oing Money Tnwf TO CMIl.‘NK C 40611172 MORGAN STAN LED' (3,050,000.00 ) 73,920,072.55 06-II k Outgoing Money Tnuf TO FIRST BANK MC 7211099346 SOUTHER N TRUSTCON1PANY INC (400,000.00 ) 73,520,072.55 06-II «Øgoing Money Tins!' TO 1ST BANK A/C 7211098521 SOUTHERN TRUST COMPANY INC (175,000.00

0 Dividend Option Cash Page 20 of 24 Accounl Number: N4G-023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) C-Fim,IFIDnliAL SOUTHER 12•O•cl r.s.lient Seven Yeas In A Rs COMAAUNICATIONS LAC MUCCI Oms• was Pass u.C. nosy sesSans •••• s ss cams can sem cosmic.° sr..... • s

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f this Agreement under the Contracts (Rights of Third Panics) Act 1999. DEUTSCHE BANK AG 4 k-aut 44L— B, &Win I. vent Daze 18 Confidential SOUTHER NANC1AL By Titte..aati Eiriwtei4N Date ‘ s° % CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0037992 SDNY_GM_00184176

oing Money Trnsf TO CITIBANK NC LEY MORGAN STAN (3,050,000.00) 73920072.55 08.11 5Outgoing Money Trnsf TO FIRST BANK NC N TRUST COMPANY INC SOUTHER SOUTHERN (400,000.00) 73.520072_55 06-11 fi Outgoing Money Trnsf TO 1ST BANK A/C TRUST COMPANY INC (175,000.00) 73,345,072.55 08-23 5 Outg

f this Agreement under the Contracts (Rights of Third Panics) Act 1999. DEUTSCHE BANK AG 4 k-aut 44L— B, &Win I. vent Daze 18 Confidential SOUTHER NANC1AL By Titte..aati Eiriwtei4N Date ‘ s° % CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0095128 SDNY GM_00241312

5503 SOUTHERN FkuroOpl 02-JJI-2015 FINANCIAL, LLC SCUTHERN FiEuroOpt 02,4.2015 FINANCRL, LLC SOUTHERN FxEuroOpt 02-M-2015 FINANCIAL. LLC SOUTHER( F,Euro0pt 02-Jul-2015 FINANCIAL, LW 04-Jan-2016 04-Jan-2016 04-Jan-2016 04-Jan-2016 06-Jan-2016 50,000,000.00 EUR (52.00300000) LSD 05J

OPTION 21.Nov.2013 20-Not.2014 25-Nov.2014 Ill .CAY! CO) USD 0 JPY LONG EUROPEAN 0.0000 11,970 03 710423463 F INANCLAL. 11C 366364436/ SOUTHER! FXOPTION 21-Nov.2013 20-Nov.2014 25-Nov.2014 (2100 00) USD 0 JPY LONG ELRCPEAN 0.0000 10,440 84 710423465 FINANCLAL, LLC 3778178W SO

X OPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 111.FAXt 001 USD 0 JPY LONG EUROPEAN 0.0000 13.02611 710423463 F INANCLAL. LLC 366364436/ SOUTHER! EX OPTION 21-Nov.2013 20-Nov.2014 25-Nov-2014 1.2130001 USD 0 JPY LONG ELRCPEAN 0.0000 11.350 62 710423465 EINANCLAL, LLC 3778178W S

OPTION 21.Noy.2013 20-11o/.2014 25-Nov-2014 Ill.CtX.I CO) USD 0 JPY LONG EUROPEAN 0.000D 13 25336 710423463 E INANCLAL. LLC 366364436/ SOUTHER! EX OPTION 21-Noy-2013 20-NN-2014 25-Noy-2014 (21.030 MI USD 0 JPY LONG ELRCPEAN 0.0300 11.552 18 710423465 ENANCKL. LLC 3778178W SOU

ERN FXOPTION 21.Noy.2013 20-Noy.2014 2541e/2014 121000 00) USD 0 JPY LONG EUROPEAN 0.0000 1252537 710423463 EINANCLAL. LLC 366364436/ SOUTHER! FXOPTION 21-Noy-2013 20-Noy-2014 25-Noy-2014 (21.030 MI USD 0 JPY LONG EUROPEAN 0.0000 1086612 710423465 FINANCIAL. LLC 3778178W SOU

20Nov.2014 25-Nov.2014 (1.00D 030 CV, USD 101.000000 FY SHORT EUROPEAN CALL 1010000 :41 e -(1 25! 710423459 FINANCIAL. LLC 366364438/' SOUTHER! FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN a0000 1395719 710423461 FINANCIAL, LLC 366364438/

hort Option Style Put? Call Strike Price MTM(USD) SOUTHERN FXOPTION 21-Nor.2013 20410%42014 25-Nov-2014 (1.03007.100) USD FINANCIAL. LLC SOUTHER! FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD FINANCIAL, LLC SOUTHERN FXOPTION 21.Nov-2013 20-Nov.2014 25-Nov.2014 12100

13 20Nov2014 25.1lov.2014 (LOCO DOOM, USD 101.000.000 FY SHORT EUROPEAN CALL 101 0003 (42 115::..1 710423459 FINANCIAL. LLC 366364435/ SOUTHER! FX OPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 13.55760 710423461 FINANCIAL, LLC 366364438/

20410%42014 25.1lov.2014 (1.0:0 WO CO: USD 101,000000 FY SHORT EUROPEAN CALL 1010000 }1:!C8' Et! 710423459 FINANCIAL. LLC 366364438/' SOUTHER! FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0000 14.336 82 710423461 FINANCIAL, LLC 366364436/

611ov2014 25-Nov.2014 (LOCO 900 cr.); USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 :41 ireJa en 710423459 FINANCIAL. LLC 366364438/' SOUTHER! FXOPTION 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.0000 13.12624 710423461 FINANCIAL, LLC 36i6364438/

03 SOUTHERN FiEuroOpt 02-441.2015 FINANCIAL,L1C SCUTHERN FiEuroOpl 0241-2015 FINANCIAL, LLC SOUTEERt4 FiEuroOpt 02441.2015 FINANCRL, LLC SOUTHER! F)lEuroOpt 0241.2015 FINANCIAL. LW 04-Jan-2016 04-Jan-2016 04-Jan-2016 04-Jan-2016 06-Jan-2016 50000000.00 EUR 06dan-2016 50030.00000 E

3 Total All Money Market Funds 514,219,609.33 Page 2 of 21 (ISM, von It1 LLC. FIDAENTIAL ON CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHER Account Num ber. Go paperless Rated tsallera Lyon, Vs.Since 2007 DALBAR RATED COMMUNCATIONS rxarturnaer SDNY GM 00045549 DB-SDNY-0008373 EFTA

.00 $1,310,300.09 1849,025.00 Account Number Go paperless Page 94021 IZ1 LLC. FI DENTIAL ON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTHER Rsd taallonill (nay V.A. LSO, 2007 DAL OAR RATED COMMUN CATIONS excrim.ser SDNY_GM_00045676 OB-SDNY-0008500 EFTA_00156285 EFTA01288648 Portf

rom the new cost basis reported in this section. Page 11 of 20 Account Number. Raced Excell•rdi t03AN NOLI Go paperless L very Virar Lace 2007 SOUTHER( CRCS LL . F I DranA L 4 ? [ALDAN RATED COMMUNICATIONS rxest unser CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00045866 DB-SDNY-00