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Contra Party Identity Requirement in Rule
Organization
6
Total Mentions
6
Documents
97
Connected Entities
Organization referenced in documents
Document Mentions (6)
EFTA00070362.pdf (email 3: Fw: Formal appeal for covered action 2015-016/ Knight Capita)
1 mentionEFTA00070362_email_003
d consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to A
EFTA00093864.pdf (email 3: Fw: Formal appeal for covered action 2015-016/ Knight Capita)
1 mentionEFTA00093864_email_003
d consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to A
EFTA00070202.pdf (email 1, pages 1-15)
1 mentionEFTA00070202
d consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to A
Sponsored
EFTA00093702.pdf (email 3: Fw: Formal appeal for covered action 2015-016/ Knight Capita)
1 mentionEFTA00093702_email_003
d consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to A
EFTA00070043.pdf (email 1, pages 1-20)
1 mentionEFTA00070043
d consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to A
EFTA00071966.pdf (email 1, pages 1-11)
1 mentionEFTA00071966
d consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" EFTA00071968 "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting
Sponsored
Connected Entities(20 of 97)
AF
Anders Franzon
PersonPerson referenced in documents
6 docs6 co-mentions
SW
Swain
PersonRefers to Swain in SEC financial fraud context
6 docs6 co-mentions
Exchange
OrganizationSong by Bryson Tiller
6 docs6 co-mentions
GE
Gensler
PersonNER artifact: Gensler is an architecture/design firm, not a person
6 docs6 co-mentions
CD
Chris Dilorio
PersonIndividual referenced in Epstein documents
6 docs6 co-mentions
JM
J Matthew
PersonPerson referenced in documents
6 docs6 co-mentions
SC
Schwab
PersonSurname reference in Epstein-related documents
6 docs6 co-mentions
CA
CDEL et al
PersonPerson referenced in documents
6 docs6 co-mentions
FR
Franzon
PersonSurname or name fragment in documents
6 docs6 co-mentions
Supreme Court
OrganizationHighest court of jurisdiction in the US
6 docs6 co-mentions
NA
Nathan ANYWHERE
PersonPerson referenced in documents
6 docs6 co-mentions
SECURITIES AND EXCHANGE COMMISSION Release No.
OrganizationOrganization referenced in documents
5 docs5 co-mentions
Griffin
PersonAmerican infectious disease virologist
4 docs4 co-mentions
Jared Kushner
PersonAmerican businessman and real estate investor (born 1981)
4 docs4 co-mentions
Samantha Power
PersonIrish-American academic, author and diplomat
4 docs4 co-mentions
Hong Kong
LocationCity and special administrative region of China
4 docs4 co-mentions
GLOBE NEWSWIRE
OrganizationOrganization referenced in documents
4 docs4 co-mentions
George Mitchell
PersonFormer U.S. Senator from Maine and special envoy, connected to Epstein through flight logs and social events
4 docs4 co-mentions
Casetext
OrganizationOrganization referenced in documents
4 docs4 co-mentions
SEC NY
OrganizationSEC regional office in New York
4 docs4 co-mentions