Deutsche Asset & Wealth Management P.O. Box 1778, Ba'lima., MD21203 Portfolio Holdings (continued) 'Noll Pi Unary. Vinets (Pt ,/(. G.0.9 De-,u W. Stcn, m. Vitae. Office 11)Park Annw.101.01cce R.., SA Pet I0VA Date Acquired Cantlly UM Cost Cost Basis Market Price Market Value Equities (continued) Common Stocks (continued) ALLIANZ SE SPONS AOR REPSTG 1110 MS (continued) 04/13115 5,000.000 18.0110 90.056 00 16.4730 82.365.00 APOLLO GLOBAL MGM T LLCCL A SHS Dividend Oplion: Cash Security Identifier: APO CUSIP. 037612306 03129111 '.13 263.157.000 19 0000 4.999.983 00 20.5700 5.413.139.49 APPLE INC COM Dividend Option: Cash Security Identifier: AAPL CUSIP 037833100 09105114 142.800.000 98 9500 14,130.065 71 121 3000 17,321,640 00 ARIAD PHARMACEUTICALS INC Dividend Option: Cash Security Identifier: ARIA MP: 04033A100 02114112'.13 7,535 000 15 2090 114,597.40 8.1600 61.485.60 01124113 '.13 9.000 000 19 6000 176,400.00 8.1600 73.440,00 Total Nononered 16,535.000 290,997.40 134,925.80 Total 16,535.000 090,997.40 $134,925.60 ASCENA RETAIL GROUP INC CON Dividend Option: Cash Security Identities: ASNA CLSIP 043510101 01116/01 70.500.000 21 2770 1.500.000 00 12 5200 882.660 00 AVALANCHE BM TECHNOLOGIES INC COM Dividend Option: Cash 10.000 00 of these shares ate in your margin account Security Identifier: AAVL CUSIP:053376107 04120115 10.000 000 39.8610 398.606.00 14.7200 147,200 00 BASE SE SPONSAOR M94650552625057 Dividend Option: Cash Security Identifier: BASEY CUSP 055262505 04/13115 5,000.000 101.6110 508,056.00 86.7860 433,930.00 BANK OF NEW YORK M ELLON CORP CON Dividend Option: Cash Security Identifier: BK CUSIP. 064058100 06125114 250,000.000 36.3060 9,076,406.00 43.4000 10,850,000 00 08..I 1 P,,, SOL7MERNFJMNt3IW. N F I DESMAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Statement Period: 07/01/2015 - 07/31/2015 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield •7,691.00 413.158.49 3,191.574 29 -53.111 80 •102.98000 -156,071.60 4151,071.50 417.340.00 -251.406.00 -74.126 00 1,773,594 00 2,833.84 3.44% 815.787.38 11.37% 297.024.00 1.71% $0.00 11,276.50 2.59% 170.000.00 1.56% Account Num ber (.40 paperless Rasa tacellIonil Every Year Siva 2'007 DALBAR RATED COMMUN 'CATIONS no:names Page 7 0118 --- SDNCGM_000454000 DB-SDNY-0008724 EFIA_00156509 EFTA01288872

Portfolio Holdings (continued) Date ired Quiet Usk Cost Cost Basis Market Price Equities (continued) Common Stocks (continued) BIOGEN IDEC INC COM Dividend Option: Cash Security Identifier: 8116 CUSP. 09062X103 02114/12 '.I3 2.095.000 119.5490 250.454.95 318.7800 BLUE BUFFALO PET PRODS INC CON Dividend Option: Cash $Secwity Disposition Method: Versus Purchase Security Identifier: BUFF CUSP. 09531U102 07122115 200.000 20.0000 4,000.00 27.9100 DISH NETWORK CORP CL A Dividend Option: Cash Security Identifier: DISH CUSP. 2547011109 06110115 5,000.000 729980 364,978.00 64.6100 FACEBOOK INC CL A Dividend Option: Cash Security Identifier: FB CUSP: 3030311102 05117/12 ..13 17100.000 38.0000 865.000.00 94.0100 FOUNDATION MEDICINE INC COM Dividend Option: Cash Security Identifier: FM I CUSP: 350465100 01113114 25,000.000 27.5010 687,663.50 20.2950 0810511/ 21.830100 232530 577,373.02 202950 Total Covered 49,830.000 Total 49,830.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 1,286,038.62 $1,286,03812 Security Identifier: GE CUSP: 369604103 04123113 '.13 23 000 000 21 5700 196,109.08 26.1000 GENERAL MIMS CO COM Dividend Option: Cash Security Identifier: GM CUSP: 37045V100 11118/10 ' 10.988.200 36 4010 399,978.16 31.5100 12109110 ' 86,536.800 36 8160 3.185.969.22 31.5100 Total Noncovered 97,525.000 Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 3,581947.38 63,685,917.38 Security Identifier: GILD CUSP: 375558103 02105114 5.000.000 79 2810 396.407.00 117.6600 03107114 3,100.000 79 6120 216,797.00 117.8600 Total Covered 8,100.000 Total 8,100.000 GLAXOSM WHIM E PLC SPONS A DR Dividend Option: Cash 643,204.00 $843,204.00 Security Identifier: GU CUSP: 37733W105 06110115 5,000.000 43.0010 Sin236SeCSF!' {JOAN MOIL 215.006.00 43.4400 Market Value Unrealized Gale/ Loss Estimated Estimated Annual Income Yield 667.844.10 5,588 00 323.050 00 1,645,175.00 507,375.00 503,924 85 1,011,299.65 $1,011,299.86 600,300 00 346,238 19 2.726.774.56 3,073,012.75 33,073,012.75 589,300.00 365,366.00 961,685.00 $954,866.00 217.200.00 Account Num ber Go nanerless L Cti LLC. F I DrismAL CONFIDENTIAL — PURSUANT TO FED. R CR[6,1 P. 6(e) THERA N 417.389.15 1.588.00 -41,928 00 980.175 00 -180.288 50 -73,448.17 ,213,736.57 -9253,136.67 104190 92 .53,739.97 -459.194 66 ,512,834.43 -$612,934.83 192.893 00 118,569.00 311,162.00 6311,462.00 2,194.00 $0.00 21,160.00 3.52% 15,823.01 4.56% 121,612.99 4.56% 140,436.00 6140,438.00 8.600 00 1.45% 5,332.00 1.45% 13,932.00 $13,932.00 12,385.86 5.70% Pape 8 of 18 Road tacollerigi tn., Veer Lace 2007 0ALOAR RATED COMMUNCATOONS rxesumer r u......Wr=7.- arra SDNY_GM_00045901 OB-SDNY-00O8725 EFIA_001 56510 EFTA01288873

Deutsche Asset & Wealth Management PO Occt 1770, Skidmore, MD 21203 Portfolio Holdings (continued) Date Ai:cuffed Equities (continued) Common Stocks (continued) GODADDY INC CL A Dividend Option: Cash 04101115 HEALTH NET INC COM Dividend Oplion: Cash 09108114 Quantity UM Cat 700.000 25.000 000 SANGAM 0 BIOSCIENCES INC COM Dividend Option: Cash 05128113'.13 50,000.000 SANTANDER CONSUMER USA HLOGS INC CON Dividend Oplion: Cash 01123114 1,000.000 TWITTER INC COM Dividend Oplion: Cash 11107113 1.500.000 VIACOM INC NEW CL 8 Dividend Oplion: Cash 06110115 5,000.000 VOLKSWAGEN A G ADR iSPON Si Dividend Oplion: Cash 04113115 5,000.000 WISDOM TREE INVTSINC CON Dividend Oplion: Cash 03131115 15.000.000 Total Common Stocks 20 0000 46 9800 8.4440 24 0000 26 0000 67 7490 50 8610 21.6110 0.41.0e Vritsli Pi PM...P-4w MW•ets Ont•gt 0...tic la kn. Selv,ael brk Olice ii Anne.. lialk Icce thine W.1. nY ,OVA Cost Basis Market Price Security Identifier: GO DT CUSP. 380231107 14,000.00 28.4400 5410.1rIty Identifier: MN T CUSIP: 422226108 1,174,508.00 66.8600 Security Identifier: SGM 0 CUSP. 800677106 422,214.00 9.1500 Staidly Identifier: SC CUSP. 8028311101 24,000.00 24.1800 Security Identifier: nv TR CUSP. 901841102 39.000.00 31.0100 Security 'dandier: NAB CUSP 92553P201 331,745.00 57.0000 Security Identifier: VLKAY CUSP 928662303 254,306.00 40.6700 Sladty Inane!: WETF CUSP 97717P104 324.157.50 24.9000 $41,773,10.54 l/PAII MOLL Market Value 19.908.01 1.671.500 00 457,500 00 24.180 00 46.515 00 285,000 00 203,350.00 313.50040 Statement Period: 07/01/2015 - 07/31/2015 Unrealized Gain/ Loss 5.908.00 496.994.00 35,286 00 180.00 7,515.00 -53.74500 -50,956 00 49.342.50 247,515,716.79 Account Number Go paperless SOUTHERN LLC.N F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 6(e) $5,741,969.25 Estimated Estimated Annual Income Yield 8,000 00 2.80% 4,004 38 1.96% 4.800.00 1.28% $1,301,639.96 Page 9 of 18 Ralocl facollerei (very V . Slate 2007 DAL BAR RA T ED COMMUNCATIONS exciurner SDNY_GM_00045902 OB-SDNY-0006726 EFTA_00156511 EFTA01288874

Portfolio Holdings (continued) Date "sired Quail Dalt Cod Eq uities (continued) Preferred Stocks (Listed by expires'', date) ALLY ANL INC FIX TO FLT DIY-8.50% FREO-OTRLY CALLABLE g 25.00 ON A OTRLY BASS AFTER 05/15/2016 Dividend Option: Cash Security Identifier: ALLY PRB CL SIP 02005k 308 02/03/12 ..13 16.600.000 19.3820 903,217.51 26.0300 1,212,998.01 309,780.50 99,025.00 8.16% 02/09112 '.13 80,000.000 20.1250 1,610,000.00 26.0300 2,082,399.99 472,399.99 170,000.00 6.16% Total Noncovered 126,600.000 2,513,217.51 3,295,398.00 712,100.49 269,025.00 Total 126,600.000 92,613,217.51 $3,295,398.00 5702,160.49 $269,025.00 GM AC CAP TR I GTD TR PFD SECS SER 2 CPN• SetwIty Identifier: ALLY PRA 8.125% FRED DRILY MATY-0211512040 CALL CUSP: 361860206 ANYTIME 0 25 W130 DAYS BEGINS 02/15116 Dividend Option: Cash 02122/12'.13 80,000.000 23.5350 1,882,773.60 26.2300 2,090100.00 215,626 40 162,500 00 7.71% ROYAL BK SCOTLAND GP PLC WON ADR REPSTG Security RBS PRT SER T PFD CPN•7.25% FRED ORTLY PERP M TY CUSP: 780097713 CALLO 25 MY W130 D NOTICE AVER 12131112 Dividend Option: Cash 10124112 '.13 10,000.000 23.7900 951,600.00 25.5000 1,019,999.99 68,399 99 72,500.00 7.10% 01107/13 10,000.000 24.4400 977,600.00 25.5000 1,019,999.99 12,399 99 12,500.00 7.10% 01114113 '.13 10,000.000 24.8800 995,200.00 25.5000 1,020,000.02 21,800 02 72,500.00 7.10% Total Noncovered 120,000.000 2 921 400.00 3,060,000.00 135,600.00 217,600.00 Total 120,000.000 52,921,400.00 $3,060,000.00 5135,600.00 $217,500.00 Total Preferred Stocks $7,320,391.11 $8,453,198.00 $1,133,406.89 $649,025.00 Total Equities 549,094,180.65 $55,969,576.79 56,675,396.11 $1,950,664.96 Uarealized Estimated Estimated Date Acquired Quality Usk Cod Cod Bads Mane Price Market Value Gala/ Loss Mutual Income Yield Exchange-Traded Products 3.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Dividend Option: Cash; Capital Gains Option: Cash 60.000.00 of these shares are in your margin account 12111113 60.000.000 49.4350 2.966.098 50 57.4500 3.447.000.00 180.901 50 13.093.80 1.25% Total Exchange-Traded Products $2,966,098.50 Cod Bans $3,147,000.00 Market Value $460,901.50 Uarealized Gain/ Loss honed lute red 543,093.60 Estimated Annual Income Total Portfolio Holdings 2115,767,439.94 1125,334,293.94 98,087,976.50 2495,716.75 23,746,800.08 Cod Basis Market Price Markel Value Unrealized Geld Loss Estimated Estimated Annual Income Yield Security Identifier: DXJ CUSP 97717W851 Wiwi; ROLL L Account Num ber Go paperless so L LLC. F I DranAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) THEM N Page 10 of 18 Rasa Excellent (very Yoe, Since 2007 DALBAR RATED COMMUNICATIONS rxenurnaer aria=arettt..."'C'r= SDNY_GM_00045903 OB-SDNY-0008727 EFrA_OOI 56512 EFTA01288875

Deutsche Asset & Wealth Management PO Boa 1778, Balmy*, Ma) 21203 Portfolio Holdings (continued) Draffle Prmalr Wea•n•Apmgenan Mats Onear 4M‘0 Deelscli• ML Secio0e. W. Now bar Olio HS Pant Asa. IM, I tom Wow** NY 101W Statement Period:0710112115 • 07/3112015 Footnotes ' Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (-IR') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered,' under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment Oen (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing frm and Pershing makes no representation as to the accuracy of this information. 5 Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over tine and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 12 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. l You have selected a disposition method for this security that differs from the default disposition method indicated in the Your Account Information Section. If you choose to sell or transfer a portion of these shares, the disposition method noted here well be used. Schedule of Realized Gains and Losses Current Period Disposition Date Acquisition Date Disposition Transaction Description Duality Cost Basis Proceeds Realized Clain/Loud Disallowance Short Term 07115/15 07/01)15 SELL CONFORNIS INC COM 500.000 7,500.00 11,343.79 3,843.79 First In First Oul Security Identifier CRS 07115115 06/30)15 SELL TELADOC INC COM 100.000 7,600 00 12,743.76 5,143.76 First In First Oul Security Identifier TOOC Account Number ORAN ROI k paperless SOL THERA CNO LLC. F I DAENTIAL N CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 11 of 18 Rated Excellent Every year Since 2007 DAL BAR RATIX. COMMUNICATIONS exanurtraer SDNY_GM_00045904 DB-SDNY-0008728 EFrA_00 1565 13 EFTA01288876

Schedule of Realized Gains and Losses Current Period (continued) Dispositioe Acquisition Disposition Dale Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ Loss! Diu'romance Short Term (continued) 07130115' 07122115 SELL BLLE BUFFALO PET FRO Versus Purchase Security Idenbfier BUFF 200.000 4 000 00 5,359.90 1,359.90 Total Short Tema Long Term 07123115 12)13113' F$9 WASHINGTON MUT MTG S 0044tA2 MTG PASSTHRU CTF CL C- B-1 VAR RATE 6.444% 07125133 Security Identifier 939336520 Original Cost Basis: 1.447.09 1,290,000.000 919,100.00 1.44709 929,447.45 1,891.16 610,347.45 444.07 Total Long Term $1,447.09 61.191.16 6444.07 Total Short Term and Long Term $20,547.09 $31,335.81 $10,791.52 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended FIRC") (incorporating amendments enacted by P1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered anoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered* under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect an cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular. for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 109943 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain a loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be rebable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Page 12 of 18 Account Number: Go paperless &„ Rated tan* ria [very Year Since 2007 CALMAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6: THERN CON F I DENTIA rxerturier :143===sr bs= SDNY_GM_00045905 OB-SDNY-0008729 EFTA_00156514 EFTA01288877

UCii1SChe .1.1.*;. & EMILIperle It PO no. 1776, Baltimore. ND 2127 Omisre Rant Prmair Wolin Papmgenait Pdaeals I voyage creoso4 sank %wort N.. wan Oikt Na Put Annus. !Note, taw to 10. 101A4 Statement Period: 0710112015 • 07/3112015 Schedule of Realized Gains and Losses Current Period (continued) v These shares are unsettled and have been recently disposed. You wi also see these shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In. First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. Messages Although a money market mutual fund seeks to preserve the value of your investment at 31 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year•to-Date Debits Year•to-Date Net Year•to-Date Securities Securities Bought 000 -3254.406.00 -3.254,406.00 0.00 6,488,021.50 . .6 488 021 50 Securities Sold 36 70561 000 36.706 61 165397 13 000 165.397 13 Total StaritItS 336,706.61 -33,254,406.00 -33,217,699.39 $165,397.13 -36,488,021.50 -36,322,624.37 Dividends and Interest 312,456.79 30.00 312,456.79 31,537,457.00 $0.00 31,537,457.00 Distributions 30.00 30.00 30.00 34,130,349.66 30.00 34,130,349.66 Fees 30.00 -318.00 -318.00 30.00 -3254.00 -3254.00 Taxes W ithheld 30.00 30.00 30.00 $0.00 -38,581.18 -$8,561.18 Other 30.00 30.00 30.00 388,692.73 -368,692.73 30.00 Cash Withdrawals 0.00 -1.997.28949 .1.991,289.49 0.00 -5.143.17743 -5143.17743 Deposits 46.508 18 0.00 46.508 18 2.093.627 43 0.00 2093.627 43 Total Cash 348,50818 -31,997,289.49 -31,950,781.31 32,093,827.43 -35,143,177.43 -33,049,560.00 M oney M arket Funds 30.00 30.00 30.00 32,448,952.63 .34,780,931.93 -32,331,979.30 Totals 395,671.68 .$6,251,713.49 .36,156,041.91 310,444,476.58 -116,487,638,77 .36,043,162.19 ORM, RV„ Account Number. Rated tacell•nil Go Pape less L....my Year Since 2007 DAL BAR RATED COMMUNCATIONS Ae CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. )L Th "k Cri F DES1TTAL Page 13 of 18 .„.....— SDNY_GM_00045906 DB-SDNY-0008730 EFTA_001565 IS EFTA01288878

Transactions by Type of Activity Process/ Trade/ Settlement Tranudion Date Date Activity Type Deseri on Qua Price Accrued leterest Mould Curren Securities Bought and Sold 07101115 06126(15 PURCHASED XTLY 07106115 06130115 SOLD TRU 07106115 06130/15 SOLD XTLY 07/07/15 06130115 PURCHASED TDOC 07/07/15 07101/15 PURCHASED CFMS 07/09/15 07106115 PURCHASED FTR3684517 07/20/15 07115115 SOLD CFOS 07/20/15 07115115 SOLD TDOC 07/27/15 07122/15 PURCHASED BUFF XACTLY CORP COM PROSPECTUS L NDER SEPARATE COVER TRANSLA ION COM COM UNSOLICITED ORDER AVEFtAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT YACTLY CORP COM UNSOLICITED ORDER AVERAGE I.. NIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT TELADOC INC COM PROSPECTUS UNDER SEPARATE COVER CONFORM IS INC COM SFS PROSPECTUS LNDER SEPARATE COVER FRONTIER COMMUNICATIONS COPP SR NT 8.500% 04/15/20 WE DTO 04/12110 TIM 7.066 TO MAT CONFORM IS INC COM UNSOLICITED ORDER TELADOC INC COM UN SOLICITED ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGENT BLUE BUFFALO PET PRODS INC COM PRO SPECTL S LACIER SEPARATE COVER 600.000 .300.000 400.000 400.000 500.000 3,000,000.000 .500.000 -400.000 200.000 8.0000 25.2603 8.5886 19.0000 15.0000 105.7000 22.8000 32.0000 20.0000 -59.500.00 -4.800.00 7,521.96 5.097.10 -7.600.00 -7.500.00 4,230,506.00 11,343.79 12,743.76 -4,000.00 LSD LSD LSO LSO LSO LSO LSD LSD LSO Total Seaultles Bought and Sold • UNITED STATES DOLLAR Dividends and Interest 07/01/15 CASH DIVIDEND RECEIVED NAB 07/27/15 CASH DIVIDEND RECEIVED GE 07/27/15 BOND INTEREST RECEIVED 939336S20 07/31/15 MONEY MARKET FUND INCOME RECEIVED 233993682 5000 SFRS VIACOM INC NEW CL B RD 06/15 PD 07/01115 23000 SF RS GENERAL ELECTRIC CO COM RD 06122 PD 07127115 1290000 WASFINGTO it MLTMTG SECS CORP 2004M2 LI TG PAS,STFRL CTF CA. C•B.1 VAR RATE 6.444% 07(25/33 WE DTD 06101104 RD 06130 PD 07125/15 DEUTSCHE GOVT CASF .59,500.00 4,217,699.3S 2.000 00 5.290.00 3.77420 1,388.59 LSD LSO LSO LSD Total Dividends and Interest • UNITED STATES DOLLAR Fees 07/01/15 FOREIGN CUSTODY FEE GIS15PP48 07/01/15 FOREIGN CUSTODY FEE G5433B8G8 07/01/15 FOREIGN CUSTODY FEE P7807FAF2 Fgn Safekeeping );N 2015 CUSIP: G4S15PR44 Fgn Safekeeping IN 2015 CUSP: 6543384G-8 Fgn Safekeeping JAN 2015 CUSIP. P7807H-AF•2 0.00 12,456.79 4.00 -6.00 4.00 LSD LSO LSO Total Fees • UNITED STATES DOLLAR 8.00 -18.00 Page 14o118 011A11 MOI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: TH ERA CNC) LLC. NFIDEsianAL Account Number. Go paperless Naiad Excellent livery 'tar Slate 2007 ML BAR RATCDCOMMUNCATOONS rxarturmer SDNY GM 00045907 DB-SDNY-0008731 EFTA_00I565 16 EFTA01288879

Deutsche Asset & Wealth Management P.O. Occt 1770, Banimore. MD 21203 Transactions by Type of Activity (continued) Protest/ Trader SeMemeet beadkm Date Date Activity Type Cash Withdrawals and Deposits 07102115 CUSTOMER AUTHORIZED TRANS TO N4G-028161 .1 748150 00 USD TRANSFER USD999997 07102115 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST .26.111 11 LSO US0999997 07102/15 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST •222.928.38 LSO US0999997 07130(15 FEDERAL FUNDS RECEIVED DEUTSCHE BANK SECUR1 02249 46,508 18 LSD LS13999997 Total Cash Withdrawals and D eposits • UNITED STATES DOLLAR Demriptioe Ogvisot Rant Pon. roan mantis C04,4,4 ,0.4) oftiscry sank smengs+sc ihre 4n Mt* MI Pan Mist lkh r to Weir** rn 10114 Quantity Statement Period: 07/01/2015 • 0713112015 Price Accrued Interest Amount 01 riency 0.00 -1,950,181.31 Total Value of Transactions The pace and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Value %of Bond Market Value 1 to 6 months 2,508,750.00 10% 1 to 5 years 3,880,504.30 15% 1- 1 6 to 10 years 1,980,285.00 ex Lil Over 10 years 16,985,316.41 67% n Total 95,351,915.71 100% .59,500.00 4,166,011.91 USD Percentages of bond market values are rounded to the nearest whole percentage. Page 15 of 18 Account Number; Gopaperless c k ; Rasa ORAN QL I Every vs. SOSO, 2'007 DAUM. RA T ED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: THERh CON F I DriTrIA ex.:sumer /rare ua ••••••• MIRA inn. mac SDNY_GM_00045908 OB-SDNY-00O8732 EFIA_001 56517 EFTA01288880

Bond Quality Bond Quality BAA BArLcwer Total Trades Not Settled Settlement Date Trade Date Activity Type Description Quantity Price Acaued Interest Settlement Amount 08104/15 07/30/15 Sell BILE BLFFALO PET PRODS IAC COM -200 006 27 0800 0.00 5.359.90 UNSOLICITED ORDER 08104/15 07/30/15 Buy GLOBAL PARTA ER ACQUISITION CORP 2.01)0.000 10.0000 0 00 -20.000.00 UNIT 1 COM 81 WT EXP 0710112020 PROSPECTUS UNDER SEPARATE COVER 08105/15 07/31/15 Buy TERRAFORM GLOBAL INC CI A 100.000 15.0000 0.00 -6.000.00 PROSPECTUS LADER SEPARATE COVER Total Amount of Trades Not Settled 420,610.10 Market Vake 10.898.750.00 11.158165 71 25,351,915.71 % ol Bond Markel Value 43% 57% 100% re, Percentages of bond market values are rounded to the nearest ntiole percentage. Client Service Information Your Client Advisor: DAN DANIEL SABBA 315 PARK AVEN LE. 26TH FLOOR NEWYORK NY 10151 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Rocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat a interest as original issue discount t OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable M ethod Include market discount in income annually. No Electronic Delivery You have not selected any account communications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your dent Advisor for more inform ation. 00.0 RCA I SOL LLC. F I DtiSiTIAL ei N CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERA eN Account Number. Go paperless Page IS of 18 Rand ta6070.00 I. very Vs. Sc. år 2007 DAL BAR RATED 0300.4UNICATIONS rxankuwer SDNY GM 00045909 DB-S6NY:0008733 EFTA_001565 IA EFTA01288881

Deutsche Asset & Wealth Management Oat 1770, Balamore, MD 21203 Important Inform ation and Disclosures Destine8m( P0•110 W,Y n manapnerd Mwert$ Use. GtoP.p °eau iv Sam smote sk. Mn *4 Ma. SO nn Asa. IM, Ilea Now** NY 101W Statement Period: 0710112815 • 07/3112015 Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless othervrise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are masked *NrK and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to mwrpershing.conVbusiness_continuilyhtml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintairing current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaler number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy. completeness. timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Account Number Dews ROL t Go paperless SO L ERA F onc. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) N F I DAENTIAL Page IT of 18 Rated tocellonli Every van siva 2007 DAL BAR RA TEO COMMUNICATIONS rxarturner Lt," SDNY_GM_00045910 OB-SDNY-0008734 EFrA_00 156519 EFTA01288882

Important Information and Disclosures (continued) Bond Quality Bond quality ratings reflect Moody's or Staroard arc Poor s ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as cleating broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (i) any other instructions concerning your account. Pershing is not responsible or cable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person confiding or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in eneral, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnvw.pershing.conValowt/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The Jules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing I1C shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U.C. Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page Is of 18 Account Num berms Go paperless L teNO LLG. F I DranAL CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) THERM N Italia [manor,' (very Year SOSO, 2007 DAL OAR RAT CO COMMUNICATIONS rxesar NCI PS.. me err OS fl OK SDNY_GM_00045911 OB-SDNY-0008735 EFIA_00156520 EFTA01288883

Deutsche Asset & Wealth Management PO Oat 1778, Ballimore, MD 21203 Onalso<Rna Pnwair vkatnPaptagenen Pdaeals L voyage Gro.p Des4s477 M* Salons Year7.71 Onto Pon Ratak 160.11ber Valuation at a Glance Account Number: Statement Period: 06/01/2015 -06!30!2015 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value 1132,106,023.17 $126,714,293.02 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals -1.529.290.08 -1.098.768.69 ST THOMAS VI 00802 Net Securities InlOut of Account 0 00 -2.483.792.00 Adjusted Previous Account Value 130,576,733.09 123,131,732.33 Dividends, Interest and Other Income 279.139,20 1,838,157.01 Total Taxes Withheld 0 00 -6,561.18 Net Other Activity 0 00 -236.00 Your Client Advisor: Net Chan e in notch() -1,628,380.55 4,264,399.55 nifing Account Value 3129 227 491.74 9129 227 491 74 DANIEL SABBA Accrued Interest $293,629.59 Estimated Annual Income 53,501,193.62 Asset Allocation Prior Year-fad Lad Period lbk Period % Allocation SD Cash. Money Funds and Bank Deposits 44,273,984.33 47,382,855.08 45,718,843.35 35.38% LSD Axed Income 18,177,455.58 15,587,101.74 14,401,824.84 11.11% Non-LSD Axed Income 7.150,052.50 7,812,416.25 7,770,340.00 8.01% LSD Equities 54,128,544.61 57,699,186.10 57,862,147.75 14.78% Kon•LISO Equities 2.986.258.03 3.624.464.00 3.174.538.E 2.69% Account Total (Pte Chart) 1126,714,213.02 $132,106,023.17 $129,227,411.74 100.00% See the Asset kbcabon Disclosure and Footnotes section for important intonate:In regenfing your Asset mouton. OBAkl ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON F I D('357frillisAL B0097137CSP3002 3 Pease renew your allocation cer athca'y wth your Client Advect Pagel of 21 L very Va.. Loco 2007 MUM. RATED COMMUNICATKIHS rxenurtraer SDNY_GM_00045912 DB-SDNY-0008736 EFTA_0015652 I EFTA01288884

