Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/04/14 08/05/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.78 381.12 (27,661.43) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 08/04/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 10 0.25 (261.74) (27,923.17) RDNT Aug 16 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.948 (795.60) (28,718.77) COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.67 1.094.97 (27,623.80) RESOURCES COM Commission 6.00 Regulatory Fee 0.03 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 5.700- 3.6601 20.862.10 (6161.70) RESOURCES COM Regulatory Fee 0.47 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 2.200- 3.669 8.065.62 1.303.92 RESOURCES COM Commission 6.00 Regulatory Fee 0.18 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.100- 3.661 4.027.01 5.330.93 RESOURCES COM Regulatory Fee 0.09 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4.700- 3.66 17.201.61 22.532.54 RESOURCES COM Regulatory Fee 0.39 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 400- 3.555 1.415.96 23.948.50 RESOURCES COM Commission 6.00 Regulatory Fee 0.04 page 20 6136 CONFIDENTIAL SDNY_GM_00011709 EFTA 00122360 EFTA01267839

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/01/14 08/06/14 Margin Buy - Securities Purchased ACCESS PlIARMA INC ACCP 5.500 0.26 (1.436.00) 22,512.50 COM Commission 6.00 08/01/14 08/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.565 (1.571.00) 20.941.50 WARRANT EXP 11/18:2018 Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 900 1.958 (1.768.20) 19.17320 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 400 5.06 (2.030.00) 17,14320 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 4.100 1.9598 (8.041.18) 9.102.12 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.09 (1.024.00) 8.078.12 COM Commission 6.00 08101/14 08/06/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 500- 3.6601 1.824.00 9.902.12 RESOURCES COM Commission 6.00 Regulatory Fee 0.05 08101/14 08/06/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.87 (393.00) 9.509.12 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 1.000 0.255 (261.00) 9,248.12 COM Commission 6.00 08101/14 08/06/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 98919T100 1.750 0.691 (1.215.25) 8.032.87 1:10 FIG &'20/14 98919T407 Commission 6.00 08105/14 08/06/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 5 1.25 (633.87) 7.399.00 NAT Jan 17 15 7.87 C TO OPEN Commission 8.75 Regulatory Fee 0.12 page 21 o136 CONFIDENTIAL SDNY_GM_00011710 EFfik_00I2236I EFTA01267840

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 08/05/14 08/06/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.80 (1,908.87) 5,490.13 PEIX Aug 16 14 16.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased FLAMEL TECH 10 5.40 (5,411.74) 78.39 FLML Dec 20 14 10.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/05/14 08/06/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.82 (831.74) (753.35) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/05/14 08/06/14 Margin Buy - Securities Purchased COWEN GROUP INC 15 0.15 (239.61) (992.96) COWN Jan 17155.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08/05/14 08,'06,'14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.50 (1.758.87) (2.751.83) PEIX Aug 16 14 16.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08!05114 08,O6,'14 Margin Sell - Securities Sold SONY CORP 25- 1.45 3.604.56 852.73 SNE Oct 18 14 17.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.69 08/05/14 08/06/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 5 0.81 (413.87) 438.86 AMD Jan 17 15 3.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased FLAMEL TECH 5 5.40 (2,708.87) (2,270.01) FLML Dec 20 14 10.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.40 (1,708.87) (3,978.88) PEIX Aug 16 1416.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 page 22 of 36 CONFIDENTIAL SDNY_GM_00011711 EFTA_00122362 EFTA01267841

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol Description CUSIP Quantity Price Amount Balance 08/05/14 08/06/14 Margin Buy - Securities Purchased COWEN GROUP INC 10 0.15 (161.74) (4,140.62) COWN Jan 17155.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/05/14 08/06/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 5 1.25 (633.87) (4,774.49) NAT Jan 17 157.87 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/05/14 08/06/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 5 3.10 (1,558.87) (6,333.36) PEIX Aug 16 14 16.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/04/14 08/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.05 (1.016.00) (7,349.36) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 350 3.996 (1.404.60) (8,753.96) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 250 4.00 (1.000.00) (9,753.96) COM 08/04/14 08/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0699 (512.99) (10,266.95) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 4.000 0.175 (706.00) (10,972.95) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.8604 (778.08) (11,751.03) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 7.000 0.14 (986.00) (12,737.03) COM Commission 6.00 08/04/14 08/07/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 800- 3.7504 2,994.25 (9,742.78) INC COM Commission 6.00 Regulatory Fee 0.07 page 23 of 36 CONFIDENTIAL SDNY_GM_00011712 EFTA_00122363 EFTA01267842

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/04/14 08/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 500 1.4891 (750.55) (10.493.33) WARRANT EXP 11/18:2018 Commission 6.00 08104/14 08/07/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.97 (1.197.00) (11,690.33) COM Commission 6.00 08/04/14 08/07/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 1.001 0.165 (171.17) (11,861.50) COM Commission 6.00 08/05/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.05 (511.00) (12.372.50) COM Commission 6.00 08/05/14 08/08/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 2.500 0.2742 (691.50) (13,064.00) COM Commission 6.00 08105/14 08/08/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 100- 3.972 391.19 (12.672.81) COM Commission 6.00 Regulatory Fee 0.01 08105/14 08/08/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1.900- 3.971 7.544.73 (5,128.08) COM Regulatory Fee 0.17 08/05/14 08/08/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.92 (790.00) (5,918.08) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 2.500 0.2737 (690.25) (6,608.33) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 1.574 0.83 (1.312.42) (7,920.75) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 1.000 0.2498 (255.80) (8,176.55) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 1.000 0.20 (206.00) (8.382.55) COM Commission 6.00 page 24 o136 CONFIDENTIAL SDNY_GM_00011713 EFTA 00122364 EFTA01267843

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 08/05/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 1.500- 2.30 3.443.92 (4,938.63) COM Commission 6.00 Regulatory Fee 0.08 08105/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0199 (507.99) (5,446.62) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 1.000 0.273 (279.00) (5,725.62) COM Commission 6.00 08105/14 08/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 1.200- 3.74 4.48190 (1,243.72) INC COM Commission 6.00 Regulatory Fee 0.10 08105/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 4.9999 (505.99) (1,749.71) COM Commission 6.00 08105/14 08/08/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 1.000 0.2099 (215.90) (1,965.61) COM Commission 6.00 08105/14 08/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 200- 3.7501 744.00 (1,221.61) INC COM Commission 6.00 Regulatory Fee 0.02 08105/14 08/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0662 (512.62) (1,734.23) COM Commission 6.00 08/05/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 281- 2.40 668.38 (1,065.85) COM Commission 6.00 Regulatory Fee 0.02 08105/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 230- 2.26 513.78 (552.07) COM Commission 6.00 Regulatory Fee 0.02 page 25 o136 CONFIDENTIAL SDNY_GM_00011714 EFfik_00I22365 EFTA01267844

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/05/14 08/08/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 450- 2.17 970.47 418.40 COM Commission 6.00 Regulatory Fee 0.03 08/08/14 08/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (418.40) 0.00 DEPOSIT ACCOUNT 08/06/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.1549 (521.49) (521.49) COM Commission 6.00 08/06/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.10 (516.00) (1,037.49) COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 2.250 0.0316 (77.10) (1.114.59) COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.08 (514.00) (1.628.59) COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.02 (1,010.00) (2.638.59) COM Commission 6.00 08106/14 08/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 600- 3.9901 2388.00 (250.59) COM Commission 6.00 Regulatory Fee 0.06 08106/14 08/11/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 200- 3.771 748.18 497.59 INC COM Commission 6.00 Regulatory Fee 0.02 08106/14 08/11/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 400- 3.77 1.507.96 2.005.55 INC COM Regulatory Fee 0.04 08/06/14 08/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 7.700 0.0316 (249.32) 1.756.23 COM Commission 6.00 page 26 o136 CONFIDENTIAL SDNY_GM_00011715 EFTA 00122366 EFTA01267845

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 08/06/14 08/11/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 17.00 (1.706.00) 50.23 COM Commission 6.00 08106/14 08/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 10.000 0.03 (306.00) (255.77) COM Commission 6.00 08/06/14 08/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 800- 4.0301 3.218.00 2.962.23 COM Commission 6.00 Regulatory Fee 0.08 08106/14 08/11/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 989197100 3.982 0.681 (2.717.74) 244.49 1:10 RIS w2o/14 98919T407 Commission 6.00 08/08/14 08/11/14 Margin Buy - Securities Purchased YAHOO! INC 115 0.22 (2.602.01) (2.357.52) YHOO Aug 08 14 36.0 P TO CLOSE Commission 69.25 Regulatory Fee 2.76 08/08/14 08/11/14 Margin Buy - Securities Purchased AMERICAN AIRLINES GROUP INC 40 2.42 (9.708.96) (12.066.48) AAL Aug 08 14 39.5 P TO CLOSE Commission 28.00 Regulatory Fee 0.96 08/08/14 08/11/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 100 2.05 (20.563.40) (32.629.88) UAL Aug 08 14 45.0 P TO CLOSE Commission 61.00 Regulatory Fee 2.40 08/08/14 08/11/14 Margin Buy - Securities Purchased AMERICAN AIRLINES GROUP INC 65 2.30 (14.993.31) (47,623.19) AAL Aug 08 14 39.5 P TO CLOSE Commission 41.75 Regulatory Fee 1.56 08/08/4 08/11/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 130 2.01 (26.210.62) (73,833.81) UAL Aug 08 14 45.0 P TO CLOSE Commission 77.50 Regulatory Fee 3.12 08/11/14 08/11/14 Margin Delivered - Other WHOLE FOODS MKT INC 70• 0.00 (73,833.81) WFM Aug 08 14 39.5 C EXPIRATION 08/1/14 08/11/14 Margin Delivered -Other MICHAEL KORS HOLDINGS 55• 0.00 (73,833.81) KORS Aug 08 14 81.0 C EXPIRATION page 27 o136 CONFIDENTIAL SDNY_GM_00011716 EFTA (X1122367 EFTA01267846

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/11/14 08/11/14 Margin Delivered - Other RITE AID CORP 200- 0.00 (73.833.81) RAD Aug 08 14 7.0 C EXPIRATION 08/11/14 08/11/14 Margin Journal -Other REDEMPTION FDIC INSURED 0.00 418.40 (73.415.41) DEPOSIT ACCOUNT 08108/14 08/13/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 6.700- 3.9901 26.727.07 (46,688.34) COM Commission 6.00 Regulatory Fee 0.60 08108/4 08/13/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 6.400- 4.0101 25.658.07 (21,030.27) COM Commission 6.00 Regulatory Fee 0.57 08108/4 08/13/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 4.500- 3.7801 17,004.07 (4,026.20) INC COM Commission 6.00 Regulatory Fee 0.38 08108/14 08/13/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 1.115- 3.7801 4.208.71 182.51 INC COM Commission 6.00 Regulatory Fee 0.10 08108/14 08/13/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 185- 3.79 695.13 877.64 INC COM Commission 6.00 Regulatory Fee 0.02 08/13/14 08/13/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (877.64) 0.00 DEPOSIT ACCOUNT 08/14/14 08/15/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 1 3.30 (336.58) (336.58) UEPS Jan 17 15 8.0 C TO OPEN Commission 6.55 Regulatory Fee 0.03 08/14/14 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 4.60 9.182.31 8.845.73 PEIX Aug 16 1416.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.69 page 28 o136 CONFIDENTIAL SDNY_GM_00011717 EFTA (X1122368 EFTA01267847

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/14/14 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 4.70 9.382.31 18,228.04 PEIX Aug 16 1416.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.69 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 30- 4.70 14.076.46 32,304.50 PEIX Aug 16 1416.0 C TO CLOSE Commission 22.50 Regulatory Fee 1.04 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 35- 4.70 16.423.54 48.728.04 PEIX Aug 16 1416.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.21 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 26- 4.80 12.453.84 61.181.88 PEIX Aug 16 1416.0 C TO CLOSE Commission 25.25 Regulatory Fee 0.91 08/4/4 08/15/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 9- 4.72 4.247.68 65.429.56 PEIX Aug 16 1416.0 C TO CLOSE Regulatory Fee 0.32 08/5/4 08/15/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (65.429.56) 0.00 DEPOSIT ACCOUNT 08/5/4 08/18/14 Margin Sell - Securities Sold RADNET INC. 55- 1.75 9.587.21 9.587.21 RDNT Aug 16 14 5.0 C TO CLOSE Commission 36.25 Regulatory Fee 1.54 08/5/4 08/18/14 Margin Sell - Securities Sold RADNET INC. 52- 1.75 9.063.94 18.651.15 RDNT Aug 16 14 5.0 C TO CLOSE Commission 34.60 Regulatory Fee 1.46 08/5/4 08/18/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 130- 4.30 55.818.14 74.469.29 PEIX Aug 16 1416.0 C TO CLOSE Commission 77.50 Regulatory Fee 4.36 08/5/4 08/18/14 Margin Sell - Securities Sold RADNET INC. 3- 1.80 532.25 75.001.54 RDNT Aug 16 14 5.0 C TO CLOSE Commission 7.65 Regulatory Fee 0.10 page 29 of 36 CONFIDENTIAL SDNY_GM_00011718 EFTA (X1122369 EFTA01267848

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/18/14 08/18/14 Margin Delivered Other YAHOO! INC 120- 0.00 75.001.54 YHOO Aug 16 14 33.0 C EXERCISED OPTION 08f 18f 14 08/18/14 Margin Delivered - Other PANERA BREAD CO 85- 0.00 75.001.54 PNRA Aug 16 14 160.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other RITE AID CORP 250- 0.00 75.001.54 RAD Aug 16 14 7.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other CITIGROUP INC 400- 0.00 75.001.54 C Aug 16 14 49.0 C EXPIRATION 08/ 8f 14 08/18/14 Margin Delivered -Other TESLA MOTORS INC 100- 0.00 75.001.54 TSLA Aug 16 14 180.0 P EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other APOLLO EDUCATION GROUP INC 150- 0.00 75.001.54 APOL Aug 16 14 31.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other APOLLO EDUCATION GROUP INC 300- 0.00 75.001.54 APOL Aug 16 14 34.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other APOLLO EDUCATION GROUP INC 250- 0.00 75.001.54 APOL Aug 16 14 36.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other CORINTHIAN COLLEGES INC 500- 0.00 75.001.54 COCO Aug 16 14 1.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other CORINTHIAN COLLEGES INC 2.000- 0.00 75.001.54 COCO Aug 16 14 2.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other YRC WORLDWIDE INC 216- 0.00 75.001.54 YRCW Aug 16 14 30.0 C EXPIRATION 08/18/14 08/18/14 Margin Delivered - Other YRC WORLDWIDE INC 416- 0.00 75.001.54 YRCW Aug 16 14 32.5 C EXPIRATION page 30 of 36 CONFIDENTIAL SDNY_GM_00011719 EFTA (X1122370 EFTA01267849

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/18/14 08/18/14 Margin Delivered Other TWITTER INC 35- 0.00 75.001.54 TWTR Aug 16 14 34.5 P EXPIRATION 08f 18f 14 08/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (75.001.54) 0.00 DEPOSIT ACCOUNT 08/18/14 08/20/14 Margin Buy - Securities Purchased YAHOO! INC YHOO 12.000 33.00 (396.010.00) (396,010.00) COM Commission 10.00 08/20/14 08/20/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 141.308.74 (254,701.26) DEPOSIT ACCOUNT 08/20/14 08/20/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.13 (254.701.13) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: ce3112014 Insured Deposit Accoun 0.13 08/20/14 08/20/14 Margin Delivered - Other 7A7A ENERGY CORPORATION 989191100 88,732- 0.00 (254.701.13) 1:10 RIS 8)20/14 98919T407 REORG - 1:10 REVERSE SPLIT 8/20/14 TO 747A ENERGY CORP 98919T407 Auto Recrg#234881IREVERSE SPLIT 08/20/14 08/20/14 Margin Received - Other 7A7A ENERGY CORPORATION ZAZA 8.873 0.00 (254.701.13) COM REORG - 1:10 REVERSE SPLIT 8/20/14 TO 7A7A ENERGY CORP 98919T407 Auto Recrg#234881IREVERSE SPLIT 08/18/14 08/21/14 Margin Sell - Securities Sold YAHOO! INC YHOO 600- 37.165 22,292.50 (232,408.63) COM Commission 6.00 Regulatory Fee 0.50 08/18/14 08/21/14 Margin Sell - Securities Sold YAHOO! INC YHOO 5.400- 37.1601 200.660.10 (31,748.53) COM Regulatory Fee 4.44 page 31 o136 CONFIDENTIAL SDNY_GM_00011720 EFTA_001 22371 EFTA01267850

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 08/18/14 08/21/14 Margin Sell - Securities Sold YAHOO! INC YHCO 6,000- 37.2001 223,189.66 191,441.13 COM Commission 6.00 Regulatory Fee 4.94 08/21/14 08/21/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (191,441.13) 0.00 DEPOSIT ACCOUNT 08/26/14 08/26/14 Margin Delivered - Other MEDIABISTRO INC 58448U101 3,200- 0.00 0.00 WC 8/25/14 58400W103 REORG - NAME CHANGE 8/25/14 TO MECKLERMEDIA CORP 58400W103 Auto Rearg#235154ISTOCK PAYMENT 08/26/14 08/26/14 Margin Received - Other MECKLERMEDIA CORP MECK 3,200 0.00 0.00 COM REORG - NAME CHANGE 8/25/14 TO MECKLERMEDIA CORP 58400W103 Auto Reargli235154ISTOCK PAYMENT 08/22/14 08/27/14 Margin Sell - Securities Sold REIM WIRELESS COFIP. RWC 100- 4.473 441.29 441.29 COM Commission 6.00 Regulatory Fee 0.01 08/26/14 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 15- 6.40 9,585.17 10,026.46 HPO Jan 17 1531.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.58 08/26/14 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 15- 6.70 10,035.16 20,061.62 HPO Jan 17 15 31.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.59 08/26/14 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 15- 6.90 10,335.16 30,396.78 HPO Jan 17 1531.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.59 0&26114 08/27/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 10- 7.00 6,988.10 37,384.88 HPO Jan 17 1531.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.40 page 32 of 36 CONFIDENTIAL SONY_GM_00011721 EFT.A_D0122372 EFTA01267851

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Date Date Type Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 08/27/14 08/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (37.384.88) 0.00 DEPOSIT ACCOUNT 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- 4.4801 3.130.00 3.130.00 COM Commission 6.00 Regulatory Fee 0.07 08/25/14 08/28/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.300- 4.54 5.895.86 9.025.86 COM Commission 6.00 Regulatory Fee 0.14 08/27/14 08/28/14 Margin Sell - Securities Sold AEROPOSTALE INC 30- 2.16 6.456.63 15.482.49 ARO Oct 18 14 2.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.87 08/27/14 08/28/14 Margin Sell - Securities Sold AEROPOSTALE INC 25- 2.20 5.479.52 20.962.01 ARO Oct 18 14 2.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.73 08/28/14 08/28/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (20.962.01) 0.00 DEPOSIT ACCOUNT 08/26/14 08/29/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 600- 4.7201 2.825.99 2.825.99 COM Commission 6.00 Regulatory Fee 0.07 08/26/14 08/29/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.72 471.98 3297.97 COM Regulatory Fee 0.02 08/29/14 08/29/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.297.97) 0.00 DEPOSIT ACCOUNT 08/29/14 08/29/14 Margin Div/Int - Expense MARGIN INTEREST CHARGE 0.00 (123.04) (123.04) Payable: 08129/2014 Closing Balance ($123.04) Tot Cash Actively totals. refer to the Cash Acevity Summary on page one of your statement page 33 o136 CONFIDENTIAL SDNY_GM_00011722 EFTA_00 I 22373 EFTA01267852

Statement for Account # 867-730320 08/01/14 - 08/31/14 7D Ameritrade Cash Interest Credit/Ex • - nse Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Day Rate Debited Credited 08/01/14 S (38,653.53) $ • 3 8.50 $ 27.38 $ - 08/04/14 (18.486.64) 1 8.75 4.49 08105/14 (27.923.17) 1 8.50 6.59 08/06/14 (6.333.36) 1 9.00 1.58 08/07/14 (11,861.50) 1 8.75 2.88 08/11/14 (73,415.41) 2 7.50 30.59 08/20/14 (254,701.13) 7.00 49.53 Total Interest Income/(Expense) $123.04 $ 0.00 Insured De. osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 08/08/14 $ 418.40 3 0.0100 $ $ $ - 08/13/14 877.64 2 0.0100 08/15/14 66,307.20 3 0.0100 0.06 0.06 08/18/14 141,308.74 2 0.0100 0.07 0.13 0.13 08/21/14 191,441.13 6 0.0100 0.32 0.32 08/27/14 228,826.01 0.0100 0.06 0.38 08/28/14 249,788.02 0.0100 0.07 0.45 08/29/14 253,085.99 3 0.0100 0.21 0.66 0.66 Total Interest Income $0.79 Trades Pendin . Settlement Account Symbol,' Trade Settle Investment Description Type CUSIP Quantity Price Date Date Amount SELL RELM WIRELESS CORP. Margin RWC 700- $ 4.8001 08/27/14 09/02/14 $ 3,353.99 COM SELL RELM WIRELESS CORP. Margin RWC 700- 4.90 08/27/14 09/02/14 3,423.92 COM BUY NET 1 UEPS TECHNOLOGIES INC Margin 1 3.70 08/29/14 09/02/14 (376.58) UEPS Jan 17 15 9.0 C page 34 of 36 CONFIDENTIAL SDNY_GM_00011723 EFTA 00122374 EFTA01267853

Statement for Account # 867-730320 08 01 14 - 08 31 14 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $ 0.00 08/08/14 08/08/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 418.40 418.40 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/11/14 08/11/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (418.40) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 08/13/14 08/13/14 Received FDIC INSURED DEPOSIT ACCOUNT 877.64 877.64 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/15/14 08/15/14 Received FDIC INSURED DEPOSIT ACCOUNT 65,429.56 66.307.20 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/18/14 08/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 75,001.54 141.308.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/20/14 08/20/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (141,30834) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 08/21/14 08/21/14 Received FDIC INSURED DEPOSIT ACCOUNT 191.441.13 191,441.13 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/27/14 08/27/14 Received FDIC INSURED DEPOSIT ACCOUNT 37.384.88 228,826.01 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/28/14 08/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 18.673.99 247.500.00 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/28/14 08/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 2.288.02 249,788.02 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 35 0136 CONFIDENTIAL SDNY_GM_00011724 EFTA_00122375 EFTA01267854

Statement for Account # 867-730320 08 01 14 - 08 31 14 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 08/29/14 08/29/14 Received FDIC INSURED DEPOSIT ACCOUNT 3,297.97 253,085.99 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 08/29/14 08/29/14 Received Interest: Insured 0.01 253,086.00 Deposit Account 08/29/14 08/29/14 Received Interest: Insured 0.65 253,086.65 Deposit Account Closing Balance $253,086.65 TD Bank NA $247,500.00 TD Bank USA NA $5,586.65 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 36 of 36 CONFIDENTIAL SDNY_GM_00011725 EFTA 00122376 EFTA01267855

