rica Statistics Miami Statistics Temporary Waivers / Exceptions 6 Client Acceptance Forum (Slide 8) Escalations 7 (Slide 8) 8 (Slide 10) Complex Structures Cross Border Training 13 3 Miami, 3 NY, 3 Geneva, 2 Chicago, 1 LA, 1 San Francisco 1547 235 LatAm; 1312 USO 235 accounts High 138, Moderate 56

Two KYC's for entities with complex structures Aromatiss (Global Print and Org Chart) Long Term Insured Credit Fund (Global Print and LLC LTICF) Complex Structures 9 EFTA01399275 Connect2Learn trainings (provided to all WM employees): Anti-Financial Crime - KYC Level 2 Policy Version 3.2 Training for WM Sta