P (=> ins Ortseaes 3) Free Option on Rate Rise in the last period of rate rises from 2004 to 2008, the Fed Funds rate rose from 1.4% to 5.0% and Schwab's NIM rose from 2.1% to 4.3% Selected interest rotas (US, X04 - 21:07) Based on end of year 2015 client cash balances. Schwab would be trading at

Money Market Sweep Opportunity Since the financial crisis. —$70 billion in yield insensitive cash has built up in Schwab money market funds. where Schwab earns 17bps on cash. If that cash were instead on the bank balance sheet. Schwab would earn in 160bps spread. However. in order to move the cash to

nually, holding rates constant 2) Money Market Sweep Opportunity Since the financial crisis. —$70 billion in yield insensitive cash has built up in Schwab money market funds. where Schwab earns 17bps on cash. If that cash were instead on the bank balance sheet. Schwab would earn in 160bps spread. Howe

e business partner in various ventures with Jeffrey Epstein, including Southern Trust Company. The outgoing wires of concern were identified in the Schwab corporate brokerage account registered to Southern Trust Company, Inc. is the authorized agent, providing him the authority to act upon the accoun

ript BSA: 31 0001 5041 6250 and DCN: Narrative This SAR is being filed by The Charles Schwab Corporation on behalf of Charles Schwab & Co., Inc. (*Schwab"), a registered broker dealer, to report concerns with attempted wires for the purpose of real estate, in light of negative media surrounding Jeffre

paid over $270,000 to a firm whose sole employee is Schwab over seven years, violating the limit on outside income for senior congressional aides." Schwab "left his congressional job in 2018 after seven years. That same year, the aide also repaid the campaign more than $50,000." Ginsburg Resting In Ho

Ferris, 4.29M) reports, "Among the biggest findings from the Ethics panel is that Schweikert had paid over $270,000 to a firm whose sole employee is Schwab over seven years, violating the limit on outside income for senior congressional aides." Schwab "left his congressional job in 2018 after seven year

paid over $270,000 to a firm whose sole employee is Schwab over seven years, violating the limit on outside income for senior congressional aides." Schwab "left his congressional job in 2018 after seven years. That same year, the aide also repaid the campaign more than $50,000." Ginsburg Resting In H

Ferris, 4.29M) reports, "Among the biggest findings from the Ethics panel is that Schweikert had paid over $270,000 to a firm whose sole employee is Schwab over seven years, violating the limit on outside income for senior congressional aides." Schwab "left his congressional job in 2018 after seven yea

djusted cost basis from the sales proceeds in an account less commissions and fees. For covered securities that were not both purchased and sold at Schwab, Schwab calculates cost basis using data that you have provided to us or that we have Date Prepared: February 7, 2014 obtained from third-party so

t of LESLEY KATHERINE GROFF Account Number Recipient's Name and Address 0207 89CC3 YEIAISV) '1 4 LESLEY KATHERINE GROFF Items for Attention • Schwab provides your Form 1099 tax information as early and as accurately as possible. However, some issuers may provide new information about their secur

paid over $270,000 to a firm whose sole employee is Schwab over seven years, violating the limit on outside income for senior congressional aides." Schwab "left his EFTA00150201 congressional job in 2018 after seven years. That same year, the aide also repaid the campaign more than $50,000." Ginsbu

Ferris, 4.29M) reports, "Among the biggest findings from the Ethics panel is that Schweikert had paid over $270,000 to a firm whose sole employee is Schwab over seven years, violating the limit on outside income for senior congressional aides." Schwab "left his EFTA00150201 congressional job in 2018

okerage account. Deposit accounts held through the Bank Sweep feature constitute eked obligations of Charles Schwab Bank and are not obligations of Schwab. Deposit accounts are insured by the FDIC within applicable limits. The balance ru the bank deposit accounts can be withdrawn on your order and the

n VP - ultant tel: email: Customer Service and Account Information Customer Service and Trading: Call ou Representative Bank Inquiries: Schwab by Phone TV ices: TeleBroker@: Visit Our Web Site: schwab.com Cost Basis Updates: To provide updates for incomplete cost basis information, ple

ontribute after-tax dollars, and your contributions and any earnings grow tax-free. (3) If you have any questions or need assistance, please call a Schwab investment professional at 1-888-774-3759 or talk to a Schwab representative at a local branch. (4) Brokerage Products: Not FDIC-Insured • No Bank