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 At the end of your September statement you'll find a copy of our Privacy Policy, which we provide to you annually. CONFIDENTIAL SONY_GM_00011726 EFTA 00122377 EFTA01267856

Terms and Conditions STATEMENT GUIDE IL Ar.: ehaab prandes mondly Poiddio Report; lor accoums van acverty and quanody 'opa's 'a mum .re accounts vatte isme.' Portfolio Summaire,: Treda Ine Current Waas Of yOur 000010 es 01 !he n>pOd date end comparee ij to grue prior morilh.a nee steel BYOCeHOn irdCele4 maa p00010 diveranCalion by investment type MMO* dbeahms under 5% ank be gezoen.] mto tho coupon ol neinor in the pil dun. Margo Emily - Total Account EiturtWiTouti Long labginable label • Total Short tintte) Activity Summary: Ine opening and doling cash blanca are reconcled neo lor yoa quid retegoico Al account aelnity es surmanzod lor mo torren ponod and year to dato. Ineorne a Expense Summary inwaai only): 1his soctran dolais tno inoomo ard epen« 194,03 hom 0e Aciany Sommen and tamiles Me les tremmen. Rebnanent Account Summae./ (IRA. array): Amorf to IRS ropaxod transaceons lor Mo curare tod pro nam IRS Form 5498 Fait man« vane is based en Uw cement venus es of Downeer 31 d lbo pranous stuar anima bo turnshod to the Iniernal Reuenuo Santo. PedonnanceSummary:Monitor >oen omwal ponk» pedarnance end lto urreelized gein. end lostas br your biuro rumbnont strata/. Account PosItions: New your rnestmoms at tho current mainot vat» and combo:0 the °and tost to set vveelaed geins and roem n your pallol0 Original coat is esegned uling Ine entan. rint-out (FIFOI melhod. Mach mamma te ani slums >Cm sol ere Chose you purthelfed arst. No esionalod ernestmont encome2 and armee Co:, per share an doidayed br your meren°, Mee oaest patentst, date e ShOwn kir en odes:ion el you heffing Ped0d). AOCOunt Actinty: Al account eflhily n deert/ delhed. Wed in Ode Order, end relleaed n the Cbef no cash balance. Tradert Panding %Inenting: Conlime your eiecuted Wede nith e statement dele aller mono, Ø. Ilyaso transactionsnd bo relloctod n me Account Acvnty sabon non meen, Onaf. Cash Services TraneactiOn Delen: Cash management inosectiom Inst cleared dring ms statanom raorting pond. ndudng check. dobd card and ATM actmb. are ',stad in dato Coda Onanie Cash Services Summary:Cralt ard debt transamon totals lor tho cunom stuemen re00400 Pedal we aumnbanzet. Indbitket treineactale ere not listed. 'ie to tanding actustments. lbo ~ment deals may nol «mal eie statement totals. retilkneled Anrwal boom. end Ealtroted kluut]] Yield valuta are bets upon Ibe minbar d slums anna or ~rom vake, balanse as ot trio statement dala an] most mant duidend rele a cash Petel prernded GENERAL INFORMATION 10 Omen:rade does not peesde legal or lax ~ce. Ploos* coma, your loyal ~oor or las *Moore/nl wan neanulant. AS a rilandlird ruw:baby braadt "ne COrweredatns may be records br Sally Ontrol and liansadion verdenbal OurpOste. For TO Amentrade bushoonal dem. your ausar inn es scp.vato hom and not attlialed win TO Amentrada. Inc. a TO Arratrado Omme, Inc., ard ach Inn es nat responsen, la the pretaxls end senices ol Me orher. Money of Rayons:H you find any errors or *miniem In vors account statement you anould immediatety oen u$ et tnt mentor tisted Om page °ne of your statement You naald als* contact our Clearing reen, TD Amarltrads Clearing, ho. el 8004694900. Please ternete tos sialemani c.iredity. 11 you dragee* sub any banaten aal Mae am any «Eds of °camions. Masse notify e giant Services reproseMege. Or yes lood Winch Cd-te. at wel as 10 Amairado Clean-g. lix, in wrong netten ton (10) days of war natoot ei tod statement. Am wei statements Inst you rune mede to os shenid be COMmled in wriing Toe stainneni slit abonnee be conaidered concbahe. Masse notty vs prompily 01 any changes in pv contact inkemeeon. TrareacTIOns redadottl on your rcpon wil be concbsem~od aearratourdoss you roely TD Amatrado inmaken/. Account Prolectbn: Dcpostls tob by TO Bank. NA ard TD Dank USA. NA. aro nsured by ere FOC (ral COvered by SIPC) up le $250.000. Landt, Be per CaOtinl ormereaP Per insthludon. To leem more abel FOK COstrage (10 10 +new IdCgOv. Snide!. indudng ~vat lunet held in gun BrOkerage ACCOUN are re01 d000$0 Or delg/Mons of. or graaneed by. any bank. are not FOICinsesed. and erwohe envestment nets. ircludng possble loss ol princpal. TD Amenvade is a momber ol the Sccunbes Invoel« Praatten Optoomden (51PCI. which praaien :canna: antomers of els minbars up lo 5500.000 (ncticling 5250.000 lor claims for cash). Explanatory brochure is available on raaien at wwwsipc.org. Additionady. TO Amerika«, panddes eed, Meed $1415 ~ion wort ol prolection tor SeetrdlieS and $2 milen or pd009CIOn rot cash 'nwon Supdlemenial coverage provided by Logdan Immers h Me «Mi 01 a ~etage ineolanty. a deed may refebeernantS doe trom the trustee in bannuPtcY and mon SIPC, ~omal covorago d pad oul Mor tho trustee and ØPC payouls ard ~ar such canna, cash gant es ~led to a ambrod return ot 5152 mrhon koen a tonde*. SIPC and London immers The TO ~Mud, lopplemontal coverago bas an aggregaat km ol 1600 mnon aM ab anti:eters. Tres polcy Draad.: arena, loVainp Wange in$Ohny end cbes 001a010C1 apBinN b» in manen vatte ot me socurnms invommen1 h a money medel kind n nia ineured Of euerareted by Me Fedettd 'boost Insuraine Corporabon (FOICI ce any olha gernernrrat agency Mthough IM kinds Beek 10 posene [ho verba Cd »or innhaMent el St 00 p« Pure, d e posebb 10 Mee money by involgen n a money meniet rund. DMOrledi aio idectired dab end padvesneestod mordey. lbo prospectus canons Mes ard odia important rtorm.roon Reed nee armoedw aireh.0/ befae imeting NOn-deedail inverilmenta held tw your trokor.dealer aro NOT FD1C NSURED NOT BANK GUAWWTEEDi MAT LOSE VALUE. The balen,» h yOur bank 009091 ec000m of share. Of yOur money Merkel "dan/ bind can bo lquidated on yout order. and Me prooeeds return:d to war sottete raamt or /omblad NyOu Tas Roporing: Wie pCntolO rtyryi is inlaten daonent Y@ receke Fermer:09k« snol tas emorag n oxrpla-ce mh HIS narsomnis induarts U abb maya. bade ds. caput gare. lage ~1 end siles proceedil Soms permens ere subled to reclassreolOn nhkh tul I bo metaal oe 2.tnecrxre bnr acces eat Base; aa Saus. tas lot and Dateren= ceporing ard Gun:kon:ot aft dieren and ~Wed by CO1 taXtbmORaTED 1D tmetbarle is na impOnebb lo te ~OV or a+Ø cl to rtammcn ID /Vota ad es Intercom grondas ylonwtorn do not ~oe me sans/ of me treinbun ard dele einebed. CCH NCCORPCMATED b a ~Snib Orpeny end end ankteed tum 11)rmennale Maan and Options Account Agreements: Praat/ adaso 10 Amentrada n meng et any drang: in your inuestmont civxmos er *namat stuairan as net man to your ~rein or Oglan aCCOunt agreenyorms A Boeman el einmeson and duale neven ~no,* oxocukan el opeens transaceons is ~tabla. Om« Makel Plom Die makel ~es el ~los ham ban sena. n ~IQ kom qt<tikn ~OS sd ether imknerident waas Vabee ere Weed On me dosho tree. me rrecn Uwe« mo bel ard vivo tom Gana maften. t na randeken salto bom a nota/1m *m'n> (e Oteer independent earCe. tee 'anwb is tatted beng renede] dr3 Nul Prooi CO) nowlumens your paddc, noen am provded as genend intendon se no dom gamma lb same/ dry scones por- hkruage batend postons arewurn ving te ~anno bals», ant ma ene« roset pk* Porto rØ Sean/1 ney nel nectars sake prococcb. Die seo:nday marker kv Canna. d Deposis (als) es funoraty lood and the afhel mao me/ be Oeren trom me evehele Pree ~SIM d PInCtel may 'Ooit tan be slib doel) pinn ta rrearty Brit mus Fegd Worm Steurt= Ira dteromy mat any socunwn and da na base an a klad ~go. Raf na. loog va n me OTC loet« We °punten ~Wand egde« Iguting ~re( sol la lal b sad leur PeeNnerla to rekt". lblabdlbcrsØ to ma" may rooit n a leas el a11Ø. Non Standaed Assen OGAl aso b:c-1y meinnu ra Oma panpalm program socurbce Matraystren. Inuod rotary ccmpana. 0' red eclalo rune Inval. cownzaty pools. prime muty. milde OOI a hedge knots N5.46 se honen/ houd rnweirneris sd do na bade cn a necnd ~rem echange ce to Nadat Stock Mak«. Do ',Vues torn ta moe ~entre tre ~Wed ~ei dobed kro witte ~NOK Ø. bui nei kneed la independent opwarmt:. tho proefles net zot. ander trad party tonder alom tur ham boen aards by lb ~gom" afTrraratt.andagovadosh man aan a thrdiany vendu Mhout imkpendem wreden by TI> kreta. Valuta met nol («MI Ine cand mrchase pica. acisul mand utlue « be mam] toen kwenen t ei øt11Ø telue wend a:ØØ IIVOugh ~methode. Me oluskn ms/ be renected aa NenPited CNV) Fa 0006~ stal toom% utman ta NahStardard koe. pleno armst Clan Smoes Dom reasturrats amnamaa wanne9PC Adm lido Steurt= (ARSD Pang: lbo makel~ fa MS start= rad boen ~med. d ~Wo. torn chiOtekneenaree er ame indeperdent s0urCes Tse Barney el me edda is nol curanicat Ha motel makt snot adertb. TE/ PadInde wil poco to OAS peotion.takrg 4110 ~dom= bot to Muon/ ad undrramg att quaty. Die SAS ~kei is curratly tecaneldng a bede 011oadty end. esa mort here art be no name deel socheecurtes ca, to sold order aren man tablat. REGULATORY DISCLOSURES NI vansaceons aro abject to p) mc consmution. Na. tegulatons. clowns and ulaan d the exchange Of makel. and ia dearaoreouse. H em. en mach mal kanteel-dna ere oaccuted: (nl bodega! lees. mang mc Saturnus Act el 1933 and tho S«urnes Ex ouncriDO ni in of ond Of (rh: F eer an investor brochure bal maas intormabon dosolang FINRAS Pltllc Dociasuro Program. pletne Contact F1NRA et 030-289.9999 Of enewlinfaala 1110 intaest rato slxnen ta TO Amor/rade Cash is laken hom tho opplooi:1c micron rato eer lor the Merkel Valere baten«. n Me TO Ametrrede Cali,. as OIO» elgismen cloWno date Simple irtftest es acnxd dall/ based on the interestrato ter applicatie to oach days Liane°. Innamen Statement Notinzation: llso statement ol hnancul condton lor TO Omen:rade es ~tabla Wee a yen and may be obtentel al no COst via be inramen at tobscUwerticcrnentrad000nynnancrabiatomonibtra °paan AssIgnment All short equty poon namens and som: indoe oom potbons are ~lab!. lof assignment. Exeitte anignment races eo, eg vb ot index opbons are tandonly alocalod amang all tiomn' shon postent by an aJlomaind orecoette. Free Credit Balancos (Rule 154.2 & 3): Under me ment promotion (vlos. wo may uso tree bedil belenen in yOur OCCOuril n Ine Ordintuy course ol out buene» whkh are porralle to sou on dorrend. Mergin Aa:afrit Oleguladon Ttilyou have a nygin account. ma report d a combnaten cd yle marl» aardt anda ~dal memorandum amant Tredng on maren pOses edda:knal risks and es not sutaldo lor all investors. A complet° lal et the risks assooatod seell reargin gedoe is svalebo in ne margri rek disdosure document. YOu may grolein a cepy d ms document by oontacting us el Me numbef naled 00 Page Oneol put statement. Payment lor Order Flow (SEC Robs 606 and 607): In somo creumnances. TO ~ontrat:10 recents compasabon 1« drom% cen.sn anwtrotounta and lood equb orde. lbs, fo selecled menens. brokos or dealers (Slaan Geniete). COmponsalion is in lto lam of a per share cash paymon1 h addlon. 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1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 09/01/14 - 09/30/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFtS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash ($0.03) ($123.04) $123.01 Insrd Dep Acct 631,076.35 253,086.65 377,989.70 149.4% Money Market Short Balance Stocks 2,109,726/6 2,421,070.92 (311,344.16) (12.9)% Short Stocks Axed Income Options 739,640.04 1,544,041.82 (804,401.78) (52.1)% Short Options Mutual Funds Other 151,291.10 194,020.00 (42,728.90) (22.0)% Total $3,631,734.22 $4,412,096.35 ($780,362.13) (17.7)% Margin Equity 100.0% Cash Activi Summar Income & Ex iense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($123.04) $ - Securities Purchased (376.58) (8,601,778.47) Dividends S - $200.00 Securities Sold 378,485.83 5,232,560.36 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest (0.03) (516.21) Expense (0.03) (516.21) Fees Other (377,986.21) (631,067.34) Other Closing Balance ($0.03) ($0.03) Net ($0.03) $0.00 ($314.58) Estimated Income Estimated Yield Portfolio Allocation $ 0.00 page 1 o113 CONFIDENTIAL 0.01% Other Options 4.2% 214% 0.0% Insrd Dep Acct 17.4% Stocks 58.0% Performance Summa Cost Basis As Ot - 09/3114 •• $3,698,668.25 Unrealized Gains 217,04170 Unrealized Losses (915,054.05) Funds Deposited/(Disbursed)YM 4,000,600.00 Income/(Expense)n° (314.58) Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tclamertttado.com SDNY_GM_00011728 EFTA 00122379 EFTA01267858

Statement for Account # 867-730320 09 01 14 - 09/30 14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal 0.00 $ 4,000,000.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest $ 0.00 (0.03) 0.00 3.49 $ 1.63 (516.21) 200.00 9.01 'This section displays current and year to date taxation values for 016 account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 363.500 $ 0.275 $99,962.50 05/12/14 $ 142,412.44 $ 0.39 $ (42,449.94) $ COM ATHERONOVA INC AHRO 3.403 1.96 6,669.88 06/16/14 7,570.46 2.22 (900.58) COM COMMAND SEC CORP MOC 20.000 1.98 39,600.00 07/07/14 36,518.57 1.83 3,081.43 COM ELEPHANT TALK ETAK 193.853 1.03 199,668.59 05/12/14 193,085.38 1.00 6,583.21 COMMUNICATIONS COM EMRISE CORP EMRI 32.000 0.78 24,960.00 05/15/14 27,134.47 0.85 (2,174.47) COM HAUPPAGE DIGITAL INC HAUP 187.800 0.17 31,926.00 06/13/14 35,201.45 0.19 (3,275.45) COM LANTRONIX INC LTRX 90.000 1.78 160,200.00 05/23/14 176,877.30 1.97 (16,677.30) COM page 2 of 13 CONFIDENTIAL SDNY_GM_00011729 EFTA_00122380 EFTA01267859

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield LIHUA INTERNATIONAL LIWA 81.001 0.05 4.050.05 06/30/14 22.615.07 0.28 (18.565.02) INC COM MECKLERMEDIA CORP MECK 3,200 0.96 3.072.00 07/24/14 2.645.50 0.83 426.50 COM MERRIMAN HOLDINGS MERR 30.400 2.55 77.520.00 07/09/14 105.961.03 3.49 (28.441.03) INC COM MODUSLINK GLOBAL MLNK 43,200 3.57 154.224.00 05/13/14 157.472.54 3.65 (3.248.54) SOLUTIONS INC COM NOTIFY TECHNOLOGY NTFY 2,220 8.00 17.760.00 07/08/14 32.898.00 14.82 (15.138.00) CORP COM OCLARO INC OCLR 80.000 1.43 114.400.00 05/13/14 151.686.72 1.90 (37,286.72) COM RAINMAKER SYSTEMS RMKR 472.000 0.075 35.400.00 05/12/14 106.708.07 0.23 (71.308.07) INC COM RELM WIRELESS CORP. RWC 45.000 5.16 232.200.00 05/13/14 151.440.35 3.37 80.759.65 COM RICEBRAN RIBT 66.900 5.32 355.908.00 05/12/14 371.803.49 5.56 (15.895.49) TECHNOLOGIES COM TITAN ENERGY TEWI 4.503,800 0.0274 123.404.12 06/23/14 78.658.58 0.02 44.745.54 WORLDWIDE INC COM TRANSGENOMIC INC TBIO 92.600 3.77 349.102.00 05/12/14 368.585.82 3.98 (19.483.82) COM ZAZA ENERGY ZAZA 6.174 3.63 22.411.62 05/21/14 45.300.57 7.34 (22.888.95) CORPORATION COM page 3 0113 CONFIDENTIAL SDNY_GM_00011730 EFTA_00122381 EFTA01267860

Statement for Account # 867-730320 09 01 14 - 09 30 14 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Cost Value Date Basis Average Cost Unrealized Gain(Loss) Estimated income Yield Stocks - Margin ZIOPHAFM ONCOLOGY LOP 21,700 2.64 57,288.00 05/14/14 76.372.38 3.52 (19,084.38) INC COM Total Stocks $2,109,726.76 $2,290,948.19 $(181,221.43) $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.2689 $24,738.80 05/12/14 $ 80,879.08 $ 0.88 $ (56,140.28) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.06 5,250.00 06/20/14 36,151.25 0.41 (30,901.25) DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 610 0.3279 20,001.90 05/13/14 91,337.14 1.50 (71,335.24) ARO Jan 17 15 3.5 C AEROPOSTALE INC 320 1.2903 41,289.60 07/18/14 44,146.39 1.38 (2,856.79) ARO Oct 18 14 2.0 C BEAZER HOMES USA INC - 390 0.50 19,500.00 05/13/14 80,047.86 2.05 (60,547.86) BM Jan 17 15 20.0 C BLACKBERRY LIMITED 130 1.62 21,060.00 06/27/14 24,755.63 1.90 (3,695.63) BBRY Jan 17 15 9.0 C CORINTHIAN COLLEGES - 575 0.0001 5.75 06/24/14 3,211.05 0.06 (3,205.30) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES - 2.167 0.0297 6,435.99 05/13/14 63,816.86 0.29 (57,380.87) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 215 1.3098 28,160.70 07/15/14 42,378.41 1.97 (14,217.71) GOWN Jan 17 15 2.5 C COWEN GROUP INC 600 0.3098 18,588.00 06/27/14 15,873.40 0.26 2,714.60 GOWN Jan 17 15 5.0 C DRY SHIPS 800 0.12 9,600.00 05/12/14 51,659.20 0.65 (42,059.20) INCORPORATED DRYS Jan 17 15 3.0C page 4 of 13 CONFIDENTIAL SDNY_GM_00011731 EFTA_00122382 EFTA01267861

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield FLAMEL TECH 130 4.7496 61.744.80 05/14/14 53.660.62 4.13 8.084.18 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC - 290 1.0901 31.612.90 05/13/14 37,228.46 1.28 (5.615.56) FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC - 380 0.592 22.496.00 05/12/14 31.626.12 0.83 (9.130.12) FCEL Oct 18 14 1.5 C HEWLETT PACKARD CO - 110 5.00 55.000.00 05/13/14 45.394.14 4.13 9.605.86 HPQ Jan 17 15 31.0 C JETBLUE AIRWAYS CORP - 210 1.1248 23.620.80 07/31/14 30.038.54 1.43 (6.417.74) JBLU Dec 20 14 10.0 C MGIC INVT CORP WIS 515 0.612 31.518.00 05/14/14 77.606.61 1.51 (46.088.61) MTG Jan 17 15 8.0 C NET 1 UEPS 191 4.056 77.469.60 05/22/14 64.875.64 3.40 12.593.96 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 131 3.2025 41.952.75 06/05/14 39.457.20 3.01 2.495.55 TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 725 0.6092 44.167.00 05/15/14 94.302.15 1.30 (50.135.15) TANKERS LTD NAT Jan 17 15 7.87 C NORDIC AMERICAN 325 0.0145 471.25 06/18/14 12.954.55 0.40 (12.483.30) TANKERS LTD NAT Oct 18 14 9.87 C QUANTUM FUEL 250 0.1775 4.437.50 07/17/14 37.655.50 1.51 (33,218.00) SYSTEMS TEC QTWW Oct 18 14 4.0 C RADIOSHACK 500 0.305 15.250.00 07/18/14 9.293.00 0.19 5.957.00 CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 480 1.8685 89.688.00 05/12/14 99.022.56 2.06 (9.334.56) RDNT Dec 20 14 5.0 C SONY CORP 305 1.125 34.312.50 06/10/14 23.862.18 0.78 10.450.32 SNE Oct 18 14 17.0 C page 5 0113 CONFIDENTIAL SDNY_GM_00011732 EFTA_0011 22383 EFTA01267862

Statement for Account # 867-730320 09 01 14 - 09 30 14 Account Positions SymboU Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Options - Margin TEEKAY TANKERS LTD 205 0.053 1,086.50 06/23/14 7,279.67 0.36 (6,193.17) TNK Nov 22 14 5.0 C UNISYS CORP 250 0.3001 7,502.50 07/14/14 35,629.50 1.43 (28,127.00) UIS Oct 18 14 24.0 C YRC WORLDWIDE INC 30 0.0988 296.40 06/05/14 6,820.23 2.27 (6,523.83) YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 140 0.0202 282.80 06/27/14 18,905.37 1.35 (18,622.57) YRCW Oct 18 14 32.5 C ZIOPHARM ONCOLOGY 210 0.10 2,100.00 07/01/14 26,106.55 1.24 (24,006.55) INC ZIOP Oct 18 14 3.0 C Total Options $739,640.04 $1,285,974.86 $(546,334.82) $0.00 0.0% Other - Margin RICEBRAN RIBTW 89.000 $ 1.6999 $ 151,291.10 05/12/14 $ 121,745.20 $ 1.37 $ 29,545.90 $ TECHNOLOGIES WARRANT EXP 11/18/2018 Total Other $151,291.10 $121,745.20 $29,545.90 $0.00 0.0% Total Margin Account $3,000,657.90 $3,698,668.25 $(698,010.35) $0.00 0.0% page 8 0113 CONFIDENTIAL SDNY_GM_00011733 EFTA_00122384 EFTA01267863

