rdc Entity: Southern Financial Group, Inc. Ent , Information Entity ID: 25661518 Entity Name: Southern Financial Group. Inc. Address: South Carolina. UNITED STATES Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Acti

rdc Entity: Southern Financial Group, Inc. Entity Information Entity ID: Entity Name: Southern Financial Group. Inc. Address: Charleston, SC. UNITED STATES Event: • FRD - Fraud, Scams, Swindles ALL - Allege 12/22/2004, alleged that Southern raised at least

rdc Entity: Southern Financial Group Entity Information Entity ID: Entity Name: Address: Event: Source Information 41603821 Southern Financial Group North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary. Regulatory Action 09/12/2002, The Co

ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.

ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.

ion. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defrauded investors nationwide in an apparent Ponzi or pyra

ion. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defrauded investors nationwide in an apparent Ponzi or pyra

ty: Critical Alert ID: 12737031.11622715.65374193 Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: 65374193 R2601172 Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.

ity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: Entity ID: Riskid: Entity Name: Alias: Address: Recent Event(s): Event: Southern Financial Group SFG Greensboro. North Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) / ACT - Disciplinary. Regulatory Action.

ion. 08/10/2000 The SEC filed a fraud case in the United States District Court for the Middle District of North Carolina against Elfindepan, S.A.. Southern Financial Group, Tracy Calvin Dunlap. Jr. and Barry Lowe. The SEC complaint alleges that, the defendants defrauded investors nationwide in an apparent Ponzi or pyra

hat the USDC for the Middle District of North Carolina entered final judgments against defendants Elfindepan. S.A., Strategic Asset Funds, S.A., and Southern Financial Group for their roles in a high-yield investment scheme. Elfindepan, a defunct Costa Rican company, SAF. a defunct Panamanian company, and SFG, a de fact

29369 Alert #: 2 Alert ID: 1559801.11522860.41603821 Entity Information Entity ID: Entity Name: Address: Event: Source Information 41603821 Southern Financial Group North Carolina, UNITED STATES SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 09/12/2002, The Cour

rdc Entity: Southern Financial Group, Inc. Entity Information Entity ID: Entity Name: Southern Financial Group, Inc. Address: Charleston, SC. UNITED STATES Event: • FRD - Fraud. Scams. Swindles ALL - Allege 12/22/2004, alleged that Southern raised at least

29369 Alert #: 3 Alert ID: 1559801.11522860.26791053 Entity Information Entity ID: Entity Name: Address: Event: Source Information 26791053 Southern Financial Group, Inc South Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary. Regulatory Action 03/09/2005, T

rdc Entity: Southern Financial Group Entity Information Entity ID: Entity Name: Southern Financial Group Address: North Carolina, UNITED STATES Event: • SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 09

6229369 Alert #: 7 Alert ID: 1559801.11522860.24893031 Entity Information Entity ID: Entity Name: Alias: Event: Source Information 24893031 Southern Financial Group SFG SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 0429/2008, Litigation Release No. 20543/ Secur

29369 Alert #: 5 Alert ID: 1559801.11522860.25646082 Entity Information Entity ID: Entity Name: Address: Event: Source Information 25646082 Southern Financial Group North Carolina, UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Fraud) ACT - Disciplinary. Regulatory Action 04/26/2001, LITIGA

: Reporting ID: Alert*: 4 Alert ID: 1559801.11522860.25661518 Entity Information Entity ID: Entity Name: Address: Event: Source Information Southern Financial Group, Inc. South Carolina, UNITED STATES SEC - SEC Violations (Insider Trading, Securities Fraud) ACT - Disciplinary, Regulatory Action 12/22/2004, Th

tty United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 8 Entity Information Alert ID: 1559801.11522860 Entity ID: Entity Name: Southern Financial Group, Inc. Address: Charleston, SC, UNITED STATES Event: FRO - Fraud, Scams, Swindles ALL - Allege 12,22/2004, alleged that Southern raised at least $

up Inc. • Charleston. South Carolina. UNITED STATES • Columbia. South Carolina. UNITED STATES • SEC - SEC Violations (Insider Trading. Securities Southern Financial Group was later shut down by charged in 2002 with a $25 million Ponzi scheme bonds.. 02/11/2008. Investment News Fraud) / CHG - Charged. 02/11/2008 the