Asset Allocation Disclosure and Footnotes M values are displayed in U.S. dollars based on interbank exchange rates as of C6/30/2015. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-tern, Gain/Loss 89,759 58 89 759 58 4 067.895 97 Long•Term Gain/Loss 67,178.21 110.576 30 5.950.707.48 Net GalnlLoss 158,937.79 200,335.88 10,018,603.15 This summary excludes transactions where cost basis information is not available. For Your Information On June 5. 2014, the European Central Bank (the ICH') introduced 'negatrve interest rates'. This negative interest rate applied to all deposits held at the EC8 and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-5 for lax year 2015. These rates are subject to changer response to market changes. and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desarlion Amount Bahr: Sweep Money Market Fund DWS GOVERNMENT CASH INSTL Account Number 0000001490 Curter Yield: 0.04% Activity Ending: 06130115 05130115 Opening Balance 47,296,013.27 47,296,013.27 06101115 Withdrawal MONEY FUND REDEMPTION -1,442,44827 45,853,565.00 06115115 Withdrawal MONEY FUND REDEMPTION -1,211,282.94 44,642,282.06 06123/15 Withdrawal MONEY RAO REDEMPTION -2,891.00 41639,391 06 08124/15 Withdrawal MONEY FUND REDEMPTION -2,000.00 44.637.391 06 06125115 Deposit MONEY FUND PURCHASE 957,771.70 45,595,162 76 06126115 Deposit MONEY FUND PURCHASE 15,983.69 45,611,146.45 06129/15 Deposit MONEY FUND PURCHASE 19,41410 45,630,561.25 06130115 Depot MONEY FUND PURCHASE 39.16425 45.669.725.50 06130/15 Deposit INCOME REINVEST 1.492.85 45.671.218.35 08130115 Closing Balance $45,671,218.35 Total All Money Market Funds 845,671,218.35 Page 2 021 OSAB ROLL Account Num berms Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DranAL SOUTHERN coN Itned tscollerei (very v«. Woos 2007 DAUM. RATED COMMUMCATIONS rxnurner r s tri..Z..-"rerai.r...... —"*= iv—vrisimm —.inv... ii-i- SDNY GM 00045913 DB-SDNY-0008737 EFTA_00 156522 EFTA01288885

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends Interest Income Bond interest Other Interest Expenses Withholding Taxes FeesfFoieign Securities! Total Dividends, interest, income and Expenses Distributions Alternative Investm ents Other Distributions Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 35.00% of Portfolio Cash Balance Accoent Activity Quantity Number &dig Margin Balance Money Market DW S GOVERNMENT CASH INSTL 05130115 45.671.218 350 0000001490 08130/15 Total M oney Market Total Cash, Money Funds, and Bank Deposits DnaIsre Ram Ponw Weal n Mannunna rants Use... otautv sank Selv-an Mee Ten OR or JO PH AMMO. 360.11oct Warta MY laVA Current Perkd Statement Period: 06/0112015 • Year-to-Date 06130/2015 Taxable Non Taxable Taxable Non Taxable 92,967.00 0.00 574,139.90 0.00 1,492.85 0.00 7,845.23 0.00 90,664.80 0.00 463,164.80 000 94,014.55 0.00 398,60020 0.00 0.00 0.00 81,250.08 0.00 0.00 0.00 -6,561.18 0.00 0.00 0.00 -200.00 0.00 6211,139.20 10.00 61,518,239.03 so.00 0.00 0.00 0.00 313.15683 0.00 1.528,93 0.00 89.616 10 $0.00 $7,520.13 $0.00 $102,113.23 Opening Balance Closing Balance Accrued Income Income This Year 30-Day Yield entrant Yield 88,841.81 0.00 41.296.01321 28,210.20 19,411 80 45,611,218.35 0.00 7.14523 0.04% 0.04% $47 998 013.27 $45 071 tills $0.00 $7145.23 $47,382,855.08 $45,711,143.35 $0.00 $7,445.23 EN CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DA TIAL Account Number: ()PAN vL 1 Go paperless SO TH ERA CO. Page 3 of 21 Rated [mallard, L....my year Siva 2007 DAL OAR MUD COMMUNICATIONS rxentrwer ir e tatrle• V r. ttrget=01 '..... t - -'Ac sew earn. lIC SDNY_GM_00045914 DEMSDNY-0008738 EFTA_00156523 EFTA01288886

Portfolio Holdings (continued) Date Aok4.red Ousetity Limit Cod Fixed Income 17.00% of Portfolio (In Maiudry Date Sequence) 'Asset Backed Smithies WASHINGTON NUT M TG SECS CORP 200441A2 MTG PASSDIRG CTF CL C-B-1 VAR RATE 8.985% 07/25/33 EUE DTD 08/01/01 S 8 P Rating Fedor. 0.54540884 Effective Date:06101/15 Current Face Value: 703.574 566 12/13/13'.0.12 1,290,000.000 76_5190 Security Identifier: 039338820 538,365.47 84.3080 Original Cosl Basis: $838.906.71 593,18984 Total Asset Backed Securities $636,365.17 8593,165.81 1,290,000.000 Total Current Face Value : 703,574.566 Corporate Bonds PETROLEOS OE VENEZUELA NOTES SENIOR ISMSX.50460546525 5.000% 10/28/15 REG DTD 10/28/09 S8 P Rating 8+ Security Identifier: P7807HAF2 12104/13 '•3.11 2 500 000 000 98 1130 2,452,824.58 98.1000 2.452.500.00 EARTHUNK INC GTO SR NT FULLY EXCHANGED CUSP FROM 270321AB8 8.875% 05/15/19 IKE DTD 05117/11 CALLABLE 07/01115 58 P Rating CCC• Original Coal Basic 52.250.000.00 Seaulty Identifier: 270321ACI 10/22/12 146.000.000 1021010 149,334.13 104.2500 152,205.00 Original Cosl Basic 5151,110.00 10/23112 '.3.12 600.000.000 102.1220 612,134.22 104.2500 625,500.00 Original Cosl Basic $819,500.00 Total Monter. red 746,000.000 762.066.3$ 177,705.00 Total 716,000.000 5782,068.36 $777,705.00 LLOYDS TSB 8K PLC EURO ISSUE MEDIUM TERM AO TES ISIAd X507'7735822 9.875% 12/16/21 REG DTD 12/16111 Moody Rating Bat 58 P Rating BBB Security Identifier: GISISPPIII 1210//13 '.3.12 1,500,000.000 107/830 1,808,941.70 110.5750 1,858,825.00 BARCLAYS BK PLC CONTINGENT CAP NT ISM./ L•936739FMK03 7.750% 04/10/23 B/E DTD 04110113 CALLABLE 04/10118 S 8 P Rating 613+ Original Cod Basic 51,627,500.00 Security Identifier: 0673901K0 04103/13 '.12.13 300.000 000 100 0000 300.000 00 108 3750 325,125.00 Adjusted Cod Basis Market Price Markel Value Unrealized Gale/ Loss Accrued Interest Estimated Estimated Annual Income Yield Original Cost Basis: $300,000.00 Account Number Go paperless L THERA CNO N LLC. F I DrarIAL CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) 54,801.17 3.959 40 $64,801.17 $3,951.40 $0.00 -311.58 21,527.78 125.000 00 5.09% 2 870 87 1.619 69 12.957 50 8.51% 12.765.78 6.656.25 53.250 00 8.51% 15,636.65 8,275.94 86,207.50 116,636.66 58,276.01 566,207.50 49,683.30 79,822.92 148.125 00 8.93% 25.125 00 5.16667 23,250 00 7.15% Rated tscollenil (very Y.R, Woes 2007 DALBAR RATED COMMUNICATIONS. rxesurnaer Page< of 21 SDNY_GM OOO45915 OB-SDNY:0008739 EFIA_00156524 EFTA01288887

Deutsche Asset & Wealth Management PO 80.• 1778. Baltimore. MO 2t203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) FM ORGAN CHASE & CO DEP MS REPSTG 1110TH PFD SER 1 MED TO FITG RT BD 7.900% 04129149 BIE DTD 0/123108 Moody Rating BM3 S P Rating BBB- 06115111 ',3,12 2,500,000.000 107.5000 06/15/11 '.3.t2 2,500,000.000 107.0000 Total Noncovered 5,000,000.000 Total 5,000,000.000 BANK AMER CORP PERP NON COM ULATIVE DEP SHS FIXED TO FLOAT 8125% 04/30158 WE DTD 04/30108 CALLABLE 05115118 Moody Rating BA2 S8 P Rating BB 01/10111 'An 2.000,000 000 102 7500 Adjusted Cog Basis DraS C ••1 Bm, Prmair Wean lAvogentot Margin tonne GIO‘P DerbON M starenac Mw HS Put Oyes* maker New** NY 101M Market Price Markel Value Statement Period: 06/0112915 • 06/30/2015 Unrealized Gainl Loss kaued Estimated Estimated Interest Annual Income Yield SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01117182 WE DTD 01117112 CALLABLE 02/01122 Q 100.000 Moody Rating BAA1 S8 P Rating BBB- 01130112 t 3.12 3.000.000 000 99 8200 GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06/12/62 B/E DTD 06112/12 CALLABLE 06115122 Moody Rating BAA1 SE P Rating in 06127112'.12,12 2.000,000 000 101.6810 ROLL Security Identifier: 46625HHA1 2,687,500.00 105.7750 Original Cost Basis: 52,687,500.00 2,675,000.00 105.7750 Origins Cost Basis: 52,675,000.00 2,644,375.00 2,644,375.00 •43,12500 •30,62500 32,916.67 32,916.66 197.500.00 197.500.00 7.46% 7.46% 5,362,600.00 6,218,150.00 -73,750.00 $6,133.33 395,000.00 16,362,500.00 65,218,760.00 -$73,760.00 $65,133.33 1305,000.00 Security Identifier: 060605DW 2,055.000 00 106 1250 2,122,500 00 67,500 00 20,312.50 162 500 00 7.65% Origins Cost Basis 52.055.000 00 Security Identifier: 142400FU2 2,994,599.61 110 4000 3,312,000 00 317400 36 77,604 17 187 500 00 5.66% Origins Cost Basis: 52,992,544.97 Security Identifier: 369622SN6 2,093,628.07 115.3750 2 307.500 00 213,873.93 5,937.50 142,500.00 6.17% Origins Cost Basis: 12,122,916.67 Account Number: do paperless CLI LLC. F I DrariA L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHERN NO N Page 5 o121 Rated tocetler4 (very 'Van Woos 2'007 DALIAN RATED COMMUNICATIONS rxesurner SDNY_GM_00045916 DB-SDNY-0008740 EFTA_00156525 EFTA01288888

Portfolio Holdings (continued) Date Acquired Quatny Unit Cost Fixed Income (continued) Corporate Bonds (continued) LBG CAPITAL NO 1 PLC 144A ISM8%50473108283 8.000% 09/15/88 REG DTD 12/15109 CALLABLE 06115/20 58 P Rating BB+ 12/04/13 '•4.11 1,200,000.000 108 2500 'LLOYDS BANKING GROUP PLC FXD RATE RESET MIDI TIER 1 SECS IMO US539439AG42 7.500% 09/27188 WE DTI) 04/07/14 S 8 P Rating BB- Please Provide' 1,903,000.000 N/A Adjusted Cost Basis Market Price Markel Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Mnual Income Yield Total Corporate Bonds 20,149,000.000 Total Fixed Income 21,439,000.000 Date ired Security identifier: G54338808 1,299,000.00 114.5000 Original Cost Basis: 51,299,000.00 Security Identifier: 539439AG4 Reese Phavide 103.0000 Original Coal Basis: Please Provide $19,924,560.32 1,374,000 00 1.960.090.00 $21,578,795.00 Duman Unit Cod $19,466,92539 Cost Basis Market Price $22,171,964.64 Markel Value 75,000.00 4.000 00 96.000 00 6.98% N/A 1,189.38 142.725.00 728% $690,144.68 2219,670.9 21,418,807.50 $744,948.85 $293,629.59 $1,488.807.50 Unrealized Gelid Loss Estimated Estimated Mnual Income Yield Equities 15.00% of Portfolio Common Stocks MOBILEYE NV AM STELVEEN ORD SHS ISII484001083106i Dividend Option: Cash 08101/14 800.000 AKORN INC COM Dividend Option: Cash 25.0000 06/10/15 5.000 000 46 8410 AUBABA GROUP HLDG LTD SPONSORED ADS ISINeUS01609W1027 Dividend Option: Cash 06/10/15 5,000.000 88 9500 ALUANZ SE SPO NS AD R REPSTG 1110 WS Dividend Option: Cash 04/13/15 5.000.000 18 0110 APOLLO GLOBAL MGM T LLC CL A SHS Dividend Option: Cash 03/29111 '.13 263.157 000 19 0000 0, 7137CSF: MIA11 MOLL Security Identifier: M BLY CUSP:851488117 20,000.00 53.1700 Security Identifier: AKRX CUSP: 009728106 234.206.00 43.6600 Security Identifier: BABA CUSP. 01609W102 144,749.00 82.2700 Security Identifier: AZSEY CUSP: 018805101 90.055.00 15.5660 Security Identifier: APO CUSP 037612306 4.999.983.00 22.1500 42,536.00 218,300.00 411,350.00 77.830.00 5.828 927.55 Account Number s Go paper-less CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) F I DArg anAL SOL THERA et, n 22,536.00 -15,906 00 .33,399.00 .12.226.00 828.944.55 2.833.84 3.64% 626.313.66 10.74% Page6 of 21 Raid taallardi L very. •••••• since 2007 DAL OAR RATED COMMUNICATIONS rxenurder SDNY_GM_00045917 OB-SDNY-00O8741 EFTA_00156526 EFTA01288889

Deutsche Asset & Wealth Management P.O. Box 1778, &Almon", MO 21203 Portfolio Holdings (continued) Date Acquired Nantity Ual1 Cost Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Option: Cash 09105114 142.800.000 98 9500 ARIAD PHARMACEUTICALS INC Dividend Option. Cash 02/14112 I." 7.535 000 15 2090 01124113 9.000.000 19 6000 Total Noncovered 16,535.000 Total 10,636.000 ASCENA RETAIL GROUP INC COY Dividend Option: Cash 01/16/01 ti 70.500 000 21 2770 AVALANCHE 810 TECHNOLOGIES INC COM Dividend Option: Cash 10,000 00 of these shares are in your margin account 04/20115 10.000.000 39.8610 BASF SE PONS ADR ISMS U $0552625057 Dividend Option. Cash 04413115 5,000.000 101.6110 BANK OF NEW YORK MELLON CORP COM Dividend Option: Cash 06/25114 250.000.000 36.3060 BIOGEN IDEC INC CON Dividend Option: Cash 02114112 2.095.000 119.5490 DISH NETWORK CORP CL A Dividend Option: Cash Devlsev Ram Pon. Wealth ManIrient Minet% COMige 4,04P 0...Uht Yr Sewner AC lire bet ONO 41)Parli PLOPOW. )Mn I to WA Wet IlY NIL Cost Basis Market Price Market Value Statement Period: 06/01/2015 - 06130/2015 Unrealized Gild Loss Estimated Estimated Annual Income Yield , .RAN YOU Ce1 LLC. FIDENTIAL ON CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ix ERN Security Identifier: AAPL CUSIP 037833100 14,130,065.71 125.4250 Security Identifier: ARIA CLS1P 040331000 114.597/0 8.2700 176.400 00 8.2700 290,997.00 $290,997.40 Security Identifier: ASNA CUSP 043516101 1.500.000 00 16 6550 Security Identifier: AAVL CLSIP 053376107 398.606 00 16.2400 Security Identifier: BASET COP 055262505 508.056 00 87.8220 Security Identifier: BK CUSIP 064058100 9,076,406 00 41.9700 Security Identifier: BIM CL SIP 09062X103 250.454 95 403 9400 Security Identifier: DISH CUSIP 2547011109 17,910.690 00 62.314 45 74.430 00 136,744.45 $136,744.45 1174.177.50 162.100.00 439,110 03 10,492,500.00 846,254.30 3,780.624 29 -52.282 95 -101.970.00 ,154,252.95 .1164,252.95 -325.822.50 -236.206.00 -68.946 00 1,416,094 00 595.799.35 297.024.00 1.65% $0.00 11,276 50 2.56% 170,000.00 1.62% Page 7 of 21 Account Num ber. Go paperless Rated tacelibni Lvenr Year Since 2007 DAUM. RATED COMMUNCATKINS exanurNes SDNY_GM_00045918 OB-SDNY-0008742 EFIA_00 156527 EFTA01288890

Portfolio Holdings (continued) Dale Ned Ousel Wit Cost Equities (continued) Common Stocks (continued) DISH NETWORK CORP CL A (continued) 06110115 5,000.000 7219430 FACE/300K INC CI A Dividend Option: Cash 05/17112 ..I3 17.500.000 381000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 0111311/ 25.001000 27.5070 08105114 24130.000 232530 Total Covered 49.830.000 Total GENERAL ELECTRIC CO COM Dividend Option Cash 04123113 '.12 GENERAL M TRS CO COM Dividend Option: Cash 11118/10 12109110 ' Total Nona:mired Total GILEAD SCIENCES INC Dividend Option. Cash 02105/14 03107/14 Total Covered Total 8,100.000 GLAXOSMITHKLINE PLC SPONS ADR Dividend Option: Cash 06110115 GO DADDY INC CL A Dividend Option: Cash 04101/15 Cod Basis Market Price Markel Value Unrealized Gaird Loss Estimated Estimated Annual Income Yield 364,978.00 67.7100 Security Identifier: FB CUSP: 3030314102 665,000.00 85.7650 Security Identifier: FM I CUSP: 350465100 687,663.50 33.8400 577,373.02 33.8400 1 265 036.52 338 550 00 1.500.887.50 846.000 00 840 247 20 1,686,247.20 -26,428.00 835,887.50 158.336 50 262,874 18 421,210.68 49,830.000 23,000.000 21.5700 10.988100 86.536100 97,525.000 97,525.000 361010 36.8160 $1,265,036.52 Security Identifier: GE CUSP: 38980/103 496,109.08 263700 Security Identifier: GM CUSP: 37045V100 399,978.16 33.3300 3,185,969.22 33.3300 3,566,947.38 $3,565,917.38 Security Identifier: GILD CUSP: 375558103 396,407.00 117.0800 246,797.00 117.0800 643,204 00 $843,204.00 Security Identifier: OSK CUSP: 37733W105 21510610 41.6500 Security Identifier: GDDY CUSP: 380237107 14,000.00 28.1900 $1,888,247.20 611,110.00 366,236.71 2,884,271.54 3,250,508.25 $421,210.66 115,000.92 •33,741.45 -301,697.68 -335,139.13 $0.00 21,180.00 3.46% 15,823.01 4.32% 121,612.99 4.32% 110,130.00 5,000.000 79 2810 3.100.000 716120 6,100.000 5.000.000 430010 700.000 20 0000 HEALTH NET INC CON Security Identifier: H NT Dividend Option: Cash CU SR 42222G108 09/08114 25,000.000 469800 t,174.506.00 64.1200 SANGAN 0 BIOSCIENCES INC CON Dividend Option: Cash ORAN MOIL Security Identifier: SGM 0 CUSP. 800677106 $3,250,608.25 585,400.00 362,948.00 948,346.00 $946,318.00 208.250.00 19,733.00 1,603,00100 -6336,139.13 188,993 00 116,151 00 305,114.00 $306,114.00 -6.756.00 5.733 00 428,491.00 8110,131.00 8,600.00 1.16% 5,332.00 1.46% 13,932.00 $13,932.00 12,611.71 6.07% Page ft 021 Envy Y«. Sante 2007 DAL OAR RA TED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIK P. 6706THERk F I DIAL rxesairmer Account Number: Rated en:0110M Go paperless .TATS=8,=$—Ane.=,12'"= Ia.. nameir OlOsta. revell. IOC SDNY_GM_00045919 OB-SDNY-00O8743 EFrA_00 156528 EFTA01288891

Deutsche Asset & Wealth Management P.O.Boa 1778, IlaMmore. MD 21203 Portfolio Holdings (continued) Dale Acquired Quantity Ual1cod Equities (continued) Common Stocks (continued) SANGAM 0 BIOSCIENCES INC COM (continued) 05128/13 50,000.000 SANTANDER CONSUM ER USA HLDGS INC COM Dividend Option: Cash 8.4440 01123114 1.000.000 24 0000 TRANSUNION COM COM Dividend Option: Cash 06/25115 300.000 22.5000 TWITTER INC COM Dividend Option: Cash 11/07113 1.500.000 26.0000 VIACOM INC NEW CL 8 Dividend Option: Cash 06110115 5.000.000 67.7490 VOLKSWAGEN A G AD R ISPONS) Dividend Option: Cash 04113115 5.000.000 50.8610 WISDOM TREE INVTSINC COM Dividend Option: Cash 03131115 15,000.000 21.6110 Total Common Stocks Preferred Stocks (listed by expiration dale) ALLY FINL INC FIX TO FLT DIV4.50% FRECI•OTRLY CALLABLE 0 25.00 ON A OTRLY BASIS AFTER 05/1512016 Dividend Option: Cash 02103112',II 02109112 t 13 80.000.000 46,600 000 19 3820 Deasnellma Pon. man ma,miewn marons I Doemp6m.8 oeaum sem sectoms Now bri MS Put Asa. loth How I•r• RA NY 10IM Cost Basis Market Price Market Value Statement Period: 06/01/2015 - 06/30/2015 Unrealized Gain/ Loa Estimated Estimated Annual Income Yield 422.214.00 11.0900 Security Identifier SC CUSP: 80283M101 24.00040 25.5700 Socially Identifier: TRU CUSP. 894001107 6,750.00 25.1000 Security Identifier: 119 TR CUSP. 901841102 39,000 00 362200 Security Identifier: DAB CI, SIP. 92553P201 338.745 00 64.6400 Security Identifier: VLKAY CUSP 928662303 254.306.00 46 2510 Security Identifier: WETF CUSP 97717P104 324,157.50 21.9650 554,500 00 25.570.00 7,530.00 54,330.00 323,200.00 131255.00 329,475.00 132,286.00 1.570.00 780.00 15,330 00 •15.54500 -23.051 00 5,317.50 341,776,539.54 Security Identifier: ALLY PRB CUSP. 02005h308 903,217.51 26.4500 20 1250 1410.000 00 26.4500 1.)BAN MOIL 349,433,313.75 1 232.570 01 2.115.999 99 Account Num Der. Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DAMSMAL L THERA Cr, 67,651,774.21 329,35250 505,999.99 8.000 00 2.47% 4,004.38 1.73% 1,800 00 1.45% $1,312,422.09 99.025 00 8.03% 170.000 00 8.03% Page 9 of 21 Rated [molls M beefy VAN Late 2007 CAESAR RATEDCOMMUNICATIONS rxestmser •—•-oiAn —.-••••A•nonisc SDNY_GM_00045920 OB-SDNY-0008744 EFDC00156529 EFTA01288892

Portfolio Holdings (continued) Date ANL tred Eq pities (continued) Preferred Stocks (continued) ALLY FtNL INC FIX TO FLT (continued) Total Noncovered 126,600.000 Total 126,600.000 GM AC CAP TR I GTD TR PFD SECS SFR 2 CPN - 8.125% FREO (ATV MATY-0211512040 CALL ANYTIME 025 W130 DAYS BEGINS 02/15116 Dividend Option: Cash 02122112'.13 80.000.000 235350 ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T ETD CPA -7 25% FRED ORTLY PERP M TY CALLS 25 ANY WI30 D NOTICE AFTR 12131112 Dividend Option: Cash 10124112 '.13 40,000.000 23 7900 01107113 '.13 40,000.000 24 4400 01114113 '.13 40.000 000 24 8800 Total Noncovered 120,000.000 Total Total Preferred Stocks Total Equities Cluaetity Limit Cod Cod Bads Nadel Price Market Yale. 2,513,217.51 3,345,570.00 Unrealized Estimated Estimated GalelLoss Annual Income Yield 036,352.49 261,025.00 12,613,217.61 $3,346,670.00 Staidly Ides dlier: ALLY PRA CUSP: 361860208 1,882,773.60 25.9800 Sultrily Identifier: RBS PRT CUSP. 780097713 951.600 00 977.600.00 995.200 00 1 924 400 00 25.3700 25.3700 25.3700 $635,352.49 $269,025.00 2,078,400.00 195.626.40 162.500.00 7.61% 1,014399.99 1,014,799.99 1.014.800.02 3,044,400.00 63,119 99 37,199 99 19.800 02 120,000.00 72,500.00 7.14% 72,500.00 7.14% 72,500.00 7.14% 217,600.00 120,000.000 Date Acquired Quantity Unit Cost Exchange-Traded Products 3.00% of Portfolio WISDOMTREE TR JAPAN HEDGED EQUITY FO Security Identifier: DXJ Dividend Option: Cash; Captal Gains Option: Cash CUSP. 97717W851 60,000.00 of these shares are in your margin account 12/11113 60,000.000 49.4350 2,966,098.50 57.2000 3.432.000.00 465.901.50 43.093.80 1.25% Total Exchange-Traded Products $2,968,098.50 $3,432,000.00 $465,901.50 $43,093.80 $2,924,400.00 $7,320,391.11 $49,096,930.65 $3,044,400.00 $8,471,370.00 157,904,683.75 Cost Basis Market Price Markel Wee $120,000.00 $1,150,978.89 88,807,753.10 $217,600.00 $649,025.00 $1,961,447.09 Unrealized Estimated Estimated Gain! Loss Annual Income Yield Cost Basis Market Value Unrealized Gala/ Loa Accrued Interest Estimated Annual Income Total Portfolio Holdings 8117,248,798.29 $129,227,491.74 810,011,603.45 $293,629.59 13,501,93.62 Footnotes • Nonccvered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by F.L.110-343. the Emergency Economic Stabiraation Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as ncin-retirement. Page10 of 21 PRA,' VOII: Account Num ber Go paperless a Rated tacolle nil L yen! year since 2907 SOL THERA , oinFoneTTAL clgt`gigwc°"•""r-Anais CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) ..113 -2::::: • /..8..A=4....'""e= SDNY_GM_00045921 OB-SDNY-0008745 EFTA_001 56530 EFTA01288893

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Portfolio Holdings (continued) DmIwo Rant PnnieWeahniaragenen Manes Coon., 6 ,0“) Destsag la* %won +Ic mar in Put An.*. Ita I *xi War we\ liY 1011.4 Statement Period: 0610112015 • 06/30/2015 US taxpayers securities which have been acquired on or after their 'applicable date(sT at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 109943 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for vouch a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed inane security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed. there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations MI not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing km and Pershing makes no representation as to the accuracy of this information. s Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 11 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Date Acquisition Date Disposition Transaction Description Chastity Cod Basis Proceeds Redirect Gain/ Loss/ Disallowance Short Term 06122/15 06118/15 SELL FITBIT INC CI. A 800.000 16,000.00 31 094 03 15 094.03 First In First Oul Security Identifier FIT 06122115 06/19/15 SELL F000 DE CHAO INC COM 100.000 2,000.00 2.549 95 549.95 First In First Oul Security Identifier. FOGO 06/22/15 06/18/15 SELL UNIVAR INC COM 1.000.000 22.000.00 26.35311 4,353.81 First In First Oul Security Identifier UNVR 06122115 04/20/15 XOPTS CALI. AVALAN CH E BIOT 40.00 -100.000 0.00 68.692.73 68.692.73 First In First Oul Security Identifier. AAVL 0619 06130115 4 06125/15 Sal. TRANSLINION COM COM 300.000 6.750.00 7.52196 771.96 First In First Out Security Identifier TRU 06130/15 4 06126/15 SELL XACTLY CORP COM 600.000 4.800.00 5,097.10 297.10 First In First Oul Security Identifier MY Page 11 of21 Account Number: Rated [malign' ORAN ROLL Go paperless beefy Year Since 2007 SOUTHERNCO F I DEIST/IA& CALMAR RATED COMMUNICATDONS exclurricr CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_OM_00045922 DB-SDNY-0008746 EFTA_00 I 56531 EFTA01288894

Schedule of Realized Gains and Losses Current Period (continued) frispositioe Acquisition Date Disposition Transadion Description Quantity Cod Basis Proceeds Realized Gain/ load Date Disallowance Total Short Term 551,550.00 $141,309.58 $89,759.58 Long Term 06115115 10122112' ROM G EARTHLINK INC GTD SR EXCHANGED CUSP FROM 251,000 000 259,857.81 265272 52 5,114.68 Rol In First Out 270321A88 8.875% 05115119 WE DTO 05/1 Security Identifier 270321AC6 Original Cost Basis: 262,890.00 06123115 12/13113' FRP WASHINGTON MUT MTG S 00142A2 LUG PASSTHRU CTF CL 1.290000.000 7,191.57 9.790 51 2,298.91 C. B-1 VAR RATE 6.985% 07125133 Security Identifier 939336520 Original Cost Beet 7.491.57 06/25/15 12113113' VAG COUNTRYWIDE HOME LOA I CL 81 1.090% 03/25/33 WED 1.500.000 000 838,309.32 897,173.91 59,161.59 First In First Out TD 01130103 Security Identifier 12889DYS1 Original Cost Basis: 838,309.32 Total Long Term $1,105,658.73 81,172,836.94 $67,178.21 Total Short Term and Long Term $1,157,208.73 81,314,146.52 $156,937.79 ' Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended rIRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabifization Act of 20081 and are, therefore, considered enoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered* under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS 1311 form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consuk with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any Wormation that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Page 12o121 Account Number WIAB ROI (so paperless SOL THERA N ac. F I DST' EA L CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Its' Excellent, (very Van Since 2'007 DAL BAR RAT ED COMMUNICATIONS rxenurtraer SDNY_GM_00045923 OB-SDNY-0008747 EFIA_00156532 EFTA01288895