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance Opening Balance ($123.04) 08/27/14 09/02/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- $ 4.8001 $ 3253.99 3,230.95 COM Commission 6.00 Regulatory Fee 0.08 08/27/14 09/02/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 700- 4.90 3.423.92 6.654.87 COM Commission 6.00 Regulatory Fee 0.08 08/29/14 09/02/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC - 1 3.70 (376.58) 6,278.29 UEPS Jan 17 15 9.0 C TO OPEN Commission 6.55 Regulatory Fee 0.03 09/02/14 09/02/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.278.29) 0.00 DEPOSIT ACCOUNT 09/02/14 09/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 1.200- 5.825 6.983.84 6.983.84 COM Commission 6.00 Regulatory Fee 0.16 09/02/14 09/05/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 1.500- 5.805 8.701.30 15.685.14 COM Commission 6.00 Regulatory Fee 0.20 09/05/14 09/05/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (15.685.14) 0.00 DEPOSIT ACCOUNT 09/03/14 09/08/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 3.600- 4.96 17.849.60 17,849.60 COM Commission 6.00 Regulatory Fee 0.40 09/08/14 09/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (17.849.60) 0.00 DEPOSIT ACCOUNT 09/04/14 09/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 2.000- 5.1501 10.293.97 10,293.97 COM Commission 6.00 Regulatory Fee 0.23 09/09/ 4 09/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (10,293.97) 0.00 DEPOSIT ACCOUNT page 7 of 13 CONFIDENTIAL SDNY_GM_00011734 EFTA_00 122385 EFTA01267864

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 09/09/14 09/09/14 Margin Received - Other 7A7A ENERGY CORPORATION 7A7A 1 0.00 0.00 COM REORG - CREDIT MANDATORY ROUNDING SHARE FROM 98919T100 09/05/14 09/10/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.700- 5.634 9.571.58 9.571.58 COM Commission 6.00 Regulatory Fee 0.22 09/ Oil 4 09/10/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (9.571.58) 0.00 DEPOSIT ACCOUNT 09/12/14 09/15/14 Margin Sell - Securities Sold YAHOO! INC 25- 5.80 14.479.32 14.479.32 YHOO Sep 20 14 37.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.93 09/15/14 09/15/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (14.479.32) 0.00 DEPOSIT ACCOUNT 09/15/14 09/16/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 50- 1.07 5.315.18 5.315.18 BBRY Sep 20 14 10.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.32 09/16/14 09/16/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (5.315.18) 0.00 DEPOSIT ACCOUNT 09/16/14 09/17/14 Margin Sell - Securities Sold SONY CORP 45- 3.20 14367.85 14,367.85 SNE Oct 18 14 17.0 C TO CLOSE Commission 30.75 Regulatory Fee 1.40 09/16/14 09/17/14 Margin Sell - Securities Sold SONY CORP 45- 3.20 14367.85 28.735.70 SNE Oct 18 14 17.0 C TO CLOSE Commission 30.75 Regulatory Fee 1.40 09/16/14 09/17/14 Margin Sell - Securities Sold SONY CORP 90- 3.30 29.641.68 58,377.38 SNE Oct 18 14 17.0 C TO CLOSE Commission 55.50 Regulatory Fee 2.82 09/16/14 09/17/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.80 7.936.42 66,313.80 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.58 page 8 of 13 CONFIDENTIAL SDNY_GM_00011735 EFTA_00 122386 EFTA01267865

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 09/17/14 09/17/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (66.313.80) 0.00 DEPOSIT ACCOUNT 09/17/14 09/18/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 105- 0.90 9.383.52 9.383.52 EBR Sep 20 14 2.5 C TO CLOSE Commission 63.75 Regulatory Fee 2.73 09/17/14 09/18/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 50- 1.11 5.515.17 14,898.69 BBRY Sep 20 14 10.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.33 09/17/14 09/18/14 Margin Sell - Securities Sold CITIGROUP INC 40- 4.90 19.570.60 34.469.29 C Sep 20 14 48.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.40 09/ 8/14 09/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (34.469.29) 0.00 DEPOSIT ACCOUNT 09/ 8/14 09/19/14 Margin Sell - Securities Sold CITIGROUP INC 40- 5.00 19.970.59 19.970.59 C Sep 20 14 48.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.41 09/8/4 09/19/14 Margin Sell - Securities Sold CITIGROUP INC 40- 5.45 21.770.55 41.741.14 C Sep 20 14 48.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.45 09/18/14 09/19/14 Margin Sell - Securities Sold TWITTER INC 50- 8.80 43.964.32 85.705.46 TWTR Sep 20 14 43.0 C TO CLOSE Commission 33.50 Regulatory Fee 2.18 09/18/14 09/19/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.80 7.936.42 93.641.88 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.58 09/18/14 09/19/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD - 62- 0.56 3.337.93 96.979.81 HSOL Sep 20 14 2.0 C TO CLOSE Commission 132.50 Regulatory Fee 1.57 09/18/14 09/19/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD - 168- 0.55 9.235.75 106,215.56 HSOL Sep 20 14 2.0 C TO CLOSE Regulatory Fee 4.25 page 9 0113 CONFIDENTIAL SDNY_GM_00011736 EFTA_00 122387 EFTA01267866

Statement for Account # 867-730320 09/01/14 - 09/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price 09/19/14 09/19/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 DEPOSIT ACCOUNT 09/19/14 09/22/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 162- 0.45 JBLU Sep 20 1411.0 C TO CLOSE Commission 95.10 Regulatory Fee 4.06 09/19/14 09/22/14 Margin Sell - Securities Sold HANWHA SOLARONE CO LTD - 230- 0.45 HSOL Sep 20 14 2.0 C TO CLOSE Commission 132.50 Regulatory Fee 5.75 09/19/14 09/22/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.70 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.56 09/19/14 09/22/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 150- 0.81 BBRY Sep 20 14 10.0 C TO CLOSE Commission 88.50 Regulatory Fee 3.87 09/19/14 09/22/14 Margin Sell - Securities Sold CENTRAIS ELEC BRAS 100- 0.70 EBR Sep 20 14 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.56 09/19/14 09/22/14 Margin Sell - Securities Sold YAHOO! INC 75- 3.92 YHOO Sep 20 14 37.0 C TO CLOSE Commission 47.25 Regulatory Fee 2.45 09/22/14 09/22/14 Margin Delivered - Other ALCATEL LUCENT 405- 0.00 ALU Sep 20 14 4.0 C EXPIRATION 09/22/14 09/22/14 Margin Delivered - Other RADNET INC. 1.530- 0.00 RDNT Sep 20 14 7.5 C EXPIRATION 09/22/14 09/22/14 Margin Delivered - Other AVON PRODUCTS INC 270- 0.00 AVP Sep 20 14 15.0 C EXPIRATION 09/22/14 09/22/14 Margin Delivered - Other UNILIFE CORP 380- 0.00 UNIS Sep 20 14 2.5 C EXPIRATION page 10 6113 CONFIDENTIAL Amount (106.215.56) Balance 0.00 7.190.84 7.190.84 10.211.75 17.402.59 6.936.44 24,339.03 12.057.63 36,396.66 6.936.44 43,333.10 29.350.30 72.683.40 72.683.40 72.683.40 72.683.40 72.683.40 SDNY_GM_00011737 EFTA _00122388 EFTA01267867

Statement for Account # 867-730320 09 01 14 - 09 30 14 Account Activit Trade Settle Acct Transaction,' Symbol! Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 09/22/14 09/22/14 Margin Delivered - Other JETBLUE AIRWAYS CORP 250- 0.00 72,683.40 JBLU Sep 20 14 12.0 C EXPIRATION 09/22/14 09/22/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (72,683.40) 0.00 DEPOSIT ACCOUNT 09/22/14 09/25/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1,500- 5.6863 8,523.26 8,523.26 COM Commission 6.00 Regulatory Fee 0.19 09/22/14 09/25/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 570- 5.7301 3,260.08 11,783.34 COM Commission 6.00 Regulatory Fee 0.08 09/22/14 09/25/14 Margin Sell - Securities Sold REIM WIRELESS CORP. RWC 1,230- 5.73 7,047.74 18,831.08 COM Regulatory Fee 0.16 09/25/14 09/25/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (18,831.08) 0.00 DEPOSIT ACCOUNT 09/30/14 09/30/14 Margin Div/Int - Expense MARGIN INTEREST CHARGE 0.00 (0.03) (0.03) Payable: 09/30/2014 Closing Balance ($0.03) 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. TD Ameritrade Cash Interest Credit/Ex n se Begin Margin Credit Number Interest Interest Interest Date Balance Balance of Days Rate Debited Credited 09/01/14 $ (123.04 $ Total Interest Income/(Expense) 1 9.00 $ 0.03 $ - $0.03 $ 0.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 09/01/14 $ 253,086.65 1 0.0100 $ 0.07 $ 0.07 $ - 09/02/14 259,364.94 3 0.0100 0.21 0.28 09/05/14 275,050.08 3 0.0100 0.23 0.51 09/08/14 292,899.68 1 0.0100 0.08 0.59 09/09/14 303,193.65 1 0.0100 0.08 0.67 09/10/14 312,765.23 5 0.0100 0.43 1.10 page 11 of 13 CONFIDENTIAL SDNY_GM_00011738 EFTA_00122389 EFTA01267868

Statement for Account # 867-730320 09/01/14 - 09/30/14 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MID Accrued MTD PAID 09/15/14 09/16/14 09/17/14 09/18/14 09/19/14 09/22/14 09/25/14 327,244.55 332,559.73 398,873.53 433,342.82 539,558.38 612,241.78 631,072.86 1 0.0100 1 0.0100 1 0.0100 1 0.0100 3 0.0100 3 0.0100 6 0.0100 0.09 0.09 0.11 0.12 0.44 0.51 1.03 1.19 1.28 1.39 1.51 1.95 2.46 3.49 3.49 Total Interest Income $3.49 Insured Deposit Account Activity Date Check Date Tracking Expense Cleared Number Written Transaction Description Code Code Amount Balance Opening Balance S253,086.65 09/02/14 09/02/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 6,278.29 259.364 94 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/05/14 09/05/14 Received FDIC INSURED DEPOSIT ACCOUNT 15,685.14 275,050.08 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/08/14 09/08/14 Received FDIC INSURED DEPOSIT ACCOUNT 17,849.60 292,899.68 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/09/14 09/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 10,293.97 303,193.65 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/10/14 09/10/14 Received FDIC INSURED DEPOSIT ACCOUNT 9,571.58 312,765.23 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/15/14 09/15/14 Received FDIC INSURED DEPOSIT ACCOUNT 14,479.32 327,244.55 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/16/14 09/16/14 Received FDIC INSURED DEPOSIT ACCOUNT 5,315.18 332,559.73 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT pegs 12 01 13 CONFIDENTIAL SDNY_GM_00011739 EFTA_00122390 EFTA01267869

Statement for Account # 867-730320 09/01/14 - 09/30/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 09/17/14 09/17/14 Received FDIC INSURED DEPOSIT ACCOUNT 66,313.80 398,873.53 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/18/14 09/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 34.469.29 433342.82 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/19/14 09/19/14 Received FDIC INSURED DEPOSIT ACCOUNT 106.215.56 539.558.38 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/22/14 09/22/14 Received FDIC INSURED DEPOSIT ACCOUNT 72.683.40 612.241.78 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/25/14 09/25/14 Received FDIC INSURED DEPOSIT ACCOUNT 18,831.08 631,072.86 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 09/30/14 09/30/14 Received Interest: Insured 1.46 631,074.32 Deposit Account 09/30/14 09/30/14 Received Interest: Insured 2.03 631,076.35 Deposit Account Closing Balance $631,076.35 TD Bank NA $247,500.00 TD Bank USA NA $383,576.35 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities hwestor Protection Corporation (SIPC) protection applicable to your brokerage account. page 13 of 13 CONFIDENTIAL SDNY_GM_00011740 EFTA_00122391 EFTA01267870

FACTS Why? What? How? WHAT DOES TD AMERITRADE FACTS DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depend on the product or service you have with us. This information can include: • Social Security number and financial account numbers • Account balances and transaction information • Income and employment information All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons TD Ameritrade chooses to share; and whether you can limit this sharing. Do:: TD HrtHHHcle IHH? Han :CPU Hal: HhH IHH:ngH For our everyday business purposes— such as to process your transactions. maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No For our marketing purposes— to otter our products and services to you Yes No For joint marketing with other financial companies No We do not share For our affiliates' everyday business purposes— information about your transactions and experiences Yes No For our affiliates' everyday business purposes— information about your creditworthiness No We do not share For our affiliates to market to you Yes Yes For nonaffillates to market to you No We do not share To limit our sharing Questions? • Call 800.326-7141—a client services representative will assist you or • Visit us online: tdameritrade.com/privacy Please note: If your account is managed by an independent investment advisor, your account preferences are already set to limit our sharing. If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. Call 800.326.7141 or email [email protected] Page I of 2 Alv1TD 800 F 05,12 CONFIDENTIAL SONY_GM_00011741 EFTA_00122392 EFTA01267871

Page 2 Who we are Who is providing this notice? TD Ameritrade, Inc. and the TD Ameritrade family of divisions and companies, including TD Ameritrade Institutional, thinkorswim, and Amerivest Management, LLC. What we do How does TD Ameritrade protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. For more information, please visit tdameritrade.com/security How does TD Ameritrade collect my personal information? We collect your personal information, for example, when you • Open an account or make deposits or withdrawals from your account • Direct us to buy securities or direct us to sell your securities • Tell us about your investment or retirement portfolio We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can't I limit all sharing? Federal law gives you the right to limit only • Sharing for affiliates' everyday business purposes—information about your creditworthiness • Affiliates from using your information to market to you • Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Our affiliates include companies with a TD Ameritrade name, financial companies such as RED Option Advisors, Inc. and the TD Bank Financial Group family, including TD Bank and The Toronto-Dominion Bank, as well as non-financial companies such as Investools, Inc. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • TO Ameritrade does not share with nonaffiliates so they can market to you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed on our internal Do Not Call List bycalling 800-328-7141. Nevada law requires that we also provide you with the following =Mad information: Bureau of Consumer Protection. Dike of the Nevada Attorney General. 555 E. wash:von SI.. Suite 3900. Las Vegas. NV 89101. Phone rimmbet: 702.488.3132: emai: BCFINFORMg.slate.rmus. For Valmont Residents. In accordance with Vermont law. we mil not share information we ailed about Vermont residents whh companies who are not murales. except as permitted by taw. such as with your consent or to service your accounts. We will net share information about your credintmtNness with our affiliates without your authorization or consent. but we may share inlmialion about our transactions or experiences with you with our affiliates willocut your consent. For California ResIdeMs. In accordance mth Gahlotnia law. we wit not share iniormation we tolled about you with nonalliliates. except as allowed by law. For example, we may share ihlonnifficg with your consent or to service your accounts. Among our affiliates. we will limn inlognalion sharing to the extent required by Gallittnia law. Page 2 of 2 CONFIDENTIAL AMTD S00 F05/12 S0NY_GM_000 11742 EFTA_00122393 EFTA01267872

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 11743 EFTA 00122394 EFTA01267873

Terms and Conditions STATEMENT GUIDE IL nt-enrat mondes mondly Portree Reports lor accoums am actay and quanody repais racerro lv accours with assois.. Portfolio Summey: Treaks the Carrent na a rota 000010 es 01 the rapt olle end compares n ro me par month.a Te aSSel &t ara «ladre yOur ren1010 dandation by investert type /ample abornons und« 5% be gromal slo thocategory ol -Crier m mo po chan. Latin Eauty - Tour Amont Equimeruel Long Paginât° Velue • Total Shan Velue) dandy Summum: Trio mania and doung cash balances am reconcla note for yoga qui& re!ef ei ce Ai scat actty Is sunnenzed lor ma caret mea and yee IO dato. Moore a Capone" Summary inandRa °My): 11,15 aman dolant tre ineme aie timons. 'UM (rom te Actity Savary Md Glatiras the los liement Rebrement Account Sana« (IRA, osy): Rama mo IRS ratexod transoesons lor Mo rutert ara vit mea IRS Form 5498 laie market velue is bosad on te amen value n of Dotante( 31 cd Mo promus yoar and el to furnshod lo de Internai Revenue Sonne. PadermanceSummory:Monne your annuel ponta renommai motte uneelized geins end los,me ar your haut* ruestrnoni Ø00+g'/. Accounl Postent: New yod rrestenots al tho current malt ma and compare tho cognai cal to ses reseolued geins and tosses n your paillote Originel cal is esbigna uting Me ente. dist-oul (FIFOI melhod. ntich assumes me end Shan! 0o sel me More you airchesed trot. Tho esimalod iremstmoni incomo2 and average cos' per Mare are «pape bar your tiento°, ame olden pa chas° cale e abonnie en autan of leur nota Perle, Matin' Atll*y: Al naos« solMly ia Oeta dansa. teled in dore Order, ard rellected n the g:bangCash belene. Trias Penang Confirm yOur emittled Vedas «h s sadismen dote elle menin Ø. Thom Patachons. el to rellected n ma Accouni Actudy action rosi mords. Peine Cash Services Transaction 0,4011: Cash measpemert uensetions Mel cleared øsing ta :tara: reposa° muon. ndudng chais. dont card and ATL1 actudy. aro utad In dato Cid« Onan° Cash Services Summary: Credo ard dote transat:ion mua lor tho amont M'omet Manne paria tee Summa.iitd. IndeOld drineadere eie notlisted. tua do romana adummens. tho slaloment dotais may not ocee the Pomment toton. Mendia Annal tomme ond Estmeed Annuel DM velues tire base) upon the nota a shores mina or arrom value balance as ot tre stalemard data ard me mou record dendend rote a ase ad made GENERAL INFORMATION 11) Mente da« not Food* legal or las ulves. Remo corme your tagal achar or las aMOurall vat neOleary. Ase SlênCerd iode« pince. pane Carrants May be retard bi qualty tende and IransettiOn veigana Padane For TD Amenants «ahanai clore. your advesor linn Is scparato from and not alita wth TD Ansontrace. Inc. a TO Arrcetrado °corna Inc.. and oach lem Is nit responste la the Praxis and sonies 01 the Viser. Mammy of Ropons:II you ten are eros or omissions m your &scout stebament you ahould immadimely ad us al the nimber lista on page one 01 your salement. You Mora else coati our Clearing ren, TD Amortiras Clearing, Inc. al 800489-31100. %cas° teint trie damnant carnaly Ir you dagry mai any Wansacten or d Mao am any ans a omissions. Fasse Øy e Oient Services repiesentalhe a yOur lote bath ace. es sel as 10 Amairoa Cloua. hm, ul vima coron ton (IO) deys ol y*: rompt ot tnt sarment AN ore siatements mel you hem mede to us shaid be COrdnad in enta The sarment egi abattis beconsidared modal," Plana n01y uS pron' ol any changes in vas cOntaci information. lareedas regaled on your report MI bo °onces/par deamed atoneunies you noely TO Ain:Inde Irrerof ern. Accounl Protection: >pouls ab by TO Bank. N.& ard TD Bat USA. NA. aro navra by Ole FDC (rat Cana by SIPC) Up 10 2250.600. Lits are per aCCOunl ornent» per inialt4On. TO barn more abat FDIC COverage go 10 ana 1010.00v, Satellite. «Aida Mulual Mat hold in Mur Drainai ACCOunt are al «Malt Or 0010aliOnS el. Or guarantortel by. any bank. ale not Foeincite!. and mot testent lieu. ircluda posstle loss ol princpal. TD Ameroade is a mentor ol the Sauras Inventa Protocton Corporation CSIPC1. which preees secunlies customs.« of ils menas up Io 5500.000 (inarling 6250.000 loi daims for cash). Explaratory brochure is available on tant at etreePode9. Adjanaily. TI) Amadou* pentes Neri demi 3149.5 milan won 0f protection for SeCuritieS and 32 milan 01 'Medan br asen thatigh Ouatinent Carnage panda by London Marat h Me «Mi 014 Orange insoler/na, s chemina teia en«, due kt die nie» in baraqua and mo SIPC, Sacermornal [Crotale, s pad oui aie Mo trusta and SIPC payons and Laar suce contage each Cent is limera to a aribixd mien ot S152 milice Iton e Vesle°. SIPC and London inters The Tel Andrade attenant average lias an aggroga1e ol $500 man ara all aussi:mars. The polry protes atome Iole/ring tango intehincy erd cas 001 palet tigeintil lese in menti value le me socumen M invemment n a money market lord iS ne ineured Or wareneed by the Faderel Papou Insurate Corporabon tFOICI n any on« gamine« aerecy Anough lho lunds sen IO mosane trie vabereyOur «tant MS 00 pK site, 1 is panas IO Mse mari by testa n e money ment ånd. Dedreds eie <band dey ont padVernwastod monta. Tho prospectus contons Ilis ard oow important rtormmon Reni trie prospect aoftvIll bane ir nad NOreleatil imamats hal ttr your trokor.doaler aro NOT FDIC NSURED. NOT BANK GUARANYEEDi MAT LOSE VALUE. The balane° in Mur benk 00p091 amant cd Shen d yOur money niekel mat And can to loubar:d on yow osas and the Fimoods rourred to irae socurarn aconit or remitled bya Tes Mania: lbe pela) tanne e lar «amant Tou rip rasa ram 1009 foi ned tu aman n c.:malaxe M1, HIS iscrentais Indudes unbb rama datas. captal baie. tees ante. ene sires tome Sofa Donnera ere subie." b iedæstcelon nilim bo rotbacd m atoccwat tar amas Con Bais: Car aus. tas lot and necton= mana a-d Ga texpar ans erre ana CtrOXI«1 Dy COI KOMORATED ID Amande is not empesas le tee reteeity or e1Ø d Id ntormaxes. TD Prenne ada bexmaion perdes itimarel do stu panne, me malt, d me hecrmalon and date sio‘ted COI taCCEPCEATEDe Batela roman end end ankted eh ID imam* Matir and Options Account Agrainent: Prompts adviso10 Amentrade n seing ot any change n your investment cimarros or tardai stuairan as tint pcian to your margin Or Mien tecCunt agreements. A summe y of rammesans and charge) inCurred wth mo exerce= ol °Faons transmuons is °valable. Ond Nad Prima lb* make vola cl sconses ham ban Mana Oman hum aetdoi ente trd Othe rapsode« sans Velum eie bard on te dota pa me mon bette me bd ad aerg Faces. acte ratas. I no murai tanna:le Ion a riltn qatari »VO) Cr Oh« amendent Mme. te met e. tette Fo bene made:1 ei Prp." CA, flue vans cn your macho rapet am nota as reel darmson ad m da ne guanos Mo axer, dry sottes Fan Itenego Oeta postons aro salace yang the reenanng bene ed ma tel mat ake Polka ami anions my nei necart sot prame. Tic seccnday lu Cato d aposts Mas) e genady nad melba raud mate mer be Ma« Rom Mo pahase Due Attigeant loss d plortml may toelt ton i.e t ses ala CD pronom:art. Basas adb Frei torr» Sccurles ri ar dforomy Mas cary colins and dard tale en a MM otage Rut ma tan mo OTC loe tecoutil nwkis and tarot« louai ma ne et& la loue tee Mur Pearl pl rratety.lho silo ol Lent me to mammy me tan r a las ol Feenapal. Non Standard Ans DOSAI aie tecaly imamats ro tad panciaan program socurta !penestee. Irma tolet ccmpantx. o rad mea» rhosemort 'rusai. cormary pect. amie tout. prao dat «hage Lai NSM se bobal/ INA malmena ed do na lede an e nem." somma echango e bo tien Stock Un Ibo eues stem tor dao menions Me etnaled mai «rad hen den meMods, teldrig. bul ne taled 10 amendent monts me pxyan: na eue. ana« the party tarder dies hat ri n bien protal by to magot« xtreurad ondegodeci am popen o a a thrdary tai Mao eGeendern ..erfraten by ID Annale Va" me/ te reflet the cane pentue Lake. ara mata tue « ho !calte men lannien r an carda vola cand e astabehod 11YOugh tes, n'ends. Ma orties my be rebord as h/mata Mai Foi amsoms «ria /penne uatialon fe Stardard Aase. came cota Clet Sots:. Duce marnais am ne Ø«a uØ te SIPC. Archal Ram Saura@ C/Ftr) Pnong: T ie maltent= le MS marnaton ban raxancd. H mebtle. ara anales ente er otite idem:let Meus. The mana ol HM preg is not wiranied. Ha moka eboc ra allabb. TD Meade tl one Mo SAS peton. tala ne °redorer bon tro ken lua undayng akt any. Tho ARS mate connly tnenloan, elekekrAZIty and. ese meut Mea Ce be ro mania mel th Muria an be Lob unie one mata cordent. REGULATORY DISCLOSURES MI transmuons are Lace le tu) ma constante tes. mutons. cintra and usages n the evcrisnge or mulet and ils dearabouse. H any. on ...ah sua nentalas are oxocuted: in fatal la e. timing ma Secunoes Act cd 1933 and tho Saures 4 oumf0 0 m in ira t an t ! For an investor brochure mat nias infeemabon desotang FINRA's Mac Docbsuro Program. Petite Contact FINFUL st 630289.9999 or %ratiner Tho intaest rato Mann la TO Afrorada Cash e 'ohm from mo applcatic imputa ber for the Akttel Velue halante el mb TO aMertrade Cath. as tilla Slatenerd °Manu dote Simple toast n acte dall/ basa on the toron tatO ta applcatio to oach dots balance. Flamel Salement Natation: Ibo slalomai ol Manco' condton lor TO ATiontract niable Mea a yen and may be Mena al nO Cool via the item& el Maseventroantrad000ndinanciambamonthtml. Option Assignant: MI short oquty omon panons and soma indox open postions are niable loe ostigewnet EtCee entonnai ra ces Mt muer cd index options tre rendOndy aloceed among all doms' short positons by an auematod proceekee. Free Criait Balances (Rule lte3d & 3): Under me dent prote:con nas. vie may usa free Cedil banas n yØ ratent in me Ordinant Cane ol eue >are» Veen are payable IO sau on dama. Marge Aomori, (lleguladon T): H you have a marge atteint ms report s a combnean ol your margin aceount ends Spa& memorardum tact« Trang on maren poses sediasl niks and es not sural» lor all investors. 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1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 10/01/14 - 10/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ ($0.03) $0.03 Insrd Dep Acct (IDA) 1,799,049.93 631,076.35 1,167,973.58 185.1% Money Market Short Balance Stocks 845,922.90 2,109,726.76 (1,263,803.86) (59.9)% Short Stocks Fixed Income Options 577,169.84 739,640.04 (162,470.20) (22.0)% Short Options Mutual Funds Other 111,250.00 151,291.10 (40,041.10) (26.5)% Total $3,333,392.67 $3,631,734.22 ($298,341.55) (8.2)% Margin Equity 100.0% Cash Activi Summa Income & Ex iense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($0-03) $ - Securities Purchased (8,601,778.47) Dividends S $ - $200.00 Securities Sold 1,167,964.23 6,400,524.59 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest (516.21) Expense (516.21) Fees Other (1,167,964.20) (1,799,031.54) Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 ($314.58) Estimated Income Estimated Yield Portfolio Allocation $ 0.00 page 1 of 21 CONFIDENTIAL 0.01% Other Options 3.3% 17.3% Stocks 25.4% 0.0% IDA 54.0% Performance Summary Cost Basis As Of - 10/31114" $2,060,067.93 Unrealized Gains 162,098.69 Unrealized Losses (767,793.88) Funds Deposited/(Disbursed)' 4,000,600.00 Income/(Expense)n° (314.58) Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tdamerttradotom SDNY_GM_00011745 EFTA_00122396 EFTA01267875

