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Document Mentions (6 shared documents)
2 mentions1 same-page
Page ?Same page
TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the ind
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the ind
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the ind
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
Sponsored
2 mentions1 same-page
Page ?Same page
TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the ind
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the ind
, on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
2 mentions1 same-page
Page ?Same page
TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the ind
its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" EFTA00071968 "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCH
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Mutual Connections (96)
Entities connected to both Schwab and J Matthew
Supreme Court
ORGANIZATION8 w/ Schwab·6 w/ J
George Mitchell
PERSON8 w/ Schwab·4 w/ J
CD
Chris Dilorio
PERSON6 w/ Schwab·6 w/ J
Contra Party Identity Requirement in Rule
ORGANIZATION6 w/ Schwab·6 w/ J
SW
Swain
PERSON6 w/ Schwab·6 w/ J
Jared Kushner
PERSON8 w/ Schwab·4 w/ J
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CDEL et al
PERSON6 w/ Schwab·6 w/ J
Samantha Power
PERSON8 w/ Schwab·4 w/ J
NA
Nathan ANYWHERE
PERSON6 w/ Schwab·6 w/ J
FR
Franzon
PERSON6 w/ Schwab·6 w/ J
AF
Anders Franzon
PERSON6 w/ Schwab·6 w/ J
Exchange
ORGANIZATION6 w/ Schwab·6 w/ J
GE
Gensler
PERSON6 w/ Schwab·6 w/ J
SECURITIES AND EXCHANGE COMMISSION Release No.
ORGANIZATION5 w/ Schwab·5 w/ J
Tree Top Industries
ORGANIZATION4 w/ Schwab·4 w/ J
Costa Mesa
LOCATION4 w/ Schwab·4 w/ J
Nugget Exploration
ORGANIZATION4 w/ Schwab·4 w/ J
the Stem Cell Therapy
ORGANIZATION4 w/ Schwab·4 w/ J
Electric Power Monthly - U.S. Energy Information Administration
ORGANIZATION4 w/ Schwab·4 w/ J
The Inversiones Trento Spa
ORGANIZATION4 w/ Schwab·4 w/ J