8 EFTA01298149 rdc DB12000P - Deutsche Bank Private Bank Batch Date: 8/20/2018 Added to Monitoring: 08/20/2018 Alert Date: Alert 8/2012018 Organization: Southern Financial LLC Address: Country.VIRGIN ISLANDS, U.S. Tracking ID: KYC 01977703 Reporting ID: Alerted Entity ft. 1 of 2 Risk Priority: Critical Alert ID: Al

DB-SDNY-0027433 EFTA_001751I I EFTA01299062 rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: C!iuntry United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 2 Entity Information Alert ID: 1559801.11522860.41603821

DB-SDNY-0027355 EFTA_00175033 EFTA01299047 rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: C!iuntiy United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 2 Entity Information Alert ID: 1559801.11522860.41603821

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ok,i.w!iy VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ck,ui,:ry VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 2 of 3 Alert Notes Risk Priority: Criti

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ck,ui,:ry VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 2 of 3 Alert Notes Risk Priority: Criti

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ok,i.w!iy VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ok,i.wity VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity 1 of 3 Risk Priority: Critical Alert ID:

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ok,i.wity VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity 1 of 3 Risk Priority: Critical Alert ID:

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ok,i.w!iy VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ck,ui,:ry VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 2 of 3 Alert Notes Risk Priority: Criti

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: Gummy VIRGIN ISLANDS. U.S. Tracking ID: Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID:

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ck,i.wfi), VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 2 of 3 Entity Information Risk Priorit

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ok,i.wity VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity 1 of 3 Risk Priority: Critical Alert ID:

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: VIRGIN ISLANDS. U.S. Tracking ID: Reporting ID: Alerted Entity #: 1 of 3 Entity Information Risk Priority: Critical Alert ID: Entit

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 2/22/2018 Alert Date: 2/22/2018 Added to Monitoring: 02/22/2018 Organization: Southern Financial LLC Address: ck,i.wfi), VIRGIN ISLANDS. U.S. Tracking ID: GCIS 00000483882 Reporting ID: Alerted Entity #: 2 of 3 Entity Information Risk Priorit

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Counhy United States Tracking ID: Reporting ID: Alert*: 1 Alert ID: 1559801.11522880.48402345 Entity Information Entity ID: Entity

rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Counhy United States Tracking ID: 6229369 Reporting ID: 6229369 Alert*: 6 Alert ID: Entity Information Entity ID: Entity Name: Ad

DB12000P - Deutsche Bank Private Bank Alert Batch Date: 05/29/2013 Alert Date: 05/29/2013 Organization: Southern Financial LLC Address: Counhy United States Tracking ID: 6229369 Reporting ID: 6229369 Alert #: 7 Alert ID: 1559801.11522860.24893031 Entity Information E

EFTA01296179 rdc DB12000P - Deutsche Bank Private Bank Alert Batch Date: 6/15/2017 Alert Date: 6/15/2017 Added to Monitoring: 06/15/2017 Organization: Southern Financial LLC Address: C51Wily VIRGIN ISLANDS. U.S. Tracking ID: KYC 1790655 Reporting ID: Alerted Entity it. 1 of 4 Risk Priority: Critical Alert ID: 9476