From: Chris DiIon° <MIMI > To: EFTA00071966

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Sun, 29 Aug 2021 16:17:27 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf; IMDS2012shareincrease.pdf; IMDS2013authshareinc.pdf; IMDS2014offering.pdf; IMDSShareincrease2017.pdf; IMDSshareincJune282018.pdf; IMDSdecauthorizedJuly122018.pdf SDNY,NY Supreme Court, NJ Judges When I say: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating MULTIPLE,MASSIVE,ONGOING frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME I am not making a flippant statement. I am making an IRREFUTABLY ACCURATE statement. Let's put ANY lingering doubt to rest. Per my correspondence with the SEC: the RECORD "MEMX: Obligation 2.0 Just between us criminals" Let's look at the SEC actions in unleashing this massive, illegal activity on the public it is mandated to protect. In September, 2020 as MEMX was going live with the blessing of the SEC, MEMX wrote to the SEC to get an exemption from compliance with the Securities Laws of our country. MEMX No-Action Letter (sec.gov) General Counsel MEW LLC 111 Town Square Place, Suite 520 September 18, 2020 Anders Franzon General Counsel MEMX LLC 111 Town Square Place, Suite 520 Jersey City, NJ 07310 Dear Mr. Franzon: In your letter dated September 18, 2020,1 you request assurance that the Staff will not recommend enforcement action to the Commission under paragraph (a) of Rule 10b- www.sec g ov AND Order Granting Application of MEMX LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i) (A) pursuant to Rule 10b-10(O)(sec.gov) EFTA00071967

SECURITIES AND EXCHANGE COMMISSION Release No. 34-89926 September 18, 2020 - SEC.gov I HOME 2 H. Background. 4. a. The Exchange . MEMX us registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifically, the criminal entity MEMX which was created so criminals NITE, CDEL et al could carry on their illegal activity asked the SEC for and was granted an exemption to Rule 10b10 of the 1934 US Securities Act (SEC Commissioners should re aquaint themselves with both the 33 and 34 Acts). 10b10 relates to written/paper confirms to clients after a trade has been executed. This ALSO creates a paper trail. Let me give give your Honors a bit of context before we analyze these exemptions granted by the SEC. The STATED business models of NITE and CDEL: PFOF/Intemalization/Wholesaling The purchase of customer orders so as to trade against/ahead all day long while claiming to provide "best execution" The STATED business model of MEMX: ANNONYMOUS, AGENCY executions where there are ZERO commissions. A blatant, egregious LIE. COMPLETELY at the opposite end of the spectrum from the stated business models of both NITE and CDEL. See, unlike the corrupt SEC lawyers, I HAVE actually worked at an agency only executing BD. I can tell you, it was profitable. The ONLY thing that makes an all agency business profitable is if commissions are NOT zero. Yet, somehow MEMX: NITE,CDEL et al convinced the SEC that it would be executing anonymous, agency only trades for ZERO commissions. How STUPID can you be and still breathe? Of course, the criminals at MEMX "tripple dog promised" the SEC that there would be no proprietary PRINCIPAL transactions exempted. WOW! This is WHY MEMX was created. For proprietary/PRINCIPAL transactions. MEMX "argument": Because ALL trades are anonymous/as agent, clearing and settlement would ALSO be anonymous. AND therefore MEMX would NOT be able to ascertain the identities/addresses of the customers they execute trades for. SO, they can't send any confirms. MORE blatant and egregious LIES. ALL trades are executed BROKER TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the individual accounts if any are credited/debited. Then WRITTEN confirms go out. A paper trail. It defies the most basic understanding of this process to say: "We can't locate/don't know who is executing trades on MEMX for us to send confirms out". The SEC went along WILLINGLY. In fact, these confirms do NOT need to be mailed. ALL the NITE/CDEL respective back offices have to do is WALK them across the trading floor and HAND them to the executing MM! Let me repeat: "MEMX: OW 2.0 JUST BETWEEN US CRIMINALS" Created and approved by the SEC so that massive criminal activity detailed by me in multiple TCR's can not only continue. BUT can absolutely SKYROCKET to a level in IQ 2021 that NO ONE even thought possible. Summary: MEMX: "anonymous, AGENCY only execution with ZERO commissions created by criminals NITE/CDEL whose STATED business model is PFOF/INTERNALIZATION/WHOLESALING. AND the SEC believed that SHIT over the multiple pleadings of the whistleblower who saw it coming: ME. From the SEC letter granting MASSIVE exemptions of Rule 10b10: written confirms/paper trails to the egregious illegal activity by KNOWN criminals: "Conclusion" "Based on the facts and representations contained in the Application, we find that it is appropriate AND IN THE PUBLIC INTEREST and consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" EFTA00071968

"Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCHANGES? MEMX seems to be the only ONE with the inability to comply with 10b10. SEC Commissioners: were there any dissenting opinions to this exemption for MEMX ONLY? I can't seem to find any. In furtherance of the conspiracy Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio > Sent: Tuesday, August 24, 2021 5:26 AM EFTA00071969

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges et al In furtherance of the conspiracy The SEC is a grossly corrupt, criminal organization actively facilitating multiple, massive frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who REPEATEDLY catches (present tense) them: ME My claims are IRREFUTABLE. In the Fall of 2020 I urdged the SEC not to approve the Criminal Exchange MEMX As you are aware I referred to MEMX as " Obligation Warehouse 2.0: Just between us criminals" The result of the SEC approving the criminal Enterprise: NITE,CDEL,UBSS et al MEMX: OTCM money laundering shell volumes exploded to 1 trillion shares+ in December 2020. Then hit yet ANOTHER astronomical milestone in 10 2021 with more than 4 + TRILLION shares traded Market Statistics - Equity Trading Data Monthly (finra.org) As the record clearly shows: ALL detailed by me. Per my 2013 NITE/UBSS TCR attached (repeatedly). The core business at NITE (and now CDEL) is and always has been: Illegal naked shorting OTCM and other money laundering shells like GTII,IMDS,CGFIA, and countless others which are kept up and running by the SEC for this very purpose: to facilitate money laundering. This is WHY Cifu stopped reporting market making scats monthly. This is why Cifu doesn't affirmatively acknowledge the undeniable core business and profitability of NITE being tied to OTCM Pink sheet shells. This is why there are no mention of these share volumes in SEC filings or investor presentations OR SELL side research models. Admitting this is your core business would then trigger another question: HOW does NITE (CDEL) generate trading profits in OTCM Pink sheet shells? So, Cifu intentionally misleads the public as to the true nature of the NITE business model. AND, the SEC lets him. Not by coincidence: NITE/VIRT achieved record profitability in 10 2021 Inline XBRL Viewer (sec.gov) EFTA00071970

Inline XBRL Viewer - SEC The Inline XBRL viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact. www.sec.gov This was vs a very difficult comp: 1Q2020: COVID volatility In order to show eps growth vs a very difficult comp in 10 2020, where NYSE/NASDAQ volumes had a massive spike, Cifu had to come up with a different "mix" of business as NYSE/NASDAQ volumes normalized. The solution: OTCM OTCM volumes were down %50 in 2Q2021 vs 1Q2021 but still elevated vs early 2020 levels AND NYSE/NASDAQ volumes remain normalized. What was the result? An eps miss in 2Q2021 Inline XBRL Viewer (sec.gov) On the 1Q2021 earnings call in May 2021, Cifu got very defensive when pressed by Sell side analysts on his "lack of transparency". As I have detailed, Cifu also blatantly lied about NITE OTCM share volume NITE traded in 1Q2021. The level of activity claimed by Cifu in 1Q2021 did not match the profitability of a similar share volume quarte. In fact, the level of trading revenue in 1Q2021 was multiples of the revenue generated by stand alone KCG/Knight doing "similar or less" volume. The quarter I refer to: 1Q2014. My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade scats in SEC filings to be expunged. Now, we have 2Q2021 OTCM volumes down %S0 vs 1Q2021 But still elevated. The SEC saw my information. The SEC USED my information. AGAIN. Not to bring an action against NITE/CDEL. But, to AGAIN obstruct an investigation of EGREGIOUS and well known to the SEC ILLEGAL activity which took place in 1Q2021. AGAIN: screwing the whistleblower who REPEATEDLY catches them: ME. Did the SEC tell Cifu/NITE and CDEL to "cool it" in phone conversations with the SEC? WHY were 2Q2021 OTCM volumes down %50 vs 1Q2021? Shouldn't the astronomical spike and collapse in OTCM share volumes in 1H 2021 trigger immediate investigations/actions? NOPE Cifu got the call. Griffin likely also Criminal SEC protecting criminals NITE/CDEL AGAIN. Let's put it in terms Mr Gensler claims to motivate him "every day he wakes up at the SEC" NITE/CDEL illegal Core business facilitates illegal activity on a massive scale. This is why the OTCM exists. These are not "penny stock trading fairies". These are FOR PROFIT INSTITUTIONS. Per my attached TCR: pulling a market in a known fraud is simple. But it is NOT profitable. So, criminal firms like NITE/CDEL profit off the misery of the public the SEC is mandated to protect IN WELL KNOWN FRAUDS. Pulling a market in a well known fraud and blow the whistle instead of generating massive trading profits? WHO WOULD DO SUCH A THING? Maybe "penny stock trading fairies" would. But NITE/CDEL are NOT "penny stock trading fairies" EFTA00071971

Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio •ffi Sent: Monday, August 23, 2021 8:42 AM EFTA00071972

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix David Reichman: prolific Bag Man does NOT disapoint. The latest scam under the nose of the SEC NY: "Binding" LOI to merge with an entity called We Supergreen" GLOBAL TECH INDUSTRIES GROUP INC. AND WE SUPERGREEN SIGN (globenewswire.com) GLOBAL TECH INDUSTRIES GROUP INC. AND WE SUPERGREEN SIGN New York NY July 30 2021 (GLOBE NEWSWIRE) -- Global Tech Industries Group Inc. (OTCQB: GTII) ("GTH" or the "Company") www.gtii-us.com a Nevada corporation announced today it has www.globenewswire.com This entity supposedly has a bond in place to the tune of $350,000,000: THREE HUNDRED AND FIFTY MILLION DOLLARS to fund a project where Supergreen will provide power to the tune of $3 MILLION DOLLARS per megawatt WE SUPERGREEN ANNOUNCES AGREEMENT TO SUPPLY THE TRENTO MINE PROJECT WITH ITS PATENTED CLEAN (apnews.com) WE SUPERGREEN ANNOUNCES AGREEMENT TO SUPPLY THE TRENTO MINE PROJECT WITH ITS PATENTED CLEAN ... Costa Mesa, CA, Aug. 03, 2021 (GLOBE NEWSWIRE) -- We Supergreen Energy Corp, ("WSGE") a private company organized under the laws of the state of Nevada, with its principal offices located in Costa Mesa, CA announced today that it has agreed to supply The Inversiones Trento Spa, ("The Trento Project"), which is apnews.com Residential cost/Megawatt in the US is :$150 on average Electric Power Monthly - U.S. Energy Information Administration (EIA) Electric Power Monthly - U.S. Energy Information Administration (EIA) Table 5.6.A. Average Price of Electricity to Ultimate Customers by End-Use Sector, by State, May 2021 and 2020 (Cents per Kilowatthour) www.eia.gov EFTA00071973

IF these numbers were even close to being true, then WHY the hell would they need Reichman and his OTCM Pink Sheet money laundering shell Gill? The We Supergreen CEO is a guy named Calvin Cao Our Team — WE SUPERGREEN Our Team — WE SUPERGREEN For more than 30-years, Mr. Mitchell served in multiple senior leadership capacities leading high- technology medical device companies. In 2008, he was the President and Chief Executive Officer for Nellix Inc. in Palo Alto California, a privately held medical device company specializing in the endovascular treatment of Abdominal Aortic Aneurysms. wesupergreen.com The SEC revoked another Cao money laundering shell Stem Cell Therapy EDGAR Search Results (sec.gov) Cao was CEO of Stem Cell Therapy until 2008 https://www.sec.gov/Archives/edgar/data/1360479/000136086508000043/sciil0ksbmarch312008.txt In 2009/2010, Stem Cell Therapy did a "financing" with Prolific Bag Man Terren Peizer: Socius Form S-1 (sec.gov) Rule 424b3 Filing (sec.gov) The SEC revoked the Stem Cell Therapy registration AFTER this massive fraud was committed in 2012. The SEC is owned by criminals. Cheers! Christopher) Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Sunday, August 22, 2021 2:11 PM EFTA00071974

Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Mr Gensler, How are you liking Twitter? Yesterday I tagged you on an exchange I had with a no doubt well compensated pumper in ANOTHER OTCM Pink massive fraud on the public kept up and running for more than 2 decades The latest iterration: Global Tech Industries Group Fully SEC reporting of course EDGAR Search Results (sec.gov) Fka GoHealth MD, Nugget Exploration, Tree Top Industries. With fraud "acquired" entities like Net Thruster,MLN Inc, BioEnergy Applied Technologies, Eye Care Centers International, Nano Pharmaceuticals, American Resource Technologies, etc etc etc Beginning around 2004, This money laundering shell has been controlled by David Reichman. With various NY addresses Including: Kushner owned 666 5th Ave https://www.sec.gov/Archives/edgar/data/356590/000117406404000121/docl.txt Let's fast forward 17 years to 2021 The SEC reviewed 10O for the period ending June 30, 2021 EFTA00071975

Inline XBRL Viewer (sec.gov) Filed on August 16, 2021 Offices: 511 6th Ave Mr Gensler, Mr Polite: I will personally write a check for $1000 to the first corrupt SEC/DoJ attorney who can tell me the LEGAL businesses of all these Reichman controlled entities over the last 17 years. There were ZERO ZILCH ZERO NADA revenue in 2004. There is ZERO ZILCH NADA revenue in 2021 The GTII pumper on Twitter I engaged and tagged you Mr Gensler claims there is a large CURRENT naked short position in GTII. I can say with 100% confidence that there is in fact a large naked short position in GTII. HOW? per my attached TCR and extensive correspondence: the record: illegal naked shorting is a tool used/compensation for the executing BD/MM's who facilitate this illegal activity. It goes hand and hand with no doubt well compensated PUMPING. Tools of the trade if you will. So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to protect and what ELSE happens in August 2021? Yet ANOTHER SEC approved offering from an SEC approved Filing August 19, 2021 to be exact Inline XBRL Viewer (sec.gov) The selling shareholders of this 24 million share offering are most definitely an interesting bunch. Worthy of closer scrutiny for money laundering glaring red flags. IF of course you're into that shit. This Dave Reichman is a special kind of criminal though ANOTHER massive SEC facilitated fraud to run through the SDNY courts. This time Judge Peck was the winning contestant Global Tech Indus. Grp. Inc. v. Go Fun Grp. Holdings Ltd. 17 Civ. 3727 (AJP) I Casetext Search + Citator Global Tech Indus. Grp., Inc. v. Go Fun Grp. Holdings, Ltd., 17 Civ. 3727 (AJP) I Casetext Search + Citator Read Global Tech Indus. Grp., Inc. v. Go Fun Grp. Holdings, Ltd., 17 Civ. 3727 (AJP), see flags on bad law, and search Casetext's comprehensive legal database casetext.com Here, Reichman spells it all out for the SONY Court. YES! He controls a FULLY SEC REPORTING, publicly traded shell on the OTCM Pinks AND he was willing to sell it to the highest bidder. So, Reichman got on a plane to Hong Kong and tried (maybe those Chinese sellers in the August 2021 offering were contacts he made on his trip?) to sell it to Chinese Nationals. HOW would Reichman KNOW there exists such a market? This COULD be the mother lode for actual law enforcement. So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM. NOT the penny stock trading fairies Mr Wadhwa Today, the lates iterration of this massive Reichman fraud boasts a market cap of $500 million. That's FIVE HUNDRED MILLION DOLLARS. No revenue. AND $35k in the bank. Well done Mr Wadhwa et al! EFTA00071976