Statement for Account # 867-730320 10/01/14 - 10/31/14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal $ - 0.00 $ 4,000,000.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest $ 0.00 0.00 0.00 9.38 $ 1.63 (516.21) 200.00 18.39 *TVs section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a provisos tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC 00431M308 363.500 $ 0.22 $ 79.970.00 $ - $ - $ • 1:50 R/S 10/24/2014 72754H109 HAUPPAGE DIGITAL INC HAUP 182.800 0.149 27,237.20 06/13/14 34,498.45 0.19 (7261.25) COM LIHUA INTERNATIONAL LIWA 1 0.03 0.03 08/05/14 0.22 0.22 (0.19) INC COM MERRIMAN HOLDINGS MERR 26.891 2.15 57,815.65 07/10/14 96.372.98 3.58 (38.557.33) INC COM RAINMAKER SYSTEMS RMKR 472.000 0.0187 8826.40 05/12/14 106,708.07 0.23 (97,881.67) INC COM RICEBRAN RIBT 66.900 4.36 291.684.00 05/12/14 371,803.49 5.56 (80,119.49) TECHNOLOGIES COM page 2 of 21 CONFIDENTIAL SDNY_GM_00011746 EFTA_00I .22397 EFTA01267876

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield TITAN ENERGY TEWI 4.503.800 0.0199 89.625.62 06/23/14 78.658.58 0.02 10.967.04 WORLDWIDE INC COM TRANSGENOMIC INC TBIO 92.600 3.14 290.764.00 05/12/14 368.585.82 3.98 (77.821.82) COM Total Stocks $845,922.90 $1,056,627.61 $(290,674.71) $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.05 $ 4.600.00 05/12/14 $ 80.879.08 $ 0.88 $ (76.279.08) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.01 875.00 06/20/14 36.151.25 0.41 (35.276.25) DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 610 0.1388 8.466.80 05/13/14 91.337.14 1.50 (82.870.34) ARO Jan 17 15 3.5 C BEAZER HOMES USA INC 390 0.575 22.425.00 05/13/14 80.047.86 2.05 (57.622.86) BZH Jan 17 15 20.0 C CORINTHIAN COLLEGES 575 0.0003 17.25 06/24/14 3.211.05 0.06 (3.193.80) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES 2.167 0.0001 21.67 05/13/14 63.816.86 0.29 (63.795.19) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 215 1.5412 33.135.80 07/15/14 42.378.41 1.97 (9.242.61) COWN Jan 17 15 2.5 C COWEN GROUP INC 600 0.1073 6.438.00 06/27/14 15.873.40 0.26 (9.435.40) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.03 2.400.00 05/12/14 51.659.20 0.65 (49.259.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 130 2.5203 32.763.90 05/14/14 53.660.62 4.13 (20.896.72) FLML Dec 20 14 10.0 C page 3 01 21 CONFIDENTIAL SDNY_GM_00011747 EFTA_00 122398 EFTA01267877

Statement for Account # 867-730320 10 01 14 - 10 31 14 Account Positions SymboU Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) income Yield Options - Margin JETBLUE AIRWAYS CORP 110 1.7379 19.116.90 07/31/14 15.475.14 1.41 3.641.76 JBLU Dec 20 14 10.0 C MGIC INVT CORP WIS 265 1.1666 30,914.90 05/14/14 39.463.11 1.49 (8.548.21) MTG Jan 17 15 8.0C NET 1 UEPS 191 4.7814 91,324.74 05/22/14 64.875.64 3.40 26.449.10 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 131 3.8693 50.687.83 06/05/14 39.457.20 3.01 11.230.63 TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 725 0.85 61,625.00 05/15/14 94.302.15 1.30 (32.677.15) TANKERS LTD NAT Jan 17 15 7.87 C FiADIOSHACK 500 0.275 13.750.00 07/18/14 9.293.00 0.19 4,457.00 CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 450 4.3975 197.887.50 05/13/14 92.534.34 2.06 105.353.16 RDNT Dec 20 14 5.0 C TEEKAY TANKERS LTD 205 0.0351 719.55 06/23/14 7,279.67 0.36 (6,560.12) TNK Nov 22 14 5.0 C Total Options $577,169.84 $881,695.12 $(304,525.28) $0.00 0.0% Other - Margin RICEBRAN RIBTW 89.000 $ 1.25 $ 111,250.00 05/12/14 $ 121,745.20 $ 1.37 $ (10.495.20) $ TECHNOLOGIES WARRANT EXP 11/18/2018 Total Other $111,250.00 $121,745.20 $(10,495.20) $0.00 0.0% Total Margin Account $1,534,342.74 $2,060,067.93 $(605,695.19) $0.00 0.0% page 0 o121 CONFIDENTIAL SDNY_GM_00011748 EFTA 00122399 EFTA01267878

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance Opening Balance ($0.03) 10/01/14 10/01/14 Margin Journal - Other REDEMPTION FDIC INSURED $ 0.00 $ 0.03 0.00 DEPOSIT ACCOUNT 10/03/14 10/08/14 Margin Sell - Securities Sold OCLARO INC OCLR 800- 1.4601 1.162.05 1.162.05 COM Commission 6.00 Regulatory Fee 0.03 10/03/14 10/08/14 Margin Sell - Securities Sold OCLARO INC OCLR 9.200- 1.46 13.431.70 14,593/5 COM Regulatory Fee 0.30 10/03/14 10/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 8.500- 3.4401 29.234.20 43,827.95 INC COM Commission 6.00 Regulatory Fee 0.65 10/03/14 10/08/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 500- 3.44 1/19.96 45,547.91 INC COM Regulatory Fee 0.04 10/08/14 10/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (45.547.91) 0.00 DEPOSIT ACCOUNT 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 3.700- 5.0101 18330.96 18,530.96 COM Commission 6.00 Regulatory Fee 0.41 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 800- 5.01 4.007.91 22,538.87 COM Regulatory Fee 0.09 10/06/14 10/09/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 23,000- 0.99 22763.49 45,30236 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.51 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 600- 4.9601 2,969.99 48,27235 COM Commission 6.00 Regulatory Fee 0.07 page 5 o121 CONFIDENTIAL SDNY_GM_00011749 EFTA 00122400 EFTA01267879

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/06/14 10/09/14 Margin Sell - Securities Sold HELM WIRELESS CORP. RWC 3.900- 4.96 19243.57 67215.92 COM Regulatory Fee 0.43 10/06/14 10/09/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 5.000- 4.99 24.943.44 92.559.36 COM Commission 6.00 Regulatory Fee 0.56 10/09/14 10/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (92.559.36) 0.00 DEPOSIT ACCOUNT 10/07/14 10/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 100- 2.9501 289.00 289.00 COM Commission 6.00 Regulatory Fee 0.01 10/07/14 10/10/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 6.074- 2.95 17.917.90 18.206.90 COM Regulatory Fee 0.40 10/07/14 10/10/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.000- 4.8601 4.853.99 23.060.89 COM Commission 6.00 Regulatory Fee 0.11 10/07/14 10/10/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 6.000- 4.86 29.159.35 52.220.24 COM Regulatory Fee 0.65 10/07/14 10/10/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 3.068- 1.92 5284.42 58.10426 COM Commission 6.00 Regulatory Fee 0.14 10/07/14 10/10/14 Margin Sell - Securities Sold ATHERONOVA INC AHRO 335- 1.95 647.23 58.751.89 COM Commission 6.00 Regulatory Fee 0.02 10/07/14 10/10/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 2.528- 1.92 4.847.65 63,599.54 COM Commission 6.00 Regulatory Fee 0.11 10/ Oil 4 10/10/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (63.599.54) 0.00 DEPOSIT ACCOUNT page 6 o121 CONFIDENTIAL SDNY_GM_00011750 EFTA_00122401 EFTA01267880

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 6.072- 1.9108 11.596.12 11.596.12 COM Commission 6.00 Regulatory Fee 0.26 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 1.400- 1.9101 2.674.08 14.270.20 COM Regulatory Fee 0.06 10/08/14 10/14/14 Margin Sell - Securities Sold MECKLERMEDIA CORP MECK 3.200- 0.85 2713.93 16.984.13 COM Commission 6.00 Regulatory Fee 0.07 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 6.100- 1.86 11239.74 28.32327 COM Commission 6.00 Regulatory Fee 0.26 10/08/14 10/14/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 4.200- 3.47 14.567.67 42.89124 INC COM Commission 6.00 Regulatory Fee 0.33 10/08/14 10/14/14 Margin Sell - Securities Sold COMMAND SEC CORP MOC 3.900- 1.91 7.442.83 50.334.37 COM Commission 6.00 Regulatory Fee 0.17 10/14/14 10/14/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (50.334.37) 0.00 DEPOSIT ACCOUNT 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 300- 1.405 415.49 415.49 COM Commission 6.00 Regulatory Fee 0.01 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 1.500- 1.4001 2.100.10 2.51529 COM Regulatory Fee 0.05 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 700- 1.40 979.97 3.495.56 COM Regulatory Fee 0.03 page 7 o121 CONFIDENTIAL SDNY_GM_00011751 EFTA_00 I 22402 EFTA01267881

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 10/09/14 10/15/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 10.000- 2.47 24.693.45 28,189.01 COM Commission 6.00 Regulatory Fee 0.55 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 5.300- 4.7101 24.956.97 53.145.98 COM Commission 6.00 Regulatory Fee 0.56 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 200- 4.78 949.97 54.095.95 COM Commission 6.00 Regulatory Fee 0.03 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 2.600- 1.405 3.646.91 57.742.86 COM Commission 6.00 Regulatory Fee 0.09 10/09/14 10/15/14 Margin Sell - Securities Sold OCLARO INC OCLR 200- 1.40 279.99 58.022.85 COM Regulatory Fee 0.01 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 6.100- 4.7101 28.724.97 86.747.82 COM Commission 6.00 Regulatory Fee 0.64 10/09/14 10/15/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 489- 4.71 2.303.13 89.050.95 COM Regulatory Fee 0.06 10/15/14 10/15/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (89.050.95) 0.00 DEPOSIT ACCOUNT 10/ Oil 4 10/16/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 5.500- 3.36 18.473.59 18.473.59 INC COM Commission 6.00 Regulatory Fee 0.41 10/10/14 10/16/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 5.000- 3.3601 16,794.12 35,267.71 INC COM Commission 6.00 Regulatory Fee 0.38 page 8 o121 CONFIDENTIAL SDNY_GM_00011752 EFTA 00122403 EFTA01267882

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/10/14 10/16/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.100- 4.30 4.723.89 39,991.60 COM Commission 6.00 Regulatory Fee 0.11 10/13/14 10/16/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 11.700- 2.46 28.775.36 68.766.96 COM Commission 6.00 Regulatory Fee 0.64 10/13/14 10/16/14 Margin Sell - Securities Sold OCLARO INC OCLR 2.900- 1.33 3.850.91 72.617.87 COM Commission 6.00 Regulatory Fee 0.09 10/16/14 10/16/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (72.617.87) 0.00 DEPOSIT ACCOUNT 10/14/14 10/17/14 Margin Sell - Securities Sold OCLARO INC OCLR 15.000- 1.37 20.543.54 20543.54 COM Commission 6.00 Regulatory Fee 0.46 10/14/14 10/17/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 9.500- 3.00 28.493.37 49.036.91 INC COM Commission 6.00 Regulatory Fee 0.63 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 1.500- 3.9701 5.949.01 54.98592 COM Commission 6.00 Regulatory Fee 0.14 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 849- 3.97 3.370.45 58,356.37 COM Regulatory Fee 0.08 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 3.722- 3.96 14738.79 73.095.16 COM Regulatory Fee 0.33 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.05 398.99 73.494.15 COM Commission 6.00 Regulatory Fee 0.01 page 9 o121 CONFIDENTIAL SDNY_GM_00011753 EFTA 00122404 EFTA01267883

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.01 394.99 73,889.14 COM Commission 6.00 Regulatory Fee 0.01 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 4.440- 3.99 17709.20 91,598.34 COM Commission 6.00 Regulatory Fee 0.40 10/14/14 10/17/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 100- 4.00 399.99 91,998.33 COM Regulatory Fee 0.01 10/17/14 10/17/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (91.998.33) 0.00 DEPOSIT ACCOUNT 10/15/14 10/20/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 20.000- 0.91 18.193.59 18,193.59 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.41 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 5.000- 1.3701 6.844.34 25.037.93 COM Commission 6.00 Regulatory Fee 0.16 10/15/14 10/20/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 100- 1.77 170.99 25,208.92 COM Commission 6.00 Regulatory Fee 0.01 10/15/14 10/20/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 9.900- 1.76 17.423.61 42.632.53 COM Regulatory Fee 0.39 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 100- 1.385 132.49 42.765.02 COM Commission 6.00 Regulatory Fee 0.01 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 9,900- 1.38 13.661.69 56.426/1 COM Regulatory Fee 0.31 page 10 of 21 CONFIDENTIAL SDNY_GM_00011754 EFTA 00122405 EFTA01267884

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 12.000- 1.38 16.553.63 72,980.34 COM Commission 6.00 Regulatory Fee 0.37 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 700- 1.3901 967.04 73,947.38 COM Commission 6.00 Regulatory Fee 0.03 10/15/14 10/20/14 Margin Sell - Securities Sold OCLARO INC OCLR 9.100- 1.39 12.648.72 86,596.10 COM Regulatory Fee 0.28 10/15/14 10/20/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 4.386- 3.01 13.195.56 99.791.66 INC COM Commission 6.00 Regulatory Fee 0.30 10/17/14 10/20/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 20- 3.70 7.38225 107,174.01 HPO Jan 17 15 31.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.65 10/17/14 10/20/14 Margin Sell - Securities Sold RADNET INC. 30- 3.70 11.076.53 118,250.54 RDNT Dec 20 14 5.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.97 10/17/14 10/20/14 Margin Sell - Securities Sold SONY CORP 305- 0.15 4293.82 122.644.36 SNE Oct 18 14 17.0 C TO CLOSE Commission 173.75 Regulatory Fee 7.43 10/17/14 10/20/14 Margin Sell - Securities Sold FUELCELL ENERGY INC 290- 0.75 21.577.05 144,221.41 FCEL Oct 18 14 1.0 C TO CLOSE Commission 165.50 Regulatory Fee 7.45 10/17/14 10/20/14 Margin Sell - Securities Sold FUELCELL ENERGY INC 380- 0.25 9.275.67 153,497.08 FCEL Oct 18 14 1.5 C TO CLOSE Commission 215.00 Regulatory Fee 9.33 page 11 o121 CONFIDENTIAL SDNY_GM_00011755 EFTA_00 122406 EFTA01267885

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/17/14 10/20/14 Margin Sell - Securities Sold AEROPOSTALE INC 27- 0.87 2.237.79 155.734.87 ARO Oct 18 14 2.0 C TO CLOSE Commission 110.50 Regulatory Fee 0.71 10/17/14 10/20/14 Margin Sell - Securities Sold AEROPOSTALE INC 163- 0.85 13.850/7 169,585.64 ARO Oct 18 14 2.0 C TO CLOSE Regulatory Fee 4.23 10/17/14 10/20/14 Margin Sell - Securities Sold AEROPOSTALE INC 130- 0.90 11.619.12 181,204.76 ARO Oct 18 14 2.0 C TO CLOSE Commission 77.50 Regulatory Fee 3.38 10/20/14 10/20/14 Margin Delivered - Other UNISYS CORP 250- 0.00 181,204.76 UIS Oct 18 14 24.0 C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other NORDIC AMERICAN TANKERS LTD 325- 0.00 181,204.76 NAT Oct 18 14 9.87 C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other QUANTUM FUEL SYSTEMS TEC 250- 0.00 181,204.76 QTWW Oct 18 14 4.0 C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other YRC WORLDWIDE INC 30- 0.00 181,204.76 YRCW Oct 18 14 22.5C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other YRC WORLDWIDE INC 140- 0.00 181,204.76 YRCW Oct 18 14 32.5C EXPIRATION 10/20/14 10/20/14 Margin Delivered - Other ZIOPHARM ONCOLOGY INC 210- 0.00 181,204.76 ZIOP Oct 18 14 3.0 C EXPIRATION 10/20/14 10/20/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (181,204.76) 0.00 DEPOSIT ACCOUNT 10/16/14 10/21/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 5.614- 2.9901 16.780.04 16,780.04 INC COM Commission 6.00 Regulatory Fee 0.38 page 12 of 21 CONFIDENTIAL SDNY_GM_00011756 EFTA_00 I 22407 EFTA01267886

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/16/14 10/21/14 Margin Sell - Securities Sold OCLARO INC OCLR 5.900- 1.501 8.849.70 25.629/4 COM Commission 6.00 Regulatory Fee 0.20 10/16/14 10/21/14 Margin Sell - Securities Sold OCLARO INC OCLR 4.100- 1.50 6.149.86 31.779.60 COM Regulatory Fee 0.14 10/20/14 10/21/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 65- 1.83 11.85142 43.631.02 BBRY Jan 17 15 9.0 C TO CLOSE Commission 41.75 Regulatory Fee 1.83 10/21/14 10/21/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (43.631.02) 0.00 DEPOSIT ACCOUNT 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 200- 8.05 1.603.96 1.60396 COM Commission 6.00 Regulatory Fee 0.04 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 100- 8.02 801.98 2.405.94 COM Regulatory Fee 0.02 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 700- 8.01 5.606.87 8.012.81 COM Regulatory Fee 0.13 10/17/14 10/22/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 100- 1.8001 174.00 8.186.81 COM Commission 6.00 Regulatory Fee 0.01 10/17/14 10/22/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 9.900- 1.80 17.819.60 26.006.41 COM Regulatory Fee 0.40 10/17/14 10/22/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 720- 8.01 5761.07 31.767.48 COM Commission 6.00 Regulatory Fee 0.13 10/17/14 10/22/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 5.000- 0.16 793.98 32.561.46 COM Commission 6.00 Regulatory Fee 0.02 page 13 o121 CONFIDENTIAL SDNY_GM_00011757 EFTA_00 122408 EFTA01267887