Deutsche Asset & Wealth Management P.O Box 1770, Ba!ammo, MD 21203 DraIsev RIM Wealth Minim,. Matern I omrar Gto‘p (MAIM 110i• was bet Pik* Na Pot Anna. 1611. fi Illlllll at likve 10114 Statement Period: 01//112115 -1613012115 Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income secobes may be adjusted for amortization, accretion. onginal issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. These shares are unsettled and have been recently disposed. You wil also see these shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account MI be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. M essa g es Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Please be advised that Reich & Tang Asset Management LLC will be liquidating its funds (the 'RAT Funds') by the end of July 2015 and as such the R&T Funds will no longer be available as money market funds in the ()BSI cash sweep program (the 'Sweep Program') What this means for you: If you are curtently invested in an R&T Fund. please refer to our earlier letter for more information about your available cash sweep options, or contact your client advisor. If you are not curtently invested in the R&T Funds. this change will not affect the existing sweep for your uninvested cash balances and no action is required on your part For information on all cash sweep options evadable in the Sweep Program, please visit our website at: httpilivealthdeutscheawm.cornlamericas/eniCashSweep0plicoshtml and click on 'Cash Sweep Options-Rates'. Account Nun tier Go paperless SC L THERA co Nnc.FID ENT1AL CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Pap1302f Rated [mallard, (very Year Sine. ?007 DAL BAR RATED OOMMUNICATICW6 rxemsner rr.L.."—"ZrZtratanrr....—"=7 SDNY_GM_00045924 OB-SDNY-0008748 EFIA_00 156533 EFTA01288896

Activity Sum m a ry (All amounts shaven are in base currency) Oedits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities Securities/lough! 000 0.00 Securities Bought -1.644.434.00 -3.233.615.50 Securities Sold 59,997 79 128,690 52 Securities Sold 0 00 0 00 Total Securities $59,997.79 $128,690.52 Total Securities -$1,644,434.00 -93,233,615.50 Dividends and interest 9279,139.20 $1,525,000.21 Dividends and Interest $0.00 90.00 Distributions $1,170,575.35 $4,130,349.66 Distributions $0.00 90.00 Fees $0.00 $0.00 Fees $0.00 -9236.00 Taxes Withheld 10.00 $0.00 Taxes Withheld $0.00 -96,561.18 Other 10.00 $68,692.73 Other $0.00 -960,692.73 Cash Cash Withdrawals 0 00 0 00 Withdrawals -1.529.290.08 -3.145.887.94 Deposits 0 00 2,047 119.25 Deposits 0 00 0 00 Total Cash $0.00 92,047,119.25 Total Cash -$1,529,290.08 -93,145,887.94 Money Market Funds $0.00 $2,448,952.63 Money Market Funds $0.00 -94,780,931.93 Total Credits $1,509,712.35 $10,348,805.00 Total Debits -$3,173,724.08 -111,235,925.28 Transactions by Type of Activity Process/ Settlement Date Trade/ Transaction Date Activity Type Dewiption Quantity Price Accrued liters Amount Currenry Securities Bought and Sold 06/15/15 06110/15 PURCHASED MORN INC COM UNSOLICITED ORDER ALLOCATED ORDER 5.000.000 46.7800 .231,206 00 LSD AKRX YOUR BROKER ACTED AS AGENT 06/15/15 06110115 PURCHASED ALIBABA GROUP FLDG LTD SPONSORED ADS 5,000.000 88.8886 -441,74900 LSD BABA ISINIUS01609W1027 UNSOLICITED ORDER AVERAGEUNIT RICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/15/15 06110/15 PURCHASED DISH NETWORK CORP CL A UNSOLICITED ORDER AVERAGE 5.000.000 72.9344 -361,97800 LSO DISH UNIT PRICE TRANSACTION YOUR BROKER ACTED ASAGENT 06/15/15 06110/15 PURCHASED GLAXOSMITHKLINE PLC SPONS ACM LASOLICITE0 ORDER 5.000.000 12.9100 -215.00600 1.4S0 GSK ALLOCATED ORDER YOUR BROKER ACTED AS AGENT 06115115 08110115 PURCHASED VIACOM INC NEW CL B UNSOLICITED ORDER AVERAGE UNIT 5.000.000 67.6878 -338.74500 1.,S0 VIAB PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 06/22/15 YOUR OPTION WIRED CALL 100 AVALANCHE BIOTECHNOLOGIESINC COM ET 100.000 0.00 IAD 99002AM 6 06-19-150 10 000 OPTION ROOT= AAVL MVL CLOSING TRANSACTION Page 14 of 21 US AO Rol SOUTHERN CA LLC. ON FIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. Go paperless Bawd facelleria L very Van 5102e 2007 LAMAR RATED COMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897

Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet hY 1011A Transactions by Type of Activity (continued) Proceed Trade/ Settlement Transaction Date Date Activi Securities Bought and Sold (continued) 06123(15 06/18115 PURCHASED FIT 06123115 06/ 18115 PURCHASED UNVR 06124115 06119115 PURCHASED POGO 06125115 06122/15 SOLD FIT 06125115 06122/15 SOLD FOGO 06125115 06122/15 SOLD KYR 06130115 06/25115 PURCHASED TRU Dewi ioa FITBIT INC CI A PROSPECTUS UNDERSEPARATECOVER l•AIVAR INC COM PROSPECTUSUNDER SEPARATE COVER FOGO DE CHAO INC COM PROSPECTUS UNDER SEPARATE COVER FITBIT INC CL A UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT FOGO DE CHAO INC COM UNSOLICITED ORDER tAIVAR INC COM UNSOLICITED ORDER IFtAN SWOON COM COM PROSPECTUSUKDER SEPARATE COVER Quantit 800 000 1.000.000 100.000 .800.000 .100.000 .1,000 000 300.000 Total Securities Bought and Sold - UNITED STATES DOLLAR Dividends and Interest 06115115 FOREIGN BOND INTEREST 654338BGS 06115115 06115115 BOND INTEREST RECEIVED 270321AC6 CASH DIVIDEND RECEIVED 389622%6 06123115 CASH DIVIDEND RECEIVED GM 06125115 BONO INTEREST RECEIVED 12669DYS1 ti8AD 8011 SOL, A LLC. FIDENTIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) THERA C 120000018E CAPITAL NO I PLC 144A ISINBXSO473106283 8.000% 09115188 REG DTD 12/15109 CLB RD 06112 PD 06115/15 EARTH iNK INC GTO SR NT FULLY EXCHANGED CUSP FROM 270321A88 8.875% 05/15/19 BIE DTD 05/17/11 CIA ACCRUED INTEREST GENERAL ELEC CAP CORP NON CUM PFD SERA 7.125% 06112/62 EVE RD 06112 PD 06/15115 DIV PAID AT 35.6250 2000000 97525 SIRS GENERAL MTRS CO COM RD 06110 PD 06123115 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL B1 4.090% 03125133 EVE DTO 01/30/03 RD 05129 PD 06125115 Statement Period: 06/0112015 • 060012015 Price Accrued Intend Amain Carren 2011000 •16.00000 USD 22.0000 •22,00000 USO 20.0000 .2,000.00 USO 38.9382 31,094 03 USO 26.0600 2,549.95 USD 26.4203 26.353 81 USD 22.5000 .6,750.00 USO 0.00 -1,584,436.21 48,000 00 USD 1,878 54 USO 71,250.00 USD 35,109 00 USD 4,301 83 USD Page 15 of 21 Account Number. Go paperless Raid excellent, Lvery V... Lace Z007 0ALBAll RATEDCOMMUNCATIONS IXCILL7NCI —4-••••••• SDNY GM 00045926 DB-SDNY-0008750 EFTA_00 156535 EFTA01288898

Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activity Type DeØielån Quart Price Awned Interest Artrouat Curren Dividends and Interest (continued) 06125115 BOND INTEREST RECEIVED 1290000 WASHINGTON NUT MTG SECS CORP 2004-RA2 939336520 MTG PASSTHRL CTF Cl. C-81 VAR RATE 6.985% 07125/33 WE DID 06101/04 RD 05129 PD 06125/15 06/26/15 CASH DIVIDEND RECEIVED 60000 SHRS WISDOM TREE TRJAPAN HEDGED EQUITY Fti RD COU 06121 PD 06126/15 06129115 CASH DIVIDEND RECEIVED 8100 SHRS GILEAD SCIENCES INC RD 06116 PO 06/29/15 GILD 06129115 FOREIGN BOND INTEREST 1903000 LLOYDS BANKING GROUP PLC FM RATE RESET 539439AG4 ADDL TIER 1 SECS !SINS US539439AG12 7.500% 09/27/88 WE DTD 0/107/14 CLB RD 06126 PD 06/27/15 06/30/15 MONEY MARKET FLND DWSGOVT CASH INSTL INCOME RECEIVED 233993682 06/30/15 FOREIGN SECURITY DIVIDEND 120000 SF RS ROYAL BK SCOTLAND GP PLC SPON AM RECEIVED REPSTG SER T PFD CPN.7 25% FRED 0 RTLY PERP MTV REIS PRT CALL@ 25 MY W/30 D NOTICE AFTR 12/31112 RD 06115 PD 06130115 4.152 93 19.411.80 3.483.00 35.681.25 1,492.85 54.375.00 LSD LSO LSO LSD LSD LSO Total Dividends and Interest • UNITED STATES DOLLAR 0.00 279,139.20 Distributions 06/15/15 SECL MY REDEEMED EARTH LINK INC GTO SR NT FULLY EXCHANGED CLSIP FROM -251,000.000 265.272 52 LSO 270321AC6 27032088 8.875% 05/15119 B/E DTD 05117/11 CLB CALLED BY LOTTERY 06/25/15 SECL MTV REDEEMED COUNTRYWIDE HOME LOAN S SER 031 CL El1 4.090% .4.500,000.000 897.773 91 1.9) 12669DYS1 03125133 WE DTD 01/30/03 06/25/15 RETURN OF PRINCIPAL 1290000 WASHINGTON lilLTMTG SECS CORP 2004-RA2 7.528.93 LSO RECEIVED MTG PASSTH RIJ CTF CL C.B.1 VAR RATE 6.985% 07125/33 939336520 WE DTD 06101/04 RD 05/29 PD 06125/15 Total Distributions • UNITED STATES DOLLAR 0.00 1,170,575.36 Cash Withdrawals and Deposits 06103/15 FEDERAL FUNDS SENT DEUTSCHE MK TRUST -1.529.29008 LSO USD999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 1,529,290.06 Total Value of Transactions 0.00 .1,664,01123 USD The price and quantity displayed may have been rounded. I.)14AN VOI Account Num Der. Go paperless SOL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERA uid` F I DESMAL Page 16 of 21 !Laud taceilera Inn. Vs. Sinew 2'007 DAL BAR RATED ØWKATOG rxcituNer re...rat SONY GM 00045927 DB-S6NY:0008751 EFTA30 156536 EFTA01288899

Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MO 21203 Cash Not Yet Received Drain Ram Pon.VeAtahnhivmp.cat hIlf Comna6Km) oe.osot %IVY. AC live bet Cali* MI Pot Anremie. Ikh I bet Statement Period: 0610112015 • 06/30/2015 Security Record Date Payable Date Quantity Held Rate Dividend Option Mount of Payment Dividends GENERAL ELECTRIC CO COM 06122115 07127115 23.000 000 0.230000 Cash 5,290.00 VIACOM INC NEW Cl B 06115115 07101115 5.000 000 0.400000 Cash 2,000.00 Total Cash Not Yet Received $7,290.00 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 1 to 5 rn or:re 2,452.500 00 1 to 5 years 777/05.00 6 to 10 years 1,983,750.00 Over 10 years 16,951009.64 Total 22,171,96414 Bond Quality Bond Quality 10,906,250.00 49% PI Loner 11.263.714.64 51% Total 22,171,964.04 100% 100% Market Value %of bed Market Value Percentages of bond market values are rounded to the nearest whole percentage. L)8Atl u. I Account Num berms Go tillerless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. ; u THERA COL N F I Dri rriAL s Percentages of bond market values are rounded to the nearest whole percentage. Page 17 of 21 Rated excellent, Ivory Yew Lace 1007 DAUM. RATED COMMUNICATIONS rxest unser SDNY_GM_00045928 O13-SDNY-0O08752 EFIA_00 156537 EFTA01288900

Trades Not Settled Settlement 0ate Trade Date Activity Type Desolation Quantity Price Mooed Interest Settlement Mount 07/01/15 06i26/15 Buy XACTLY CORP COM 600.000 8.0000 0.00 4800.00 PROSPECTUS IADER SEPARATE COVER 07/06/15 06/30/15 Sell TRANSIAION COM -300.000 25.2603 0.00 7,521.96 COM UNSOLICITED ORDER AVERAGE UKIT PRICE TRANSACTION YOURBROKER ACTED AS AGENT 07106115 06/30/15 Sell XACTLY CORP COM -600.000 8.5866 0.00 5.097 10 UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT Total Amount of Trades Not Settled 97,819.06 Client Service Information Your Client Advisor: DAN DANIEL SABSA 345 PARK AVENUE 26Th FLOOR KEW YORK AY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types. Ratable Method Include market discount in income annually- No Electronic Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper con m unications. log in to your account or contact your Client Advisor for mare inform alien. Important Information and Disclosures Pricing This section indudes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otheweise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked WA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position Page18 of 21 'DOAN ROIL Account Num be; Rama tacell• nil Go paperless det Vtanasen00 UO L Nc F I Dr/Wink OAR RATED COMMUNICATIONS rxentmer SOUTHERN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ..ar.i.trositt.'t...9.r...-t.....Prt Waft SDNY_GM_00045929 DB-SDNY-0008753 EFTA_OOI56538 EFTA01288901

Deutsche Asset & Wealth Management PO. Bca 1778. Ballimore, MO 21203 m portant Inform ation and Disclosures (continued) Estimated Annual Figures (continued) quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.com/business_continuity.html for specific detads as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirrnahon of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges mewed in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintainng current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not pernitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness. timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts, are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Destine Um Pon. wean Miner-vat Mareits Cedric, 6,0.4) ontsciv ML sectotes M. Mar *4 Mar SO Pan AS,* 140meop mow *a NY 101M Statement Period: 06/0112015 • 06/3012015 Pap 19 of 21 Account Number: Go paperless E Sr". ti, Raid t lloria very Sines 2007 SOUTHERN F I DrErnAL DALOARRATC000MMUNICATIONS rxenurrder CONFIDENTIAL — PURSUANT TO FED. R. CPIM. P. 6(e) SDNY_GM_00045930 OB-SDNY-0008754 EFIA_00156539 EFTA01288902

Important Information and Disclosures (continued) The Role of Pershing • Pershing carves your account as clearing broker pursuant to a cleanrg agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and ) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and n eneral for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at . AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vninv.pershing cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators WI typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration locums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum n which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLD, Legal Department. One Pershing Plaza. Jersey City, New Jersey 07399; Page 20 of 21 Account Number V8"" ROI Go paperless SOL TH ERk L LLC. F I DranAL N CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) Rated tnellenti Lvery Late 2007 DAUM', LAUD COMMUNICATIONS rxenurmer SDNY_GM_00045931 OB-SDNY-0006755 EFrA_00156540 EFTA01288903

TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDADIR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PT YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COMES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REOUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST AM) OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAX/ISLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS Co ASSFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE N DUSTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROMBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST. ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF [TWILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHNG.COINDISCLOSURES • THIS STATEMENT SHOULD BE RETANED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS - RULE ISIMAX1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS, OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST OCECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER.THE. COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NERO). ON CERTAIN LARGER ORDERS, OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THER EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSH.NG ALSO REGULARLY REVIEWS REPORTS FOR QUAUTY OF EXECUTION PURPOSES. IF ANY OF THE ABOVE TERMS AIM CONOITONS ARE UNACCEPTABLE TO YOU. REAM HOTFY PERS-IBIO IMIEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLC& JERSEY CITY. NJ MOO ATM WW1DEPT Account Number: Go papertess CONFIDENTIAL - PURSUANT TO FED. R CRAM. P. 6: THERhCON FIDENTIAL Pap 21 OD R•I•Y tsconenti L very Year Sac 2007 OAL BAR RATED COMMUNICATIONS rxeiturtraer SDNY_GM_00045932 OB-SDNY-0008756 EFTA_00156541 EFTA01288904

Deutsche Asset & Wealth Management PO Boa 1778, Ba!limey°, MD 21203 Draw •V gam Ponln Wealth Manrent Vinets Cowan0.. 4. p Deote4 Bat 144.....et In. bet 0111o. Ma Part Anew. b.4bc, co rm AY 101 Valuation at a Glance Account Number: Statement Period: 0510112015 -151311211$ This Period Year-tmOate SOUTHERN FINANCIAL LLC Beginning Amount Value 9130,639,936.04 9126,711,293.02 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 0 00 430.521.39 ST THOMAS VI 00802 Net Securities InfOut of Account 000 -2.483,792.00 Adjusted Previous Account Value 130139,93611 121,661,022.41 Dividends, Interest and Other Income 471277.13 1.559,01714 Total Taxes Withheld -6,56118 -6,561.18 Net Other Activity -200.00 -236.00 Your Client Advisor: Net Chan ie in Portfolio 999.570.38 5,892,780.10 DANIEL MBI3A nclrng Account Value 5132. '' 06 C23.'7 5132.106 023 17 Accrued Interest $331,375 <4 Estim ated Annual !nom e 33.511.941 96 Asset Allocation Prior Year-End Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 11,273,981.33 16,910,315.07 17,382,855.08 35.87% LSD Axed Income 18,177,155.513 15.589,02515 15,587,101.74 11.80% on.L SD Axed Income 7.150,052 50 7,812,452.50 7,812,41825 5.91% USD Equities 51,121511 61 56,907,025.62 57,699,186.10 13.68% I Kon.liSD Equities 2.986.256 00 3121.08100 3.624.164.00 2.74% Account Total title Chart) 9126,714,293.02 1130,839,936.11 9132,106,023.17 109.00% See the Asset Allocation Disclosure end Footnotes secton Sr important intonation reganding your Asset Allocation. P else rev ew your allocation ner coca y wth you' Cleft Advoct Page 1019 DRAB 901.1 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) B012 991003830017 S Masa t [very Vs. Since 2007 CON FIDENTiA 19161LBALILLIEDMIAMUNICAT°6 Go paperless ocat notroo...-=="4=irt: o-a-eoo one roc SDNY_GM_00045933 OB-SDNY-0008757 EFIA_00156542 EFTA01288905

Asset Allocation Disclosure and Footnotes M values are displayed in U.S. dollars based on interbank exchange rates as of 05/3112015. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gainfloss 000 0 00 6 875.488 60 Long•Term Gain/Loss 1.003 35 13.398.09 4.870.371.13 Net GaIn/Loss 1,003.35 43,398.09 11,745,859.73 This summary excludes transactions where cost basis information is not available. For Your Information Cr June 5. 2014. the European Central Bank (the -ECB1 introduced 'negatrve interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Adivity Type Description Amount Balance Sweep Money Market Fund DV/ 5 GOVERNMENT CASH I N STL Account Number 000-0001490 Cuirenl Yield: 0.01% Activity Ending: 05/29115 0901/15 Opening Balance 46,551,588.63 46,551,588.63 05101/15 Deposit MONEY FLND PURCHASE 358.756.11 16.910,31507 05113/15 Deposit MONEY FUND FURCHASE 11,276.50 15,921,621.57 05114115 Deposit MONEY FUND PURCHASE 4.001 38 46.925.625 95 05115115 Deposit MONEY FUND PURCHASE 119.589.81 17.015.215.79 05118/15 Deposit MONEY FUND PURCHASE 233506 29 17,278,722.08 05127115 Deposit MONEY FOND PURCHASE 11,491.06 17,293,213.14 05128115 Deposit MONEY FUND PURCHASE 1200.00 47294,413.14 05129115 Deposit INCOME REINVEST 1.600.13 47.296.013 27 06129115 Closing Balance 147,296,013.27 Total All Money Market Funds 847,296,013.27 Page 2 of 19 UPAII ROI 1 SOL:KITH MC. FIDESMAL ON CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num ber paperless Railed f-acellenti Lyon, Vest Loco 2007 DALBAR RATED COMMUNICATIONS rxarturnaer SDNY GM 00045934 DB-SDNY-0008758 EFTA_00 156543 EFTA01288906

Deutsche Asset & Wealth Management P.O. Boa 1778, Banimoro. MD 21203 Income and Expense Summary °mist.< Roo OPOOMMOPIPAPMernalt minim <Dome 4,8.8 M.-UM la* sectonet lc. Int 44 Olgo Habn •OrtiO .!Note, One wet ItY 10114 Dividend Income Equities Money Market Other Dividends Interest Income Bond Interest Other Interest Expenses Withholding Taxes FeesfFoieign Securibes Total Dividends, Interest, Income and Expenses Distributions Aternabte Inseam ents Other Distributions Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 36.00% of Portfolio Cash Balance Account Activity Opening Quantity Number Ending Balance Current Period Statement Period: 0510112015 • Year-to-Date 05/3112015 Taxable Noe Taxable Taxable Non Taxable 210,088.15 0.00 481,172.90 0.00 1,600.13 0.00 6,35228 0.00 81,250.00 0.00 372,500.00 000 52,87210 0.00 304,58565 0.00 40,625.04 0.00 81,250.08 0.00 4561.18 0.00 6,561.18 0.00 -200.00 0.00 -200.00 0.00 $371,874.14 10.00 K239,099.0 $0.00 0.00 86641.81 0.00 313.15683 0.00 5.99416 0.00 82.087 47 $0.00 $92,835.87 $0.00 $395,244.30 358,756.44 M oney N arket DWS GOVERNMENT CASH INSTL 05/01115 47.296.013 270 0000001490 05129115 46.551.5U 63 Total Money Market $48,551,586.63 Total Cash, M oney Funds, and Bank Deposits 148,910,345.07 Closing Balance Awned Income Income This Year 30-Day Yield Current Yield 86.841 81 47 296.013 27 0.00 6.35238 0.04% 0.04% $47,296,013.27 $0.00 $6,352.38 147,382,855.08 $0.00 16,352.38 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENTEAL Account Number OttAM Go paperless SO L Th ERIN CT, ri Page 3 of 19 Rated tocolloni beefy Von Woo 2007 DAL OAR ROTED COMMUNICATIONS rxerurnaer SDNY_GM_00045935 DB-SDNY-0008759 EFTA_00 156544 EFTA01288907

Portfolio Holdings (continued) Date Acc4.rez Fixed Income 1 8.0 0% of Portfolio tin Maw* Dee Sequence) 'Asset Backed Securities COUNTRYWIDE HOM E LOANS SER 03-1 CL 81 4.090% 03(25133 BrE DTD 01130103 Factor: 0.19950531 Effective Date:05101/15 Current Face Value: 897.773 895 12113113'.1.12 4,500,060.000 933760 Quantity Unit Cod Adjusted Cod Basis Market Price Markel Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield WASHINGTON MUT NI TG SECS CORP 200441A2 TO PASSTHRU CTF CL C-B-1 VAR RATE 6.985% 07125133 WE 010 06/01/01 S & P Rating 0 Factor. 0.552.99619 Effective Dale.05101/15 Current Face Value: 713.365.085 12113/13 u.3." 1,290,000.000 76.5190 Security Identifier: 12889 DT 51 838.309.32 83.6530 Original Cosl Basis: $1,111,573.01 Security Identifier: 939338620 545157.04 84.4360 0 nginal Cost Basin $638.906.71 61,384,166.38 751,014 80 602,336 94 Total Asset Backed Securities 6,790,000.000 Total Current Face Value 1,811,138.910 Corporate Bonds PETROLEOS DE VENEZUELA NOTES Sell ICIR ISM, X60460546525 5.000% 10/28/15 REG DTD 10/28109 S& P Rating B. 12104/13'.3.12 2,500,000.000 976440 EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSP FROM 270321A81 8.875% 05/15/19 EUE DTD 05117111 CALLABLE 05/29/15 S & P Rating CCC+ 10122112 '.3.12 400,000.000 102,3280 409.301.00 104.0000 Original Cost Bait 6114,000.00 10123/12 u.3.O 600.000 000 102 1620 612.970.16 104.0000 Original Cost Basic $619,500.00 Total Noncovered 1,000,000.000 1,022,274.16 Total 1,000,000.000 61,022,274.18 LLOYDS TSB BK PLC EURO ISSUE M EDIUM TERM KOTESIMP XS0717735822 9.875% 12/16/21 REG DM 12/16111 Moody Rating Bat S8 P Rating BBB- 12104/13 '.3.12 1,500,000.000 107.3330 Security Identifier: P7807HAF2 2,441,090.09 98,0000 Original Cod UN $2.250.00.00 Security Identifier: 270321AC8 ORM, t SOUTHER?, CH LI.C. ONiFIDAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) Security Identifier: 64616PPIll 1,609,996.64 111.7900 Onginal Cosl Basis: $1,627,500.00 61,353,361.74 2,450,000.00 416,000 00 624.000 00 1,010,000.00 $1,040,000.00 1,676,850.00 .87,294.52 56,479 90 3.059 91 4,152.62 -630,814.82 $7,212.63 30A 8,909.91 11,458 33 125,000.00 5.10% 6.696.00 1.577.78 35,500.00 8.53% 11,029.84 2.366.66 53,250.00 8.53% 17,726.84 3,944.41 88,760.00 617,726.84 $3,944.44 688,760.00 66,853.36 67,479 17 148,125.00 8.83% Page 4 of 19 Account Num ber. Go paperless Excellerell (very Year Since 2007 DAL BAR RATED COMMUNOTOONS rxesionser SEM Y_GM_0004 6036 O13-SDNY-0008760 EFIA_00156545 EFTA01288908

Deutsche Asset & Wealth Management PO Boa 1778, Banimore, MD 21203 Portfolio Holdings (continued) Date Acquired Quantity Uait Cod Fixed Income (continued) Corporate Bonds (continued) BARCLAYS BK PLC CONTINGENT CAP NT ISMS Li 606739FH(03 7.750% 04110123 B1E DTD 04110/13 CALLABLE 04/10/18 S8 P Rating BB* Security Identifier: 06739FHK0 04103113'.12.13 300,000.000 100.0000 300,000.00 110 7500 332,250.00 PM ORGAN CHASE & CO DEP SHS REPSTG 1/10TH PFD SERI FIXED TO FLTG RT BO 7.900% 04129/49 B/E DTD 04/23/08 Moody Rating BA1 S8 P Rating BBB- Original Cost Bass: 5300,000.00 Security Identifier: 46825HHA1 05115111 '.3.13 2,500,000.000 107.5000 2,687,500.00 106.6500 2,666,250.00 Original Cost Bait: 52,687,500.00 06115111 '.3.12 2,500,000.000 107.0000 2,875,000 00 106.6500 2,666,250.00 Original Cost Bass: 52,675,000.00 Total Noncovered 5,000,000.000 5.362.500.00 5,332,600.00 Total 5,000,000.000 $5,362,50000 $5,332,500.00 BANK AMER CORP PERP NON COM ULATIVE OEP SFS FIXED TO FLOAT 8.125% 04130158 B/E DTD 04130108 CALLABLE 05/15/18 Moody Rating BA2 St P Rating BB Security Identifier: 060505D16 01110111 '.3.12 2,000,000.000 102.7500 2.055.000.00 107.7500 2,155,000.00 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01117/62 WE DTD 01/17/12 CALLABLE02/01122 0 100.000 Moody Rating BM1 S 8 P Rating BBB- Original Cost Basis: 52.055.000.00 Security Identities: I42400FU2 01130112',3,t2 3,000,000.000 99.8180 2.994.544 58 112.3750 3,371,250 00 Adjusted Cast Basis Oralsre Rana Pnwale vkan Alpmernait Pdaeals (Dona Gro.p De.isch4 ML Settonesw Mee wan 0at* Hann Ass.. Ikkilbgr War *A M' ,0114 Market Price Market Value Statement Period: 05/01/2015 • 05/31/2015 Unrealized Gain? Loss kaued Interest Estimated Estimated Annual Income Yield E:129930CSF10:,1 ' Et..kl ROLL Original Cost Be 52,992,581 97 Account Number Go paperless SOUTHERN CO kiLC F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 32.250 00 3,29375 23.250.00 6.99% -21,25000 16,458.31 197.500.00 7.40% -8,750.00 16,458.33 197,500.00 7.40% .30,000.00 32,916.437 395,000.00 -330,000.00 $32,916.52 3395,000.00 100.00000 7.222 22 162 500 00 7.54% 376.705.42 62.500.00 187.500.00 5.56% Page 5 of 19 Italia [...mos Every V... Lace 2007 DALOAR RATED COMMUNOLTIONS rxestimer rats= SDNY_GM_00045937 DB-SDNY-0008761 EFTA_00 156546 EFTA01288909

Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06/12/62 BIE DTD 06112112 CALLABLE 06/15/22 Moody Rating BAA1 Sd P Rating A* Security Identifier: 3696223116 06127/12 'AA 2.000.000.000 104 7260 2.094.517.86 116.7500 2,335 000 00 240.182 14 65,708 33 142.500.00 6.10% Original Cosl Basis: 52.122.916 67 LOG CAPITAL NO 1 PLC 144A Security Identifier: G54330668 ISIA XS0473106283 8.000% 09/15/88 REG DTD 12115/09 CALLABLE 06/15/20 SB P Rating BB 12/04/13'•3,u 1.200.000.000 108 2500 1,299,000.00 110.7500 1.329.000.00 30.000 00 44.286 67 96.0'30.00 7.22% Original Cost Basis 51,299,000.00 1LLOWS BANKING GROUP PLC FXD RATE RESET Security identifier 539439AG4 ADDL TIER 1 SECS 'SIN a 1, S539439AG42 7.500% 09/27/88 WE DID 04/07114 Sd P Rating Br Please Provide' 1.903.000.000 N/A Please Provide 106.3750 2.024.316 25 N/A 25.373 33 142125.00 7.05% Onginal Cosl Basis: Please Provide Total Corporate Bonds 319,176,923.33 322,046,165.25 3812,926.57 3324,162.91 31,511,350.00 20,103,000.000 Total Fixed Income 320,553,089.69 323,399,517.99 1812,112.05 1331,375.44 31,511,350.00 26,193,000.000 Unrealized Estimated Estimated Date Acquired Quantity Unit Cod Cod Bads Market Price Market Value Gain/ Loss Mena! Income Yield Equities 4 3.0 0% of Portfolio Common Stocks OBILEYE NV AM STELVEEN ORD SHS ISIASKI.0010831061 Dividend Option: Cash 08101/14 800.000 ALUANZ SE SPONSADR REPSTG 1110 SHS Dividend Ophon. Cash 01113/15 5.000.000 APOLLO GLOBAL M GM T LLC CL A 3115 Dividend Option: Cash 03129/1 1 '.13 263,157.000 APPLE INC COM Dividend Ophon Cash Adjuded Cod Basis Market Price Market Value Unrealized Gain/ Loss Awned Interest Estimated Estimated Annual Income Yield USAD Rol k SOL IZ1 LLC. FIDE1SMAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(8) THER 25 0000 180110 19 0000 Security Identifier: M SLY CUSP. N51488117 20.000.00 47 0800 Security Identifier: AZSEY CUSP. 018805101 90.056 00 15.6500 Security Identifier: APO CUSP-. 037612306 1.999,983 00 221000 Security Identifier: AAPL CUSP. 037833100 37.661.00 78,250 00 5,812,085.40 17,664 00 -11.806.00 842,102 10 2.833 81 3.62% 626.313.66 10.72% Page 6 of 19 Account Num her. Go paperless litatad Excellent, (very V... Slab 2'007 DAL BAR RAT ED COMMUNCATIONS noilu I Het SMIY_GM_00015938 DB-SDNY-0008762 EFTA_00 156547 EFTA01288910

Deutsche Asset & Wealth Management PO &a 1778. Bahimore, MO 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cod Equities (continued) Common Stocks (continued) APPLE INC COM (continued) 09105114 142,800.000 98 9500 ARIA() PHARMACEUTICALS INC Dividend Option: Cash 0211012 '.I3 7.535.000 15 2090 01/24113 ' ,13 9.000.000 19 6000 Total Noncovered 16,535.000 Total 18,635.000 ASCENA RETAIL GROUP INC COM Dividend Option: Cash 01116101 70,500.000 21 2770 AVALANCHE BIOTECHNOLOGIES INC COM Dividend Option: Cash 10,000 00 of these shares are in your margin account 04120115 10,000.000 39.8610 BASF SE SPONS ADR ISM U 93552625057 Dividend Option: Cash 04/13/15 5.000.000 101.6110 BANK OF NEW YORK M ELLON CORP COM Dividend Option. Cash 06125114 250.000.000 36.3060 BIOGEN IDEC INC COM Dividend Option: Cash 02/14112 %13 21951130 119.5490 FACEBOOK INC CI. A Dividend Option: Cash 05/17112 ..13 17,500.000 38 0000 Vritslin Maniets I...VW G.0.9 0ee.ruN N. Yin bet Office 10 Pant Annw.)01knoct tine ',kr\ JiY IOVA Cost Basis Market Price 14,130,065.71 130.2800 Security Identifier: ARIA CUSP: 04033A100 114.597.40 9.1800 176.400.00 9.1800 290 997.40 9290,997.40 Security Identifier: ASN A CUSP 043516101 1,500,000 00 14.7800 Security Identifier: AAVL CUSP: 053376107 Market Value 18,603,984 00 69.171.30 82.620.00 151,791.30 Statement Period: 05/01/2015 - 05/31/2015 Unrealized Gainlloss 4,473,91829 •45.426.10 -93.780 00 -139,206.10 Estimated Estimated Animal Income Yield 297.024.00 1.59% 398,606.00 37.2800 Security Identifier: BASFY CUSP. 055262505 501.05600 92.3120 Security Identifier: BK CUSP 064058100 9.076.406 00 43.3600 Security Identifier: 8116 CUSP 09062X103 250,454.95 396.9900 Security 'detainer: FB CUSP: 3030311102 665,000.00 79.1900 1151,791.30 1,041,990 00 312,800 00 461,560.00 10.840.000 00 831,694.05 1.385.825.00 Account Number Go paperless SOL THERA CH LW. ON FIDESITIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) .$139,206.10 -458,010.00 •25,80600 -46.49800 1,763,594.00 58t,239.10 720,825.00 80.00 11,276.50 2.44% 170.000.00 1.56% Pape/ of 19 Railed [...ISM Lyon.. V. Wier 2007 DALOAR RATED COMMUNCATIONS rxent ewer SDNY_GM_00045939 OB-SDNY-0008763 EFrA_00 156548 EFTA01288911

Portfolio Holdings (continued) Date ired Equities (continued) Common Stocks (continued) FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 08105114 Total Covered Total 19,830.000 GENERAL ELECTRIC CO COM Dividend Option: Cash 04123113 '. 13 GENERAL M TRS CO COM Dividend Option. Cash 11118110 ' 12/09110 Total Noncovered Total GILEAD SCIENCES INC Dividend Option: Cash 0210511/ 03107/14 Total Covered Total GO DADDY INC CL A Dividend Option: Cash 04101115 HEALTH NET INC COM Dividend Option: Cash 09108114 Oineth U&t Cod Cot Basis Market Pike Markel Value Unrealized Geld Lou Estimated Estimated Annual name Yield 25,000.000 21,830.000 19,830.000 23 000.000 10 988.200 86 536 800 97,525.000 97,525.000 33,616,947.34 33,507,174.26 -977,973.13 9140,138.00 Security Identifier: FM I CUSP: 350465100 27.5070 681,883.50 35.7700 894.250.00 232530 577,373.02 35.7700 888,169.10 1,205,03012 1,782,419.10 31,266,03042 31,782,419.10 21.5700 36.1010 36.8180 Security Identifier: GE CUSP: 389604103 496,109.08 27.2700 Security Identifier: GM CUSP: 370459100 399,978.16 35.9700 3.185.96922 35.9700 3,606,917.36 206,586.50 310,796.08 517,362.6$ 3517,382.58 30.00 627 210 00 131,100.92 21,180.00 3.37% 395,245 56 4.732.60 15,823.01 4.00% 3.112.728 69 .73,210,53 121.612.99 4.00% 3,607,971.26 .77,973.13 110,130.00 Severity Identifier: GILD CUSP: 375558103 5 000 000 792810 396,107.00 1122700 561,350.00 164,913 00 3.100 000 79.6120 246.797.00 1122700 318,037.00 101,240.00 8,100.000 643,204.00 909,307.00 268,183.00 0,100.000 $643,204.00 $909,387.00 8,600.00 1.53% 5,332.00 1.53% 13,932.00 700.000 25400 000 SANGAM 0 BIOSCIENCES INC COM Dividend Option: Cash 05128/13 '.13 50,000.000 SANTANDER CONSUMER USA HLDGS INC COM Dividend Option: Cash 01123114 1.000.000 TWITTER INC COM Dividend Option: Cash 11107113 1,500.000 Security Identifier: GDDY CUSP: 380237107 20.0000 14,000.00 26.9300 18,851.00 Security Identifier: H NT CUSP. 422226108 46 9800 1.174,50640 62.2400 1.556.000.00 Security Identifier: NM 0 CUSP 800677106 44440 122,211.00 12.2500 612,500.00 Security Identifier: SC CUSP: 8028314101 24 0000 24,000.00 24.5000 21,500.00 Security Identifier: TSYTR CUSP. 901811.102 26 0000 39,000.00 36.6700 55,005.00 3286,163.00 313,932.00 4.851.00 381.494 00 190,286 00 500.00 16,005 00 Page of 19 Account Number: kilted lona 2007 tacel t very '07•7 Woes 8012.9910CSF's I Go paperless 0870 well SO 17 THERM - 0ALOAR RATED COMMUMOLTIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) F I DriSrriA rxesurtraer SDNY_GM_00045940 OB-SDNY-0006764 EFrA_00 156549 EFTA01288912

Deutsche Asset & Wealth Management P.O. Boa 1778, BaMimore, MO 21203 Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) VOLKSWAGEN A 0 ACM (WON Si Dividend Option: Calk 04113115 5.000.000 50.8610 WISDOM TREE INVISINC COM Dividend Option: Cash 03131115 15.000.000 21.6110 Total Common Stocks Preferred Stocks (listed by expiration date) ALLY FIR INC FIX TO FLT DIV8.50% FREOCURLY CALLABLE.) 25.00 ON A OTRLY BASIS AFTER 05115/2016 Dividend Option: Cash 02103112 " 13 46,600.000 19.3820 02109112 t 13 80,000.000 20.1250 Total Noncovered 126,600.000 Total 126,600.000 GM AC CAP TR I GTD TR PFD SECS SER 2 CPN- 8.125% FRED ORTLY MATY-02/1 sno4o CALL ANYTIME.) 25 W130 DAYS BEGINS 02115116 Dividend Option: Cash 02722112',13 80,000.000 ROYAL BK SCOTLAND GP PLC WON ADR REPSTG SER T PFD CPN-7 25% FRB) ORTLY PERP M TY CALL.) 25 ANY W130 D NOTICE AFfR 12131/12 Dividend Option: Cash 10/24/12 '.13 40.000.000 237900 01107113 '.13 40,000.000 24.4400 01114113'•13 40.000.000 24 8800 Oeviwe "Mall POMmir-wrat Mtioets OntitetC•ap De•CUNI Nom bet Mar Annw. iloct tine w.f. nr laVA Cost Basis Market Price Security Identifier: VLKAY CUSIP. 928662303 254.306.00 48.1300 Security Identifier: W ETF CUSIP 97717P104 324.157.50 21.3600 Market Value 240.650 00 320.400 00 240,172,105.54 Security Identifier: ALLY PRB CLSIP 02005h308 903217.51 26.3500 1.610,000,00 26.3500 2 613,217 51 22,513,217.51 Security Identifier: ALLY PRA CUSP: 361860208 23.5350 1,882.773 60 26 0600 081.0 KLTHERIZ1 LW. ON Fl Dr1SMA L CONFIDENTIAL — PURSUANT TO FED. R DRINA, P. 6(e) Security Identifier: RBS PRT CUSIP. 780097713 951.600.00 977,600.00 995,200.00 25.4800 254800 25.4800 $49,302,540.10 1,227,910 01 2,107,999.99 3,335,910.00 $3,335,910.00 2,084.800 00 1.019.199 99 1,019,199 49 1.019.200 02 Statement Period: 05/01/2015 - 05/31/2015 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield .13,656.00 -3.757.50 4.004.38 4.800 00 1.66% 149% 29,130,434.56 21,291,760.36 324,692.50 99.025.00 8.06% 497,999.99 170.000.00 8.06% 822,692.49 269,025.00 2622,692.49 2269,025.00 202.026.40 162.500.00 719% 67.599 99 72,500.00 7.11% 41,599 99 72,500.00 7.11% 24.000 02 72,500.00 7.11% Page 9 of 19 Account Num ber. Go paperless Rated excellent beefy V•ar Since 2007 DAL BAR RATED OOMMUN CATIONS rxenurmer .Trar SDNY_GM_00045941 OB-SDNY-0008765 EFI:4_00 156550 EFTA01288913

Portfolio Holdings (continued) Date Acquired Quantity UM Cost Cod Bads Market Prke Markel Value Unrealized Gold Loss Estimated Estimated Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BK SCOTLAND GP PLC WON ADR REPSTG (continued) Total Noncovered 120,000.000 2,924,400.00 3,057,600.00 133,200.00 217,600.00 Total 120,000.000 $2,921,100.00 63,067,600.00 $133,200.00 $217,600.00 Total Preferred Stocks $7,320,391.11 68,476,310.00 61,157,918.19 $649,025.00 Options CALL 100 AVALANCHE 810TECHNOLOGIES INC Option Identifier: 99QAF2AM COM DT 06-10-I 5(} 40 000 Underlying Security Identifier M. OPTION ROOT= AAVL Underlying Security Price: $37.28 .100.00 of these contracts are a shod penguin 04120115 • .100.000 6.8690 48.692.73 4.4000 44100.00 24,692.73 Total Options -$66,692.73 -144,000.00 $24,692.73 $0.00 Total Equities $47,423,103.92 $57,730,650.10 110,313,046.1$ $1,940,006.38 Usrealized Estimated Estimated Date Acquired Quantity Unit Cod Cost Basis Market Price Markel Value Gale/ Loss final Income Yield Exchange-Traded Products 3.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FO Dividend Option: Cash; Capital Gans Option: Cash 60.000 00 of these shares are in your margin account 12/11/13 80400.000 494350 2.986.098.50 59.7800 3.586 800.00 620.701.50 56.04.20 1.57% Total Exchange-Traded Products $2,966,091.50 Cod Basis 13,586,800.00 Market Value $60,701.60 Unrealized Gain( Loss Accrued Interest $56,434.20 Estimated Annual Income Total Portfolio Holdings 111,335,847.19 $132,106,023.17 611,745,859.73 $331,375.44 $3,514,941.96 Security Identifier DU CUSIP. 97717W$51 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generaty not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered *noncovered," under the new cost basis reporting rules. and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reportng rules and the adjusted basis WI be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. VBAH ROIL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e)1, TH ERA CJO H NFIDAnTriAL Account Number: Go paperless Page 10 of 19 ItmledtwcolleM LveryVipar Since 2'007 DALOARRATO)COAVAUNICAIKM6 rxesmwer SDNY_GM_00045942 DB-SDNY-0008766 EFTA_00156551 EFTA01288914

Deutsche Asset & Wealth Management P.O. Box 1778, Balamore. MD 21203 Portfolio Holdings (continued) Dests4,e Um Poet. wean mvvrnent mavens tonna onts8,4 ML sectotes Now Mb lao HS Pia Asa. loth NON NY.** NY 101M Statement Period: 0610112/15 - 05/31/2815 Cost Basis on roved income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing fern and Pershing makes no representation as to the accuracy of this information. g Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. 6 The Current Face yak* represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original lace amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Dispos ticn Date Date Tranuct:oi Descionct Quantity Cod Bads Proceeds Realized Cain/ Lose/ Disallowance Long Term 05121115 12113113' RPP WASH, DION MUT NTS S DOCRA2 WS PASSTHRU CTF CL 1.290.000000 2.058.34 2,689.98 631.64 C- 13-I VAR RATE 6.985% 07/25133 Security Identifier 939336S20 Original Cost Basis: 2,058.34 05/26/15 12/13/13' RPP COUNTRYWIDE HONE LOA 1 CL 81 4.090% 03/25133 BA 0 4.500.000000 5.240 27 5,611.98 371.71 TO 01130103 Security Identifier 12669DYS1 Original Cost Basic 5,240.27 Total Long Term $1,298.81 $1,301.96 $1,003.35 Total Short Term and Long Term $7,291.61 $8,301.96 $1,003.35 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IR') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year m which the security is disposed. Pager' of 19 Account Numbe (very Year Siva 2007 r: Go p c k ; Naiad tacelloni aperless SO THERA CO NLIC- F I DENTIA DAL BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) rxarturrier yaw. gul Nam.. MO.. rivet •INC SDNY_GM_00045943 OB-SDNY-0008767 EFTA_00156552 EFTA01288915

Schedule of Realized Gains and Losses Current Period (continued) Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for winch a yield to matunty can be easily cetermined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for mior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as ft relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have avaiaWe to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to N.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any alternation that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortabon, accretion, original issue discount adjustments, or principal payclowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes. Mailed from sources believed to be rekable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consul your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099.8. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Page 12 of 19 Account Number ORAN MOIL Go paperless St3 L TH ERN LLC. CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) ON FIDAENTIAL Rated Emolloni Ivory VAN Sims 2007 DALBAR RATEDCOMMUNICATIONS rxmartraer SDNY_GM_00045944 OB-SDNY-0008768 EFIA_00156553 EFTA01288916

Deutsche Asset & Wealth Management PO Box 1778, Bahimore, MD 21203 Onalsnellana Pnwale WeMn lAvogenan Metral$ tcsear G... • ontsciv Sank Star Oa Inc Now 1st Cato HS Pia AM*. loth I leer Ss** NY 101W Activity Sum m a ry(N7amouMs sholvn are in base cum3ncy) Credits This Period Year-to-Date Debits Statement Period: 0510112015 • 0513112015 This Period Year-to-Date Securities Securities Securities Bought 000 0.00 Securities Bought 000 •i 589.181 50 Securities Sold 000 68,692.73 Securities Sold 000 000 Total Securities 30.00 08,692.73 Total Securities $0.00 -31,589,181.50 Dividends and Interest $386,435.32 0,245,661.01 Dividends and interest $0.00 $0.00 Distributions 02,835.87 $2,959,774.30 Distributions $0.00 30.00 Fees 30.00 $0.00 Fees -$200.00 -$236.00 Taxes Withheld 30.00 30.00 Taxes Withheld -36,561.18 -36,561.18 Other $0.00 388,692.73 Other $0.00 -368,692.73 Cash Cash Withdrawals 000 000 Withdrawals 000 -1.616.597 86 Deposits 000 2,047.119 25 Deposits 000 000 Total Cull 30.00 $2,047,119.25 Total Cash 30.00 -$1,616,597.86 Money M arket Funds 30.00 32,448,152.83 Money Market Funds 30.00 -$4,780,931.93 Total Credits 3479,271.19 $8,839,092.65 Total Debits -36,761.18 -$8,062,201.20 Transactions by Type of Activity Process! Settlement Date Activity Type Description Securities Bought and Sold 05119115 SECUMTY CALLED 0 TY 254.000 EARTI- LIK I< INC GTO SR NT FULLY 27032IAC6 EXCFAAGED CUSP FROM 210321AB8 8.875% 05115119 WE DTD 05/17111 CAB CALLED BY LOTTERY Quantity Price Accrued Interest Amount Currency 0.00 USO Total Securities Bought and Sold - LIMITED STATES DOLLAR 0.00 0.00 Page134019 Account Number OBALI ROI k Go paperless SOUTHERN CNO LLC. F I DAENTIAL N CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) toted tacollerdi Event Vas. WKID 2007 DALBAR RATED COMMUNICATIONS r xenur NCI SDNY_GM_00045945 DB-SDNY-0008769 EFTA_OO 156554 EFTA01288917

Transactions by Type of Activity (continued) Process/ Settlement Date Adivit Type Deur ion Clean Price Accrued liters Monet Curren Dividends and Interest 05112115 FOREIGN SECURITY DIVIDEND RECEIVED BASFY 05/13/15 FOREIGN SECURITY DIVIDEND RECEIVED VLKAY 05114115 FOREIGN SECURITY DIVIDEND RECEIVED AZSEY 05114115 CAS/. DIVIDEND RECEIVED .APL 05/14/15 CASH DIVIDEND RECEIVED 8K 05115115 CASH DIVIDEND RECEIVED ALLY PRB 05/15115 05115115 05115115 05/26/15 05/26/15 05/27/15 05129/15 CASH DIVIDEND RECEIVED 060505DT8 BOND INTEREST RECEIVED 270321AC6 80AD INTEREST RECEIVED ALLY PRA BOND INTEREST RECEIVED 12669DYS1 BOND INTEREST RECEIVED 939336520 CASH DIVIDEND RECENT() WETF MONEY MARKET FUND INCOME RECEIVED 233993682 5000 SF RS BASF SE SPOKS ADR ISM 50552625057 RD 04130 PO 05/11/15 5000 SFRS VOLKSWAGEN A G ADR(SPONS) RD 05/05 PO 05/13115 5000 SFRS ALLIANZ SE SPOASAOR REPSTG 1110 SFS RD 05106 FO 05/14/15 142800 SF RS APPLE INC COM RD 05111 PD 05114/15 250000 SF RS BANK OF NEW YORK MELLON COPP COM RD 05104 FO 05/14/15 126600 SF RS ALLY FINL INC FIX TO RI DIV-13.50% FRE-Q-CITRLY CALLABLE Q. 2510 ON A QTRLY BASIS AFTER 05/15/2016 RD 05/01 PD 05/15/15 BANK AMER CORP PERP NON COM LAATIVE DEP SFS AXED TO FLOAT 8.125% 04130/58 B/E RD 05114 PD 05/15115 DIV PAID AT 40 8250 2000000 1000000 EARTH LINK INC GTD SR NT FULLY EXCHANGED CUSIP FROM 270321A88 8.875% 05115119 B/E OTD 05/17/11 CID RD 05/14 FO 05/15/15 80000 ShRS GM AC CAP TR I GTD TR FfD SECS SER 2 CFN• 8.125% FRED ORTLY MATY-02/15/2040 CALL ANYTIME 0 25 W130 DAYS BEGINS 02115116 RD 05/14 PD 05/15/15 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL 81 4,190% 03125133 WE DTD 01130103 RD 04130 PD 05/25/15 1290000 WASHINGTON MLTMTG SECS CORP 2004-RA2 MTG PASSTFRU CTF CL C-B-I VAR RATE 6.985% 07125/33 EVE DTD 06101/04 RD 04130 PD 05125/15 15000 SF RS WISDOM TREE INVTS INC COM RD 05/13 PD 05127/15 DWSGOVT CAST INSTL 15,58810 LSO 5A3888 LSD 3.849.02 LSD 74,256 00 LSO 42.500.00 LSD 67,256.25 LSD 81,250.00 LSD 44.375.00 LSD 40,625.04 LSD 4,328.72 LSO 4.168,28 LSD 1.200.00 LSO 1.600.13 LSO Total Dividends and Interest • UNITED STATES DOLLAR IIKAV q()I SOUTHERN CA O N LLC. FIDESMAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. Go paperless 0.00 386,435.32 Page 14 of 19 Rated tacellonli very V.A. Late 2007 MUM. RATED COMMUNCATOIS rxeffurnaer SDNY_GM_00045946 DB-SDNY-0008770 EFTA_00 156555 EFTA01288918

Deutsche Asset & Wealth Management P.O. Box 1778, BaMimorce, M021203 Transactions by Type of Activity (continued) Process/ Settlement Date Activity T Descriotioe Dinitsrellana Prmalevkansawirnan mats tonwite.".• ocautv ML sec...ftes New *4 Mc* HS Pan itoes. 26th loot Quanta Statement Period: 0510112015 • 05/3112015 Price Accrued Interest Amount Carteec Distributions 05126115 RETURN OF PRINCIPAL RECEIVED 12669DYS1 05126115 RETURN OF PRINCIPAL RECEIVED 939336520 05129115 PARTNERSHIP DISTRIBUTION APO 4500000 COLA TRYWIDE HONE LOAN S SER 03.1 Cl B1 4.090% 03/25/33 WE DTO 01/30/03 RD 04130 PD 05/25115 1290000 WASHINGTON LI LiT IITG SECSCORP 2004-RA2 II TG PASSTHRU CTF CL C-8.1 VAR RATE 6 985% 07125133 B1E DTD 06/01/04 RD 04130 PD 05/25115 263157 SHRS APOLLO GLOBAL MGIIT LLC CL *SFS RD 05120 PD 05129/15 5111.98 382.08 86,841 81 USO USO USO Total Distributions • UNITED STATES DOLLAR 0.00 02,835.87 Fees 05112115 FEE ON FOREIGN DIVIDEND 5000 SHRS BASF SE WOKS ADR 'SINS 6 50552625057 RD -20000 USD WITHHELD AT THE SOURCE 04130 PD 05111/15 BASFY Total Fees - UNITED STATES DOLLAR 0.00 -200.00 Taxes Withheld 05112115 FOREIGN TAX WITH FELD AT 5000 SHRS BASF SE SPO NS MR ISMS L S0552625051 RD -4,111.50 USD THE SOURCE 04130 PD 05/11/15 BASFY 05113/15 FOREIGN TAX WITH FELD AT 5000 SHRS VOLKSWAGEN AG ADR lSPOk Si RD 05/05 PD .1.434.50 USO THE SOURCE 05113/15 VLKAY 05114115 FOREIGN TAX WITHHELD AT 5000 SHRS ALLIAAZ SE SPONS ADR REPSTG 1/10 SHS RD -1,015.18 USO THE SOURCE 05106 PD 05114115 AZSEY Total Taxes Withheld • UNITED STATES DOLLAR 0.00 -8,581.18 Total Value of Transactions 0.00 472,510.01 USD The price and quantity displayed may have been rounded. oxen ROI Page15019 Account Num ber Go paperless SOL LLC. F I D ENT IAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) THERA N Itatodl tacelbrifi (very Va.Siva 2007 DAL BAR RATED COMMUNICATKINS IXCILL7Net SDNY_GM_00045947 DB-SDNY-0008771 EFTA_00 156556 EFTA01288919

Cash Not Yet Received Security Record Date Payable Date Quality Held Rate Dividend Option Mount of Payment Interest GENERAL EL C CAP CORP NON CUM PFD SER 05129115 06/15;15 2 000.000 000 0.035625 Cash 71 250 00 A Total Cash Not Yet Received $71,250.00 Bond Maturity Schedule Bond Maturity Market Valve % of Bond Market Value I to 6 months 2.450.000.00 IC% 1 to 5 years 1,040,000.00 5% 6 to 10 years 2,009,100.00 9% I I Over 10 yea's 17,900,417.99 76% Total 23499,517.9 100% Bond Quality Bond Quality Market Valve %of Bond Market Value BAA 5,706,250.00 24% BAILower 18,942,253.19 72% CI Not Rated 151,014.80 4% Total 23,399,517.99 100% Called Bonds Percentages of bond market values are rounded to the nearest whole percentage. Percentages of bond market values are rounded to the nearest %tole percentage Eligible Called Call Type Redemption Call Date Security Description Quantity Quantity Price of Call Proceeds 06115/2015 EARTFLINK INC STD SR N T FULLY EXCHANGED CUSPFROM 27032IA98 8 875% 05/15/19 WE DTD 05117111 CALLABLE05/29115 Publication Date: 0511612016 Client Service Information 1,000,000.000 254.000.000 164 4380 Parbal 265.27232 Your Client Advisor: DAN CAMEL SABBA 345 PARK AVENUE, 28TH FLOOR NEW YORK NY 10154 Account Number OKA!. +Olt Go paperless SOUTHERN ten LLC. N F I DrNlIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 16 of 19 141.11 taceuena (very Y.L. Woes 2007 DALBAR RATED COMMUNICATIONS rxesturrder ocitrivtr....== .- 0.-Z--- %sr—, SDNY_GM_00045948 DB-SDNY-0008772 EFTA_00156557 EFTA01288920

Deutsche Asset & Wealth Management P.O. &a 1778. Balismore. MO 21203 Your Account Information Deasfle Sim PO, lir Vona P.m...lair,. Weals Ieeerag,G,Lp ocautv ML Sectettenk. M_Mbn HS Pin Aso.. loth Hoer I•prOtet NY 10O4 Statement Period: 0510112015 • 05/31/2015 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Sections: Treat all interest as original issue discount (IA): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Acaual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account con m unications for electronic delivery. To register and tun off paper con m unications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale mice. Securities for which a price is not available are marked 'MA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and More economic, political, and business conditions. they should not be rehed on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wnw.pershing.cornfbusiness_continuity.html for specific detads as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions. Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The light to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Account Number WOAD ROIL GO paperless SOUTHERN CNO LLC. F I D-ENTIAL N CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Fage 17 of 19 Rated tacolloni Bran, Van Mce 2007 DAL BAR RA T 02 COMMUNICATIONS rxenutraer oatarrortr:=2..r....' SDNY_GM_00045949 OB-SDNY-0008773 EFrA_001 56558 EFTA01288921

Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization °Chemise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard 8 Poor's is not permitted without prior written authorization from Standard & Poor's. Standard 8 Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard S Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard ft Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Callable Bonds Pershing LLC receives the called bond information from several information sources which Pershing believes are reliable. Pershing does not guarantee the accuracy of the information. For callable options that are available to you please contact your Client Advisor. The Role of Pershing • Pershing caries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC"). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vriverpershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confinned in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Page IS of 19 Account Num ber DRAB R"" Go paperiess L THERA tet, LLC. F I ID- TEAL N EN CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) Raid tacellenti (very 'Vs. Sinai 2007 DAL BAR RA TED COMMUNICATIONS rxeiturnaer rtitro=1“="c..:Zra= --•••A •••= •• • SDNY_GM_00045950 O13-SDNY-0008774 EFrA_00156559 EFTA01288922

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) ()PASO( PriFtle Vr/.4/11.PAIMI,Wat Mwats I wear Gtot,p °taunt sat sm. *es sk. Naar' Mk. HS Pin Asa. loth I tom WIrorVett NY 10114 Statement Period: 0510112015 • 05/3112015 Important Arbitration Disclosures • Al parties to this agreement are giving up the fight to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally fatal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by al parties to the panel at least 20 days prior to the first scheduled healing date. • The panel of arbitrators will typicaty include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time knits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action. who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shal not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza. Jersey City. New Jersey 07399; Oftnt, RCM Page IA of is Account Num tier Go paperless SC L THERA CO N LLC. F I DAMSMAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) RANO tscolleria (very Van Woo. 2007 DAUM', RATED COMMUNICATIOP6 rxciturtraer SDNY_GM_00045951 OB-SDNY-0008775 EFIA_00156560 EFTA01288923

Deutsche Asset & Wealth Management P.O. Dom 1778, 8,,Iiimore. MO 0203 Deasnelltra P • If lir VMY hi Ma nal untat Marais Cowan Comp ontsciv ML smokes 4%, Mw brit Olio, HS Pia AS.. lothlbw Valuation at a Glance Account Number: Statement Period: 0410112015.1413112115 This Period YeaMo-Oate SOUTHERN FINANCIAL LLC Beginning Amount Value 3130,418,471.65 5128,714,293.02 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals -282458.71 430,521.39 ST THOMAS VI 00802 el Securities InfOut of Account 000 -2.483,792.00 Adjusted Previous Account Value 130,134,012.01 124,601,022.41 Dividends, Interest and Gibes Income 335.881.23 1,085,740.71 Net Other Adivity -18.00 -36.00 Net Chan e Porhch /2 Your Client Advisor: DANIEL MBM Accrued Interest 5328,158 09 Estim aced Annual Income 53.636.818.86 Asset Allocation Prior Year-End Last Period This Period % Allocation 650 Cash. Money Funds. and Bank Deports 44,273,984.33 46,684,169.83 46,910,345.07 35.91% LSD Fixed Income 18,177,45538 17,333,38702 15,589,025.85 11.93% honL SD Axed Income 7,150,052.50 7,705,812.50 7,812,452.50 518% LSD Equities 54,125,544.61 55,352,277.70 56,907,025.62 43.56% Non•LISO Equities 2.986.258.00 3.340.824.00 3.421.088.03 2.62% Amount Total (Pie Chart) $126,714,293.02 $130,416,471.85 $130,639,936.84 100.00% See the Asset A, bcabon Disclosure end Footnotes secton for important infconation repartling you Asset AIDC3b:1. CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON F I EreiTfisAL 5012SIIICSF300l0 I Pease review you allocanon peroolicalty will you Client Moony Page1019 Rsd t ocolionti L very 'Van Sento 2007 DAL BAR RA TO! COMMUNICATIONS rxesurtraer walt—what' wwewar ii—wy on —.nisi-int win SDNY_GM_00045952 OB-SDNY-0008776 EFTA_00156561 EFTA01288924

Asset Allocation Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of 0413012015. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 0.00 0 00 5 863.015 80 Long-Term Gain/Loss 28.798 39 42.394.74 1.884.183.88 Net Galnlloss 28,798.39 42,394.74 10,747,199.68 This summary excludes transactions where cost basis intonation is not available. For Your Information Cr June 5. 2014. the European Central Bank (the -ECB*) introduced 'negatrve interest rates'. This negative interest rate applied to all deposits held at the ECG and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Cate Adivity Type Detaiptioe Amount Balance Sweep Money Market Fund DWS GOVERNMENT CASH INSTL Account Number: 0010001190 Current Yield: 0.04% Activity Ending: 04/30115 04101115 Opening Balance 16,629,794.83 46,629,794.83 04101115 Deposit MONEY FUND PURCFASE 692.49500 47,322,289.83 04102115 Withdrawal MONEY FUND REDEMPTION -246.748.16 17,075,511.37 04106/15 Withdrawal MONEY FUND REDEMPTION -321,15750 16.751.383 87 04107115 Withdrawal MONEY FIJNO REDEMPTION -166,70591 46.584.677.93 04113115 Deposit MONEY FUND PURCFASE 11,625.00 46,596,302.93 04116115 Withdrawal MONEY FUND REDEMPTION 4352,418.00 45,743,884.93 04122115 Deposit MONEY FUND PURCFASE 68,692.73 45,812,577.66 04123115 Deposit MONEY FUND FIJRCFASE 644.18372 46.456.761 38 04128/15 Deposit MONEY FUND FtiRCFASE 30.90252 46.487.663 90 04/29115 Deposit MONEY FUND PURCFASE 62,500.00 16,550,163.90 04130115 Deposit INCOME REINVEST 1,424.73 46,551,588.63 04/30115 Closing Balance $48,551,555.63 Total All Money Market Funds $46,551,588.63 Page 2 of 19 1, 0,0, 401 t SOUTHERIZ1 LLC. ONFIDE1SMAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Num ber. Go paperless Rated tneller4 Envy V.. , Weer 2007 DAL BAR RA TED COMMUNCA TIONS rxanamer SDNY_GM_00045953 DB-SDNY-0008777 EFTA_00 156562 EFTA01288925

Deutsche Asset & Wealth Management PO Boa 1776, Balamore. MO21203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends Interest Income Bond Interest Other Interest Total Dividends, Interest, Income and Expenses Distributions Alternative Investments Other Distributions Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 36.00% of Portfolio Cash Balance orals' ana Pr.. Weida .A.Lernall Manes Coon., 4,0“) Destsay I** Settongs Lac R,. bet 011Ict HI Put Anows. !Note, Current Period Statement Period: 04/01/2015 • YeaMo•Date 04130/2015 Taxable Nee Taxable Taxable Non Taxable 5,290.00 0.00 211,084.75 0.00 1,424.73 0.00 4,152.25 0.00 197,50100 0.00 291,250.00 000 131,666.50 0.00 251,713.65 0.00 0.00 0.00 40,625.04 0.00 1335,081.23 10.00 059,425.69 $0.00 0.00 0.00 0.00 226,315.02 0.00 17,009.52 0.00 76,093.11 $0.00 $17,009.52 $0.00 1302,406.43 Account Activity Opening Clodso Acaued Income 30•Day Current Quantity Number Ending Balance Balance Income This Year Yield Yield 51,375.00 358,756.11 Money Market OW S GOVERNMENT CASH INSTL 04/01/15 46.551.588.630 0000001490 0/130115 16,629,794.83 46,551,58863 Total Money Market $46,629,704.03 $46,561,611.63 FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 04/01/15 K46023804 01102115 0.00 0.00 Total FDIC Insured Bank Deposits WOO $0.00 Total Cash, Money Funds, and Bank Deposits 08A0 ROLL 145,684,169.03 $46,910,346.07 Account Number: Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENTIAL SOL THERA co 0.00 1.75225 0.04% 0.04% $0.00 $4,752.25 0.00 0.00 WA NIA $0.00 $0.00 $0.00 $4,762.25 Page 3019 kat.. [sailor. (very Va.Since 2007 DAUM. RATED COMMUNICATIONS xarur NCI SDNCGM_00045954 DB-SDNY-0008778 EFTA_00156563 EFTA01288926

Portfolio Holdings (continued) Adjusted Date Acquired Quality Wilt Cod Cod Bads Fixed Income 18.00% of Portfolio (In mawnry Otte Sequence) 'Asset Backed Securities COUNTRYWIDE HOME LOANS SEA 03-1 CL 81 4.090% 03125133 FWE DTD 01130103 Factor: 0.20075242 Effective Date:04101115 Current Face Value: 903.385.890 12/13/13 '.1.12 4,500,000.000 93.3760 WASHINGTON MUT N TG SECS CORP 2001-RA2 M TG PASSTHRU CTF CL C-E11 VAR RATE 6.981% 07125133 WE DTD 06/01/01 S 8 P Rating D Factor: 0.55508145 Effective Date:04101/15 Current Face Value: 716.055.071 12113113 '.3.12 1,290,000.000 76.5190 Total Asset Backed Secwides 6,790,000.000 Total Current Faa Value : 1,619,440.a 1 Corporate Bonds PETROLEOS DE VENEZUELA NOTES SENIOR IMO XS0460516515 5.000% 10/18/15 REG DTO 10128109 S 6 P Rating 8 4 12/04/13'.3.12 2,500,000.000 97.1780 EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSP FROM 270321AB8 8.875% 05115119 WE DID 05117/11 CALLABLE 05115115 58 P Rang CCC' 10/22112 '.3.12 400,000.000 102.3880 10/23112 '.3.12 600.000 000 102 2000 Total Noncovered 1,000,000.000 Total 1,000,000.000 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERN NOTES 'SINS X50717735822 9.875% 12/18/21 REG 010 12116111 Moody Rating Bat 58 P Rating BBB- 12104/13 '.1.12 1,500,000.000 107 1030 Market Price Security Identifier: 12669 DY SI 843,519.59 83.7430 Original Cosl Basis: 51,111,573.07 Security Identifier: 939336520 547,915.38 84.3920 Original DOM 9899. 1638.906.71 31,391,461.97 Security Identifier: P7807HAF2 2,429,461.13 98.1000 Original Cost Basis: S2,250.000.00 Security Identifier: 270321AC6 409.470.29 104.0000 Original Cost Badt 1414,000.00 613,201.74 104.0000 Original Coal Basis: 1619,500.00 1,02;672.03 31,012,872.03 Security Identifier: G1S1SPP18 1611.044.24 112.4000 Original Cost Basis $1,627.500.00 Markel Value 756,522.45 604,29320 11,360,815.65 2,451,500 00 416,000 00 624.000 00 1,010,000.00 11,010,000.00 1,686,000.00 Unrealized Gain/ Loss .87,01711 56,377 82 Accrued Interest 2.976 41 1,029.10 -130,819.32 37,005.61 23,038 87 6.529 71 10.798 26 17,327.97 694 44 16,270 83 24.106 25 10,677.08 117,327.97 340,677.08 74,955.76 55,135 12 Estimated Estimated Annual Income Yield 30.00 125.000 00 5.09% 35,500.00 8.53% 53.250.00 8.53% 88,750.00 $88,750.00 148.125 00 8.78% Page < of 19 Account Number: Rated tscollenti E:125144CSFII Ga paperless (very V.., Swots 2007 08A0 ROI DALBAR RATEDCOMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6:3; THERk CON F I DENTIA rxesurner 8117:2„."-X.,7=417.17Z--1 •17r. SDNY_GM_00045955 DB-SDNY-0008779 EFTA_00 156564 EFTA01288927

Deutsche Asset & Wealth Management PO Us 1778, BaMimonre, M021203 Portfolio Holdings (continued) Date Acquired Quantity Unit Cod Fixed Income (continued) Corporate Bonds (continued) BARCLAYS BK PLC CONTINGENT CAP NT ISM/ 1,936739FFKO3 7.750% 0/110123 BIE DID 04/10113 CALLABLE 04110/18 St P Rating BB* 04103113 300.000.000 100.0000 Adjusted Cost Basis Orvisooliv0 P,,.,,, vkan mptagenen MYf61 Donee 4,0.7 DesbOit ML %0004.1, K lire von Onto In Pon Annotlia I 774r War It 0.11Y 1004 Market Price Market Value Statement Period: 0410112015 • 04/30/2015 Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield PM ORGAN CHASE & CO DEP PIS REPSTG 11101) PFD SER I FIXED TO FUG RT BD 7.900% 04129/49 B/E DID 04/23/08 Moody Rating BAI S& P Rating BBB- 06115111 '.3.12 2,500,000.000 107.5000 06115111 '.3.12 2.500,000 000 107.0000 Total Honoured 5,000,000.000 Total 5,000,000.000 BANK AMER CORP PERP NON COM ULATIVE DEP SFSFIXED TO FLOAT 8.125% 04130/58 B/E DTD 04/30108 CALLABLE 05/15/18 Moody Rating BA3 S& P Rating BB 01110111 2.000.000.000 102.7500 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01(17/62 Ei/E DID 01/17/12 CALLABLE 02/011220 100.000 Moody Rating BAA1 55 P Rating BBB• 01130/12 '.3.12 3,000,000.000 99 8160 007,0 ROI t LLC. FID a rnAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHERN CT, N Security Identifier: 06739FHK0 300.000.00 111.0000 Original Cost Bass: 5300.000.00 Security Identifier: 46625HHA1 2,687,50010 106.5000 Original Cost Baas: 52.687.500.00 2,675,000 00 1063000 Original Cost Bass: $2,675,000.00 5,352,500.00 $5,362,500.00 Security Identifier: 060505DTO 2.055.000 00 108.0000 Original Cost Bass: 52.055.000.00 Security Identifier. I42400FU2 2.994.489 80 112.6070 Original Cost Basis: 52,992,564.97 333.000.00 2 662,500 00 2,662.500 00 6,326,000.00 65,325,000.00 2.164.000.01 3.318.210.00 33,000 00 1,29167 23.250 00 6.98% •25,00000 0.00 197.500.00 7.41% -12,50000 0.00 197,500.00 7.41% .37,500.00 0.00 396,000.00 -$37,500.00 $0.00 $395,000.00 105.00010 74,479.17 162.500.00 7.52% 383,720.20 46.354.17 187.500.00 5.55% Page 5 of 19 Account Num ber. Go paperless Rated excellent, L very V... Lace 2007 DALBAR RATED COMPAUNCATIONS rxelfurNCIF SDNY_GM_00045956 DB-SDNY-0008780 EFTA_00 156565 EFTA01288928

Portfolio Holdings (continued) Date Acquired Quantity Unit Cod Fixed Income (cortfrued) Corporate Bonds (conttrwed) GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06112162 BIE DID 06112/12 CALLABLE 06115122 Moody Rating BAA1 S P Rating A+ 06127/12 'AM 2,000,000.000 104/700 LOG CAPITAL N01 PLC 144A ISINRXS0473108283 8.000% 09115188 REG DTD 12115109 CALLABLE 06115120 St P Rating BB 12104113 'AM 1.200.000.000 108 2500 'LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISlAtt.S539439AG42 7.500% 09/27/88 131E DTD 04107111 St P Rating B. Please Provide' 1.903.000.000 NIA Total Corporate Bonds 20,403,000.000 Adjusted Cod Basis Market Price Security Identifier: 3696225116 2,095,405.00 116.2500 Original Cost Bads: $2.122,916.67 Security Identifier: 654338BGO 1.299.000.00 109.1250 Original Cod Bads: 31,299,000.00 Security Identifier: 539439AG4 Please Provide 106.7500 Original Coal Basic Please Provide 319,169,572.20 Total Fixed Income 26,193,000.000 Date Acquired Quantity Unit Cod Equities 43.00% of Portfolio Common Stocks OBILEYE NV AM STELVEEN ORD SHS ISIASNI.0010831061 Dividend Option: Cash 08101114 800.000 25 0000 ALUANZ SE SPONSADR REPSTG 1110 SHS Dividend Option: Cash 04113115 5.000.000 18 0110 APOLLO GLOBAL M GM T LLC CL A SHS Dividend Option: Cash 03129111 '.13 263,157.000 19 0000 APPLE INC COM Dividend Option: Cash 320,561,037.17 Cod Basis Market Nice Markel Value Unrealized Gam/ Loss 2,325,000.00 229,595.00 1,309.500 00 10.500 00 2.031 452 50 822,040,662.50 $23,401,478.15 Market Value N/A $839,637.80 $806,988.46 Unrealized Gain( Lou Accrued interest Estimated Estimated Annual Income Yield 53,437 50 142,500.00 6.12% 36.000 00 96.000 00 7.33% 13.083 13 112,725.00 7.02% $321,152.58 81,611,360.00 $321,156.09 $1,611,360.00 Estimated Estimated Mona' Income Yield Security Identifier: M BLY C6 SIR k 51488117 20,000.00 44.8600 Security Identifier: AZSEY CUSP: 018805101 90,056.00 17.1000 Security Identifier: APO CUSP: 037612306 1,999,983.00 22.8600 Security Identifier: AAPL CUSP 037833100 35.888.00 85.500 00 6,015 769.02 15,888.00 -1.556.00 1,015,786 02 2 828 03 3.30% 760.523.73 12 64% Page 6 of 19 Ivory woes 2'007 Kat DAL OAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRI M. P. THERk CON F I )t1 1A rxentmer Account Number: Go rtes e t ir Rated Excellent SDNY_GM_00045957 DB-SDNY-0008781 EFTA_00 156566 EFTA01288929

Deutsche Asset & Wealth Management P.O. Dew 1778, Skidmore, MD 21203 Portfolio Holdings (continued) Date Acquired Quantity Unh Cog Equities (continued) Common Stocks (continued) APPLE INC COM (continued) 09105114 142,80e000 98 9500 ARIAD HARM ACEUTICALS INC Dividend Oplion: Cash 0211012 7 535 000 15 2090 01124/13'.I3 9.000 000 19 6000 Total Noncovered 18,535.000 Total 18,535.000 ASCENA RETAIL GROUP INC CON Dividend Oplion: Cash 01/16/01 70,500.000 21 2770 AVALANCHE BIOTECHNOLOGIES INC CAM Dividend Oplion: Cash 10,000 00 of these shares are in your margin account 04120115 10,000.000 39.8610 BASF SE SPONS AOR ISIM US 0552625057 Dividend Oplion: Cash 04113115 5.000.000 101.6110 BANK OF NEW YORK M ELLON CORP COM Dividend Option: Cash 06125114 250.000 000 36.3060 BIOGEN IDEC INC COM Dividend Oplion: Cash 02114112 '.13 2.095.000 119.5490 FACEBOOK INC CL A Dividend Option: Cash 05/17/12 '.13 17,5130.000 38 0000 Dryly •e Para ,1/2 .0rMsolin Mnaiontm 1.0,40% 0... ,•0 G.0.2 De.ticht Bar Stly.,r1" vb•LOPq 31,2ent Ann«. »011«, tine <n hY I0VA Cat Basis Market Price Market Value Statement Period: 04101/2015 - 04/30/2015 Unrealized Gain/ Loss 14.130 065 71 125 1500 Security Identifier: ARIA CUSP. 04033A100 114.597 40 8.6700 176.100 00 8.6700 290 997.48 8290,997.40 Security Identifier: ASNA CUSP 04351G101 1,500,000 00 14 9900 Security Identifier: AAVL LIM 05337G107 17.811.420.00 65.328.45 78.030.00 143,358.45 3,741,354.29 •49,288.95 -98,370.00 -147,838.95 OPAII VL 398.606 00 31.8600 Security Identifier: BASFY CUSP. 055262505 504056.00 100.2670 Security Identifier: BK CUSP 064058100 9.076.406 00 42.3400 Security Identifier: 611B CUS>. 09062X103 250 454 95 373.9300 Security Identifier: FB CUSP 303034102 665.000 00 78.7700 Account Number: SOLTHERA CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $143,358.45 1,05839500 318,600 00 501.335 00 10.585.000 00 783,383.35 1,378,475.00 4147,838.95 -443,205.00 •80,00800 •6.721.00 1.508.594 00 532,928.10 713,175.00 Estimated Estimated Annual Income Yield 297.024.00 1.66% 10.00 10,705.50 2.13% 170.000.00 1.80% Pape 7 of 19 Pw,YtølYnL Cio paperless fiF _ IDAENTIAL (very Van Sines 2007 DALBAlt RATED COMMUNICATIONS tt4LLrNft erne, ist rams« ne" writ. awe SDNY_GM_00045958 OB-SDNY-0008782 EFIA_00156567 EFTA01288930

Portfolio Holdings (continued) Dale ired Equities (continued) Common Stoats (continued) FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 08105114 Total Covered Total GENERAL ELECTRIC CO COM Dividend Option: Cash 04123113'.13 GENERAL MTRS CO COM Dividend Option: Cash 11118/10 12/09/10 ' Total lioncovered Total GILEAD SCIENCES INC Dividend Option: Cash 02105114 0310711/ Total Covered Total GO DADDY INC CL A Dividend Option: Cash 04101115 HEALTH NET INC CON Dividend Option: Cash 0910811/ Uereaked Quantity Uelt Cod Cost Basis Markel Price Martel Valet Geld Loss Estimated Estimated Annual Income Yield 25,000.000 24,830.000 19,830.000 19,630.000 $1,265,036.52 32,267,763.30 Security Identifier: GE CUSP: 38960/103 23 000 000 21.5700 496,109.08 27.0800 Security Identifier: GM CUSP: 37015V100 10,988 200 36.4010 399 978.16 35.0600 86.516 800 36.8160 3.185.969.22 35.0600 97,525.000 3,585,947.36 97,525.000 $3,515,917.36 33,119,226.50 .$168,720.66 $110,436.00 Staidly Identifier: FM I CUSP: 350465100 27.5070 687,683.50 45.5100 232530 577,373.02 45.5100 1,265,036.52 1,137,750.00 1,130,013.30 2,267,763.30 450,088.50 552,64028 1,002,726.76 $1,002,726.76 80,00 622,610.00 126,730.92 21,180.00 3.39% 385,246.30 3.033.980.20 3,119,226.50 •14,731.88 •151.98902 -166,720.86 15,823.01 4.10% 121.612.99 4.10% 140,436.00 5,000.000 3,100.000 6,100.000 6,100.000 $643,204.00 $814,131.60 Security Identifier: GILD CUSP: 375558103 792810 396,407.00 100.5100 79.6120 246,797.00 100.5100 643 204.00 502,550.00 311,531.00 814,131.00 106,143 00 64,784 00 170,927.00 700.000 25.000 000 SANGAII 0 BIOSCIENCES INC CON Dividend Option: Cash 05128113'.13 50,000.000 SANTANDER CONSUMER USA HLDGS INC CON Dividend Option: Cash 01123114 1,000.000 TWITTER INC CON Dividend Option: Cash 11107/13 1,500.000 3170,927.00 $0.00 Security Identifier: GDDY CUSP: 380237107 20.0000 14.000.00 25.0700 17,549.00 3,549.00 Security Identifier: HNT CUSP 422226108 46 9800 1.174.506.00 52.6500 1,316,250.00 141,714.00 Security Identifier: SGM 0 CUSP: 800677106 8.4440 122,211.00 12.3700 618,500.00 196,286.00 Security Identifier: SC CUSP. 8028311101 24 0000 24,00000 24.6900 21.690.00 Security Identifier: TWTR CUSP: 901841102 26 0000 39.00000 38.9800 58,440.00 Account Number: 8012S114CSF,' . oewB 1.O13. Go paperless SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6(e) fiFID=TAL 690.00 19,410 00 Pap 6 of 19 140.€17.~Seil [way Vest 5~ 2007 DALBAR RATED COMMUNICATIONS r %CULL 'Net SDNY_GM_00045959 OB-SDNY-0008783 EFIA_00156568 EFTA01288931

Deutsche Asset & Wealth Management PO Bat 1778, Babimore, MO21203 Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) VOLKSWAGEN A G ADR iSPON SI Dividend Option: Cash 04113115 5.000.000 50.8610 WISDOM TREE INVTSINC COM Dividend Option: Cash 03131/15 15.000.000 21.6110 Total Common Stocks Preferred Stocks (listed by expiration date) ALLY F1NL INC FIX TO FLT DIV.8.50% FREQ.QTRLY CALLABLE ig 25.00 ON A QTRLY BASIS AFTER 05115/2016 Dividend Option: Cash 02/03/12 '.13 46,600.000 19.3820 02109112 t 13 80,000.000 20.1250 Total Noncovered 126,600.000 Total 126,000.000 BM AC CAP TR I GTD TR PFD SECS SER 2 CPN- 8.125% FRED QRTLY MATY42/15rto4o CALL ANYTIME° 25 W130 DAYS BEGINS 02115/16 Dividend Option: Cash 02122112'.13 80,000.000 ROYAL BK SCOTLAND GP PLC WON ADR REPSTG SER T PFD CPN-725% FRED ORTLY PERP MIT CALLA 25 ANY W130 D NOTICE AFTR 12131/12 Dividend Option: Cash 10124112'.13 40.000.000 23 7900 951,600.00 25.4200 01107113 '.13 40,000.000 24 4400 977,600.00 25.4200 01/14/13 '.13 40.000.000 24 8800 995,200.00 25.1200 0eviv .c Pam .mile "Mall Pi PM...P-4. Maniet$ (uncap c.c., De.tic ea. wc,-,er. Mrs ball 0at* JI,Pant M. Annw. Itytknoct Wave SA Pa IOVA Cost Basis Market Price Security Identifier: VLKAY CUSIP. 928662303 254.306.00 50.9100 Security Identifier:W67F CUSP 97717P104 324.157.50 19.0400 Market Value 254.700 00 285.600 00 940,172,105.54 Security Identifier: ALLY PRB CL SIP. 02005h308 403217.51 26.5000 1.610.000.00 26.5000 2 613,217 51 92,513,217.51 Security Identifier: ALLY PRA CUSP: 361860208 23.5350 1,882.773 60 26 2800 Security Identifier: RBS PRT CUSP 780097713 I .tA.14 VVLL CN CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SOUTHERN O NFIDESTT1AL $10,475,213.62 1.234.900 01 2,119,999 99 3,354,900.00 $3,354,100.00 2.102.400 00 1.016.799 99 1.016.799 99 1.016.800 02 Statement Period: 04/01/2015 - 04/30/2015 Unrealized Gain! Loss Estimated Estimated Annual Income Yield 394.00 7.780.15 3 051i) -38.557 50 4.800 00 1.68% $6,303,108.08 81,415,257.41 331.682.50 99,025.00 8.01% 509,999.99 170.000.00 8.01% 811,882.19 269,026.00 8841,882.49 9269,025.00 219.626.40 162.500.00 7.72% 65.199 99 72.500.00 7.13% 39,199 99 72.500.00 7.13% 21.800 02 72.500.00 7.13% Page 9 of 19 Account Num ber (.40 paperless Rated Excellent, Every Visor Since 2007 DAL BAR RATED COMMUNCATIONS rxesturmer ratitr•-•'1.1:7=1=" ""4"=".• nary tact •••••••• nista. we. MC SDNY_GM_00045960 08-SDNY-0008784 EFIA_00156569 EFTA01288932

Portfolio Holdings (continued) Dale Acquired Quantity Unit Cosl 0:41 Bab Market Price Mattel Valve Unrealized GalefLoss Estimated Estimated Annual Income Yield Equities (continued) Preferred Stocks (continued) ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG (continued) Total Noncovered 120,000.000 2,924,400.00 Total 120,000.000 $2,924,400.00 3,050,400.00 $3,050,400.00 126,000.00 6126,000.00 217,500.00 $217,600.00 Total Preferred Stocks $7,320,391.11 66,501,700.00 $1,187,308.69 6649,025.00 Options CALL 100 AVALANCHE EHOTECHNOLOGIES INC COM EXP 06-19-1541; 10 000 Option Identifier: 99QAF2AM t,ndedying Security identifier. M. OPTION ROOT= AAVL Underlying Security Price: $31.88 .100.00 of these contracts are a short position 04120115' •100.000 6.8690 438.692.73 4.0000 ♦0.000.00 28,692.73 Total options •$60,692.73 -$40,000.00 $26,692.73 $0.00 Total Equities 147,423,103.92 656,942,913.62 $9,519,109.70 $2,064,282.41 Unrealized Estimated Estimated Dale Aquired Quantity Unit Cod Cod Basis Market Price Markel Value Gain! Loss Annual Income Yield Exchange-Traded Products 3.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FO Dividend Option: Cash: Capital Gains Gabon: Cash 60.000 00 of these shares are in your margin account 12111113 60.000.000 49 4350 2.966.098 50 56.4200 3.385.200.00 419,101.60 56.434 20 1.66% Total Exchange-Traded Products $2,966,098.50 Cod Basis $3,305,200.00 Market Value $419,101.10 Unrealized GainfLoss Awned Interest $56,434.20 Estimated Minor Income Total Portfolio Holdings 6117,061,204.66 $130,639,936.04 10,747,199.68 6320,158.09 $3,636,8$846 Security Identifier: 0 XJ CL SIP. 97717W851 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as nal-retirement, US taxpayers securities which have been acquired on or alter their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis wig be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as blows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Page 10 aria Account Number Plated tocelleni Go paperless 4. ) SOL THERA te‘Ci LLC. N F I DAENTIAL rxarumer DAL BAR RAT ED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00045961 DB-SDNY-0008785 EFTA_00 156570 EFTA01288933