L 32862-9925 A brokerage message from Charles Schwab & Co., Inc. Take control of your future. Be sure to make your 2013 IRA contribution or open a Schwab IRA by April 15, 2014. Take advantage of this tax-smart way to save for retirement. • Open a Schwab IRA: schwab.com/openIRA. • Contribute to an ex

t Date 07/14/2019 Narrative This Continuing Activity SAR is being filed by The Charles Schwab Corporation on behalf of Charles Schwab & Co., Inc. ("Schwab"), a registered broker dealer, as a result of continued concerning activity initially reported on 07/13/2019 (DCN 31000150416250). The initial SAR

tigative occurred in two of the Schwab accounts. The Schwab corporate brokerage account 41224708 registered to Southern Trust Company, Inc., and the Schwab corporate brokerage account 14332170 registered to Southern Country International, LTD. Richard Kahn is the authorized agent on both of the accounts

e business partner in various ventures with Jeffrey Epstein, including Southern Trust Company. The outgoing wires of concern were identified in the Schwab corporate brokerage account 41224708 registered to Southern Trust Company, Inc. Richard Kahn is the authorized agent, providing him the authority to

ript BSA: 31 0001 5041 6250 and DCN: Narrative This SAR is being filed by The Charles Schwab Corporation on behalf of Charles Schwab & Co., Inc. (*Schwab"), a registered broker dealer, to report concerns with attempted wires for the purpose of real estate, in light of negative media surrounding Jeffre

okerage account. Deposit accounts held through the Bank Sweep feature constitute died obligations of Charles Schwab Bank and are not obligations of Schwab. Deposit accounts are insured by the FDIC within applicable limits. The balance ru the bank deposit accounts can be withdrawn on your order and the

feature or the Insured Bank Network feature. Please see your Cash Feature Disclosure Statement lot more inlormaton en insurance menage @2008 Guiles Schwab 8 Co.. Inc All nohts reserved. Member SIPC. (0004.12880:2002240) STP25264RI-D1 Cut paper clutter. Switch to eStatements at or call us today to lea

19 8:18 AM To: Marldand, Chad W Cc: Jeanne Brennan Subject: SF LLC 1 can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel fa) ce CONFIDENTIAL SONY_GM_000 12452

2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 CONFIDENTIAL SDNY_GM_000 12287 EFTA 00122937

t: SF LLC CONFIDENTIAL SDNY_GM_00012465 EFTA_00123108 EFTA01268488 can you please look into 3.000.000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. CONFIDENTIAL SONY_GM_000 12466 EFTA_00123109 EFTA01268489

From: BIZALGUSa To: thalladslama Subject: ID to Schwab Date: Friday. May 17. 20191129:06 MI securities still did not move.. please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Ave

2019 8:18 AM To: Markland, Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York, NY 10022 tel 212-971-1306 fax 212-320-0381 cell 917-4

[email protected]> Date. Fri, 17 May 2019 14:02;46 -0400 To: [email protected] Subject Re: Transfer from TD to Schwab //- messagelD=105094735 //- caselD=58907978 Attachments: Attachment_20739838.zip From Address: [email protected] Message ID: 105094735 Ca

INC. • SOUTHERN FINANCIAL LLC • SOUTHERN COUNTRY INTERNATIONAL LTD • RICHARD KAHN JEFFREY EPSTEIN (66 years old) established a relationship with Schwab in April 2019 maintaining three active accounts for which he maintains a role as an internal control person and beneficial owner. These roles do not

From: To: Subject: Date: (lied Marktand@tdameritrade corn Automatic re : rans er o post ions to Schwab Wednesday. May 15. 2019 4:34:09 PM I will be out of the office except for Wednesday and Thursday each week, until 06/28/19 with no access to email

Y KATHERINE GROFF Schwab Bank News (continued) Account Number Statement Period November 30, 2013 to December 31, 2013 Schwab Mobile DepositlM "Schwab clients must apply for this service. Certain criteria apply, and approval is not guaranteed. Please note that Schwab Mobile Deposit is not availabl