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 10/22/14 10/22/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (32.561.46) 0.00 DEPOSIT ACCOUNT 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 180- 7.00 1.253.97 1.25397 COM Commission 6.00 Regulatory Fee 0.03 10/20/14 10/23/14 Margin Sell - Securities Sold EMRISE CORP EMRI 12.000- 0.6201 7.435.03 8.689.00 COM Commission 6.00 Regulatory Fee 0.17 10/20/14 10/23/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 200- 1.79 351.99 9.04099 COM Commission 6.00 Regulatory Fee 0.01 10/20/14 10/23/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 9.800- 1.78 17.443.61 26.484.60 COM Regulatory Fee 0.39 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 120- 7.60 905.97 27.39057 COM Commission 6.00 Regulatory Fee 0.03 10/20/14 10/23/14 Margin Sell - Securities Sold EMRISE CORP EMRI 1.200- 0.68 809.98 28200.55 COM Commission 6.00 Regulatory Fee 0.02 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 100- 7.40 733.98 28.93453 COM Commission 6.00 Regulatory Fee 0.02 10/20/14 10/23/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- 2.23 1.108.97 30.04350 COM Commission 6.00 Regulatory Fee 0.03 10/20/14 10/23/14 Margin Sell - Securities Sold NOTIFY TECHNOLOGY CORP NTFY 100- 7.10 703.98 30.747.48 COM Commission 6.00 Regulatory Fee 0.02 page 14 o121 CONFIDENTIAL SDricGm_00011758 EFTA_00122409 EFTA01267888

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/20/14 10/23/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 600- 0.981 582.58 31.330.06 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.02 10/20/14 10/23/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 13.035- 0.9801 12375.31 44.105.37 COMMUNICATIONS COM Regulatory Fee 0.29 10/20/14 10/23/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.21 214.99 44,32036 COM Commission 6.00 Regulatory Fee 0.01 10/20/14 10/23/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.20 219.99 44,54035 COM Regulatory Fee 0.01 10/23/14 10/23/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (44.540.35) 0.00 DEPOSIT ACCOUNT 10/21/14 10/24/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 10.000- 1.81 18.093.59 18.09339 COM Commission 6.00 Regulatory Fee 0.41 10/21/14 10/24/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 10.000- 1.81 18.093.59 36.187.18 COM Commission 6.00 Regulatory Fee 0.41 10/21/14 10/24/14 Margin Sell - Securities Sold LANTRONIX INC LTRX 40.000- 1.82 72.79239 108,979.57 COM Commission 6.00 Regulatory Fee 1.61 10/23/14 10/24/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 65- 1.78 11326.43 120,506.00 BBRY Jan 17 15 9.0 C TO CLOSE Commission 41.75 Regulatory Fee 1.82 10/24/14 10/24/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (120.506.00) 0.00 DEPOSIT ACCOUNT page 15 6121 CONFIDENTIAL sory_sm_000l 1759 EFTA_00122410 EFTA01267889

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/24/14 10/27/14 Margin Sell - Securities Sold MGIC INVT CORP WIS 250- 0.80 19.850.05 19.850.05 MTG Jan 17 15 8.0 C TO CLOSE Commission 143.50 Regulatory Fee 6.45 10/27/14 10/27/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (19.850.05) 0.00 DEPOSIT ACCOUNT 10/23/14 10/28/14 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIWA 8.000- 0.0409 321.19 321.19 COM Commission 6.00 Regulatory Fee 0.01 10/23/14 10/28/14 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIWA 500- 0.0323 16.14 337.33 COM Regulatory Fee 0.01 10/23/14 10/28/14 Margin Sell - Securities Sold LIHUA INTERNATIONAL INC LIWA 72.500- 0.03 2.174.95 2.512.28 COM Regulatory Fee 0.05 10/23/14 10/28/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 17.218- 1.03 17.728.14 20240.42 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.40 10/23/14 10/28/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 1.009- 2.15 2.163.30 22.403.72 COM Commission 6.00 Regulatory Fee 0.05 10/23/14 10/28/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.10 203.99 22807/1 COM Commission 6.00 Regulatory Fee 0.01 10/23/14 10/28/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- 2.00 993.97 23.601.68 COM Commission 6.00 Regulatory Fee 0.03 10/28/14 10/28/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (23.601.68) 0.00 DEPOSIT ACCOUNT page 16 o121 CONFIDENTIAL SDNY_GM_00011760 EFTA_001224 I I EFTA01267890

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 10.758- 1.01 10.859.33 10,859.33 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.25 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 45.000- 1.01 45.442.99 56,302.32 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 1.01 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 55.000- 1.01 55.54277 111,845.09 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 1.23 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 1.400- 1.021 1.423.36 113,268.45 COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.04 10/24/14 10/29/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 7.842- 1.02 7,998.66 121,267.11 COMMUNICATIONS COM Regulatory Fee 0.18 10/24/14 10/29/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.05 198.99 121.466.10 COM Commission 6.00 Regulatory Fee 0.01 10/24/14 10/29/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 100- 2.00 199.99 121,666.09 10/28/14 10/29/14 Margin Sell - Securities Sold COM Regulatory Fee 0.01 JETBLUE AIRWAYS CORP 100- 1.67 16,636.23 138,302.32 10/28/14 10/29/14 Margin Sell - Securities Sold JBLU Dec 20 1410.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.77 HEWLETT PACKARD CO 90- 4.80 43.141.38 181.44370 HPO Jan 17 15 31.0 C TO CLOSE Commission 55.50 Regulatory Fee 3.12 page 17 o121 CONFIDENTIAL SDNY_GM_00011761 EFTA_001224 12 EFTA01267891

Statement for Account # 867-730320 10/01/14 - 10/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity 10/29/14 10/29/14 Margin Journal - Other PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/27/14 10/30/14 Margin Sell - Securities Sold EMRISE CORP EMRI 16.500- 10/30/14 10/30/14 Margin Journal - Other COM Commission 6.00 Regulatory Fee 0.26 PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/28/14 10/31/14 Margin Sell - Securities Sold EMRISE CORP EMRI 2.300- COM Commission 6.00 Regulatory Fee 0.04 10/28/14 10/31/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- COM Commission 6.00 Regulatory Fee 0.03 10/28/14 10/31/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 500- 10/31/14 10/31/14 Margin Journal - Other COM Commission 6.00 Regulatory Fee 0.02 PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'Fix Cash Amity totals. refer to the Cash Amoy Summary on page one of your statement. Price Amount 0.00 (181.443.70) 0.70 11.543.74 0.00 (11.543.74) 0.6701 1.535.19 1.90 943.97 1.80 893.98 0.00 (3.373.14) Balance 0.00 11.543/4 0.00 1,535.19 2.479.16 3.373.14 0.00 $ 0.00 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate 10/01/14 $ 631.076.32 7 0.0100 10/08114 676.624.23 1 0.0100 10/09/14 769.183.59 1 0.0100 10/10/14 832.783.13 4 0.0100 10/14/14 883.117.50 1 0.0100 10/15/14 972.168.45 1 0.0100 10/16/14 1,044,786.32 1 0.0100 10/17/14 1,136,784.65 3 0.0100 10/20/14 1,317,989.41 1 0.0100 10/21/14 1,361,620.43 1 0.0100 10/22/14 1,394,181.89 1 0.0100 page 18 of 21 Interest Accrued CONFIDENTIAL MTD Accrued $ 1.21 $ 1.21 0.19 1.40 0.21 1.61 0.91 2.52 0.24 2.76 0.27 3.03 0.28 3.31 0.94 4.25 0.36 4.61 0.37 4.98 0.38 5.36 SDNY_GM_00011762 MTD PAID $ - EFTA_00122413 EFTA01267892

Statement for Account # 867-730320 10/01/14 - 10/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 10/23/14 10/24/14 10/27/14 10/28/14 10/29/14 10/30/14 10/31/14 1,438,722.24 1,559,228.24 1,579,078.29 1,602,679.97 1,784,123.67 1,795,667.41 1,799,040.55 1 3 1 1 1 1 1 0.0100 0.0100 0.0100 0.0100 0.0100 0.0100 0.0100 0.40 1.28 0.43 0.44 0.49 0.49 0.50 5.76 7.04 7.47 7.91 8.40 8.89 9.39 9.39 Total Interest Income $9.39 Insured De•osit Account Activit Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $631,0/6.35 10/01/14 10/01/14 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (0.03) 631,076.32 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 10/08/14 10/08/14 Received FDIC INSURED DEPOSIT ACCOUNT 45,547.91 676,624.23 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/09/14 10/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 92,559.36 769,183.59 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/10/14 10/10/14 Received FDIC INSURED DEPOSIT ACCOUNT 63,599.54 832,783.13 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/14/14 10/14/14 Received FDIC INSURED DEPOSIT ACCOUNT 50,334.37 883,117.50 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/15/14 10/15/14 Received FDIC INSURED DEPOSIT ACCOUNT 89,050.95 972,168.45 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/16/14 10/16/14 Received FDIC INSURED DEPOSIT ACCOUNT 72,617.87 1,044,786.32 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 19 of 21 CONFIDENTIAL SDNY_GM_00011763 EFTA_001224 14 EFTA01267893

Statement for Account # 867-730320 10/01/14 - 10/31/14 Insured De • osit Account Activi Date Cleared Check Date Number Written Transaction Tracking Description Code Expense Code Amount Balance 10/17/14 10/17/14 Received FDIC INSURED DEPOSIT ACCOUNT 91,998.33 1,136,784.65 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/20/14 10/20/14 Received FDIC INSURED DEPOSIT ACCOUNT 181,204.76 1,317,989.41 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/21/14 10/21/14 Received FDIC INSURED DEPOSIT ACCOUNT 43,631.02 1.361.620.43 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/22/14 10/22/14 Received FDIC INSURED DEPOSIT ACCOUNT 32,561.46 1.394.181.89 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/23/14 10/23/14 Received FDIC INSURED DEPOSIT ACCOUNT 44,540.35 1,438,722.24 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/24/14 10/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 120,506.00 1,559,228.24 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/27/14 10/27/14 Received FDIC INSURED DEPOSIT ACCOUNT 19,850.05 1,579,078.29 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/28/14 10/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 23,601.68 1,602,679.97 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/29/14 10/29/14 Received FDIC INSURED DEPOSIT ACCOUNT 181.443.70 1,784,123.67 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 10/30/14 10/30/14 Received FDIC INSURED DEPOSIT ACCOUNT 11.543.74 1,795,667.41 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 20 of 21 CONFIDENTIAL SDNY_GM_00011764 EFTA_00122415 EFTA01267894

Statement for Account # 867-730320 10/01/14 - 10/31/14 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 10/31/14 10/31/14 10/31/14 10/31/14 10/31/14 10/31/14 Received Received Received FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Interest: Insured Deposit Account 3,373.14 7.28 2.10 1,799,040.55 1,799,047.83 1,799,049.93 Closing Balance $1,799,049.93 TD Bank NA $247.500.00 TD Bank USA NA $1,551,549.93 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation lSIPC) protection am:doable to your brokerage account. page 21 of 21 CONFIDENTIAL SDNY_GM_00011765 EFTA 00)22416 EFTA01267895

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011766 EFTA 00122417 EFTA01267896

Terms and Conditions STATEMENT GUIDE IL Draad.: mortny Paan Repons lor accoums wth acverty and quaneny rooms lat nad:e accounts wie assen., Ponk«. Summaire,: DOMS Ine Current Mbo Or your 000010 es Of Me topml dele and toedam ij to me prior meniet lbe alne tillaabOn «lee« yOur paria° diveranCalion by immanent type MMO* dbcalcres under 5% v$ be grougal mto thocaudory ol "Cent in me po charta Mar Eq.ity - Total Arrarm EquilWIT0011 ION Merakiable gakte • Total Short Value) Actrvity Summary: Tim opening and daling cash balancoe aro icoon:led nero lor tas punk reletonc* Al account actmty es summanzal lor no camee pand and your to dato- boom* a Expense Sundry (non.IRAs dolly): Ibis sedan dolart tel gnoom° ard *wenser datan trom me Actifity Summary and daarin the lex liennent Rebrement Account Summum, ORM city): Ron« Ira IRS reoaatod transaceons for Mo <went ard vit« nam IRS Form 5498 lair «Min Eh» ie band On Me wad nakie aa of December 31 ot me pranous your and nl bo furnshod tome Wend) Revenue Sann. PedombriceSummary:Monitor your annua) portfolio perlormance ard Ine vr. ealized gans end lossos tor your bruro vue:traant seatogy. Account Positions: Mos. your rnestmoms at me turtant marker mbo ard corrparo th* ongnai coat te wie evenpad gaine and loeses n your ronkte °deinst tost ia asagned uting Ille Stum. rintout (FIFO) melbOd. ntich namn me Mei shares Ko set are bon you purchased int. Tbc eslimalod ernmstmant incomo2 and avocado Co,' per Mare are dspayed lor your mier/ace tem °kiest panhose date e amen lor an «kanon ol your bokIng Account Aelhaly: Al eten« alMly fr deert' delined. bied in (We Order. and nallected n Me doling cash leiarte. Trad** Panding Settlement: Conlirm yOur eunatd enn OM a Bediener. dele aller mam Ø. Thom transamons Ml bo rellected n tm Account Acveny sabon nat rnomb. Onnet* Cash Services TromatiOn 004•11: Cash mandement inosactions 1het cbared ding ass setetad n:parend pond. ndudng choot dna card and Mktactay. are ',stad in dato ader. enero Cash Services Surnmary:Cralt ard daal Koos':bon totals lor me aroom statement redersig gebal tre summariad. Indh10.41 naneef**n are rot listed. tue to ronding acdustments. me Examen' daas may not aval the statement totals. rellinaled Annal Income and EsInmted Annuel Yeeld va te$ B e beeed upon Ille nuMber stivos owncd or avrom value balanco as ot ene slalom'« dale ard lbo most reent drnderd mie or cash µed ~ad GENERAL INFORMATION 10 Omen:rade dom rot pond* topoi or la achnce. Ploos* consult your legal achmor or lax *Genat/nl :Oen ~Mary. AS e Slandard intbelry pitiCtOe. "Ine COneenbl<ns (nay be re0Ortied br quilts. 0001rd and liansadiOn venr,05141 Ourpatte. For TO Amentrade nsaktional Mere. your dus« hm es scparate from and not Obolen win TO Amentrada. Inc. a TO Arnxtrado Clearng, Inc ani *ach fem es nat responsble kr tbc PrOtlxls end senices of Me ober. Accwacy of Reporls: H you rad any errors or ~salons In your account stabamont you nasla immediamb call u$ et Me malser had 00 page ome Of your Ealeenent. You thould als* contact our Clearing rnn, TD Amentrode Clearing, bc. o1800489-3900. FIcaso 'ontwend siateadm CØIy. II you ctsagico ralli ani aanaarden, or el Mae am any aas or onssions. °base notilY a Dient Services ',presente'« Or yta kal Winch 0840. BB wol as 10 Arno:roede Cleareg. Ine. in wmrg 'mem ton (10) days ol tas temp ot thn salonent. An cad statements Ih61 you nare made to uri shot» be COMMied in vang The statement en arienvao be considered concbsive Fletse notty vs pion* ol any changes in yow cOnlaci Dareatlions rearbled on your rcpon wil bo concbseparrdosmod acorfalourdoss you rooly TD Amatrado emmerde/ob. Account Proleabn: Deposits tob by TO Bank. NA ard TD Dar* USA. N.A. aro nsurod by me FDC (tal eevered by SIPC) up 10 5250.000. MEN Bie per eittOunl °inertst Per «elfden. TO leren maa atOut FigiC terende 00 tO mar 1.00v. Seeallee. indudn) modi lun. held in your Brekende ACeOunt are nl SOMS Or oblgalione a or guannteed by. any bank. are not FOICinswed. and envoko envesunord nats. ircludrg posstle loss ol princpal. TD Amentade is a momber ol the Sauna: inval« Pro:a:ion Corporalion (*WC'). wNch armen sauna: astomers of ds menners up lo 5500.030 (incading 5250.000 lor claims for Cash). Explanatory brochure is availaMe on request Additionaily. TI) Afnaaiden pkniciee exA tien $149.5 !Maan WOrlb Cl PrOleedon br SeCunlbe and 52 milen 01 prOteelOn fa cash Ihreugh Supt/bmental coverden, prevIded by London 'neurale h Me enn 01 a bekerde inwin/nar. a den may Mee« (Wants due ken IN Wee» in ~Pat and mon SIPC. Sfoolowental covompo a pad out dier tho trustee and SIPC payouls ani ~ar suta canna@ each Ment es uronen to a ambrood rolurn or 5152 "illen kom e bode*. SIPC and Londen inwas The TO Ansedlrade supplenental aanraad bas an aggregate Imf ol 5500 muon anx ap nepa ars. Tros potcy praam Gevende Maning brOknage insohincy enddoes nel proleet deinst bis in makel Yabb ot me socurnam invesiMent h a money mantel lund b nel inlaad Or aanlerend by Me Fedend bepote In:manco Corporabon tFOICI a any *Ma ~wrat agency. Abboigh 11,0 kant! Beek 10 posen° the vabfr d yow nakilment el SI 0) p« Shfre. il ie pasen» 10 lede money by inmeng n a money meel Ø. DMdeeds are deciated dab and pactranwestod morory. TI» aanwon cadans Ibis ard odia important do:m.110a deed the papen* abrehalb Wao ~Eg. NOn-depaSil invetImente berd b/ you' trokot 00a1Or are NOT FDIC NSURED t NOT DANK GUARONTEED r MAT LOSE VALDE. The balance i, your bank deptisrl acetaat,' Or &Wee d yOur Mat Maant lattad fund can to liquidated on yØ peda and Ma paar& rolurrad lo yeti) scan" account or madrid byta TO ~eng: The petit non is na a lar Poon« You receke Fam 1809 for «tod tex raorwg n oxrplano Mb ES nwiremails Indudes ~b Kava dridends. captil • taite fulthed. and WE proceedal Sans parmerts ere subject 10 redfesikelOn abkh dl to relledal of arocpent tar coats. NL Saais: Osmaan. Max lot and warren= ccoonng ard Cfalskorna ass dadel ard CO`OXRCI b/ COI ed~OREEDIDanorlrode is n« ~Onaf* lo Be reketity or suitety cl tra dammen Te, Arronrao ad ts Internaten prodas FPn:ndors1 do nol ~een, taxenty d die inkmulon and data profbed Cal NCOMCEATED B BS* OarPilly end end afIlded wth IDamenrade Maren and Options Account Agreements:Prompt/j ab« 10 Amentrado n vang ot any Monde rre your myomen' claxinos or koraal stuanan as tut man to your madin Or 00141S eer:ani agreements. A summery 01 commasions and charge, «urn oxcroutban ol goro transaceons is avalabb. Om« Mala Paps: Om ~uil ~as cl ~cc bare ban stand. d antiblo. Ø qx<okn maas ad Other knitpindent moes btkori we besed m te dong poef me men bewoon me bie ad urdag aces a ober rretta t. t romrya feluen salto hom a sntn q.daikn End) fr indepledent earCe. he *Study is akant lo bang ~dl E Pnxd (10) Die gans os your ~doend are lawdod as 9010W •WaTigon ad tro roa guaranloo me sound/dar, saurus aces Malaga bactiol posten," Wad vang me remanng bals« ad me wrat makel ante Ponk«, noal ustatenti may nO1 kaant sake procent. lbo secoday maa la Cateraar: d DeposE (COSI n gowaly daud and the &luid mehe Me/ be ilbeta from me ~mise rote Minnen lees ce anebei may mat hm do sab ol a CO paar to nalto. Dna adb rad ton Scooter. ga citercnvy Maf *day raven and dona tra cn a klud exchange. Statha. mey aaien me OTC loet« ne munten nurIM and tonden' duider net nte era le yø beid tour ~ad to rriatety.11")sabollscrot pa to «tab ~poon n a las d onland. Non Standard Aram OGAI am trocaly snarsats n dieet diepdon program sauna: ,)artoxfstrin. «tod rotary combinen. sr red odalorroodrnori indom. corrnadly pools. prime muty. Orale dooie hage kriste NSM) are bok" baud annalte ad do na trede of a naad sovna pØ a to Ncrwao Stod Mflet. lbo 'slum torn a vwo ~stram tro damled mbes demed han :Mom «Molk nakdro. bul nol laad a indtoenden apen/als to ongans rot zure. ander trid party tonder dias tut han bom provdod by to «nagaart. ~amanda Opaal d °ach poran o by a thrdpaty vendu ,Houl «beenden metroden by ID knol:rade Wims mei rel ett me nael Øen plak stad mand Wee c< be rodnal Loon lq.idascn an onrnwd ida cadet bo esLablohod IbrOugh Oase MONO& me Woeien mar be reflected es NOr:Mted CNV) F01 WOW« MEI rogarong faam fa Ifbn.Stafdard noe. peme arm Clan Sawa new rouw:~ are na oroal uØ 'ho SPC Aden lido Secure:a (-445—)Prong: me malta fans la AAS Ønen hbo boen ~med. adadde. kom ~aten enro. or °ter ~ardent sextet The way ol Oe pking is nol ~nat Ha maan wao ns traan. TO Amolrade wil poco to PAS Øn. spog ab corcdorda, bob to ktudly wel undrearng ede Quay. Roe ARS rund n curronly ~map a kok ol kradty and. asa wort nee an be ro want mel such trocurtes tel to rob urda oase mates tomoe. REGULATORY DISCLOSURES MI wansamons aro Want to p) mc consinubon. nies. regulnans. cum« and ulaan Or me etiChttne Or makel. and ia dm/inbouw. d am. On netelt *ah «Maan We maand tilt leden kss. endexted no Stennes Act ot 1933 and tho S«urtes rieriOnn 1/4 -4.TIA REend oun . nal and 'ha Ex aa 4 P an os» brochure bal enclaclas inlonnabon dosolang FINRAs Piano Cusclasuro Program. PESO Contact FINRA at 1930-289.9299 Of terMartradla lbo intactst rato na« tor TO Amortrado Cash is laken trom tin aankaart entecost rato ter lor the Merkel gabe baar« n me TO AmereadeCarlh. as 01 me olate em °beng date Simple arrest es acnxd daily ba od on tbc interestrato sa apanage, toodd. dofs balanse. Finandal Statement Notincallon: lbo statement ol hnancal condtran lor TO Omonirado ~labo twee a year and may be obtened al nO cast via be intomen el May»fweractrnentrado.combnanciatstanwenthun. Opdon Assignment: Ali snap equty Down immens and sume index optaan patroons are anirlable lor assignment Eaertrit0 eettenant races ita Watt or index opdoem are 'endor ly alocaled aflang all chama short poseomt by an i.AOM4IMI orde se. Free Credit ~mom (Rob 1644 å 3): Under lno ment protabon rukt wo may me tree aedd baances n yOur taant n Be adinary tann ol out bomen wik« are maar) lo sau on damt. bargin Modurde (RepulollonT):11you havo a matgin account. tm report d a combnawn ot YOur "train aCCOunt arde Wed& mem oren:tom aten« Tradng On man» poses adelt:onst niks anda not break lor all investors. A oeren.° lol ot the roks alSOCtalad wnh rotan treng is evalede in Om margn rek disdosure document YOu may obbin e copy Or Ins document by oontacting us el Me ()omber !Gled on page oneol put siaternent Payment lor Order Flow (SEC RUM 606 and 607): In somo crcumnances. TO Amornrado recents compodabon la drom% con.sn anx.trossounta ard lood nou:), orda lbw to selected metty‘s. broaSs or Meters (Sladtet Geniete). COmonselion is in me Icon Or e per ouwe cash paymcn F adatten. TO Armoede also may memo componsalco (*Wed to th* («eten curency mcheroe COmpOnent a tareadins in kretin seOurilies rom Merkel Gniere ~mono sucb Imam Wo post coarbyty topaas disclorma Ma rococo tor order roang ozocuson at finAmdarnatradocom Anno:floppyis ovafatle man togrost. II Is our pdicy. absoni Port ordars to Mo military. to select brokits. dooiers. ard marken makers beeed On Ide ebiiy ko porde best beween ard the Milory 01 deling 000 emprovement cre marka ordas. Pon* maan:mamis avanablo urde porten makel condens. and ex, toedoe>, monter executoor to tost lor ach imparoment n avalable. Trede COnfirmellOne (Rui* leb-10): All conkmalions ere PerernilledOn pre trabireEn dele. Taan: Transactie", in to-egn seasilieS (indt4n0 IMM(In addend ADM tel IMM h the U.S.) may includo exa ard loos~ by me kweten madam or govommonls. vale may be redecied in me prise ol Ine security or chided es an :kieperden' Ine don Pilway Pormy NotlIkstion: A Cpb of Me TO Amen:rads Oehity 001eY anPable el waw.darnairaddcorn Cate Smoddert: The tdocabon ol avd esdemeonsa rans n done vang a prooda keen isslem. A coscnpuon el mo proorcteos tor Stage sccunim is avalabbon me .0001e or bard coma. aro anklabto ugon camera. In Case Ol enros or opnam asall Na %Made Fund ~Blerk prae COntal us al 1.2C0 969.3900. or n enig to P.O. Box 2209. Oman.. NE 68103. or by man at dieMeentkáikekkineidadee0m TIM inkinnaten cOnlained n your actouni statement anal be bndng upon you nl you do not otfecl wthn way days lor any Handord lutis sttama to Rcgdabon E. toch as ATM and polm aran tramt«. deld Hansamens. duwt dtextuts. and Wthelannals We must heer trom you ro bier Man 60 darm after we sen va, mat FEST stammen' on whist: Me error or problem afpoarcd. (I) Teil us whr rend and account maner (2) Dolend tel error or the teanbar you are unsuro abOul. ard inplan as dom, as you can wint you bolart' ri is an error or why you nood more inlormabon. (3) Ted us Pm dab, amant of me sugetted trio, Wo wil innings* your °omplant and wil correct any error promptly. n we lake mom man ID baren dna l0 da Iers. se wil redt yens accOuM br me amant yOu Mink is n error. E 0Wit you wil have nos uw ol the «nadat% me tmo t takes us to corrpoto ourinvestgawn. ~MMO 07.14 SONY_GM_00011767 EFTA 00122418 EFTA01267897