Deutsche Asset & Wealth Management P.O. Box 1778, Banirawm, MD21203 Portfolio Holdings (continued) Dr.,Iwo Ram PnwilnWeahnParagenmt Pants Coon., 6,0“) DettsaR Seitonerac. R yen (/ict in Pan Ammo. Ita Met si Y um. Statement Period: 0410112015 • 04/30/2015 Cost Oasis on fixed income securities may be adyusted for amortization, accretion. original issue discount adjustments. or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary inconect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold shat or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. f The cost basis of this security has been provided to us by you or your introducing turn and Pershing makes no representation as to the accuracy of this information. Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original lace amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 14 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Date Acquisition Date Disposition Transaction Description Ouaality Cost Bait Proceeds Realized Gain/ Loss/ Disallowance Long Term 04101115 02125/13' RDMG SERVICEM ASTER CO SR FULLY EXChANGED FROM OLD CU% 602,000.000 633,472.32 638,120.00 4,647.68 First In First Oul P 81760kAL3 8.000% 02115/20 B Security Identifier. 131760NAN9 Original Cost Basis: 644,110.00 0023115 10/22/12' RD MG 14HEADYVATERS INC GTD 5% 04101/19 B/E ND 03/11/11 1,000,000.000 1,018,591.99 1.038.130.00 21.539.01 First In First OW C LD Security Identifier 12210PAO5 Original Con Basis: 1,035,000.00 04123115 12/13/13' RPP WAShINGTOk 11 LT MTG S 004-RA2 MTG PASSTHRLi CTF CL 1,290,000.000 5,666.85 7,405.84 1,738.99 C- B-1 VAR RATE 6.981% 07125133 Security Identifier. 939336520 Original Con Basis: 5.66615 04127115 12/13/13' RPP COUNTMINIDE POME LOA 1 CLB1 4.090% 03125/33 B/E 0 4,500,000.000 12,303.20 13,175.91 872.71 TO 01/30103 Security Identifier. 12669DYSI Original Cost Basis: 12,303 20 Total Long Tern $1,668,033.38 $1,696,1131.76 $28,70.39 Page 11 of 19 USAF Rol SOL cop4 Lic. FIDESITIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) TM ERA Account Number Go paperless Rated [mailer. (very Year Slate 2007 DAL BAR RATED COMMUNCATIONS I' %CROWS SDNY_GM_00046962 DB-SDNY-0008786 EFTA_0015657 I EFTA01288934

Schedule of Realized Gains and Losses Current Period (continued) Disparities Aotaisition Disposition Realized Gain/ Loss/ Date Date Transaction Description Quantity Con Basis Proceeds Disallowance Total Short Term and Long Term $1,668,033.36 $1,696,831.75 $28,798.39 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generafty not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC")(incorporating amendments enacted by P. L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered Iioncovered," under the new cost basis repotting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non tetirernent US taxpayers securities which have been acquired on or after their "applicable date(st at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS CO form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year pencid, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple Aced payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we beleve to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be rekable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unti the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consul your tax advisor in the preparation of your tax returns. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defauted to First In, First Out (FIFO). Your account's selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss. unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8, Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds. please visit the DM Investments website at https://vAvw.dws-investments com/ENfproducts/money-marketfunds-velds.jsp. Please note that all money market funds listed on the website may not be offered through us. Page12019 Account Number CPA., vel (so paperless LTHERA U N F I D.-ETNA L CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Med tacelkingi Even. Va. Woes 2007 DAUM. RAT ED COMMUNICATIONS rxerturnaer Lt=1.;='.. —"=" SDNY_GM_00045963 OB-SDNY-0008787 EFIA_00156572 EFTA01288935

Deutsche Asset & Wealth Management P.O. Bat 1778, Baldmorce, MO 21203 DMISOf e. P Wealth Miayentle. Marais Cent* GO.0 Deelacht Gni Stages at. Mow Mri 011ie M Pin *won lothlbw Activity Summary (tfl amounts shown am in base currency) Credits This Period Year-to-Date Debits Statement Period: 0410112015 • 04/3012015 This Period Year-to-Date Securities Securities Securities Bought 000 0 00 Securities Bought -1.589.181 50 -1.589.181 50 Securities Sold 68 692 73 68.692 73 Securities Sold 000 000 Total Securities $68,692.73 $68392.73 Total Securities -$1,589,181.50 -$1,589,181.50 Dividends and Interest $335,861.23 $659,125.69 Dividends and Interest $0.00 $0.00 Distributions $1,693,259.52 $2,866,938.13 Distributions $0.00 $0.00 Fees $0.00 $0.00 Fees -$18.00 -$36.00 Other $68,692.73 $68,692.73 Other -$68,692.73 -$68,692.73 Cash Cash Withdrawals 0 00 0 00 Withdrawals -633.264 69 -1.616.597 86 Deposits 350,805 95 2 047 119 25 Defrosts 0.00 0.00 Total Cash $350,805.95 $2,017,119.25 Total Cash -6633,264.69 -$1,616,597.86 M on ey M arket Funds $1,590,029.90 $2,413952.63 M oney M arket Funds -$1,511,823.70 -61,780,931.93 Total Credits $1,107,362.06 $8,359,821.16 Total Debits -$3,802,980.62 -$8,055,410.02 Transactions by Type of Activity Process/ Settlement Date Trade! Transadioe Date Activity Type Descriptios Guiltily Price Awned Interest Amount Currency Securities Bought and Sold 04106115 03131115 PURCHASED WISDOM TREE IN VTS 'AC COM UNSOL AVERAGE UNIT PRICE 15,000.000 21.5501 .324.157 50 USD WETF TRANSACTION YOUR BROKER ACTED AS AGENT 04107115 0/101/15 PURCHASED GODADDY INC CL A PROSPECTUS UNDER SEPARATE COVER 700.000 20.0000 -14.000.00 USO GDDY 04116115 0/113115 PURCHASED ALLIAla SE SPONS ACM REPSTG 1110 SHS UNSOLICITED 3000.000 17.9500 -90.05800 USO AZSEY ORDER 04116115 04113115 PURCHASED BASF SE SPOKS ADR ISINOUSO 552625051 UNSOLICITED 5.000.000 1013500 -508.056.00 USO BASFY ORDER ALLOCATED ORDER YOUR BROKER ACTED AS AGEN T Page 13 of 19 t) °AO ROI k LLC. FIDESMAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTH ERA Account Num ber. Go paperless Rated tscolkini Lyon, Van Since 2007 DAL OAR RATED COMMUNICATIONS rximurnser SMAY_GM_00045964 DB-SDNY-0008788 EFTA_OO 156573 EFTA01288936

Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Adivit Type Desmi min Qua Securities Bought and Sold (continued) 04116115 04113115 PURCHASED VOLKSWAGEN AG ADR(SPONS) UNSOLICITED ORDER 5.000000 VIKAY 04/21/15 04120/15 SOLD SHORT CALL 100 AVALANCHE BIOTECFNOLOGIES 'AC COM EXP 100100 99QAF2AM 6 06-19.156i 40 000 OPTION ROOT: AAVL OPENING TRANSACTION UNSOLICITED ORDER CVRD AVALANCHE BIOTECH NOLOGIES INC COM AVERAGE L NIT 10,000 000 PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 04123115 04120115 PURCHASED AAVL Total Securities Bought and Sold • UNITED STATES DOLLAR Dividends and Interest 04/01/15 80AD INTEREST RECEIVED 1000000 HEADWATERS INC GTD SR AT 7.625% 04/01/19 42210PA05 EWE DTD 03111/11 CLB RO 03/15 PO 04101/15 04101115 80AD INTEREST RECEIVED SERACEM ASTER CO SR NT CUSP FULLY EXCHANGED 81760NAN9 FROM OLD CLSIP 81760NAL3 8 000% 02/15120 8/E OTD 02113/12 CLB ACCRED INTEREST 04/10115 FOREIGN BOND INTEREST 300000 BARCLAYS 8K PLC CONTINGENT CAP NT 06739FFKO ISIN#U506739FHK03 7.750% 04/10/23 WE DTD 04/10/13 CLB RD 04109 PD 04110115 04/23115 HEADWATERS IN C GTD SR NT 7.625% 01101119 81E DID 03/11111 CLB ACCRUED INTEREST 80ND INTEREST RECEIVED 42210PA05 04/27115 80AD INTEREST RECEIVED 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL 81 12669DYS1 4 HO% 03125133 B/E DTD 01130103 RD 03131 PD 04125/15 04/27115 CASH DIVIDEND RECEIVED 23000 SF RS GENERAL ELECTRIC CO COM RD 02/23 PD GE 04127/15 04/27115 80AD INTEREST RECEIVED 1290000 WASHINGTON MUT MTG SECS CORP 2004-RA2 939336S20 MTG PASSTHRU CTF CL C-8-1 VAR RATE 6.984% 07125/33 WE DTD 06/01/04 RD 03131 PD 04125/15 04/28/15 FOREIGN BOND INTEREST 2500000 PETROLEOS OE VENEZUELA NOTES SSNIOR P7807HAF2 ISINIXS0460546525 5.000% 10128/15 REG DTD 10/28/09 CLB RD 04127 PD 0/128115 04/30/15 MONEY MARKET FUND DWSGOVT CASH INSTL INCOME RECEIVED 233993682 04/30/15 CASH DIVIDEND RECEIVED ,PMORGAN CHASE 8 CO DEP SHS REPSTG 1110Th PFD SER 1 466251-PA1 7.900% 04129149 B/E RD 04129 FO 04/30115 DIV PAID AT 39.50 5000000 Total Dividends and Interest • UNITED STATES DOLLAR liitAN ROLL SOUTHERN CA LLC. ON FIDESMAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Price Accrued Interest Amount Curren 508000 -254.30600 USD 6.9000 68,692.73 1.450 39.8000 -398.60600 USD 0.00 4,520488.77 38,125 00 USD 6.153 78 USD 11.625.00 USD 4.659.72 USD 4.391.86 LSD 5,290 00 LSD 4,211.14 USD 62,500.00 LSO 1,424.73 USD 197,500.00 USD 0.00 335,881.23 Page 14 of 19 Account Num ber Go paperless Rated twoollordi L very Vast Unto Z007 DAL OAR RA TED COMMUNCA TOG rxesartraer SONYGM_OOO45965 DB-SDNY-0008789 EFTA_00 [56574 EFTA01288937

Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MD 21203 Transactions by Type of Activity (continued) Process' Trade/ Settlement Trans:idiom Date Date Activi Distributions 04/01115 OIeIM Rana PnwaleVieuitnstwienmt wrens <Dome 68...8 oe.88,47...* %Avows Lac lire bet ORw HI Pan Ramo. Ita I ter War we\ ItY 10114 Statement Period: 0410112015 • 04130/2015 Descri, ion Cluaetit Price Accrued Interest Amount eine SEC 6F0TY REDEEMED 81760kAk9 SERV10EMASTER CO SR NT • CUSP FULLY EXCHANGED ,802,000.000 638.120 00 USO FROM OLD CUSP 81160kAL3 8.000% 02/15120 BlE DID 02113/12 CL8 04123115 SECURITY REDEEM ED hEADWATERSIAC GTD SR NT 7.625% 04101119 BIEOTO -1,000.000.000 1.038.130 00 USO 42210PA05 03111111 CL8 04127115 RETURN OF PRINCIPAL 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL 81 13,175 91 USO RECEIVED 4.090% 03125133 DIE DTO 01130103 RD 03/31 PD 04125115 12669DYS1 04127/15 RETURN OF PRINCIPAL 1290000 WASHINGTON MIJTM TG SECS COPP 2004•RA2 RECEIVED M TG PASSTHRUCTF CL C.B.1 VAR RATE 6.984% 07125133 939336520 B/E DTD 06/01/04 RD 03131 PD 041251t5 3,833 61 USO Total Distributions • UNITED STATES DOLLAR Fees 04101(15 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 2015 CUSP: 04515P-P4.8 -6.00 USO GIS15PP48 04101/15 FOREIGN CUSTODY FEE Fgn Safekeeping MAR 2015 CUSP: 654338.86.8 ..6.00 USD 654339808 04/01115 FOREIGN CUSTODY FE Fgn Safekeeping MAR 2015 CUSP: P7807H-AF-2 -6.00 USO P7807FAF2 Total Fees • UNITED STATES DOLLAR 0.00 1,093,259.52 Other Transactions 04121115 04/21115 MARK TO MARKET US0999997 MARK TO MARKET US0999997 MARK TO MARKET MARK TO MARKET 0.00 -18.00 68,692 73 LSD -68,692.73 USO Total Other Transactions • UNITED STATES DOLLAR Cash Withdrawals and Deposits 04101115 FEDERAL FUNDS RECEIVED DEUTSCHE BANK SEMI 87332 189,549 51 USO US0999997 04102115 FEDERAL FUNDSSENT DEUTSCHE BANK TRUST -480.558.75 USO U S0999997 tnIAU ROLL SOUTHERN C611 LLC. ONFIDETITAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 0.00 0.00 Page 15 of 19 Account Num ber. Go paper ass kilted tacelibra L von. Year Lace 2007 DAL BAR RATED COMMUNICATOIS rxenurmes SDNY_GM_00045966 DB-SDNY-0008790 EFTA_00 156575 EFTA01288938

Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Adivit Type Dewi ion Chia Price Accrued littered Moult Curren Cash Withdrawals and Deposits (continued) 04109115 FEDERAL FUNDS SENT DEUTSCHEMK TRUST -152.70591 1.,SO USO999997 04130115 FEDERAL FL OS RECEIVED DEUTSCHE BANK SECURI 11123 161256.11 USD LSO999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR Money Market Funds 04/01115 MONEY FUND PURCHASE DWSGOVT CASH INSTL USO999997 04/02115 MONEY FUND REDEMPTION DWS GOO' CASH INSTL USD999997 04/06115 MONEY FUND REDEMPTION DWSGOVT CASH INSTL USO999997 04/07115 MONEY FUND REDEMPTION DWSGOVT CASH INSTL USO999997 04/13/15 MONEY FUND PURCHASE DWSGOVT CASH INSTL USO999997 04/16115 MONEY FUND REDEMPTION DWSGOVT CASH INSTL USD999997 04/22/15 MONEY FUND PURCHASE DWSGOVT CASH INSTL USD999997 04/23/15 MONEY FUND PURCHASE DWSGOVT CASH INSTL USD999997 04/28/15 MONEY FUND PURCHASE DWSGOVT CASH INSTL O5O999997 04/29/15 MONEY FUND PURCHASE DWSGOVT CASH INSTL USO999997 04/30/15 MONEY MARKET FUND DWSGOVT CASH INSTL INCOME REINVESTED REIN VESTU ENT 233993682 0.00 .212,45834 -692.19500 USD 216,748 46 USD 324.157 50 USD 166,705.94 USD -11.625.00 USD 852.418 00 USD -68.692.73 USD -644,183.72 USD -30,902.52 LSD -62,500.00 USD -1.024.73 USD Total Money Market Funds • UNITED STATES DOLLAR 0.00 78,206.20 Total Value of Transactions The price and quantity displayed may have been rounded. WPM, '1011 LLC. FIDETITAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHERN FJNj 0.00 304,381.41 USD Page 16019 Account Number. Go paperless Rated excellent, Every Va., Loop 2007 DALOAR MUD COMMUNCATIONS rxesurtraer SDNY_GM_00045967 DB-SDNY-OOO8791 EFTA_OO 156576 EFTA01288939

Deutsche Asset & Wealth Management PO Lim 1778, Skidmore, MD 21203 OlgiSOf Bm, Pn•DIP won im.genan markets remake Moe °teem um Woofer W. Now brio:Aar HS Pan Asa. lothlbw Mrs Rea NY 101$4 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value Statement Period: 0410112015 • 04/3012015 I to 6 months 2,452,500.00 10% I I Percentages of bond market values are I to 5 years 1,010,000.00 5% I C C rounded to the nearest whole percentage. 6 to 10 years Over 10 years 2,019,000.00 17.889.978.15 9% 78% I I (3 Total 23,401,470.15 100% Bond Quality Bond Duality Market Value %of Bond Market Value BAA 5,703,210.00 21% El BA/Lower 16,941,745.70 72% Not Rated 756.522.45 4% C Total 23,101,00.16 100% Client Service Information Percentages of bond market values are rounded to the nearest whole percentage. Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26TH FLOOR NEW YORK NY 10151 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat all interest as original issue discount (010): No Am onize premium on taxable bonds based on Constanl Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Page IT of 19 Account Number: (i t ItahNII.acellera Uswo vole PCIV:114, SF,0,18 Go paperless Even. Vs.Siva 2007 DALBAR RATEOCOMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: THERN co F DENTIA ratte.."—X..1=143.f.=t7 SDNICGM_00045968 DB-SDNY-0008792 EFTA_00 156577 EFTA01288940

Your Account Information (continued) Electronic Delivery You have not selected any account corn in unications for electronic delivery. To register and turn off paper cam m unications, log in to your account or contact your Qient Advisor for more inform alion. Important Information and Disclosures Pricing This section indudes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW/ pershing.cornibusiness_conbnuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously famished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itseff ar others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wig not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 196, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties inducing warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitabibly for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Poor's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Page IS of 19 MIA11 'OIL Account Num ben Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FIDriscriAL St3 L THERA crsin EnCeller. [very Vw. Since 2007 DAL OAR RATED COMMUNOTIONS rxestinaer fratst-X.-- - en=== -4-= SDNY_GM_00045969 OB-SDNY-0008793 EFrA_00 156578 EFTA01288941

Deutsche Asset & Wealth Management P.O. Box 1770, Skidmore, MD 21203 Important Inform ation and Disclosures (continued) Deviv ,'0.4.10 Wolin PAnair,tat MW•lets (Inger C•ccfl Ede.,,, Bar secv-rr. M. Yin brk Office 11)Park Anne.. 1011•11cct %yr SA nY IOVA Statement Period: 0410112115 • 04/3012015 The Role of Pershing • Pershing tames your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account Pershing is not responsible or liable for any acts or omissions of your financial institution or Its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders: the assessment of the suitability of those transactions, where applicable: the rendering of Investment advice. if any. to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possbe circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwrpershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Orrissions excepted. Important Arbitration Disclosures • Au parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are afNiated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shat not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Account Number t)PAN MOLL Cio pal)erless SOL THERA mac. F I IDEN TEAL N CONFIDENTIAL — PURSUANT TO FED. R GRIM. P. 6(e) Page 19 of 19 Rated tocolleria Envy Yew Slab 2007 Omilma RATED COmmumiCaTe0•6 rxaturxr SDNY_GM_00045970 OB-SDNY-0008794 EFE4_00156579 EFTA01288942

Deutsche Asset & Wealth Management P.O. Boo 1778, Baltimore. MD 21203 Dralst.v Ram Pon. Votel07117,vm-frent Vinet% CO/Vir De.146. W. Sew ler %. Kra bet ark* Marini Anne. 169.1 *xi tay. wet 10 VA Valuation at a Glance Account Number: Statement Period: 03101i2015 - 1313112115 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value $129,771,073.42 3126,714,293.02 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 680,64732 712,980.13 ST THOMAS VI 00802 Net Securities InlOut of Account 0.00 -2,483,792.00 Adjusted Previous Account Value 130,051,721.04 124,943,411.16 Dividends. Interest and Other Income 129.166 12 749,859.48 Net Other Activity 0 00 -18.00 Net Chan e in Portfolio -364.415 51 1 723 149 02 Your Client Advisor: nding Account Value 5130 416 471.65 5130,416,471.65 DANIEL SABRA Accrued Interest 5520 520 93 Estimated Annual Income $3.681.091.45 Asset Allocation Prior Year-led Lad Period This Period X Allocation LSD Cash. Money Funds. and Bank Deposits 44,273,984.33 45,663,179.31 16,681,169 83 35.80% LSD Axed Income 18,177,455.58 17,335,68822 17,333,387.82 13.29% N owl, SD Axed Income 7.150,052.50 7,585,517.50 7,705,812.50 5.91% LSD Equities 54,120,544.61 55,926,104.39 55,352.277.70 42.44% Kan-LSD Equities 2.986.250.00 3.260.584.00 3.340.824.00 2.56% A unt Total (Pie Chart) 3126,714,293.02 $129,771,073.42 3130,416,471.66 101.00% See the Asset Mocation Cfsclosure and Footnotes secton for important information reganaing your Asset Alocaton. DOAN 901.1 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CONFI D('EiTfisA L BOOSISIMS130023 Pease re. leo roc' a location Pap 1018 wit tocelleria beefy Vs.. Sento 7007 DAUM. RATED COMMUNICATIONS receurNee /eon. LAC ••••••••701•A SDNY_GM_00045971 DB-SDNY-0008795 EFTA_00 I 56580 EFTA01288943

Asset Allocation Disclosure and Footnotes AO values are displayed in U.S. dollars based on interbank exchange rates as of 03/3112015. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-tern, Gain/Loss 0.00 0 00 5 590.698 57 Lon •Term Gain/Loss 1.334 04 13.596.35 5.029.921.86 Net GaIn/Loss 1,334.04 13,596.35 10,620,620.43 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Desaislion Amount Balance Sweep Money Market Fund OwS GOVERNMENTCASH INSTL Account Number 0000001490 Current Yield: 0.03% Activity Ending: 03/31(15 02126(15 Opening Balance 45,436.864 29 45.436.864 29 03102/15 Deposit MOSEY FUND FIACFASE 226,315.02 45,663,179.31 03105/15 Deposit MOSEY ELM) FIACFASE 905.092.06 46.568.271 37 03125/15 Deposit MOSEY RAO FURCFASE 4.813 06 16.573,081 13 03126/15 Deposit MONEY FUND PURCFASE 19.645.46 46.592.929 91 03/30/15 Deposit MOSEY FUND FURCFASE 35,68115 46.628.611 16 03131/15 Deposit INCOME REINVEST 1,183.67 46.629.794 83 03/31115 Closing Balance $48,629,794.63 Total All Money Market Funds $46,629,794.63 Income and Expense Summary Current Period Year-to.Date Taxable Non Taxable Taxable Von Taxable Dividend Income Equities 83.632 50 0.00 265,794 75 0.00 Money Market 1,183.67 0.00 3.327.52 0.00 Other Dividends 000 0.00 93,750.00 0.00 Interest Income Bond Interest 44,349,95 0.00 120.047 15 0.00 Other Interest 000 0.00 40,625.04 0.00 Total Dividends, Interest, Income and Expenses 5129,166.12 $0.00 $523,644.46 $0.00 Page 24018 UN,,' VOI SOL THERIZ1 LLC. ON FIDENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. Go paperless listed tace00.4 (very Visor Slate 2007 DAL BAR RATED COMMUNICATIONS rxesturnser SDNY_GM_000459T2 DB-SDNY-0008796 EFTA_0015658 I EFTA01288944

Deutsche Asset & Wealth Management P.O Box 1770, Ba!amt.*, MD 21203 DPIISOe P • If lir Mweits I wear Gtpt,p °taunt Sam smote Ac, Mn *4 Moo SO rut Asa. member Pe,.. Vett NY 10114 Statement Period:0311112116 -1313112115 Income and Expense Summary (continued) Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable ons Kiel CiSnCcaons Portfolio Holdings 0.00 0.00 0.00 226,315.02 0.00 11.176.78 0.00 59.08319 $0.00 $11,176.71 $0.00 $285,318.91 Amount Opening Date Quantity Number Activity Esdklg Opening Balance Dosing Balance Atcrued Income Income This Year 30-Day tweet Yield Yield Cash, Money Funds, and Bank Deposits 36.00% of Portfolio Cash Balance Money Market DWS GOVERNMENT CASH INSTL 02128115 46.629.794.830 0000001490 03131115 228.315.02 45.436.864.29 54.375.00 46.629.794 83 0.00 1327.52 0.03% 0.03% Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 02128115 N46021804 01102115 545,436,854.29 0.00 146,629,794.83 0.00 $0.00 0.00 $3,327.82 0.00 N/A NIA Total FDIC Insured Bank Deposits $0.00 $0.00 $0.00 $0.00 Total Cash, Money Funds, and Bank Deposits Date Acquired Quantity Unit Cod Adjuded Cod Basis $45163,171 31 Market Price $41,684,169.83 Markel Valet 10.00 Usrealded Odd Loss $1327.53 Acaued liters Edimated Estimated Annul income Yield Fixed Income 19.00% of Portfolio (In M awary Date Sequence) lAsset Backed Securities COUNTRYWIDE HOME LOANS Security Identifier: 12669DYS1 SER 03-1 CL BI 4190% 01/25/33 WE DID 01130103 Fedor: 0.20368040 Effective Date:03102/15 Current Face Value: 916,561 800 12113113'.3.12 4.500.000.000 93.3760 855.852.79 83.7240 Original Cosl Basis. $1.111.573.07 767.382 20 Account Number goeMCSF, Go paperless L CAO LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) TM ERA N -88.470.59 3.123.95 Page 3 of 18 Rated tacelleria Lven. Year Since 2007 GALLIA. RAT0DCOMMUNICATIONS rxentrwer SDNY_GM_00045973 OB-SDNY-0008797 EFTA_00156582 EFTA01288945

Portfolio Holdings (continued) Cale Acquired Ouaetny limit Cod Fixed Income (continued) tAsset Backed Securities (continued) WASHINGTON MUT N TG SECS CORP 2004•RA2 MTG PASSTHRU CTF CL C.8.1 VAR RATE 6.984% 07125133 WE DTD 06/01/04 S 8 P Rating Factor: 0.56082241 Effective Date:03102115 Current Face Value: 723,460 909 12/13113 %En 1,290,000.000 76 5190 Security Identifier: 93933020 553.582 23 84.3080 Onginal Cosl Basis $638/06.71 609/35 42 Total Asset Backed Securities $1,409,435.02 $1,377,317.02 5,790,000.000 Total Current Face Value 1,640,022.109 Corporate Bonds PETROLEOS DE VENEZUELA Security Identifier: P7807HAF2 NOTES SENIOR Int XS0460546525 5.000% 10/28/15 REG DM 10/28109 S t P Rating B' 12104113'•2.12 2,500 000 000 96.7170 2,417,936.76 93.9900 2,349,750.00 Onginal Cosl Basis $2.250.00100 HEADWATERS INC GID SR NT Security identifier: 42210PAQ5 7.625% 04101)19 WE DID 03/11/11 CALLED 04123/15 1ST CPA DTE 10/01/11 Moody Rating Bt St P Rating 00- 10122112 '•12.12 1,000,000.000 101 7100 1,017,102.16 104.1700 1,041,700.00 Onginal Cosi Basis' $1.035.000.00 EARTHUNK INC GM SR NT FULLY EXCHANGED Security Identifier: 270321AC6 CUSP FROM 270320188 8875% 05115/19 WE DTD 05117111 CALLABLE 05/15/15 5 6 P Rating CCC• 10122112 %En 400.000 000 102 4080 409.63313 103.0000 412,000 00 Original Cosi Basis: 1414,000.00 10123112'.3.12 600.000 00 102 2380 613.428.36 103.0000 618.000 00 Original Cosl Basis $619,500.00 Total Nonavered 1,000,000.000 1 023 061.39 1,030,000.00 Total 1,000,000.000 $1,023,061.39 $1,030,000.00 SERVICESAST& CO SR NT • CUSIP FULLY Security Identifier: 817SONAN9 EXCHANGED FROM OLD CUSP 8176043 8.000% 02/15120 WE DM 02/13/12 Moody Rating B3 S 8 P Rating B- 02125/13 '.3.12 602,000.000 105 2300 633,487.55 106.0000 631120 00 Adjusted Cod Basis Market Price Markel /aloe Unrealized Gail« Loss Accrued Interest Estimated Estimated Annual (name Yield Original Cod Basis 5644,140.00 ()PAN ROI I SOL THERA )JkiANfJAI LI.C. N FIDrismAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account Num ber. Go paperless 56,353.19 4.210 84 132,117.40 $7,334.79 $0.00 -68,186.76 52,777.78 125,000.00 5.31% 24,597.84 38,125 00 76,250.00 7.31% 2.366.97 13,411.11 35,500.00 8.61% 4,571.64 20.116 67 53.250.00 8.61% 6,938.61 33,527.78 88.750.00 $6,938.61 $33,527.78 88,750.00 4.63245 6.153.78 48,160.00 7.54% Page 4 of 18 Rai tace0onti ',ay Vs. Late 2007 ML BAR RATED COMMUNCATIONS rxenurnser SDNY_GM_00045974 OB-SDNY-0008798 EFTA_001 56583 EFTA01288946

