Document Mentions (3 shared documents)

EFTA01267639_sub_002 - EFTA01267639_200

2 mentions1 same-page

Page ?Same page

curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui

.72 0.02 66.895.11 WORLDWIDE INC COM TORCHLIGHT ENERGY TRCH 37.400 3.78 141.372.00 06102/14 156.828.09 4.19 (15.456.09) RESOURCES COM TRANSGENOMIC INC TBIO 89,566 3.9399 352.881.08 05/12/14 356.530.15 3.98 (3.649.07) COM SDNY_GM_00011614 page 3 01 76 CONFIDENTIAL EFTA _00122265 EFTA012

EFTA01267639_sub_003 - EFTA01267639_300

2 mentions1 same-page

Page ?Same page

se mari by testa n e money ment ånd. Dedreds eie <band dey ont padVernwastod monta. Tho prospectus cont

5 (261.74) (27,923.17) RDNT Aug 16 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.948 (795.60) (28,718.77) COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.6

EFTA01267639_sub_004 - EFTA01267639_400

2 mentions1 same-page

Page ?Same page

<wen ard vit« nam IRS Form 5498 Fair naad veld ie band On Me afrent robe aa of December 31 ot mo pranou

Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0121 $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.44 66,916.80 05/14/14 179.778.09 3.87 (112,861.29) COM Total Stocks $86,916.81 $179,778.31 $(112,861.50) $0.00 0.0% Tot