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/14 - 11/30/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Cash $ S . $ $ - Insrd Dep Acct (IDA) 2,660,100.26 1,799,049.93 861,050.33 47.9% Money Market Short Balance Stocks 452,830.90 845,922.90 (393,092.00) (46.5)% Short Stocks Axed Income Options 7,540.15 577,169.84 (569,629.69) (98.7)% Short Options Mutual Funds Other 111.250.00 (111.250.00) (100.0)% Total $3,120,471.31 $3,333,392.67 ($212,921.36) (6.4)% $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Opening Balance Current YTD Income Reportable Non Reportable $0.00 $ - Securities Purchased (8,601,778.47) Dividends S S - Securities Sold 861,032.85 7,261,557.44 Interest Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest Expense (516.21) Fees Other (861,032.85) (2,660,064.39) Other Closing Balance $0.00 $0.00 Net $0.00 $0.00 page 1 o115 Estimated Yield Portfolio Allocation YTD $200.00 1.63 (516.21) CONFIDENTIAL ($314.58) 0.01% 0.0°O Options 0.2% Stocks 14.5% IDA 85.3% Performance Summary Cost Basis As Of - 11/30/4" $966,192.16 Unrealized Gains Unrealized Losses (505,821.11) Funds Deposited/(Disbursed)YM 4,000,600.00 Income/(Expense)n° (314.58) Securities Received/(Delivered)"° 0.00 "For cost-basis Information. refer to www.tdamerftradotom SDNY_GM_00011768 EFTA_00122419 EFTA01267898

Statement for Account # 867-730320 11/01/14 - 11/30/14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer $ - $ 4,000,000.00 Subtotal 0.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance $ 0.00 $ 1.63 Margin Interest Charged 0.00 (516.21) Qualified Dividends 0.00 200.00 IDA Interest 17.48 35.87 *TVs section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover mass). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin HAUPPAGE DIGITAL INC HAUP 33.180 $ 0.0801 $2.657.72 07/21/14 $ 8,527.25 $ 0.26 $ (5,869.53) $ - COM LIHUA INTERNATIONAL LIWA 1 0.03 0.03 08f05/14 0.22 0.22 (0.19) INC COM PLASMATECH PTBI 7,270 7.01 50.962.70 05/12/14 142,412.44 19.59 (91.449.74) BIOPHARMACEUTICALS COM RICEBRAN RIBT 38,397 4.06 155,891.82 05/13/14 225,769.27 5.88 (69,877.45) TECHNOLOGIES COM TITAN ENERGY TEWI 3.820.800 0.0136 51.962.88 06/23/14 63,335.18 0.02 (11,372.30) WORLDWIDE INC COM TRANSGENOMIC INC TBIO 85.047 2.25 191.355.75 05/12/14 338.373.82 3.98 (147,018.07) COM Total Stocks $452,830.90 $778,418.18 $(325,587.28) $0.00 0.0% page 2 of 15 CONFIDENTIAL SDNY_GM_00011769 EFTA_00 I 22420 EFTA01267899

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Lossl Income Yield Options Margin ADVANCED MICRO 920 $ 0.0247 $ 2.272.40 05/12/14 $ 80.879.08 $ 0.88 $ (78.606.68) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.0056 490.00 06/20/14 36.151.25 0.41 (35.661.25) DEVICES INC AMD Jan 17 15 4.5 C CORINTHIAN COLLEGES 575 0.0001 5.75 06/24/14 3.211.05 0.06 (3.205.30) INC COCO Feb 20 15 1.0 C COWEN GROUP INC 600 0.0662 3.972.00 06/27/14 15.873.40 0.26 (11.901.40) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.01 800.00 05/12/14 51,659.20 0.65 (50,859.20) INCORPORATED DRYS Jan 17 15 3.0 C Total Options 87,540.15 $187,773.98 $(180,233.83) $0.00 0.0% Total Margin Account $460,371.05 $966,192.18 S(505,821.11) $0.00 0.0% Account Activit Trade Settle Date Date Acct Type Transaction Cash Activity' Symbol/ Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 11/05/14 11/06/14 Margin Sell - Securities Sold MGIC INVT CORP WIS 120- $ 1.06 $ 12.644.83 12,644.83 MTG Jan 17 15 8.0 C TO CLOSE Commission 72.00 Regulatory Fee 3.17 11/06/14 11/06/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (12.644.83) 0.00 DEPOSIT ACCOUNT page 3 0115 CONFIDENTIAL SDNY_GM_00011770 EFTA_00122421 EFTA01267900

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activit Trade Settle Acct Transaction' Symbol,' Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 11/06/14 11/06/14 Margin Delivered -Other ACCESS PI-IARMA INC 00431M308 363,500- 0.00 0.00 1:50 R/S 10/24/2014 7275411109 REORG-150 REVERSE SPLIT 10/24/14 PLASMATECH BIOPHARMACEUTICALS Auto Reorg#242343IREVERSE SPLIT 11/06/14 11/06/14 Margin Received - Other PLASMATECH PTBI 7,270 0.00 0.00 BIOPHARMACEUTICALS COM REORG-1:50 REVERSE SPLIT 10/24/14 PLASMATECH BIOPHARMACEUTICALS Auto Reorg#242343IREVERSE SPLIT 11/06/14 11/07/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 110- 2.80 30,730.17 30,730.17 JBLU Dec 20 14 10.0 C TO CLOSE Commission 66.50 Regulatory Fee 3.33 11/07/14 11/07/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (30,730.17) 0.00 DEPOSIT ACCOUNT 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 64- 1.66 10,561.22 10,561.22 COWN Jan 17 15 2.5 C TO CLOSE Commission 61.00 Regulatory Fee 1.78 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 36- 1.65 5,938.99 16,500.21 COWN Jan 17152.5 C TO CLOSE Regulatory Fee 1.01 11/12/14 11/13/14 Margin Sell - Securities Sold COWEN GROUP INC 115- 1.65 18,902.57 35,402.78 COWN Jan 17152.5 C TO CLOSE Commission 69.25 Regulatory Fee 3.18 11/12/14 11/13/14 Margin Sell - Securities Sold MGIC INVT CORP WIS 145- 1.16 16730.39 52,133.17 MTG Jan 17 15 8.0 C TO CLOSE Commission 85.75 Regulatory Fee 3.86 11/13/14 11/13/14 Margin Journal- Other PURCHASE FDIC INSURED 0.00 (52.133.17) 0.00 DEPOSIT ACCOUNT page 4 of 15 CONFIDENTIAL SDNY_GM_00011771 EFTA_00122422 EFTA01267901

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/12/14 11/17/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 150.000- 0.014 2.093.95 2.093.95 COM Commission 6.00 Regulatory Fee 0.05 11/12/14 11/17/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 4.283- 2.00 8.559.81 10.653/6 COM Commission 6.00 Regulatory Fee 0.19 11/12/14 11/17/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0144 137.79 10.791.55 COM Commission 6.00 Regulatory Fee 0.01 11/12/14 11/17/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 60.000- 0.014 839.98 11.631.53 COM Regulatory Fee 0.02 11/12/14 11/17/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 10.470- 0.15 1,564.46 13.195.99 COM Commission 6.00 Regulatory Fee 0.04 11/17/14 11/17/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (13.195.99) 0.00 DEPOSIT ACCOUNT 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 26- 4.30 11.068.07 11.068.07 UEPS Jan 17 15 8.0 C TO CLOSE Commission 111.05 Regulatory Fee 0.88 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 8- 4.29 3.431.72 14.499/9 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 0.28 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 13- 4.26 5.537.55 20.03734 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 0.45 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 13- 4.22 5.485.55 25.522.89 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 0.45 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC 131- 4.20 55.015.63 80.538.52 UEPS Jan 17 15 8.0 C TO CLOSE Regulatory Fee 4.37 page Sof 15 CONFIDENTIAL SDNY_GM_00011772 EFTA_00 122423 EFTA01267902

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 11/17/14 11/18/14 Margin Sell - Securities Sold NET 1 UEPS TECHNOLOGIES INC - 131- 3.20 41,837.87 122,376.39 UEPS Jan 17 15 9.0 C TO CLOSE Commission 78.05 Regulatory Fee 4.08 11/17/14 11/18/14 Margin Sell - Securities Sold RADIOSHACK CORPORATION 500- 0.17 8.206.81 130,583.20 RSH Jan 15 16 1.0 C TO CLOSE Commission 281.00 Regulatory Fee 12.19 11/17/14 11/18/14 Margin Sell - Securities Sold FLAMEL TECH 130- 3.40 44.118.40 174,701.60 FLML Dec 20 14 10.0 C TO CLOSE Commission 77.50 Regulatory Fee 4.10 11/17/14 11/18/14 Margin Sell - Securities Sold RADNET INC. 258- 3.40 87.563.96 262,265.56 RDNT Dec 20 14 5.0 C TO CLOSE Commission 147.90 Regulatory Fee 8.14 11/17/14 11/18/14 Margin Sell - Securities Sold RADNET INC. 32- 3.60 11,495.37 273,760.93 RDNT Dec 20 14 5.0 C TO CLOSE Commission 23.60 Regulatory Fee 1.03 11/17/14 11/18/14 Margin Sell - Securities Sold RADNET INC. 160- 3.50 55.900.92 329,661.85 RDNT Dec 20 14 5.0 C TO CLOSE Commission 94.00 Regulatory Fee 5.08 11/18/14 11/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (329.661.85) 0.00 DEPOSIT ACCOUNT 11/18/14 11/19/14 Margin Sell - Securities Sold BEAZER HOMES USA INC 390- 0.90 34,869.36 34.869.36 BZH Jan 17 15 20.0 C TO CLOSE Commission 220.50 Regulatory Fee 10.14 11/18/14 11/19/14 Margin Sell - Securities Sold AEROPOSTALE INC 290- 0.15 4.177.44 39,046.80 ARO Jan 17 15 3.5 C TO CLOSE Commission 165.50 Regulatory Fee 7.06 11/19/14 11/19/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (39,046.80) 0.00 DEPOSIT ACCOUNT page 6 0115 CONFIDENTIAL SDNY_GM_00011773 EFTA_00 122424 EFTA01267903

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/17/14 11/20/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 9.000- 2.00 17593.60 17.993.60 COM Commission 6.00 Regulatory Fee 0.40 11/17/14 11/20/14 Margin Sell - Securities Sold MERRIMAN HOLDINGS INC MERR 13.608- 2.00 27.209.39 45.20259 COM Commission 6.00 Regulatory Fee 0.61 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 4.16 825.98 46.028.97 COM Commission 6.00 Regulatory Fee 0.02 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 600- 4.1501 2.490.00 48.51857 COM Regulatory Fee 0.06 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.100- 4.15 4.564.89 53.083.86 COM Regulatory Fee 0.11 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 500- 4.1401 2.070.00 55.153.86 COM Regulatory Fee 0.05 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 4.100- 4.14 16573.62 72.127.48 COM Regulatory Fee 0.38 11/17/14 11/20/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 60.000- 0.0155 923.97 73.051.45 COM Commission 6.00 Regulatory Fee 0.03 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.000- 4.10 4.093.90 77.145.35 COM Commission 6.00 Regulatory Fee 0.10 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 3.900- 4.0901 15551.03 93.096.38 COM Regulatory Fee 0.36 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 4.22 837.98 93334.36 COM Commission 6.00 Regulatory Fee 0.02 page 7 of 15 CONFIDENTIAL SDNY_GM_00011774 EFTA 00122425 EFTA01267904

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/17/14 11/20/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 2.000- 4.18 8.353.81 102.288.17 COM Commission 6.00 Regulatory Fee 0.19 11/20/14 11/20/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (102.288.17) 0.00 DEPOSIT ACCOUNT 11/18/14 11/21/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.015 143.99 143.99 COM Commission 6.00 Regulatory Fee 0.01 11/20/14 11/21/14 Margin Sell - Securities Sold NORDIC AMERICAN TANKERS LTD - 200- 1.15 22.878.69 23.022.68 NAT Jan 17 15 7.87 C TO CLOSE Commission 116.00 Regulatory Fee 5.31 11/20/ 4 11/21/14 Margin Sell - Securities Sold NORDIC AMERICAN TANKERS LTD - 275- 1.15 31,460.45 54.483.13 NAT Jan 17 15 7.87 C TO CLOSE Commission 157.25 Regulatory Fee 7.30 11/20/14 11/21/14 Margin Sell - Securities Sold AEROPOSTALE INC 320- 0.15 4,610.21 59.09334 ARO Jan 17 15 3.5 C TO CLOSE Commission 182.00 Regulatory Fee 7.79 11/20/14 11/21/14 Margin Sell - Securities Sold NORDIC AMERICAN TANKERS LTD - 250- 1.15 28.599.86 87.693.20 NAT Jan 17 15 7.87 C TO CLOSE Commission 143.50 Regulatory Fee 6.64 11/21/14 11/21/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (87.693.20) 0.00 DEPOSIT ACCOUNT 11/19/14 11/24/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0154 147.59 147.59 COM Commission 6.00 Regulatory Fee 0.01 11/19/14 11/24/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0151 150.99 298.58 COM Regulatory Fee 0.01 11/19/14 11/24/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 21.000- 0.1051 2,201.05 2.499.63 COM Commission 6.00 Regulatory Fee 0.05 page 8 of 15 CONFIDENTIAL SDNY_GM_00011775 EFTA_00 122426 EFTA01267905

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/24/14 11/24/14 Margin Delivered Other CORINTHIAN COLLEGES INC 2.167- 0.00 2.499.63 COCO Nov 22 14 1.0 C EXPIRATION 11/24/14 11/24/14 Margin Delivered - Other TEEKAY TANKERS LTD 205- 0.00 2.499.63 TNK Nov 22 14 5.0 C EXPIRATION 11/24/14 11/24/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (2.499.63) 0.00 DEPOSIT ACCOUNT 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 4.152 409.19 409.19 COM Commission 6.00 Regulatory Fee 0.01 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 700- 4.151 2905.63 3.314.82 COM Regulatory Fee 0.07 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 4.790- 4.15 19978.06 23.19228 COM Regulatory Fee 0.44 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 6.700- 4.15 27798.38 50.991.26 COM Commission 6.00 Regulatory Fee 0.62 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 6.000- 1.00 5993.86 56.985.12 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.14 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.000- 1.12 1.113.97 58.09999 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.03 11/20/ 4 11/25/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 66.000- 0.0131 858.58 58,95727 COM Commission 6.00 Regulatory Fee 0.02 11/20/ 4 11/25/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 233,000- 0.013 3928.93 61,986.60 COM Regulatory Fee 0.07 page 9 0115 CONFIDENTIAL SDNY_GM_00011776 EFTA 00122427 EFTA01267906

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 550- 4.16 2.281.94 64.26854 COM Commission 6.00 Regulatory Fee 0.06 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.063- 4.15 4.411.35 68.679.89 COM Regulatory Fee 0.10 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.900- 1.05 1988.95 70.66894 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.05 11/20/14 11/25/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 11.000- 0.1041 1.139.07 71,807.91 COM Commission 6.00 Regulatory Fee 0.03 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.000- 1.00 993.97 72.801.88 WARRANT EXP 11/18.2018 Commission 6.00 Regulatory Fee 0.03 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 4.231 417.09 71218.97 COM Commission 6.00 Regulatory Fee 0.01 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 400- 4.23 1.691.96 74.91093 COM Regulatory Fee 0.04 11/20/14 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 5.882- 1.10 6.464.05 81.374.98 WARRANT EXP 11/18.2018 Commission 6.00 Regulatory Fee 0.15 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 3.000- 1.05 3.143.93 84.51891 WARRANT EXP 11/18.2018 Commission 6.00 Regulatory Fee 0.07 11/20/ 4 11/25/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 15,860- 1.00 15.853.64 100.372.55 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.36 page 10 6115 CONFIDENTIAL SDNY_GM_00011777 EFTA 00122428 EFTA01267907

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 11/25/14 11/25/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (100,372.55) 0.00 DEPOSIT ACCOUNT 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 1.200- 1.001 1.195.17 1.195.17 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.03 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 5.500- 1.00 5.499.87 6.695.04 WARRANT EXP 11/18/2018 Regulatory Fee 0.13 11/21/14 11/26/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 10.000- 0.0155 149.19 6,844.23 COM Commission 6.00 Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 19.200- 0.0151 289.91 7.134.14 COM Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 30.000- 0.015 449.99 7.584.13 COM Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 30.250- 0.10 3.018.93 10.603.06 COM Commission 6.00 Regulatory Fee 0.07 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 400- 1.00 393.99 10.997.05 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.01 11/21/14 11/26/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 400- 4.3101 1.718.00 12.715.05 COM Commission 6.00 Regulatory Fee 0.04 11/26/14 11/26/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (12.715.05) 0.00 DEPOSIT ACCOUNT 11/24/14 11/28/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 362.800- 0.012 4.347.50 4,347.50 COM Commission 6.00 Regulatory Fee 0.10 page 11 of 15 CONFIDENTIAL SDNY_GM_00011778 EFTA_00122429 EFTA01267908

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 19.558- 0.94 18378.11 22.725.61 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.41 11/24/14 11/28/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 76.900- 0.16 12.297.72 35.02333 COM Commission 6.00 Regulatory Fee 0.28 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0137 130.49 35.15332 COM Commission 6.00 Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0133 132.99 35.28631 COM Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold RAINMAKER SYSTEMS INC RMKR 50.000- 0.013 643.98 35330/9 COM Commission 6.00 Regulatory Fee 0.02 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 4.2101 415.00 36.345.79 COM Commission 6.00 Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 17.100- 0.90 15383.65 51.729.44 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.35 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 8.100- 0.82 6.635.85 58365.29 WARRANT EXP 11/18:2018 Commission 6.00 Regulatory Fee 0.15 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.013 124.19 58.48948 COM Commission 6.00 Regulatory Fee 0.01 11/24/14 11/28/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 44.000- 0.0126 554.38 59.043.86 COM Regulatory Fee 0.02 page 12 6115 CONFIDENTIAL SDNY_GM_00011779 EFTA_00 122430 EFTA01267909

Statement for Account # 867-730320 11/01/14 - 11/30/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 11/24/14 11/28/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBTW 2.500- 0.81 2,018.95 61,062.81 WARRANT EXP 11/18/2018 Commission 6.00 Regulatory Fee 0.05 11/24/14 11/28/14 Margin Sell - Securities Sold TRANSGENOMIC INC TRIO 7,553- 2.2501 16,988.63 78,051.44 COM Commission 6.00 Regulatory Fee 0.38 11/28/14 11/28/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (78,051.44) 0.00 DEPOSIT ACCOUNT Closing Balance tot Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. $ 0.00 Insured De • osit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 11/01/14 $ 1,799,049.93 5 0.0100 $ 2.46 $ 2.46 $ - 11/06/14 1,811,694.76 1 0.0100 0.50 2.96 11/07/14 1,842,424.93 6 0.0100 3.03 5.99 11/13/14 1,894,558.10 4 0.0100 2.08 8.07 11/17/14 1,907,754.09 1 0.0100 0.52 8.59 11/18/14 2,237,415.94 1 0.0100 0.61 9.20 11/19114 2,276,462.74 1 0.0100 0.63 9.83 11/20/14 2,378,750.91 1 0.0100 0.65 10.48 11/21/14 2,466,444.11 3 0.0100 2.03 12.51 11/24/14 2,468,943.74 1 0.0100 0.67 13.18 11/25/14 2,569,316.29 1 0.0100 0.71 13.89 11/26/14 2,582,031.34 2 0.0100 1.41 15.30 11/28/14 2,660,082.78 3 0.0100 2.19 17.49 17.49 Total Interest Income $17.49 Trades Pending Settlement Account Symbol/ Investment Description Type CUSIP SELL TITAN ENERGY WORLDWIDE INC Margin TEWI COM page 13 of 15 Quantity 10,000- Trade Price Date $ 0.016 11/26/14 CONFIDENTIAL Settle Date 12/02/14 SDNY_GM_00011780 Amount $ 153.99 EFTA_00122431 EFTA01267910

