Epstein Secrets

A Geneva Kiesel,GregoryJ 80627017 DBTCA Chicago Smith,Tazia D 80691725 DBTCA NY/L.A. WMA Internal RM Transfers Ralf Fischer 80628005 DBSA Geneva von Sandersleben,Wolfgang-Friedrich 80628003 DBSA Geneva 4 6 8 9 9 10 11 11 3 5 9 8 10 PS: Melanie cc'd is also working on a consoli

From: Oliver Esslinger Sent: Thursday, December 20, 2018 5:01 PM To: Justin Crook Cc: Thomas Klemm Patrik Hoffmann < >; Julia-C Vetter >, Melanie Keefe < Subject: RE: Steering Committee Presentation il] [CI Classification: Confidential Hi Justin: Since you did not mind piece mail please note that

ons 6 Client Acceptance Forum (Slide 8) Escalations 7 (Slide 8) 8 (Slide 10) Complex Structures Cross Border Training 13 3 Miami, 3 NY, 3 Geneva, 2 Chicago, 1 LA, 1 San Francisco 1547 235 LatAm; 1312 USO 235 accounts High 138, Moderate 56, Low 41 140 accounts High 61, Moderate 43, Low 36

nginmemmili, Wealth Management Americas New Business Initiatives December 2018 Prepared for: Oliver Esslinger Prepared on: 12/20/18 Prepared by: Melanie Keefe / BSO r T wa . • , • • EFTA01394817 BSO Observations • Insufficient experienced supervisory resources in key control groups across 1st an

SO Observations 1 EFTA01399266 Overview of WM Statistics Topic Title Title Commentary 1 (Slide 3) RM: 2018 new hires 13 3 Miami, 3 NY, 3 Geneva, 2 Chicago, 1 LA, 1 San Francisco 2 (Slide 4) New Clients / New Accounts 1547 235 LatAm; 1312 USO 3 (Slide 5) Latin America Statistics 235

Wealth Management AmericasBNew Business InitiativesBDecember 2018 Prepared for: Oliver Esslinger Prepared on: 12/20/18 Prepared by: Melanie Keefe / BSO EFTA01399265 Insufficient experienced supervisory resources in key control groups across 1st and 2nd lines of defense Distinct need for a