 Reporting ID: 6229369 Alert*: 4 Alert ID: 1559801.11522860.25661518 Entity Information Entity ID: Entity Name: Address: Event: Source Information Southern Financial Group, Inc. South Carolina. UNITED STATES SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 12/22/2004, The Securities and Exchange Commission announced that the Honorable David C. Norton. United States District Judge for the Distnct of South Carolina. Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc. (Southern), Richard M. Wooten (Wooten) and Charles Dennis McKittrick (McKittrick). RDC URL: Source Name: Source URL: Entity URL: https://orid.rdc.conVwss/entity.html?entityld=67b955a58510d8e75d3f3d53eb346cc4 SEC Litigation Releases - 2003, 11/14/2012 http://www.sec.goyflitigation/litreleases/litrelarchiye/litarchive2003.shtml http://www sec.govnitigationAitreleases/Ir19009.him Consistent ..t the terms and a:creamsof your RDC Subscriber Agreement the otoernahan contemned in thrsdecumeM is for alert purposes only ands not to be used lot purposes ol detenrsreng an 'Semis ellablity for any melt or any other FCRA permeable purposes User bather ag ees to hold such mittens! and eictrnsten in Settee conrdenx. not to make use thereof other then for authorized purposes, to feint it only to employees requiring such rraettreben, and not to release or disclosed to any other party The Alert edemnabon contained in Inn document nay or my not pertain ti the incendual or entry referenced in your inquiry. Page d of 10 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049621 CONFIDENTIAL SDNY_GM_00195805 EFTA01360933