Statement for Account # 867-730320 11/01/14 - 11/30/14 Trades Pendin . Settlement Investment Description SELL TITAN ENERGY WORLDWIDE INC Margin TEWI COM SELL TITAN ENERGY WORLDWIDE INC Margin TEWI COM Account Symbol/ Type CUSIP Quantity 10,000- 446.000- Trade Settle Price Date Date 0.0151 11/26/14 12/02/14 0.015 11/26/14 12/02/14 Amount 144.89 6,689.85 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $1.799,049.93 11/06/14 11/06/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 12,644.83 1.811.694.76 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/07/14 11/07/14 Received FDIC INSURED DEPOSIT ACCOUNT 30.730.17 1,842,424.93 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/13/14 11/13/14 Received FDIC INSURED DEPOSIT ACCOUNT 52.133.17 1,894,558.10 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/17/14 11/17/14 Received FDIC INSURED DEPOSIT ACCOUNT 13.195.99 1,907,754.09 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/18/14 11/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 329,661.85 2,237,415.94 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/19/14 11/19/14 Received FDIC INSURED DEPOSIT ACCOUNT 39,046.80 2,276,462.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/20/14 11/20/14 Received FDIC INSURED DEPOSIT ACCOUNT 102,28817 2,378,750.91 page 14 of 15 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT CONFIDENTIAL SDNY_GM_00011781 EFTA_00122432 EFTA01267911

Statement for Account # 867-730320 11/01/14 - 11/30/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 11/21/14 11/21/14 Received FDIC INSURED DEPOSIT ACCOUNT 87,693.20 2,466,444.11 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/24/14 11/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 2,49943 2.468.943.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/25/14 11/25/14 Received FDIC INSURED DEPOSIT ACCOUNT 100,372.55 2.569.316.29 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/26/14 11/26/14 Received FDIC INSURED DEPOSIT ACCOUNT 12,715.05 2,582,031.34 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/28/14 11/28/14 Received FDIC INSURED DEPOSIT ACCOUNT 78.051.44 2,660,082.78 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/28/14 11/28/14 Received Interest: Insured 15.45 2,660,098.23 Deposit Account 11/28/14 11/28/14 Received Interest: Insured 2.03 2,660,100.26 Deposit Account Closing Balance $2,660,100.26 TD Bank NA $247,500.00 TD Bank USA NA $2,412,600.26 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. NA. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Sec:wales Investor Protection Corporation (SIPC) protection apptucable to your brokerage account. page 15 of 15 CONFIDENTIAL SDNY_GM_00011782 EFTA_00122433 EFTA01267912

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011783 EFTA_00 122434 EFTA01267913

Terms and Conditions STATEMENT GUIDE Arowado provides morally Portfolio Moors lor accoums van annoy and quarterly rooms tv mac:ye accounts win assets.' Portfolio Summary: Treed me current value 01 your D0111010 as 01 the regal dale and compares n to pie prior ~Ma The allsel lineation irdC81.34 your pOrd010 diveninCalion by investment type M.Mple Moulton under 5% me be groused into ~category el "Ctrs" in the pee chart. Margin Earn, - Told Amount Emiblimed Ming larvginable Value • Taal Shan Value) Activity Summary: The opening and dosing cash balances are reconcrec here ler yew quick rerreerice Ai account acunty is summonsed ler be currant paled and yea to dot*. Income a Expense Summary inemEtAs only): This seam detain too income ant emenser Woe horn Mo Manny Summary and Cbsairies the lax liernment. Retirement Account Summary (IRAs only): Review the IRS regnatod bansaceons for Mo rurett WC, pro yeas, IRS Fenn 5498 Mir Marble value is based On the current value as of Docomser 31 or moo previous year arden to furnished to~ Internal Revenue Same. PedonnanceSummitry:Monitoi your annual portfolio penormance ard the unedited gains and l0:0*: 'or your enure rummont strategy. Account Positions: New your mostrnonts a mho current market vatm ard corrparo the cogrol coal to see imvadqed gains and losses n your wool.) Original cost is cosigned using be trurn. rint-out (FIFO) method. Mich assumes the rust shares >du set are those you purchased ern. The estimated irmostmont income2 and average cost per share are chspayed for your /defence the oiledpurchase date e shown tor en Motion or you hoeing period). MeOunt Activity: Al accent solidly ia dean/ clothed. bled in ate Orcier. end reflected n the doting cash balance. Trade* Pending Sottleneed: Confirm you ...Wed trades WM a settlement date alter month Ø. Rose transactions ell bo reflected n me Account Acvnty section nod mom. Online, Cash Services TramactlOn Dwell: Cash management tlannidiae Mal Cleared Caring ass statanom reporting ponod. ndudng check. debit card and ATM actmb. are listed in dato amer. Online Cash Services Summary: Croft ard debt transaction totals lor tho arrom mammon retbring Paled eve sumnusiad. InelMebal benadvent are not listed. uo to rounding adustments. ~ ~mein decals may not coast the summon totals. teninald Annul Income and Esernsted Annual Yield values å e band upon the number of shares owned or arrom value balance, az of toe stalemom dale and me rrom roomi &Aden! rate a Sag, sild ~Ode« GENERAL INFORMATION 10 Msenlrade does not panda legal or lax adece. Please consul, your legal advalor or lax eaeounbent when ~Maly. AS 8 818neard infasdry prelaCe. panne COrnenlehtins may be recorded br Salty comic, and transact on viiitralMiMMOSte. For TO Ammo-ado ~amoral clews. your advisor him ms smarato from and not attend was TO ainciaracla. Inc. a TO Arratrado Cleared. Inc.. and oath Ism is not responstle la the PrOekxls end senices 01 the Ogler. Mammyor Reports:II you rind any errors or omissions in your accouM statement you Mould Immediately call us et the amber listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Arne/loans Clewing, Inc. el 8004694900. Sleaze rancor the statemorn carcally. ir you timed* with any transactor.. or il Mao aro any aids a crwsvom. please Wiry a Client SeM,Breolesentaliraa ye, lOcal bench aloe. as woe as 10 Amairado Clean-9. Inc. in wmrg enho ton (10) days el yew romp of this statement Any oral statements Mal you hare made to vi abode' be cornmeal in veiled The statement Wit °aroma be considered concahe. Please natty vs promptly 01 any changes in yam conned information. DareatIOM rearbled on your moon real be conchae,* doomed accurate unless you mob TO Amanda irrecidatob. Account Protection: Deposes hold by TOBank. N.A. and TD Dank USA. N,A.. aro toured by tie FDIC (401 Covered by SIPC) up 10 2250.030. Limbs are per aCtOunt oimertn0 per inialt4On. TO learn more about FDIC coverage 0010 wire ICAC.00v. SeCulleS. inclocIng mutual 'uncle, held in WV Brokerage Account are 401 depotils Or oblgalions ol. or guaranteed by. any bank. Ø not FOltinsesed, and involve investment mks, includng missile loss ol princpal. TO Amentrade is a member ol the Securities Investor Praocton Corporation (51PC'). which protects secunlies customers or ils members up to 5500.000 (inter:ling 5250.004) lot daims for cash). Explanatory brochure is available on request at A001110nelly. TO Antenna* provides ash cleat $149.5 trillion worth 01 grOleCOOn for securities and 32 °Ilion Ol IXONCIOn for cash 'Neagh Supplemenial coverage provided by London Insurers. I> be von Ola brokerage insotrefity. a Client may Marne Motvis due kan the trustee In baribuldcY and mon SIPC. Sidolemental coverage u pad out aim tho trustee and WC payouts and Lake such coverage each clone is limited to a ostibnoci urban of 3152 miliOn horn a trustee. SIPC end London insurers The TO Antedliade ardplernental coverage has an aggregate bra ol $500 motion over all custanors. The poky provides Coverage lolbainp brtervage insolvency and does net poled against Ins in marten valle ce eve socunbas An investment n a money mathat lund is not insured Or gararneed by be Federal Depose Insurance Corporabon 'CPC, a any other gworarat agency. Although Me Ands Beek 10 preserve the val. Ol your rertImeni al S100 per share. 4 b potable 10 lose more, by inseam; n a money market kind. Dividends are declared dab and poethursosted montily. The prospectus cordons Iles ard once imconart Mammon_ Reed the trospeclue Meek% Wore ~fling. 1.0n-001Xeil investments herd by your boker dealer arc NOT FDIC INSURED/NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank 009091 meant Or Born Of yew money mattel nidua land can to lquicialta on your order, and lho proceeds returrod lo yam manes account or remilleg 10 yOu Tv RIpering: The and.) Mtn å MI a lar dam« You MI Wake FOrm 1899 for oval us repalrg re carpal:* mh IRS ccairowonls lncludes unart recrta dodenn. Ø gait UPS Xarneli. and sties proosedil Some Malta an) subject b reclassralOn whin MI to roltdcel cn atnegart in rooms Cost Rat : Cost Dam. tax lot and oØ ceporteig and Otadosaldr me edema and ardad by CO4 IM:CaEORSTED ID rreflracle a na rooenetes q Fie releAgy or sØ cl fo rtamaxn TD Arnentaao ad Cs atria= wan ylonmters1 do not ~Mello foamy« me •rtmolon and dala partied COI NCORFORATED'i9 a Site ~pinyand a me alleged witi ID ameba* ~gin and Options Account Agreements: Prompt/ adrito ID Amentrade n warp or arty chango in your investment clomuros or annul shown as they pertain to your ~Min OrØoraaCCOunl egreeMenis A summery or Ømesonsand cheep, incurred was The execution ol aeons bansaceons is amiable. Omni Merkel Prices: Oie mature yams el sauna hate Mal Waned. il aatibb. Ø (ratan sag«. ad Other indeperident tomes Mika we Weed On Me dosed pc* Me ~crh amen mo PS and slag rms, a other rnotcce. P romria valreis ~lade bon a qt0lakn tern> 0~ independent sane. tie smutty is initted 10 bang reteckel tie Ma Prod OP) lbeiclusams cri your paticlo repel as preened as wool Mandan ad me de net guarantee to soma dag scones pct Madam backed postan re Mod vang me temaving borne ad Me Rawl make! pore Prebo rØ sebens nay nal nilom« mks prococch, The scoot.» nØ la Contras id Deposes (CDs) a manor* loud and the actual M&e may be clIterat eon me ovalartate MOTSlob d PVICMI may molt ton the sob el a CD pta le ~trey Bann adb Rod Mono Sauna Wade ~cony Man hub women and donor sad en a load ~go. Rama. Ivry saM n me OTC Wes !he °Dunk., nwlya and sUrart tawdry nuyrce met la >a barn >our padon plot tom -ay. The sib et bond gror to ~et nivy reol n a lens el prilopd. Non Standard Amen (MAI wo may mamma n arta pampaen program securbas ~dips. brniodlablItyccmpamx. er red estate roamed bum. arrrtaty pools. angle ,uty. grim* debt a hedge inch NS& se boaen baud imealmeas ad do na hide en nalond accurtes maven.« to Nasdaq Stock ).Ledd, Toques ~on la tome rrostrans se ~al am ~eel Ian trebar meMOOS. Ø, bN nei IM/ol m Independent apprardis to progons ra =ob. anew Ma party tender tilers hat ha* boon prowled by to ~goner. ~raw. ander spacer a ash pcgan en by a thrtlinty nr wind Independent rettslen by ID ~a. Values may nor died pie orlon& ~lase pica. Ø market value a be malmri upon kudos:neon ø/nØ value canna be (rancho! trough l'eSe methods. Me elusion may be !SOW as NOrsPited MP) Fa ~MS Octal comma notmon b NmStamtant Aces. plena aroma Clog Saes These rivasinass are nu mant on/Soft SIPC. Amon Rao Sauna (ARSD Prong: he mesa lob= la ORS scams hao boon °tuned. H artletle. Korn coOtalen eerrte. of oiler rages:MI ~ea Theacaray ol the pØ is nal garanioal Ha motel ~a snot maldab. TD ~Made SI grue eo OAS mum. tared nth censolet boll to klualy ad undo,,mg ode quay. The ARS ~tee re ~only tremaning a Mk 011esalty and. ma mot ~eta, be re e"SvlrCelbal eoditreaarbeSan to and undo, oscremalrel cottons. REGULATORY DISCLOSURES MI Crania:eons aro abject to 0) The consmubon. Na, regulations customs and usages • Ra exchange Or market and its dearrighouse. H any. on Mich such bandeos are caccurca: no Masai Lies. 'dialog the Sambas Act el 1933 and the Sauenes Ex 1 osen . o and mva cliereqte orfAtend F an osso brochure Mat incbelps intormabon denoting FINRA's Putlic Osamu], Program. please Contact FINRAM 8352839939 Or wwwlinmag. The interest rato ~An tor TO Ameretade Cash a leken from the oppcape me/onraw ser lor the Markel Value balance n Me TO AmeroedeCesh. as 01~ aelerteM casino Ode Simple merest is mama dab based on the interest raw ea applcablo to oath days balance. Financed Statement NotircatIon: TM sidemen ol Mancol condom lor TO Ormond* es ~table Woe a year and may be obtened al no Cost. via the internee al hm.rnwyrratanontradecom,bnancialstammentlard. Option Assignment: Mi eon comb upon posnons and some index option positions are available br assignment Emma assignment Mani for equity or Men options are randomly Mooned among all ohms' shod posbons by an automated proceckse. Free Credit Balances (Rule 16Øt & 3): Under me clam protection mt, we may use free Credit balances n your MCOunt in the Ordinary Came el our amen which are payable 10 yOu on demand. Margin Macomb (Regulation T1: H you have a margin account. the report u a combnafon el SM. margin entovet end a Nadal ~bran:Lim amen« Tracing on ~Kin poses adellional risks and a not testable lor all investors. A carpet° 1st et the nsks *seceded via margin treeing is amiable in be maren rek disclosure clociment You may obtain a copy d this document by contacting us el Renumber Isla! On page reol pur statement Payment ler Order Row (SEC Rules 606 and 607): In some crcumstancts. TO Amornrado recants compensabon ler droceng certan anatheisounta and mod equity order Ito, to selected MOWS. brokers a dealers (Martel Centers) Cempensation is in Poe loin d a per share cash payment_ n ad.:Mon. TO Amatrado also may wave carperizaten related to So foreign enemy enlarge COmpOnert C4 alarnbliOns n toregn securities (men Markel Callers oxameng such gabs_ We post ararterty moons disclosing the venues ler order raced oxecurson s enmadarnxtrado_com. A mitten copy is avalatle IØ request. 11 is our palsy. absent Pont orders to Me contrary. to select brokers, &tags, and market makers based On the Why to proud, best meabon and the history 01 seerne price improvementcal mana orders. Pnce improvement,s avanabloirder canon market condoms. and we regular>, manta execimen to lost tor ash mac...anent d amiable. Tied, COMIrmollerna (Rule 100-10):MI cornrmalions are earemined on me Iratstrton doe Tax»: Transadkns in foreign sedurila (Martin° foreign ~Wirt AC" ISM Ka in Ea U,S,) may include taxes and fees~ by to foreign mamas of governments. oath may be Nibbled in Me edam el the stonily Or charged man ncleeendert une ilen ~fly Porky Nollgaillon: A cony d the TD /Mabel» privacy DOICY is aVaMMStr al sviMamentadotorn CaMbir Seadilin: The 'location or penal redemptions or cells is doe yang a pro rant any system. A mammon el the proombros for callable saunter. Is nabobon to reerale a hang comps aro multibto uponea:pos.1. In Case 01 errors a coestens tboul your EIMIOniC Fund Trendier. please CO lad 8 al 'MO 66.9.390), ot n vanrg to P.O. Box 2209. Omaha. NE 66103. or by email al ClieMetmkeKaldanlediage.COM The ~meal <OM/lined n your *Cann statement shall be bndng upon you il you do not ein ecl wain sixty (60)days lor any !candor or lunds pima to Rcalabon E, such as ATM and pan arale bunion, debit transaebons. sired deposits. and edheliernik We Must hoar from you ro later Man 60 days aner we Led >du Me FEST summon on whch the error or problem appeared, (I) Tell us tar non. and account amber (2) Doscrbothe error or Me transler you am unsure about. and oxpbn as dearly as you can why you below n is an error or wily you need mote inlormabon. (3) Teti us he Ocitar .1M0.ri 01 me sabangeg error. Wo Mrll mrosigact your complain and tall <area any error promptly. el we lake more than ID business days lo de this, sewn creel, your twoMM br smart you think is n arms/SIM' you wll have no use al the money dump tho tine I taws us to carpet* our inuestgaton. AMM1500744 SDNY_GM_00011784 EFTA 1x1122435 EFTA01267914

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 12/01/14 - 12/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Estimated Investment Value Value Change Change Income Cash $ - S $ $ - Insrd Dep Acct (IDA) 2,828,570.06 2,660,100.26 168,469.80 6.3% Money Market Short Balance Stocks 196,026.00 452,830.90 (256,804.90) (56.7)% Short Stocks Fixed Income Options 8,596.90 7,540.15 1,056.75 14.0% Short Options Mutual Funds Other Total $3,033,192.96 $3,120,471.31 ($87.278.35) (2.8)% $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex . ense Summa Current YTD Reportable Non Reportable Opening Balance $ 0.00 $ - Income Securities Purchased (8,601,778.47) Dividends S - $ - Securities Sold 168,446.15 7,430,003.59 Interest Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest Expense (516.21) Fees Other (168,446.15) (2,828,510.54) Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 Announcements: NEW LOOK. NEW FEATURES. SAME SMART INFO. A FRESH, NEW TICKER TAPE IS HERE. NOW YOU CAN ACCESS VALUABLE INSIGHTS EVERY MARKET DAY AT THETICKERTAPE.COM. Estimated Yield Portfolio Allocation page 1 o110 YTD $200.00 1.63 (516.21) CONFIDENTIAL ($314.58) 0.01% 0.0°O Options 0.3% Stocks 6.5% IDA 93.2% Performance Summary Cost Basis As Of -12/31114 " $668,560.46 Unrealized Gains Unrealized Losses (463,937.56) Funds Deposited/(Disbursed)' 4,000,600.00 Income/(Expense)"° (314.58) Securities Received/(Delivered)" 0.00 'or cost-basis Information. refer to vrawtclamerftradozom SDNY_GM_00011785 EFTA_00122436 EFTA01267915

Statement for Account # 867-730320 12/01/14 - 12/31/14 Online Cash Services Summary Description Current Year To Date CREDITS Electronic Transfer Subtotal $ - 0.00 $ 4,000,000.00 4,000,000.00 TOTAL 0.00 4,000,000.00 Income Summary Detail' Description Current Year to Date Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest $ 0.00 0.00 0.00 23.65 $ 1.63 (516.21) 200.00 59.52 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Symbol! Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0279 $ 0.03 08 05 14 $ 0.22 $ 0.22 $ (0.19) $ - INC COM PLASMATECH PTBI 7.270 3.45 25.081.50 05/12/14 142,412.44 19.59 (117,330.94) BIOPHARMACEUTICALS COM TRANSGENOMIC INC TBIO 85.047 2.01 170,944.47 05/12/14 338,373.82 3.98 (167,429.35) COM Total Stocks $196,026.00 $490,786.48 $(284,760.48) $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.0002 $18.40 0512,14 $ 80.879.08 $ 0.88 $ (80,860.68) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.0001 8.75 06,2014 36.151.25 0.41 (36,142.50) DEVICES INC AMD Jan 17 15 4.5 C page 2 of 10 CONFIDENTIAL SDNY_GM_00011188 EFTA_00122437 EFTA01267916

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Positions Investment Description Symbol/ CUSIP Quantity Current Price 0.0001 0.1426 0.0001 Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options • Margin CORINTHIAN COLLEGES INC COCO Feb 20 15 1.0 C COWEN GROUP INC COWN Jan 17 15 5.0 C DRY SHIPS INCORPORATED DRYS Jan 17 15 3.0 C 575 600 800 5.75 8,556.00 8.00 06/24/14 06/27/14 05/12/14 3.211.05 15.873.40 51.659.20 0.06 0.26 0.65 (3205.30) (7.317.40) (51.651.20) Total Options $8,596.90 $187,773.98 $(179,177.08) $0.00 0.0% Total Margin Account $204,622.90 $668,560.46 $(463,937.56) $0.00 0.0% Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 11/26/14 12/02/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10,000- $ 0.016 $ 153.99 153.99 COM Commission 6.00 Regulatory Fee 0.01 11/26/14 12/02/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10,000- 0.0151 144.89 298.88 COM Commission 6.00 Regulatory Fee 0.01 11/26/14 12/02/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 446.000- 0.015 6.689.85 6.988/3 COM Regulatory Fee 0.15 12/02/14 12/02/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6,988.73) 0.00 DEPOSIT ACCOUNT page 3 o110 CONFIDENTIAL SDNY_GM_00011787 EPTA_00ll 22438 EFTA01267917

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 12/01/14 12/04/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 9.500- 0.1001 944.92 944.92 COM Commission 6.00 Regulatory Fee 0.03 12/01/14 12/04/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 17.300- 0.10 1729.96 2.674.88 COM Regulatory Fee 0.04 12/01/14 12/04/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0111 104.89 2.779.77 COM Commission 6.00 Regulatory Fee 0.01 12/01/14 12/04/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 71.500- 0.011 786.48 3.566.25 COM Regulatory Fee 0.02 12/04/14 12/04/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (3.566.25) 0.00 DEPOSIT ACCOUNT 12/02/14 12/05/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 6.300- 0.08 497.98 497.98 COM Commission 6.00 Regulatory Fee 0.02 12/02/14 12/05/14 Margin Sell - Securities Sold HAUPPAGE DIGITAL INC HAUP 80- 0.0801 0.40 498.38 COM Commission 6.00 Regulatory Fee 0.01 12/02/14 12/05/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 700.000- 0.01 6.993.84 7.492.22 COM Commission 6.00 Regulatory Fee 0.16 12/05/14 12/05/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.492.22) 0.00 DEPOSIT ACCOUNT 12/03/14 12/08/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 3.500- 3.8501 13.469.05 13.469.05 COM Commission 6.00 Regulatory Fee 0.30 12/03/14 12/08/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1,498- 3.85 5761.17 19.230.22 COM Commission 6.00 Regulatory Fee 0.13 page 4 o110 CONFIDENTIAL SDNY_GM_00011788 EFTA_00 122439 EFTA01267918

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 12/03/14 12/08/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 700- 3.85 2.688.94 21,919.16 COM Commission 6.00 Regulatory Fee 0.06 12/03/4 12/08/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 262.400- 0.0018 466.30 22,385.46 COM Commission 6.00 Regulatory Fee 0.02 12/08/4 12/08/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (22.385.46) 0.00 DEPOSIT ACCOUNT 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 1.000.000- 0.0014 1.393.96 1.393.96 COM Commission 6.00 Regulatory Fee 0.04 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 10.000- 0.0013 7.19 1,401.15 COM Commission 6.00 Regulatory Fee 0.01 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 990.000- 0.0013 1.286.97 2,688.12 COM Regulatory Fee 0.03 12/04/14 12/09/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 310.900- 0.0014 429.25 3,117.37 COM Commission 6.00 Regulatory Fee 0.01 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.400- 3.831 5.357.28 8,474.65 COM Commission 6.00 Regulatory Fee 0.12 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.670- 3.83 6.395.95 14,870.60 COM Regulatory Fee 0.15 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 5.700- 3.80 21.653.52 36,524.12 COM Commission 6.00 Regulatory Fee 0.48 page 5 o110 CONFIDENTIAL SDNY_GM_00011789 EFTA 00122440 EFTA01267919

