From: Stewart Oldfield [ Sent: 10/25/2018 2:01:33 PM To: Vijay-A Sawant CC: Bradley Gillin I • Richard larossi [ J; Alka Babu Mayur Rathod f ; Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Richard larossi >; Alka Babu < Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hi Stewart, >; As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, Vijay Sawant ItYC Case Representative Deutsche CIB Centre Private Limited - Dedtsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081367 CONFIDENTIAL SDNY_GM_00227551 EFTA01382121