ess/ Trade/ Settlement Transaction Date Date Adivit Type Desmi min Qua Securities Bought and Sold (continued) 04116115 04113115 PURCHASED VOLKSWAGEN AG ADR(SPONS) UNSOLICITED ORDER 5.000000 VIKAY 04/21/15 04120/15 SOLD SHORT CALL 100 AVALANCHE BIOTECFNOLOGIES 'AC COM EXP 100100 99QAF2AM 6 06-19.156i 4