Deutsche Asset & Wealth Management P.O. &a 1778, Balamore. MD 21203 Portfolio Holdings (continued) Dale Acquired Fixed Income (continued) Corporate Bonds (continued) LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES ISA* U0717735822 9.875% 12/18/21 REG DTD 12/16111 Moody Rating Bat St P Rating BBB- 12104/13 '.3.12 1,500,000800 107.4720 (beefily Unit Cost Adjusted Cost Basis (Misr< Rana Po.. wean &a...qt....I Pdvais <wrap 68...2 M.IUMM Setwomsw, wan Onar Na iro. i be, Wry RA M' ,0114 Market Price Market Value Statement Period: 03/01/2015 • 03/31/2015 Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield BARCLAYS 8K PLC CONTINGENT CAP NT !SIN 61,936739FF KO3 7.750% 04110/23 BIE DTD 04110/13 CALLABLE 04110118 St P Rating BB4 04103/13 %IL" 300.000 000 100 0000 RN ORGAN CHASE & CO DEP SHS REPSTG 1/10Th KO SER 1 FIXED TO F1.76 RT BD 7.900% 04/29/49 WE D70 0023108 Moody Rating BM S P Rating 8B8- 06/15/11 '•3,12 2,500,000.000 107 5000 06115111 '.3.12 2.500.008000 107 0000 Total Noncovered 6,000,000.000 Total 5,000,000.000 BANK AM ER CORP PERP NON COM ULATIVE DEP SF S AXED TO FLOAT 8.125% 04/30/58 B/E DTD 04130108 CALLABLE 05/15/18 Moody Rating BA3 S8 P Rating BB 01110111 '.3.12 2.000.000.000 102.7500 090B86CSFIO,,:: OBAN Security Identifier: 64$15PP48 1112.084.54 113.3000 1.699 500 00 87.415.46 42.791 67 148 125 00 8.71% Original Cost Basis, 51,627,500.00 Security Identifier: 06739FHK0 300,000.00 110.8750 332 625 00 32,625 00 11,043 75 23,250 00 6.98% Original Cost Basis: $300,00000 Security Identifier: 46625H11A1 2187,500.00 107.6250 2.690.625 00 3,125.00 82,291.67 197,500.00 7.34% Original Cosl Basis: $2,687,500.00 2.675.000 00 107.6250 2.690.625 00 15,825.00 82.291 66 197.500.00 7.34% Original Cost Basis: $2,675,000.00 5 362 500.00 5,381,250.00 18,750.00 164,583.33 385,000.00 $5,362,500.00 $5,381,250.00 $18,750.00 $164,583.33 $395,000.00 Security Identifier: 00506018 2.055.000.00 107.8750 2.157.500 00 102,500.00 61.38889 162.500.00 7,53% Onginal Cost Basis: $2,055,000.00 Page 5 of 18 (very Vest SOSO, 2007 CALLUM RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: THEM CM FIDErwriA rxesamer Account Number: E Rated tacolloni Go paperless SDNY_GM_00045975 DB-SDNY-0008799 EFTA_00 156584 EFTA01288947

Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01117162 NE DM 01117112 CALLABLE 02101122 0 100100 Moody Rating BAA1 S 8 P Rating BBB- 01/30/12'.3.17 3,000400.000 991150 Adjusted Cod Basis Market Pria Market Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield GENERAL ELEC CAP CORP NON CUM PFD SER A 7.125% 06/12162 WE DID 06112/12 CALLABLE 06115/22 Moody Baling BAA1 S P Rating A+ 06127112 '.13.13 2,000,000.000 1011110 LBG CAPITAL NO 1 PLC 141A IMOX.50173106283 8.000% 09115/88 REG DID 12115109 CALLABLE 06115120 St P Rating B8 12104/13 '.3.12 1,200,000.000 108_2500 •LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISHII t,S539439A012 7.500% 09/27/88 BJE DTO 04107111 S 8 P Rating B. Please Provide' 1.903.000.000 N/A Total Corporate Bonds 22,005,000.000 Stonily Identifier: 842400FU2 2,994,035.30 112.0000 Original Cost Basis: 52,992,561.97 Secerliy Identifier: 369622916 2,096,287.52 117.3750 Original Catania: 52.122,916 67 Security Identifier: G5433BBG8 1,299,000.00 108.5000 Original Cosl Basis: 51.299.00100 Security Identifier: 5391391%61 Reese Provide 106.2500 Original Cost Basis. Please Provide 120,810,895.22 3,360,000.00 2,317,500 00 1,302,000.00 2.021.937 50 323,661,882.50 365,564.70 251,21288 3.000.00 N/A 31,250 00 01,958.33 28.000 00 1.585.83 187,500.00 5.58% 112,500.00 6.07% 96,000.00 7.37% 112,725.00 7.05% $629,019.70 $513,186.11 31,635,760.00 Total Fixed Income 27,795,000.000 Date Acquired Quantity Unit Cost Equities 4 2.0 0% of Portfolio Common Stocks M OBILEYE NV AM STELVEEN ORD SHS IA010010831061 Dividend Option: Cash 08/01111 800.000 25.0000 APOLLO GLOBAL MONT 1.1.0 CL A SHS Dividend Option: Cash 03/29/11 '.I3 263.157 000 19 0000 822,220,330.24 Cost Basis Market Pria 125,039,200.12 Market Value 1796,932.38 $520,520.93 $1,635,760.00 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield OBAR ROLL Security Identifier: M BLY CL SIP N51488117 20.000 00 42.0300 Security Identifier: APO CbSIP 037612306 4.999.983.00 21 6000 33,621.00 5,881,191.20 13,621 00 681.208 20 780,523.73 13.37% Page 6 of 18 Event Vs, Since 2007 DALBAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6:THERM SCI F I DAni ariA rxenurrier Account Number: Go paperless rt. Itstal taalkinti SDNY_GM_00045976 DB-SDNY-0008800 EFTA_00 156585 EFTA01288948

Deutsche Asset & Wealth Management P.O. &a 1776. Baltimore. MO21203 Portfolio Holdings (continued) Dale Acquired Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Option: Cash 09105/14 142.800 000 98.9500 ARIAD PHARM ACEUTICALS INC Dividend Ophon. Cash 02114/12'.13 7,535.000 152010 01124/13 9,000.000 19.6000 Total Noncovered 18,535.000 Total 16,535.000 ASCENA RETAIL GROUP INC CON Dividend Option: Cash 01116/01 '.3 70.500.000 BANK OF NEW YORK II ELLON CORP COM Dividend Option Cash 06125/11 250.000 000 BIOGEN IDEC INC COM Dividend Option: Cash 02114/12 '.11 2.095 000 FACEBOOK INC CL A Dividend Option Cash 05/17/12 '41 17.500.000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 25.000.000 08105114 21,830.000 Total Covered 19,530.000 Total GENERAL ELECTRIC CO Dividend Option Cash Quantity Unit Cog Draw.< Rae Pnwar Week P. lamarnee Pdarat$ Iterate 6 ,0‘e oevtury ML %„<4n Yt/ We HI Put /owes. Ita Mei War Rot Pet 1011.4 Cost Basis Market Price Market Value Statement Period: 03/01/2015 • 03/31/ 2015 Unrealized Gale/ Loss Estimated Estimated Annual Income Yield Sanity Identifier: AAPL CUSP. 037833100 14.130.065 71 124 4300 Security Identifier: ARIA CUSIP 01033A100 114,597.40 8 2400 176,400.00 8.2400 290 997.10 5290,997.10 Security Identifier: ASIA CUSP 043516101 1.500.000.00 11.5100 Security Identifier: 8K CUSP. 064058100 9.076.406 00 40.2400 Security Identifier: BNB CUSP: 09062X103 250,454.95 422.2400 Security Identifier: FB CUSP 3030311102 665.00090 82.2150 Security Identifier: FM I CUSP. 350/65100 687,663.50 18.1100 577.373.02 18.1100 1 246 035 52 17,768.604 00 62.088.40 71,160.00 130,218.40 3.638.538.29 •52.509.00 .102,210 00 ,154,749.00 261464 00 151% 212770 36 3060 119 5490 38 0000 27.5070 232530 6136,218.10 1.022.955.00 10.060.000 00 884.592 80 4438.762.50 1.202.750.00 1,191,571.30 2,397,321.30 .5154,719.09 477,0/500 983.594 00 634,137 85 773,762.50 515.086.50 617,198 28 1,132,284.71 $0.00 170.000 00 1.68% 49,830.000 COM Oft..L1 ROLL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 91,266,030.52 Security identifier: GE CUSP- 369601103 Account Num ber Go paperless ct Rated [atelier. 50LT"ERh "OJ F I DAEISMA L 52,397,321.30 11,132,251.75 $0.00 Pate 7 4018 beefy Veer Unto 2007 DAL OAR RATED COMMLMKATIONS rxentrhier SDNY_GM_00045977 DB-SDNY-0008801 EFTA_00 156586 EFTA01288949

Portfolio Holdings (continued) Dale Aoivired Quantity Usk CoM Equities (continued) Common Stocks (continued) GENERAL ELECTRIC CO COM (continued) 04123/13 23.000.000 21.5700 GENERAL M TRS CO COM Dividend Option: Cash 11118/10 10.988200 36.4010 12109110' 86,536.800 361160 Total Noncovered 97,525.000 Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105114 03107114 Total Covered Total 8,90.000 HEALTH NET INC COM Dividend Option: Cash 09108114 25,000.000 SAMOAN 0 BIOSCIENCES INC CON Dividend Option: Cash 05128113 '. 13 50.000.000 SANTANDER CONSUMER USA HLDGS INC COM Dividend Option: Cash 01123114 1,000.000 TWITTER INC CON Dividend Option: Cash 11107/13 Total Common Stocks Prelerred Stocks (Listed by expiration date) ALLY FINL INC FIX TO FLT DIV-8.50% FREG-OTRLY CALLABLE g 25.00 ON A OTRLY BASIS AFTER 05/15/2016 Dividend Option: Cash 02103112 . .13 46.600.000 02109112'.11 80,000.000 Total Noncovered 125,800.000 Total 128,800.000 Cost Bads Market Price 496,109.08 24.8100 Security Identifier: GM CUSP. 37045V100 399,978.16 37.5000 3.185,96922 37.5000 3 585 947.38 Market Vales 570,630.00 412,057.51 3,245,129.99 3,657,187.50 Unrealized Gain/ Loss 74,520.92 12,079.35 5%160.77 71,250.12 Estimated Estimated Annual Income Yield 21,160.00 3.70% 13,185.84 3.20% 103,844.16 3.20% 117,030.00 5,000.000 3,100.000 8,100.000 1,500.000 13,685,947.35 Security Identifier: GILD CUSP: 375558103 792810 396.407.00 98.1300 796120 246,797.00 98.1300 643,204.00 46.9600 8.4110 246000 26 0000 $853,205.00 Secuiliy HN T CUSP 42222G108 1,174,506.00 60.4900 Security Identifier: SGM 0 CUSP: 800677106 422.211.00 15.6800 Security Identifier: SC CUSP: 8028311101 24,000.00 23.1400 Security Identifier: TWIN CUSP: 901841.102 39,000.00 50.0800 13,657,187.50 490.650.00 304,203.00 794,853.00 $794,853.00 1.512.250.00 784,000 00 23,140.00 75,120.00 171,240.12 94,243 00 57,406 00 161,549.00 1151,649.00 337,744.00 361.786 00 860.00 36,120.00 8117,030.00 $0.00 19.3820 20.1250 138,557,124.04 Security Identifier: ALLY MB CUSP 02005k308 903.217.51 1,610,000.00 2 513 217 51 26.6700 26 6700 546,843,479.70 1.242.822.01 2,133,599.99 3,376,522.00 $5,250,655.55 339.604 50 523,599.99 563,204.49 $1,337,177.73 98.792 00 7.94% 169,600.00 7.94% 268,392.00 es,00P8tr.IF' 12,613,217.51 $3,376,422.00 1883,204.49 $255,392.00 Account Number Go paperless e✓JLTMERA CO N nc. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R DRINA, P. 6(e) Rsd excellent, (very 'tem Lace 2007 DAL BAR MUD COMMUNICATIONS rxtvartraer Page 8 of 18 40 . 1-41:17.... volt= •reja••••0070•070 - F . , 4 ' - SDNY_GM_00045978 OB-SDNY-0008802 EFIA_00 156587 EFTA01288950

Deutsche Asset & Wealth Management P.O Occt 1770, Ba!limy*, MO 21203 Portfolio Holdings (continued) Destine8m, Pon. Nva• Maviunad Idwat5 CfrovarGtot,p ontsciv Lim smokes4n, New *4 Cato SO Pia AS*w, lite' lbw Mw** NY 101M Statement Period: 03/01/2015 - 03131/2015 Ilarealked Dale Acquired Quantity Unit Cost Cost Basis Market Pria Market Value Gala/ Loss Eq uities (continued) Preferred Stotts (continued) GM AC CAP TR I GTD TR PFD SECS SER 2 CPN- 6.125% FREO QRTLY MATT-0211512040 CALL ANYTIME (a 25 W130 OATS BEGINS 02/15116 Dividend Option: Cash 02122112'•11 Estimated Estimated Annual Income Yield 80,000.000 23.5350 ROYAL BK SCOTLAND GP PLC WON AOR REPSTG SER T PFD CPN-7.25% FRED ORTLYPEFe M TY CALLS 25 MY W130 D NOTICE AFTR 12131112 Dividend Option: Cash 10124112'.17 40,000.000 01107113 '.13 40,000.000 01114113 ' •17 40.000.000 Total Noncoveted 120,000.000 Total Total Preferred Stocks Total Equities Date Acquired Exchange-Traded Products 3.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY ED Security Identifier: 02J Dividend Option. Cash; Capital Gains Option Cash CLSIP 97717W851 60,000 00 of these shares are in your margin account 12111113 60,000.000 49 4350 2,966.098 50 55.1200 3,307,200.00 341,10130 56,434 20 1,70% Total Exchange-Traded Products $2,908,091.50 $3,307,200.00 $341,101.50 $58,434.20 Estimated thrtalized honed Cod Basis Markel Value Gale/ Loss Interest Mewl Income Total Portfolio Holdings 120,000.000 23.7900 24.4400 24.8800 Security Identifier: ALLY PRA CU SIP. 361860208 1.882.773.50 26.2500 2,100,000.00 217,228.40 182,500.00 7.73% Security Identifier: RBS PRT CUSP 780097713 951,600.00 25.5500 1,021,999.99 70,399 99 72,500.00 7.09% 977,600.00 25.5500 1,021,999.99 44,399 99 72,500.00 7.09% 995.200.00 25.5500 1,022,000.02 26.800 02 72,500.00 7.09% 2,924,400.00 3,086,000.00 141,800.00 217,500.00 $2,924,400.00 $3,085,000.00 $141,600.00 $217,500.00 57,320,391.11 $8,542,422.00 $1,222,030.19 $646,392.00 $45,903,315.15 $55,385,001.70 99,402,556.55 $1,915,589.73 Unrealized Quantity Unit Cost Cost Basis Market Pria Market Value Gaud Loss Estimated Estimated Annual Income Yield $117,773,113.72 $130,416,471.65 $10,620,020.43 $628,520.93 $3,911,091.45 Page 9 or 15 Account Number: Rated [sailer/I Go paperless 2007 SOLTHERN u -n F I DrgriA OALOAR RATED COmmumiCaTiOnS exememer CONFIDENTIAL - PURSUANT TO FED. R CRIN1. P. 6(e) NounsLan Namara. 01104. NON,. IOC SDNY_GM_00045979 OB-SDNY-0008803 EFrA_00 15658S EFTA01288951

Portfolio Holdings (continued) Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilisation Act of 2008) and are, therefore, considered " nonce:refer:I,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2O14, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adyusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds. foreign bonds, variable rates, bonds in default, index-linked bonds. bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Unmated gains and losses are not reported for securities for which cost basis or market value is not evadable. 'The Current Face value represents the outstanding principal balance of the undedying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fin or transfening agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ Loss/ Disallowance Long Term 03123/15 12/13/13' FIPP WASHINGTON MUT II TG S 004.RA2 M TG PASSTHRU Cif CL 1.290.000100 2,09011 2 731 50 611 39 C. B.1 VAR RATE 6.984% 07125133 Security Identifier 93933020 Original Cost Basis! 2.090.11 03125/15 12/13/13' RPP COUNTRYWIDE HOM E LOA 1 CL 81 4.090% 03125133 WED 4,500,000.000 9,76474 10 457 39 692.65 TD 01130103 Security Identifier. i2669DYSt Original Cost Basis: 9.764.74 Total Long Term $11,854.85 $13,188.89 61,334.04 Total Short Term and Long Term $11,854.85 $13,188.89 $1,334.04 Page 10 of 18 VC01, 01388CSFIO 178A7 ROLL Account Num bar Go nanerless SOL Cr) LLC. F I D-ENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERM N Rated exceller4 Lvery Vest Sine. 2007 DAL OAR RAT ED COMMUNCATIONS rxesamer •—•-swz --•-••••••• ••••• tioc SDNY_GM_00045980 DB-SDNY-0008804 EFTA_00 156589 EFTA01288952

CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management P.O. Oat 1778, 8a8imore. MO2t203 Dryly •.e R•ni "MA Mamm.-win M.I4ets Ont. eG•ccp Be-1, Bar 141,"4.1 v. Vint %A Mc* IMPant Ann**. 100.31cm en nr mu Statement Period: 0310112015 - 03131/201S Schedule of Realized Gains and Losses Current Period (continued) • Nonccvered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.1.110-343, the Emergency Econornc Stabilization Act of 2008) and are, therefore, considered "noncovered' under the new cost basis reporting rules• and marked or denoted as such. Mother securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis vAR be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options. awned on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect al cost basis adjustments necessary for tax reporting purposes• especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capitaL In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we bebeve to be reliable. Adjustments to cost basis can be made after yearend, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities. and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attnbutes, obtained from sources believed to be reliable. In the event, one or more of these attbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in defauft, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section n your brokerage account statement for your account's existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. Messages Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market hinds, please visit the DWS Investments website at https.//wwn dmirvestrents.comEN/products/money-marketrunds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the Account Number Go paperless ,4 vorY V"' ,s^" 2007 Rated ...nem St3 L THERA roz8C RAVI) CO AZ. LIN I CA TOG KJFI DAENTIA ;age II of 18 ocratro..tr.17...rt, SDNY_GM_00045981 OB-SDNY-0008605 EFIA_00156590 EFTA01288953

M essages (continued) money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Sum m ary (All amounts shown are in base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Dividends and Interest 1129,166.12 $523,544.46 Dividends and Interest $0.00 $0.00 Distributions 111,176.76 $1,173,678.91 Distributions $0.00 $0.00 Fees 10.00 $0.00 Fees WOO -118.00 Cash Cash Withdrawals 000 0.00 Withdrawals -24,44444 -983.33317 Deposits 905 092 06 1.696 313 30 Deposits 0 00 000 Total Cash $905,092.06 $1,696,313.30 Total Cash -124,144.44 -$903,333.17 Money Market Funds $0.00 $858,922.73 Money Market Funds -$1,192,930.54 -$3,269,108.23 Total Credits $1,045,434.96 $4,252,459.40 Total Debits •$1,217,374.98 •$4,252,159.10 Transactions by Type of Activity Process/ Settlement Date Activity Type Desa ron Clean Price Acaeed Interest Mount Curren Dividends and Interest 03124115 CAS. DIVIDEND RECEIVED 97525 SI- RS GENERAL MTRS CO COM RD 03/11 PD 03/24/15 29.257.50 GSO GM 03125115 BOND INTEREST RECEIVED 4500000 COUNTRYWIDE HOME LOANS SER 03-1 CL SI 4,111 96 LSD 12669DY51 1 090% 03125133 B/E OTD 01130103 RD 02127 PD 03125/15 03125115 BOND INTEREST RECEIVED 1290000 WASHINGTON M L T LUG SECS CORP 2001-RA2 4,226.74 LSD 939336520 MTG PASSTHRU CTF CL C.B-1 VAR RATE 6.984% 07125/33 WE DTD 06101/01 RD 02127 PD 03/25/15 03127115 FOREIGN BOND INTEREST 1903000 LLOYDS BANKING GROUP PLC FXO RATE RESET 35.681.25 LSD 539439AG4 ADDL TIER 1 SECS151kt US539139AG12 7.500% 09/27/88 WE DID 04/07/14 CLB RD 03/26 PD 03/27/15 03131115 MONEY MARKET FUND DWS GOUT CASH INSTL 1.183.67 LSO INCOME RECEIVED 233993682 03/31/15 FOREIGN SECURITY DIVIDEND 120000 SI- RS ROYAL BK SCOTLAND GP PLC SPON AM 54.37900 LSO RECEIVED REPSTG SER T PFD CPN-7 25% FRED 0 RTLY PERP M TY RBS PRT CALL@ 25 MY W/30 D NOTICE AFTR 12131112 RD 03116 PD 03131115 Total Dividends and Interest • UNITED STATES DOLLAR 9.00 129,166.12 Page 12 of 18 UBAB Rol I CP1 LLC. FI D TITAL ON ES CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHERN Account Number. Go paperless listed Excellent (very Vs.. 2.1007 2007 DAUM. PATE) COMMUNCATIONS rxesturnser ntir't ca twaar ar.4 —.soma .....a- SDNY GM 00045982 DB-SDNY-0008806 EFTA_00 I5659 I EFTA01288954

pout: :1:p & It PO Box 1776, Baltimore. ND 21263 Transactions by Type of Activity (continued) Process( Settlement Date Activity T Description (*.awe Rana Pnwair Wean laptagenes Pdaeals CodvageG,..P Dettsch4 lank Stwoari lire bet Ont• HI Part A . Ita to War wet ItY 10114 DunlK Statement Period: 0310112015 • 03/3112015 Price Aimed Interest Amount Curren Distributions 03/25(15 RETURN OF PRINCIPAL 4500000 COUNTRYWIDE HOME LOANS SER 03.1 CL 81 RECEIVED 1.090% 03125)33 BIE OTD 01)30103 RD 0207 PO 03/25115 12669DYS1 03/25/15 RETURN OF PRINCIPAL 1290000 WAShINGTON MLT MTG SECS CORP 2004-RA2 RECEIVED MTG PASSTF RI, CTF CL GB-1 VAR RATE 6.984% 07125133 939336520 DIE DTD 06101104 RD 02127 PO 03125115 10.457 39 719.39 LSD LSO Total Distributions - UNITED STATES DOLLAR Cash Withdrawals and Deposits 03/04(15 FEDERAL FUNDS RECEIVED DELTSCF E BANK SEGUES 21098 USD999997 03/26/15 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST USD999997 0.00 11,176.79 905,092 06 -24.44444 LSD USD Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR Money Market Funds 03/02/15 MONEY FUND PURCHASE DWSGOVT CAST INSTL USD999997 03/05/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL USD999997 03/25/15 MONEY FUND PURCHASE DWSGOVT CASI- INSTL USD999997 03/26/15 MONEY FUND PURCHASE DWS GOV'T CASF INSTL USD999997 03130115 MONEY FUND PURCHASE DWSGOVT CASI, INSTL USD999997 03/31/15 MONEY MARKET FUND DWSGOVT CASE INSTL INCOME REINVESTED REINVESTMENT 233993682 0.00 $80317.02 -226,31502 -905.09206 4,813.06 -1934548 -35,68125 -1,183.6T USD LSD LSO LSO LSD LSO Total Money Market Funds - UNITED STATES DOLLAR 0.00 4,192,93031 Total Value of Transactions The price and quantity displayed may have been rounded. 0.00 -171310.02 USD PAN 8011 Page 13018 Account Number. Go paperless ik Rawl Excellent Every Year Lace 2'007 SOUTHEMU LLC. ONFIDr1SITIAL DAUM. RATED COMMUNCATIONS ntolltiNct CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00045983 DB-SDNY-0008807 EFTA_00 156592 EFTA01288955

Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends GENERAL ELECTRIC CO COM 02123/15 04127115 28000 000 0 230000 Cash 5.290.00 Interest h EADWATERS INC GTD SR NT 03/15/15 01101115 1.009000000 0 038125 Cash 38,125.00 7.625% 04101119 BIE Total Cash Not Yet Received $43,416.00 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 7 to 12 months 2,349,750 00 9% 1 to 5 years 2309,820.00 11% 6 to 10 years 2,032,125.00 8% Over 10 years 17.947.505.12 72% Total 28,039,200.12 100% Bond Quality Bond Quality Market Valve % of Bond Market Value BAA 5,707,500 00 23% BAiLovier 18.564.317,92 74% Not Rated 767.382.20 3% • Total 25,039,200.12 100% Called Bonds Call Date Security Description Eligible Quantity Called Quantity Call Price Type of Call Redemption Proceeds 0410112015 SERY10EMASTER CO SR NT CLOPFULLY 602.000 000 602.000 000 '06.0000 Full 638.120.00 EXCHANGED FROM OLD CUSIP 81760NAL3 8.000% 02115120 B1E DM 02/13/12 0412312015 HEADWATERS INC GTO SR NT 1,000,000 000 1.000,000 000 103.8130 Full 1,038,130.00 7.625% 04101119 B1E DM 03111/11 CALLED 041231151ST CPN OTE 10/01111 Percentages of bond market values are rounded to the nearest whole percentage. Percentages of bond market values are rounded to the nearest whole percentage. Account Number t)IIAO ROI I Go paperless SQL THERA CVO LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N F I DrarIAL Page 14 01 18 Rated tacellonli beefy Vs.. Since 2007 DALBAR RATED COMMUMCATIONS rxclurtaer rett.:7===.N. —"1= SDNCGM_00045984 DB-SDNY-0008808 EFTA_00 156593 EFTA01288956

Deutsche Asset & Wealth Management P.O. Oat 1778, Bahimore, MD 21203 Trades Not Settled Settlement Date 04106/15 Trade Date 03/31/15 Activity Description WISDOMTREE INYTSItiC COM UNSOL AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT Desist.< Ram Pnair vkan swim -man Idwats crane Gap Dettschi Pak Setwnes IC. 11.7 Olni• HI Part A . NM I ter War to M I0114 Quantity 15 000 000 Statement Period: 0310112015 • 03/3112015 Price 21 5501 Accrued Interest 000 Settlement Amount -324,15750 Total Amount of Trades Not Settled Client Service Information -$324,1$7.50 Your Client Advisor: DAN DANIEL SABRA 345 PARK AVENUE, 26Th FLOOR NEWYORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as original issue discount tOID): No Am orbze premium on taxable bonds based on Constant Yield Method: Yes Aoffual market discount method for all other bond types. Ratable Method Include market discount in income annually: No Eledronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Orent Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 14/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. VRAM ROLL Account Number Go paperless SOL CO LLC. F I DrarIA L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERA N Page 15 of 18 Rated V- rational., Lowy V... Lam 2007 DAUM. RATED COMMUNICATIONS rxesturnaer SDNY_GM_00045985 DB-SDNY-0008809 EFTA_00 156594 EFTA01288957

Important Information and Disclosures (continued) Estimated Annual Figures The estimated annual income (EAI) and estimatea arnuai yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW,. pershing.cornibusiness_continuity.htri for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your mitten request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge, Agreement. The right to vole your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) vii be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poots shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Poons ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Callable Bonds Pershing LLC receives the called bond information from several information sources which Pershing believes are reliable. Pershing does not guarantee the accuracy of the information. For callable options that are available to you please contact your Client Advisor. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial insbtubon. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it page 16 of 18 Account Num her Rated Dalian' nano q01 Go paperless Tyr/ Tem SME• 2007 OTT C..t nistrameTo r.n tlirs at entatim "..... = SOUTH El% F in LLC. DALOAR RATEDCOMMUNICATIONS 0.I•••• rxcitimer CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ONForNTIAL SDNY_GM_Ona459136 OB-SDNY-0008810 EFTA_00156595 EFTA01288958

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 Important Information and Disclosures (continued) ()PASO( Marais Cowan 00‘p °taunt sat seuenes sk, Mn *4 Mao HS Pia Asa. IM, I Ow Mrs** NY 101W Statement Period: 0310112/15 • 03/3112015 The Role of Pershing (continued) receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appbcable; the rendering of investment advice, if any, to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwitpershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includng unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators v I typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page 17 of 18 Account Number: Round tacellonii 00741 NOR Go paperless Every %ow Since 2007 0ALOAR RATED Coop CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: THERM K1 FI DENTIA rxesarrier SDNY_GM_00045987 OB-SDNY-0008811 EFTA_00 156596 EFTA01288959

