rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLD Address: Gauntly United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 4 Entity Information Alert ID: 1559801.11522860.25661518 Entity ID: 25661518 Entity Name:

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 2 Alert ID: 1559801.11522860.41603821 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 3 Alert ID: 1559801.11522860.26791053 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 9 Alert ID: 1559801.11522860.36364841 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 5 Alert ID: 1559801.11522860.25646082 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 9 Alert ID: 1559801.11522860.36364841 Entity Information Entity ID: Entity Name: Address: Event: Sou

vate Bank Batch Date: 01/10/2015 Monitored Since: 06/16/2014 Alert Date: Portfolio Alert 01/12/2015 Person Name: Ghislaine Maxwell Address: Gauntly United States Tracking ID: KYC 01133113 Date of Binh: Reporting ID: Alert*: 1 Alert ID: 2694212.11547720.62040387 Entity Information Entity ID: Riskid: E

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 3 Alert ID: 1559801.11522860.26791053 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 5 Alert ID: 1559801.11522860.25646082 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 2 Alert ID: 1559801.11522860.41603821 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 2 Alert ID: 1559801.11522860.41603821 Entity Information Entity ID: Entity Name: Address: Event: Sou

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Gauntly United States Tracking ID: 6229369 Reporting ID: 6229369 Alert ff: 9 Alert ID: 1559801.11522860.36364841 Entity Information Entity ID: IIRINFIPPim Entity N

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 2 Alert ID: 1559801.11522860.41603821 Entity Information Entity ID: Entity Name: Address: Event: Sou

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert Si: 2 Alert ID: 1559801.11522860.41603821 Entity Information Entity ID: IIIIIIIII Entity Name: Southern Fi

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Gauntly United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 3 Alert ID: 1559801.11522860.26791053 Entity Information Entity IDS Entity Name: Southern

- Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Address: Tracking ID: Southern Financial LLC Gauntly United States 6229369 Reporting ID: 6229369 Alert #: 9 Alert ID: 1559801.11522860.36364841 Entity Information Entity ID: Entity Name: Address: Event: Sou

he Bank Private Bank Alert Batch Date: 10/12/2016 Alert Date: 10/12/2016 Added to Monitoring: 10/1212016 Person Name: Richard Kahn Address: Gauntly United States Tracking ID: GCIS Date of Birth: Reporting ID: KYC 01651789 Alerted Entity ft 1 of 4 Alert ID: 6471205.11593658.64761053 Entity Information E

he Bank Private Bank Alert Batch Date: 10/12/2016 Added to Monitoring: 10/12/2016 Alert Date: 10/12/2016 Person Name: Richard Kahn Address: Gauntly United States Tracking ID: GCIS 00000483290 Date of Birth: Reporting ID: KYC 01651789 Alerted Entity # 1 of 4 Alert ID: 6471205.11593658.64761053 Entity Inf

he Bank Private Bank Batch Date: Added to Monitoring: 10/12/2016 10/12/2016 Alert Date: Alert 10/12/2016 Person Name: Richard Kahn Address: Gauntly United States Tracking ID: GCIS 00000483290 Date of Birth: Reporting ID: KYC 01651789 Alerted Entity # 2 of 4 Alert ID: 6471205.11593658.61546436 Entity Inf

he Bank Private Bank Batch Date: Added to Monitoring: 10/12/2016 10/12/2016 Alert Date: Alert 10/12)2016 Person Name: Richard Kahn Address: Gauntly United States Tracking ID: GCIS 00000483290 Date of Birth: Reporting ID: KYC 01651789 Alerted Entity # 4 of 4 Alert ID: 6471205.11593658.44883229 Entity Inf