TERMS ANDCONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHCH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTA/NED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE Are-AIINT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. AU. SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL, AGENT OR BOTH. DETALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WVWV.PERSHING.COM • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWW.PERSHING.COMBUSINESS_CONTINUITY.HTA/L • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1H2)) PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADNO SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHNG OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPT/ ON ORDERS TO ITS AFFILIATE. 8NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880) ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF 1TE MOVE TERMS AND °COMMONS ARE Man-PPM:WE TO YOU, PLEASE NOTIFY PERSYNO IIMEDIATRY IN WRITING BY CERTFED MM. TOONE PERSHOM RAZA, JERSEY CITY, NI 07399, ATTN. LEON. DEPT OE MO MOLL SOL LI.C. F I DENTA L CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THETA CH N Account Number. Go paperless Page 18 of IS tmeINM Ivory Vs. Loa 2007 DAUM. RATED COMMUNICATIONS r xot owes 7.....-74.2tILL. ata tZ.N .Its. O rr— ram/tan sums nmm SDNY GM 00045988 DB-SDNY-0008812 EFTA_00 156597 EFTA01288960

Deutsche Asset & Wealth Management P.O. Du 1778, !ammo. MD 21203 Or.Kr* Kam lion. Wolin PAnair,tat Pant% Ceretw Dests04 Mai Se4wri lire Vert Crnal HI Pan Annek It" tcr Valuation at a Glance Account Num ber: Statement Period: 0210112015 -1212512115 This Period Year.to-Oate SOUTHERN FINANCIAL LLC Beginning Account Value $124,868,906.38 1128,714,293.02 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 691.237.24 47.667.49 ST THOMAS VI 00802 Net Securities InlOut of Account 0 00 .2,483,792.00 Adjusted Previous Account Value 125,560,11342 124,002,633.63 Dividends, loftiest and Other Income 605.364 59 620393.38 Net Other Activity 0 00 -18.00 Net Chan .e in Portfolio 3 605,565 21 5 087,564 53 Your Client Advisor: nding Account Value 3129 771 073.42 S129.7 7 1 073 42 DANIEL SABBA Estlmated Annual Income $3.679.907 78 Asset Allocation Prior Year-Fold LM Period This Period % Allocation L S0 Cash. Money Funds. and Bank Deposits 44,273,984.33 13,453,016.70 15,663,179 31 35.19% LSD Fixed Income 18,177,455.58 18184,692.34 17,335,688.22 13.38% non.L SD Axed Income 7.150,052 50 7,393,617.50 7,585,517 50 5.85% LSD Equities 54,126,544.61 52,872,867.84 55,926,104 39 13-09% Sanaa SD Equities 2.986.258.00 2.984.712.00 3.280.584 00 2.51% Account Total (Pie Chart) $126,714,293.02 1124,80,906.38 $129,771,073.42 100.00% See the Asset A1babon Disclosure and Footnotes secton for important oformaton regarding your Asset Alocabon. ORAN /101 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CON Fl ErilTfisA L 50097730CSF30016 - P ease renew 0,.• a lozeo- Pate 1 of 18 Rated tacimena tvery Van Late 2007 PALMA RA TED COMMUNICATIONS rxesurnaer •—••••,.c tin SDNY_GM_00045989 OB-SDNY-0008813 EFTA_001 56598 EFTA01288961

Asset Allocation Disclosure and Footnotes AO values are displayed in U.S. dollars based on interbank exchange rates as of 02/28/2015. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-tern, Gam/Loss 0.00 0.00 5.872.898.07 Long•Term Gain/Loss t 0.065 04 12.26131 5.148.031.92 Net GaIn/Loss 10,085.04 12,212.31 11,120,929.99 This summary excludes transactions where cost basis information is not available. For Your Information Cm June 5. 2014. the European Central Bank (the Eel?) introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the EC8 and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042-S for tax year 2015. These rates are subject to change in response to market changes. and we may. in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Des siption Amount Balms Sweep Money Market Fund DWS GOVERNMENT CASH INSTL Account Number: 0000001490 Current Yield 0.03% Activity Ending: 02127/15 01131115 Opening Balance 43,453,016.70 43,453,016.70 02104/15 Deposit MONEYFUND PURCHASE 628,29418 44,081,310.98 02/06115 Deposit MONEY FUND FURCHASE 93,750.00 44,175,060.98 02109/15 Deposit MONEY FUND PURCHASE 62,942.96 44,238,003 94 02/13/15 Deposit MONEY FUND PURCHASE 67,116.00 44,305.119 94 02117115 Deposit MONEY FUND FURCHASE 930,780.00 45,235,899 94 02118115 Deposit MONEY FUND PURCHASE 165,85313 45,401,753.67 02126/15 Depoit MONEYFUND PURCHASE 34,083.14 45,435,836.81 02127/15 Deposit INCOMERBNVEST 1.027.48 45.436.864 29 02/27115 Closing Balance $45,436,884.29 Total All Money Market Funds $45,436,864.29 Page 2°118 PJ,09/730CSF30 Account Num ber MIMI NO„ Go paperless SOL THERA CO LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N F I DAENTIAL Rated [salent, Ivory Yew Woo. 2007 DALBAR RATED COMMUNICATIONS rxesurtraer veat atriZrt.•=r4.." — .-i- SDNY_GM_00045990 DB-SDNY-0008814 EFTA_00 156599 EFTA01288962

Deutsche Asset & Wealth Management PO Lica 1778, Balamore, MA 21203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends interest income Bond Interest Other Interest Total Dividends, Interest, Income and Expenses Distributions Alternative investments Other Distributions Total Distributions Portfolio Holdings Account Activity Opening Date Quantity Number Ending Cash, Money Funds, and Bank Deposits 35.00% of Portfolio Cash Balance Money Market DWS GOVERNMENT CASH INSTL 01131/15 45.436.864.290 0000001490 02127115 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 01131715 N4G023804 01102115 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Dral. C Prmair Wean lAvogenein Metrat5 Cann. GICNP Otelache SSA SeCiOila W. mar le t t HS Pia AS.. MObet lbw *A NY 101W Current Period Statement Period:0211112115 -12/21112115 Year-bDate Taxable Non Taxable Taxable Non Taxable 176,87225 0.00 182,16225 0.00 1,027.48 0.00 2,143.85 0.00 93,750.00 0.00 93,750.00 0 00 66,774.80 000 75,697.20 0.00 40.625.04 0.00 40,625.04 0.00 5379,049.57 $0.00 $394,374.34 10.00 0.00 226.315.02 0.00 226.315.02 0.00 25,280.78 0.00 47,907.11 $0.00 $251,595.80 $0.00 $374,202.13 Opening Balance Clodng Baleen. Acaued Income Income DINYear 30•Day Yield Current Yield 0.00 226,315.02 43,153,016.70 45.436.86429 37.35 2,143.85 003% 0.03% $43,453,016.70 $45,436,154.29 $37.35 $9,14315 0.00 0.00 0.00 0.00 N/A N/A $0.00 10.00 $0.00 $0.00 $43,453,016.70 $45,663,179.31 $37.35 $2,143.85 Page 3018 Account Number: OBAkl ROLL paperless SOUR ERN CIO L LC. F I IDENTIAL N CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Natal tacellond Event Va.Siva 2007 DALBAR RAT (0 COMMUNICATIONS rxourner "7...=4.7.r...."* =. SDNY_GM_00045991 DB-SDNY-0008815 EFTA_00156600 EFTA01288963

Portfolio Holdings (continued) Adjusted Date Acquired Quantity Umit Cog Cost Basis Fixed Income 19.00% of Portfolio (In Maturity Dee Sequence) 'Asset Backed Securities COUNTRYWIDE HON E LOANS SER 03-1 CL 81 4.090% 03/25/33 WE DTO 01130103 Factor: 0.20600426 aegis. Date:02102/15 Current Face Value: 927.019.170 12113/13'.3.I2 4,500,000.000 93.3760 WASHINGTON MUT II TG SECS CORP 2004-RA2 MTG PASSTHRU CTF CL C.B.1 VAR RATE 6.983% 07125133 WE DM 0610110/ S 8 P Rating 0 Fador 0.56293985 Effete Date:02102115 Current Face Value: 726.192 407 12113/13 'AM 1,290,000.000 76.5190 Market Price Security Identifier: 12669DYSI 865.617.53 83.2630 Original Cost Basis: 51.111.573.07 Security Identifier: 939336620 555,672.31 84.3010 Original Cod Baia $638.906.71 $1,421,289.81 Markel Value 771,863.97 612,20925 Total Asset Backed Securities 5,700,000.000 Total Current Face Value : 1,653,211.577 Corporate Bonds PETROLEOS DE VENEZUELA OTES SEA IOR ISA0 X60460546525 5.000% 10/28/15 REG DTO 10/28109 S 8 P Rating 9 4 12104113 '.3.12 2500.000.000 962610 HEADWATERS INC GTD SR NT 7.625% 04/01119 WE DID 03/11/11 CALLABLE041011150 103 813 Moody Rating Bt St P Rating BB- 10122/12 '.12,13 1,000,000.000 101 7770 EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSP FROM 270321488 8.875% 05115119 WE DID 05117111 CALLABLE 05/15115 S 6 P Rating CCC• 10122112 '.3.12 400,000.000 102 4490 10/23/12 %Li: 600.000100 102 2760 Total Noncovered 1,000,000.000 Total 1,000,000.000 Security Identifier: P7807HAF2 2406,516.01 91.2500 Original Cog Basis: $2.250.000.00 Security Identifier: 42210PA05 1,017,765.19 103.8750 Original Cosl Basic $1.035.000.00 Security Identifier: 270321AC6 409.795.78 102.7500 Onginal Cosl Basic 5414,000.00 613.654.98 102.7500 Original Cost Basis: $619,500.00 1 023 450.76 $1,023,450.76 $1,314,073.22 2,281,250.00 1,038,750 00 411,000 00 616.500 00 1,027,500.00 $1,027,500.00 Account Number: PC, 09/7 30L-S F 30 : DRAB ROLL GO paperless SO L TH ERA L L LC. F I DAENTIA L N CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield .93,753.56 56,536 91 2,843.63 3,803.79 ,137,216.66 16,647.42 $0.00 •125,266.01 41,666 67 125.000 00 547% 20,981.81 31,135.42 76,250.00 7.34% 1,204.22 10,156 94 35.500 00 8.63% 2.845.02 15,235 42 53.250 00 8.63% 4,049.24 26,392.36 88,750.00 $4,049.24 $25,392.36 $88,750.00 Page4 of 18 Raitod extoller. Every Year Weer 2'007 DALBAR RATED COMPAUNCATIONS rxavarnaer SDNY_GM_00045992 DB-SDNY-0008816 EFTA_00I5660 I EFTA01288964

Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 Portfolio Holdings (continued) Dale Annulled Quantity Unit Cod Fixed Income (continued) Corporate Bonds (continued) SERVICEM ASTER CO SR NT • CUSIP FULLY EXCI•ANGED FROM OLD COP 81760kAL3 8.000% 02115120 WE DM 02/13/12 Moody Rating B3 S 8 P Rating B. 02125/13 . .3.12 602.000.000 105 3110 Adjusted Cost Basis ONISOf Bm, kmiln Wea•n•Apmgenem Marais'sear YD ocautv sem sew cies rte. Now Olk• HS Pan 4.100111, member Market Price Market Value Statement Period: 020112015 • 02/2812015 Unrealized Gain/ Loa Acaued Estimated Estimated Intend Annual Income Yield LLOYDS TSB FIK PLC EURO ISSUE MEDIUM TERM NOTES151kt XS0717735822 9.875% 12/16/21 REG DID 12/16111 Moody Rang Bat St P Rating BBB- 12/04113 . .3.17 1,500.000.000 107 5410 BARCLAYS 8K PLC CONTINGENT CAP NT 1%91406739A-K03 7.750% 04/10/23 B/E DTD 04/10/13 CALLABLE 04/10/18 S8 P Rang OW 04103113 ' .12.13 noolocko no moo RN ORGAN CHASE & CO DEP SFIS REPSTG MOTE PFD SER 1 FIXED TO FLTG RT BD 7.900% 04/29/49 WE DTD 04/23/08 Moody Rating BA1 S P Rating BBB. 06115111 %En 2,500,000.000 107 5000 06/15/11 %En 2.500.000.000 107 0000 Total Noncoyered 6,000,000.000 Total 5,000,000.000 Security Identifier: 81760NAN9 633.972.02 105.7500 Original Cost Basis, $644,140.00 Staidly Identifier: GIS15PPII 1.613.117.59 113.7500 Original Cosl Basis: 61,627,500.00 Security Identifier: 06739FHKO 300.000.00 110.3150 Original Cost Bait $300,000.00 Security Identifier: 466261111A1 2.687.500.00 107.6250 Original Cost Basis: $2.687,500.00 2.675.000.00 107.6250 Original Cost Bait $2,675,000.00 6,362,500.00 55,362,600.00 636,615 00 1,706.250.00 331,125 00 2,690,625 00 2.690.625 00 5,301,250.00 $5,381,250.00 Account Number Go paperless 2.642.98 1.739.11 48.160.00 7.56% 93.132 41 29,625 00 148.125.00 8.68% 31,125 00 8,912.50 23,250.00 7.02% 3,125.00 64,736 11 197,500 00 7.34% 15.625 00 64.736 11 197.500 00 7.34% 18,750.00 129,472.22 395,000.00 $18,750.00 $129,472.22 $395,000.00 SOL THERA LLC. FIDESITIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated tacelloni L very Vs. Since 2007 DAL BAR RATED COMMUNCAT/004S XCIIL L l'Net Page 5 of 18 — SDNY GM 000,15993 DB-SDNY-0008817 EFTA_00 156602 EFTA01288965

Portfolio Holdings (continued) Date Acquired Ova, Uafi Cost Fixed Income (continued) Corporate Bonds (continued) BANK AM ER CORP PERP NON CON OLATIVE DEP SI- S FIXED TO FLOAT 8.125% 04130158 WE DTD 01130108 CALLABLE 05115118 Moody Riding BA3 St P Rating BB 01110/11 '.3.11 2,000,000.000 102.7500 SOUTNEWI CALIF EDISON CO PREF SER E 6.250% 01117/62 WE DTD 01117112 CALLABLE 02101122@ 100000 Moody Rating BAA1 S P Rating BBB- 01/30N2'.3.11 3.000.000.000 99.8130 GENERAL ELEC CAP CORP NON CUM PFD SER A T 125% 06/12/62 WE DTD 06112/12 CALLABLE 06115/22 Moody Raling BAA1 S8 P Rating AL 06/27/12 '.11,13 2,000,000.000 104.8580 USG CAPITAL NO 1 PLC 144A ISIAOXSO473106283 8.000% 09115188 PEG DTD 12115/09 CALLABLE 06115/20 S8 P Rating BB 12/04/13 '.3.12 1.200.000.000 108 2500 4LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIASUS539439AG42 7.500% 09/27/88 WE DTD 04107/I4 S 8 P Rating Please Provide' 1,903,000.000 N/A Total Corporate Bonds 22,005,000.000 Adjusted Cod Basis Markel Price Security Identifier: 0605050T8 2.055.000.00 101.6250 Onginal Cosl Basis $2,055,000.00 Security Identifier: 842400FU2 2,994,381.10 112.0000 Original Cost Basis' 52,992,564.97 Security 'dentine,: 3696228N6 2,097,165.43 117.7500 Onginal Cosl Basis $2.122.916.67 Security Identifier: G54338860 1.299.000.00 106.1250 Original Cost Basis $1.299.000.00 Security Identifier: 539439AG4 Markel Valle 2,152,500.00 3,360,000 00 2,355,000 00 1,273,500.00 Reese Provide 104.7500 1,993,392.50 Original Cast Basis Pease Provide 120,802,868.10 623,537,132.60 Total Fixed Income 27,795,000.000 OBAN ROLL 922,224,167.97 624,921,206.72 Unrealized GainfLoss 97,500.00 365,818.90 257,834.57 -25.500 00 Awned Interest 46,493 06 14,062 50 28,895.83 19,466 67 N/A 24.183 96 6740,811.96 6401,046.30 6703,655.26 9407,692.72 Estimated Estimated Annual Income Yield 162,500.00 7.54% 187,500.00 5.58% 142.500.00 6.05% 96,000.00 7.53% 142'25.00 7.15% 61,636,760.00 91,636,760.00 Page 64018 Account Num be, Go paperless SOL tin LLC. F I DrariAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) TM ERN N Rated tacelbre• 7777y Vow' since 2007 DALBAR RATED COMMUMCATIONS 7,20,L7NC7 SDNY_GM_00045994 DB-SDNY-0008818 EFTA_00 156603 EFTA01288966

Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MD 21203 Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Equities 43.00% of Portfolio Common Stocks °METE NV AM STELVEEN ORO SHS 161141%10010831061 Dividend Option: Cash 08101/14 800000 25 0000 APOLLO GLOBAL MGM I LLC CL A SHS Dividend Ophon. Cash 03129/11 '.13 263,157.000 APPLE INC COM Dividend Option: Cash 09105/14 142,800.00D ARIAD PHARMACEUTICALS INC Dividend Option: Cash 02114112',13 7.535.000 01124113 '.13 9,000.000 Total Noncovered 16,636.000 Total 16,535.000 ASCENA RETAIL GROUP INC CON Dividend Option: Cash 01116101'.3 70.500.000 BANK OF NEW YORK MELLON CORP CON Dividend Option: Cash 06/25/14 250,000.000 BIOGEN IDEC INC CON Dividend Option. Cash 02/14/12 '31 2.095.000 FACEBOOK INC CL A Dividend Ophon. Cash 05117/12 'AI 17,500.000 usAO 11011 19.0000 98.9500 15 2090 19.6000 21 2770 36.3060 119 5490 38 0000 Drålsre Ran, Pnwair Wok P. Meaernalt Mai, Codr".4,o‘p Des-tul* lar* Sew na Lac. lire yen Ma> NrIE ~.16,h I be, Statement Period: 02/01/2015 • 02/28/2015 Cost Basis Market Price Markel Value Unrealized Gain/ Lon Estimated Estimated Metal income Yield Security identifier: M BLY CUSIP. A51488117 20,000.00 35.4800 28,384.00 8.384.00 Security Identifier: APO CUSIR. 037612308 4,999,983.00 23.3200 8,138,821.24 1,136,838.24 760,523.73 12.39% Security Identifier: AAPL CUSP: 037833100 14,130,065 71 128.4600 18,344,088.00 4,214,022.29 268,464.00 1.46% Security Identifier: ARIA CUSIP. 040334100 114,597.40 8.1300 61.259.55 -53.337.85 176,400.00 8.1300 73.170.00 ,103,230.00 290 991.40 134,429.65 ,168,567.85 9290,997.40 $134,429.66 .$156,561.45 $0.00 Security identifier: ASNA CUSP 04351G101 1,500,000.00 13.4000 944,100.00 ,555,300.00 Security Identifier: BK CUSP 084058100 9,076,406.00 39.1400 9,785,000.00 708,594.00 170,000.00 1.73% Security identifier: BilB CU SIP. 09062%103 250,454.95 409.5900 858.091.05 607,636.10 Security Identifier: F8 CUSP 3030311102 665,000.00 78.9700 1,381,975.00 716,975.00 Account Num ber Go paperless SOUTHERN 1AfJ8L N LLC. F I DENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Pep 7 of 18 listed tsalis rdi [may Vest 5~ 2007 DALLIS*. RA TED COMMUNIaTIONS exarturder SDNY GM 00045995 DB-S6NY:0008819 EFTA_00156604 EFTA01288967

Portfolio Holdings (continued) Date tied Equities (continued) Common Soda (continued) FOUNDATION MEDICINE INC COM Dividend Option: Cash 01/13/14 08105/14 Total Covered Total 10,830.000 GENERAL ELECTRIC CO COM Dividend Option: Cash 04123/13'.13 GENERAL MTRS CO COM Dividend Option: Cash 11118/10 ' 12109110' Total Noncovered Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105/1/ 03107/14 Total Covered Total 8,100.000 HEALTH NET INC COM Dividend Option: Cash 09/08/14 25.000100 SANGAM 0 BIOSCIENCES INC COM Dividend Option. Cash 05128113 '. 13 50.000.000 SANTANDER CONSUMER USA HLDGS INC COM Dividend Option: Cash 01123/14 1100.000 TWITTER INC COM Dividend Option. Cash 11107/13 1300.000 Total Common Stocks Quaid Ueit Cosi Cod Basis Market Price Markel Value Unrealized Gain/ Loss Estimated Estimated Annual Income Yield 25,000.000 21.830.000 19,830.000 Security Identifier: FMI CUSP 350465100 27.5070 687,663.50 47.7600 232530 577.37302 17.7600 1,215,031.52 $1,205,030.52 23 000.000 21.5700 10 988.200 86536 800 97,815.000 5,000.000 3,100.000 8,100.000 36.1010 361180 Security Identifier: GE CUSP 369604103 496,109.08 25.9900 Security Identifier: GM CUSP: 37015V100 399978.16 37.3100 3.185.969 12 37.3100 3,586,047.36 $3,686,947.38 Sonority Identifier: GILD CUSP: 375558103 792810 396,107.00 103.5300 791120 246,797.00 103.5300 643 204.00 1,194,000.00 1,185,880.80 2,379,880.80 $2,379,880.80 597.770 00 109.969 75 3.228.688.00 3136,657.76 $3,636157.76 517,650.00 320,913.00 838,503.00 506.336 50 608,507.78 1,111,81118 $1,114,844.28 101,660 92 9,991.59 42,718 78 62110.37 $62,710.37 121,243 00 74,146 00 195,389.00 $0.00 21.160 00 3.53% 13,185 84 3.21% 103.844 16 3.21% 117,030.00 $117,030.00 46.9800 8.4440 24 0000 26 0000 $1313,201.00 Secwity Identifier: H NT CUSP. 412226108 1,174,506.00 57.3500 Security Identifier: SONO CUSP 800677106 422,211.00 16.8200 Security Identifier: SC CUSP. 8028311101 21.00010 22.5300 Security Identifier: TWTR CUSP 901841102 39.00100 18.0800 $8311,503.00 1,433,150.00 841.000.00 22,530.00 72,120.00 $116,389.00 259,244.00 418.788 00 1,/70.00 33,120.00 $0.00 91,09.77Z0C?Ir. : $38,581,921.04 ORAN MOLL $17,137,790.39 Account Num ber Go paperless TH ERN taNO N RC.F I DrariAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 28,851,868.36 $1,337,177.73 Page 8 of 18 Rated excellent Envy Vsr Sine, 2007 OALBAR RATED COMMUNICATIONS rxesturnaer Peal AC namioarni•A WM. MC SDNY_GM_00045996 OB-SDNY-0008820 EFIA_00 1 56605 EFTA01288968

Deutsche Asset & Wealth Management P.O. Boa 1778, BaIlimore, MD 21203 Portfolio Holdings (continued) Date Acquired Equities (continued) Preferred Stocks (Listed by expiration date) ALLY ANL INC AX TO FLT DW-8.50%FREOQTRLYCALLABLEQ 25.00 OK A OTRLY BASIS AFTER 06/15/2016 Dividend Option: Cash 02103112'.13 46.600.000 19 3020 903.217.51 26 5300 1.236.298.01 333.080.50 96.792 00 7.99% 02109112 '.13 80,000.000 20 1250 1,610,000.00 26.5300 2,122 399.99 512,399.99 169.600 00 7.99% Total Noncovered 128,600.000 2,513,217.51 3,358,698.00 145,410.49 261,392.00 Total 126,600.000 $2,513,217.51 $3,358,698.00 $545,450.49 $268,392.00 GM AC CAP TR I GTD TR PFD SECS RR 2 CPN - Socorlty Identifier: ALLY PM 8.125% FREQ ORRY MATYD211512040 CALL CUSP: 381860208 ANYTIME (1 25 W130 DAYS BEGINS 02/15116 Dividend Option: Cash 02122112 '.13 80.000.000 23.5350 1.882.773.80 26.0300 2.082.400.00 199.628.40 162,500.00 7.80% ROYAL BK SCOTLAND GP PLC WON ADR REPSTG Security Identifier: RBS PRT SER T PR) CPN-7.25% FREQ QRTLY FERP M TY CUSP. 780097713 CALL@ 25 ANY W!30 D NOTICE AFTR 12/31/12 Dividend Option: Cash 10124112'.13 40,000.000 231900 951,600.00 25.6300 1,025,199.99 13,599.99 72,500.00 7.07% 01107113'•13 40.000.000 24.4400 977.600.00 25.6300 1,025,199.99 47,599.99 72,500.00 7.07% 01114113 1.13 40,000.000 24.8800 995,200.00 25.6300 1,025,200.02 30,000.02 72,500.00 7.07% Total Noncovered 120,000.000 2,924,400.00 3,076,600.00 161,200.00 217,600.00 Total 120.000.000 $2,924,400.00 $3.075.100.00 $151,200.00 $217,600.00 Total Preferred Stocks $7,320,391.11 16,516,690.00 $1,1116,306.19 048,392.00 Total Equities $46,903,315.15 $55,954,468.39 $10,051,173.21 $1,986,689.73 Quantity Unit cod Dralsev gam Pow,. WO1O. Manymnent Vinets Cowan 4tp.p Deotem Mr secwm, mc Mc* 40280 Ann Mk I kci. 8.-o, web, /0 ion. Cost Basis Market Price Security Identifier: ALLY PRO CL, SIP 02005h308 Market Value Statement Period: 02/01/2015 - 02/28/2015 Unrealized Gala/ Loss Estimated Estimated Annual Income Yield DOAN ROILI CONFIDENTIAL - PURSUANT TO FED. R CRIA,1 P. 6(e) F I DAENTIAL Account Num bet Go paperless SCLTHERA CNO Page 9 of 18 Kowa Escolleria tv.,y Va.Since 2007 DALBAR RATED COMMUNICATIONS rxesturnaer c aust= " =a SDNY_GM_00045997 OB-SDNY-00O8821 EFTA_00156606 EFTA01288969

Portfolio Holdings (continued) Date Acquired Quantity Unit Cod Exchange-Traded Products 3.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Dividend Option: Cash; Capital Gains Option: Cash 60,000 00 of these shares are in your margin account 12111113 60.000.000 49 4350 2.966.098 50 53.8700 3.232.200.00 266.101.50 66.43420 1.74% Total Exchange-Traded Products $2,966,098.50 Cost Basis $3,232,200.00 Market Valve $216,101.50 UarealMed Gale/ Loss Accrued littered $66,434.20 Estimated Maul Income Total Portfolio Holdings 7116,156,750.93 $129,771,073.42 911,020,929.99 $407,692.72 $3,679,907.78 Unrealized Cod Basis Market Price Markel Value Gain/ loss Estimated Estimated Annual Income Yield Security Identifier: DXJ CUSP 977171/451 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Econonic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked Of denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period. as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 7 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 17 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number 18A" ROLL Go paperless SOL THERA Cti LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N F I D ENTIAL Page 10 of 18 Rated Excellent, Every Vs. Siva 2007 [ALBA. RATED COMMUNICATIONS rxenurraer 40 • 74'ittarval. tar..0 SONY GM 000459913 DB-SDNY-0008622 EFTA_00 156607 EFTA01288970

Deutsche Asset & Wealth Management PO &a 1778, Balamore, MO 21203 Des BON Wealth Paroaarynell Idirall Carnet G,C4,0 Onudw oath sta.... Mem Met HS PM% AM*. likh I /ON Wm** NY 101M Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Dale Date Transaction Description Statement Period: 02/01/2015 02/28/2015 Realized Gain/ Loss/ Quantity Cost Basis Proceeds Disallowance Long Term 02/17115 01/24113' FONG SERVICEMASTER CO SR FULLY EXCHANGED FROM OLD CUSI 440,000000 461.234 77 466.400 00 5 165 23 Rral In First Out P 81760NAL3 8.000% 02/15120 B Security Identifier: 81760NAN9 Original Cost Basis: 468,049.99 02/17115 02/25113' FONG SERVICENIASTER CO SR FULLY EXCHANGED FROM OLD CUSI 398.000.000 419,258.37 421680.00 2,621.63 First In First Out P 8 I760NAL3 8100% 02/15120 8 Security Identifier: 131760NAN9 Original Cost Basis: 425.860.00 02/23115 12/13113' r8P WASHINGTON MUT MTG 5 004-RA2 MTG PASSTHRU CTF CL 1,290000.000 2,11376 2,762.41 64815 C. B-1 VAR RATE 6.983% 07/25/33 Security Identifier. 939336520 Original Cost Basis: 2,113.76 02125115 12/13/13' F8P COUNTRYWIDE NOM E LOA 1 CL 81 4.090% 03/25/33 BM D 4,500.000100 22,972.48 24,60201 1,629.53 TD 01130103 Security Identifier 12669DYS1 Original Cost Basis: 22.972.48 Total Long Term $905,579.38 1915,644.42 $10,065.04 Total Short Term and Long Term $905,579.38 $915,844.42 $10,065.04 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on Porn 1099.8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or alter January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012 • Other securities, principally debt securities and options, acquired on or alter January 1, 2014, or later, as determined by the Secretary of the Treasury. Page 11 of 18 Account Num ber Rated [nailer/I R011 Go paperless bray Yew vac. 2007 SOUTHERN CPO LLC. Dauldul R^TEDCOfivonfrCoalONS exClurnaer CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) N FIDnenAL SDNY_GM_00045999 DB-SDNY-0008823 EFTA_00 II 56608 EFTA01288971