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.200- 3.801 4355.09 41.079.21 COM Commission 6.00 Regulatory Fee 0.11 12/04/14 12/09/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.80 379.99 41,459.20 COM Regulatory Fee 0.01 12/09/14 12/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (41.459.20) 0.00 DEPOSIT ACCOUNT 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 5.000- 3.85 19.243.57 19,243.57 COM Commission 6.00 Regulatory Fee 0.43 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.8201 376.00 19,619.57 COM Commission 6.00 Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 7.022- 3.80 26.683.01 46,302.58 COM Regulatory Fee 0.59 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.87 380.99 46,683.57 COM Commission 6.00 Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.86 385.99 47,069.56 COM Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 200- 3.821 758.18 47,827.74 COM Commission 6.00 Regulatory Fee 0.02 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 100- 3.82 381.99 48,209.73 COM Regulatory Fee 0.01 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1,700- 3.801 6.455.55 54,665.28 COM Commission 6.00 Regulatory Fee 0.15 page Dot 10 CONFIDENTIAL SDNY_GM_00011790 EFTA 00122441 EFTA01267920

Statement for Account # 867-730320 12/01/14 - 12/31/14 Account Activit Trade Settle Acct Transaction Symbol Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 12/05/14 12/10/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIB I 1.965- 3.80 7466.83 62.132.11 COM Regulatory Fee 0.17 12/10/14 12/10/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (62.132.11) 0.00 DEPOSIT ACCOUNT 12/08/14 12/11/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1.700- 3.8601 6.556.02 6.556.02 COM Commission 6.00 Regulatory Fee 0.15 12/08/14 12/11/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 77- 3.86 297.21 6.853.23 COM Regulatory Fee 0.01 12/11/14 12/11/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6.853.23) 0.00 DEPOSIT ACCOUNT 12/09/14 12/12/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 1,000- 3.8501 3.844.01 3.844.01 COM Commission 6.00 Regulatory Fee 0.09 12/09/14 12/12/14 Margin Sell - Securities Sold RICEBRAN TECHNOLOGIES RIBT 3.565- 3.85 13724.94 17.568.95 COM Regulatory Fee 0.31 12/12/14 12/12/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (17.568.95) 0.00 DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Monty Summary on page one of your statement. $ 0.00 Insured Deposit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 12/01/14 $ 2.660.100.26 1 0.0100 $ 0.73 $ 0.73 $ 12/02/14 2.667,088.99 2 0.0100 1.46 2.19 12/04/14 2.670,655.24 1 0.0100 0.73 2.92 12/05/14 2,678,147.46 3 0.0100 2.20 5.12 12/08/14 2.700,532.92 1 0.0100 0.74 5.86 12/09/14 2,741,992.12 1 0.0100 0.75 6.61 12/10/14 2.804,124.23 1 0.0100 0.77 7.38 12/11/14 2.810,977.46 1 0.0100 0.77 8.15 page 7 of 10 CONFIDENTIAL SDNY_GM_00011791 EFTA_00 122442 EFTA01267921

Statement for Account # 867-730320 12/01/14 - 12/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 12/12/14 2,828,546.41 20 0.0100 15.50 23.65 2165 Total Interest Income 823.85 Insured Desosit Account Activit Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $2,660,100.26 12/02/14 12/02/14 Received FDIC INSURED DEPOSIT ACCOUNT $ 6,988.73 2,667,088.99 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/04/14 12/04/14 Received FDIC INSURED DEPOSIT ACCOUNT 3,566.25 2,670,655.24 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/05/14 12/05/14 Received FDIC INSURED DEPOSIT ACCOUNT 7,492.22 2,678,147.46 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/08/14 12/08/14 Received FDIC INSURED DEPOSIT ACCOUNT 22,385.46 2,700,532.92 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/09/14 12/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 41,459.20 2,741,992.12 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/10/14 12/10/14 Received FDIC INSURED DEPOSIT ACCOUNT 62,132.11 2.804.124.23 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/11/14 12/11/14 Received FDIC INSURED DEPOSIT ACCOUNT 6,853.23 2,810,977.46 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/12/14 12/12/14 Received FDIC INSURED DEPOSIT ACCOUNT 17,568.95 2,828,546.41 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 12/31/14 12/31/14 Received Interest: Insured 21.55 2,828,567.96 Deposit Account page86110 CONFIDENTIAL SDNY_GM_00011792 EFTA 00122443 EFTA01267922

Statement for Account # 867-730320 12/01/14 - 12/31/14 Insured De* osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 12/31/14 12/31/14 Received Interest: Insured Deposit Account 2.10 2,828,570.06 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,581,070.06 $2,828,570.06 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccun are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection appscable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing. Inc. may be obtained at no cost. via the Internet at https://w‘vw.tdameritrade.cornifinancial-statementfffinancial-statement on or before 12/29/2014. or by contacting TD Ameritrade Clearing. Inc. at 1.800-237.8692. As of 9/30/2014. TD Ameritrade Clearing. Inc. had net capital and a net capital requirement of $1.6 billion and $280.4 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Annual Margin Disclosure Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action. such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. Anti-Money Laundering Requirements The USA PATRIOT Act is designed to detect. deter, and punish terrorists andfor terrorist groups in the United States and abroad. The Act requires U.S. financial institutions and brokerage firms to implement comprehensive anti-money laundering programs. What is money laundering? Money laundering is the process of disguising illegally obtained funds so that they appear to come from legitimate sources or activities. Money laundering occurs in connection with a wide variety of crimes, including (but not limited to) illegal arms sales. drug trafficking, fraud, terrorism. embezzlement. and political corruption. How big is the problem and why is it important? According to the U.S. Department of State, one recent estimate puts the amount of worldwide money laundering activity at roughly $1 trillion per year. The use of the U.S. financial system by criminals to facilitate terrorism or other crimes could taint our financial markets. What is TD Ameritrade required to do? As required by the USA PATRIOT Act. our anti-money laundering program designates a special Compliance Officer to ensure compliance with applicable laws, maintains policies and procedures to detect and report suspicious transactions. performs employee training. and conducts independent audits. Federal law also requires all financial institutions to obtain. verify, and record information that identifies each person who opens an account. As part of this requirement. we may ask you to provide various identification documents or other information. Until you provide the information or documents required. we may not be able to open an account or process transactions for you. page 9 of 10 CONFIDENTIAL SDNY_GM_00011793 EFTA_00 I 22444 EFTA01267923

Statement for Account # 867-730320 12/01/14 - 12/31/14 Important Information We thank you for your patience and look forward to your support in our efforts to deny terrorist groups access to America's financial system. page 10 6110 CONFIDENTIAL SDNY_GM_00011794 EFTA_00 I 22445 EFTA01267924

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 11795 EFTA_00I 22446 EFTA01267925

Terms and Conditions STATEMENT GUIDE IC Are ufacto taande: monity Ponk» Ropom lor accoums win actrerty and quanorly ropom w naam accounts win assen! PONO. Summara Tracki Irae Current dna d your 00«010 es Of the nip» dele end empora' ry to me prior moniak The enel tillaabOn SaC8103 yOut p00010 dirooleCalion by imamem type MANN abcalcres tonda 5% Ml bo pralno] mto me calogory ol "Oblot in ho po chart. Magm Edeny - Total Account ErtudelT0181 LON lobrikulble Wikte • Total Short Wikte) Actmty Summary: The opening and doung cash balante ato recancied here lor your qua relecence At account odmie es summanzal lor me °uroni pen» and roer to dato. Meom* a Expertee Surwriary (nenaAs only): lhos sodem dola tno marne and omonso Wan nom de kenty Summay end daniem the tai hemant Robrement Account Sumatory (IRAs ordy): Rauwe die MS repdxod transz:Frons lor ino <urmt ara pro yen IRS Fam 5498 Mit makel vake is Dosad on IN »non vihue es of December 31 ol ihe pranous yoar ardwn be turnshod to Na Iniema Amonu° Same, PedonnonceStmmary: Mon», you anomii portfolio peilamine and me urrealized gaine end your luwte rrecannord stroimy. Account Postbons: New you ~amonu al ino current masa vat» and tappro to erna eosi to see uwiciu» pains and bosses n your palki* °deinst cmi is meen» yang IN enten. rent-our (FIFOI meitod. Mich anomie me Pni Omes tdu set me Ihose you purChatied arst lbo esionaled ernostmoni encome2 and average cast per share are dmeayed lor your mieren» drie odes' puchate Ode e armen br en teltenen ol you hokkig ai»). MCOunt Agnaty:AI smout ecibily is deert delnal, Iel» in Wie Order, era relleaml rn me amino cash bafanee. %dos Panding Settlenslot Continu you heated sedes tum e monomani dele ener mamb W. Oase tramacions to relloctod d Ine Account Manty amon rest went.. Gnilne Cash Services Tramaction Cash management halatia Mei CSM«, aring ths simonom repamng ponad. rkludng che& dobo cad and ATM anwb. are liztod en date erdb. Oto Cash Services Smarnam: Crodt and debr iransacbon totals lor the omom statement '00~ eed» ere summaimet Indedard tran8(ktans are rottige''. 'Duo to tanding acfustments. lbo gameni ~als may nol opaal me statement tab. Clilknaled Asrus Neonie end Eserrefed Annuel Veld %aktes e e bolid upon IM) nut». Or share: owo» er amore 'oko balaso> as ol the slalomom dalo ord me most recent andend rede Or Cash OM potna» GENERAL INFORMATION TO ~oma» doos rot Frondo legat or lax mince. Neme consult your lepel minor or lax aCCOurianl Men ne01488ry. A8 8 SIMUM inOdby praCM(e. piane eOrYnkilaharn May be records br Sally 00ninal and IninsadiOn irenfensIN pulpen" For TO Amontrade braboonal perce. yes edytor nat es separate dom and not attbaled wM TO Anworado. Inc. a TO Arratrado Ciemne Inc.. and ciach hm es nat tosponsMe I« Ule pedels end senices Ol Me ofher. Accwacy Reporls: H you lina any errors or emueslons m yam accouM stabament you WOUW immedialety celt us et th* menhir baad on page One Ol your statement. You Soule; laso contact our Clearing tym, TD Amanu». Clearing, Inc. M 8004894900. Mewa ternew dia statement caretily. you Osami» mili any transom», or el ihao am any aids or »Meom. Masse roby e Client Services representelke a you kaf Match race. es wol as 10 imamam Cnam?, inc. in wrona stom ton (10) days ol you racom ot the statement My ord statements Ihet you hare made to us shot» be COMmled in mitra Thb statement will «henem be considered conclehe Fletse noley e mowny ol any charges in your cOnlaci informalion. TrareaCOOM redr/Cled on your rcpon wil bo concbsio~ed acana unloss you rody TO knavado mmmix*. Account Proleabn: °epos» »Id byTOBank. NA and TD Bark USA. NA. aro Nemrod by "he FDC eol COYOrad by SIPC) up Ie $250.000. Limin ere per Wami »nad» per MONO». TO Nam maa eboul FOK CNOM. go SO mew IdC90e. SeCullieS. inCludng multa, tonde, held in yam' Ordo: MOS ACCOurt are ral dtepealS Or 001050n8 Ot Or ‚manto» by. ary bank. are not FOICinswed. and meeha envestmoni dsks, ercludng passae las ei pikapa. TD oliemade es a momber ol the Sean»: loyesict Moda» Gorgona» (SIPC'). Mich amens meun»: astomers ol ds manbars up lo 5500.000 (nchiding 5250.000 lor daim fot cash). Explanatory brochure is ayailaNe on requeel wwasipc.org. TO Arnertirafte MOM% Mien Cleni 5149.5 milion wora ol proleedon lor secreties and 52 miko 01 MCMCIOn br chh dwo» Supamenizil coyerepe pthided by London 'Nura. h ihe html Ol a ~etage ineolrency. a den may Wekt Wants durr MM Me Mus») In boninOtcY and ban SIPC. Smokownial omenu° es pad oul Mor the trustee and SIPC payouls and ~or such manage ciach cleni es anod to a combra return of 5152 milion horn e trefne. SIPC and London inwon The TO knerilrade simplanenial coverago has an morowo Ima ol 5500 muon amr ab custemors. flus colty taande: Owa» ‚Mening Weinige in8Olany and doei n01 poleci toina bm in manat vat* ot mo seato‚ invemment ki a money ~MM lunit is nol lama' Of Caferabed by he Pedaal Dopost insuramo Corporabon (FOICI et any olha eranarnrrat money. ANN.» do kinds Beek 10 efetienre tne WiNe d yOur inithilment al 51 00 pa dure. d e pOstible 10 lOse mOney by lornion n a money manat fund. DMOSeds ae »Meed daty end padeosnoostod marasy. The prospectus ccmans INs and obar »sonant Mammon Reed the prospeeted areleinr bero* NOn-0090141 imeamenti had lor your trokar. dealer aro NOT FDIC NSURED f NOT BANI( GWRN9TEED1 OMY LOSE YALUE, The Wian» in your bank depOsil accaint Of OWC d yOur money makel "OM kod can to Wadden on your order. and Wo poceeds nemrod lo yam securern atom» or remti» bytu TY RMOdng: The palWO mal a »laku Moment You wp remee FOrin ICOMor armil tu repacing n carpla-co mb MS ommrownis indudes mate wam. ardent. cap» gent »te ~d and sam proceedil Some parwa ere %bleet 10 redassikelOn whidr to rettetel cn attemunt rox raam Cost Basis: Camions. ta im and perearreme 'cocon(' and GmakocPa am centa a otedickel by GOI INDCaPORkTED 11) Meta» S na impOrebb b Sie ~y w suidaty cl ho recfman. TD Pana° and fs Intrtreien paars FPrtritern do nor ~lee me atanicy el me keimWoo and dala grabul CCII NCOFpORiTED'a e telptoile carymy and era alkad MM 11)tmerbade MargIn and dotlono Account Agreements: Prompter »moli) Amon:rade n ming ot any change in your myomen etembros or »amid setowo as thoy mian to your magin Or OfraS McOunt agreements. A sunnity ol ~miniom end daag» inCurred wda mo executron ol opeons itansaceons is wabi*. Cuma* MSW Mom: Ihe mani mum cl siara ha mal otaned. A ~o krn ~akr wam tra CM« kaegendent aas )Mace wo Weed N IN doeg Pk» me nosi beween me bel ad skra mom er ether molt t odarta rotai softie bona aasden ant* Obli independent sear0). her ~ S la 10 beng related NutProad CNP). diudarts en your mdc» maan ar pretledas mnogi enadd no dera guarantee Mo osowaci ony scones mees Meeego btcd postons ao rolup vang te mowne Upala ad me morel masa pke Polak> th:N »krent may nol romeom saku procmcb, The soo:nday wesel Ia Gatikaars et Gepost (CDU d gcnraly boud and the mie mor be libel trom me ~aso pke Agat« loss d MnOtel may maa tam tee salo al ad) promowni Bent arder Ral Wow Scala: Ira eifercnw th» mury "mes and do na tra cn a »id exchange. Parta tory ban me OTC Wet Ne tanim ~and waden' duur rr.< anita IW m edl)W" poeten NO te rrmurty.lhosabot bm:benam rodany marroted n a lzs d primpal. Non Standard Ameb (NSA, am hocaly tinnen:ns in act partcpan program meutes ,jaatrerstios. Orni» halb ~pana. cv red «mo nasnol iruset cermadty po». amio atuty. Oo* dabt o ha» „sal. WSM ere MMO‚ 1105 imnalmets ad do na luie en a numa osunie: achana° a to Nrd» Rock Marka Thextues toen ta twe mesonam are »hoed wees der ml han onom medialk nadreg, bul nol kakel N independent oporami:, te pronem rel astat. ander bad pary wda ortom But hao boon proweed by to monogame'. annuratr. ander maya el aam pwn o la a dwa paty ~dof mamul ~dan mfleattn by 11) knfitrado. *dme mer nol Nhl me sranat otaria pice, czul market aio « be mazai mcn limeascn an omme» tubo wand be estatithed IIVOugh des methode. Me otofon niw be rebected es ebrehted CNP) For addlitad deal roaddrag mimem la NmStandana krom. Mime amia Cert Sowa. These nosirmets aro na ~md umbr the 9PC, Podoi Rat Steurt= [ARS) Prang: The matm~ la MS seans= ba» ban &anod. ▪ inebtle. trom weta» anken 0e oNi Vedepeaert Much The manty Ol te Woog s nol ~anima da matm makio c na mal dab. TI) krain» W I paso to AAS pal». ode? nb analer" boli to dudy ad undcrOng mek quaky. Iho ARS market is curroMy eidahMing lick ol bab and. esa reear. Mae CM be ro asoase mei such eerordes an » soki unix cumo mhz cetel. REGULATORY DISCLOSURES M hansa:bons aro subject to lq me consbiubon. Na. rogulatens cumom and usages Or the exchange m market and ile dearvigrouse. t any. on Mich such trantaChtns executed: mi lodem' lam. endeang me Steunen Act or 1923 and ho S«urtos oun . N o and iho inearrfirre l lA RE8nd Ex F For an meester brochuo mal enebelos intormabon dosalana FINRAs Put» Disclasuro Program. creatie Contact FINRAto 030-289.9299 ot merlinraa9. lbo intenest rato ~sn tor TO Amentrade Cash a laken hom ho appleatle miotom rato eer lor the Marker talm baarse n te TO Amen:radeCash. as Ol he fliatilmeM °Meng date Simpt. Narost es mcnxd dajn br.» on tbc menist rato ta makotro tocoatdata tatarce. Finandal Statement NotheatIon: lbo ‚momot ol NanoW condton lor TO 'nomado a ~labie hece a yeal and mey t* obron» al nO C091, via IM) internet til htsafeXweruchnontrado.comManciabimomonthunt Opbon Amigami* All short »my ogon panons and mime index oman ambona aro niebie lol megomem bercie assionnatm races le Nuty m Mer OaiOns are rendolly alocaled amang all clients' sio» plami by an 3.flamolod orccedte. Free Credit Balonom (tiule 154.2 b 3): Widet Ine cleni erotoman fulcs. wo may uso dog etedit belenoes n yOur account n IW Oidnary eona ol out business whkh tin) ptriaMe lo yOu en deiwd. Margr ~cards Olopulotion you have a mamo account. eis report t a combnown ol YOur maren mee" OM a epedelmenorardum smout Tradng On marian poses eddlional mks and a not suratio lor all meesters. A ciapem Iel ot tbc roks assoculed web morgo sedno is evatabre in me maten rek dialosure downent. YOu may oblain e topy Of Iris document by ooniaming us m me number telel on page one ol pur statement. Payment lor Order Flow (SEC Ruk» 606 and 607): In somo orcummancos. TO Artornracto recents oompalsabon Ia drozer° certan owattro.counta and lood auty order Iba to select» memels. ~as er dealers (Manet Geniete). Ce penseelion is in Ine lome of a per share cash paymere. M adctlion. TO Amatrade aso may mewo commensalen relaxed to mto lonten moreny exchange COmpOnert ol trareaCtiens in Mem seasiliestrom Market Galen oxecueng uch badas Wo post smarten! repom diabarg the wees lot «dor rotang execueon at orawndarnavadecom Awonenoomsis ayaratle ran raast. is our pary. absent cleni orders to the conbrary. to select beats. dooiers. and market metrem tand on IM) (billy Ie morde Wsi (oceaan ord the heleny Ol ~ra »se emprovement on market ordors. Pnco emprovernom is araitablowdor maan market tindans. and ma tembry monter emocutan to tom lot such imprommoni d avalatio. Trede Confirmatie». (Role 100-10): All controlebit,» tin) Varemilled On me iransticen dele Term: %niesden‚ in Weign SeOurilleS (indian° breiOn COm)any ADR. ma trede in th. U.S.) rosa include taxes and loos chamed by the eren matkom er gmernmonis. Mich may be redeCiedin Ile pice ol lee spowity on charged BS an Odependern Ine ilem Pitrocy Palny liolinallOn: A copy ol ihe TO Amertrade Wbity DOMY is WOOD* el wow.Pamagrad000m Cash. hrourides: Tlx atomem ol oorbel r»ommons« nlb is clone urno e portla Istoty syllem. A comnption ol ino proco: ros ref bable u:contra is anno» on to tebain er ban ooit*: aro maakte ogon toast In Case Ol enfant 0e westom LbOul your EinsrOnie Fund %Milera pleese COnitti us 1 eta 869-3902 es n wang to P,O. Box 2209, Omaha. NE 68103. or by omal at eliangerebeiGhtdanadrede.e0m 11» ~neten cOnialned n mw Meemi statement Shell be Wang opon y» II you do nat obpiel wthn ruty Maidays lor any aanslof ot lulden mapce to Regulabon E. such as ATM and pont amie »raat dobo naameten. direct deitosils. and Mihnesoils We must heer trom you ro later Man 60 Wo tar we sent y» me FOIST statement on Men tno error or groblom owca‚ (I) Tell us tow neme and account ~ber (2) Doende the *nor m Io rentier you are unsuro obomk and explan as dean/ as you cen why you bolom d 1: an orna or wity you nood moro rotormaten. (3) Ted IS Ihe dalie arroani of he suarnelederior. Wo wil invomparo your amplom and wil camel arfy error promptly. el wo rake mom man ID »arms Nys lo de Iks. we wil maa you °MOM br !Meent yOu mink is n error. you wil have to uso ol the rreneydunng ino tnie t takes us manpee aur ineostaaten. MiTis 1»07n1 SDNY_GM_00011796 EFTA 00122447 EFTA01267926

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Arne:grade Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/15 - 01/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Estimated Investment Value Value Change Change Income Cash $ $ - $ $ - Insrd Dep Acct (IDA) 2,828,594.08 2.828.570.06 24.02 Money Market Short Balance Stocks 340,903.60 196.026.00 144.877.60 73.9% Short Stocks Axed Income Options 5.75 8,596$0 (8,591.15) (99.9)% Short Options Mutual Funds Other Total $3.169,503.43 $3,033,192.96 5136.310.47 4.5% $ 0.00 Margin Equity 100.0% Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 Closing Balance $ 0.00 page 1 of 3 YTD $0.00 Announcements: REFER A FRIEND & GET REWARDED. CHOOSE $50 CASH, 5 FREE TRADES, OR A $50 GIFT CARD WHEN THEY OPEN AND FUND AN ACCOUNT. VISIT TDAMERITRADE.COMIREFER. RESTRICTIONS APPLY. Estimated Yield Portfolio Allocation Income & Ex ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable S Non Reportable S - $0.00 $0.00 CONFIDENTIAL YTD $0.00 0.01% Stocks 0.0°O 89.2% Performance Summary Cost Basis As Of - 01/31/15 " $483,997.53 Unrealized Gains Unrealized Losses (143,088.18) Funds Deposited/(Disbursed)Y° Income/(Expense)"O Securities Received/(Delivered)"° 0.00 **For cost-basis Inlormatlon, refer to www.tclamenirade.com SDNY_GM_00011797 EFTA_00122448 EFTA01267927

Statement for Account # 867-730320 01/01/15 - 01/31/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 24.02 $ 24.02 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These correcmns can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0152 $ 0.02 08/05/14 $ 0.22 $ 0.22 $ (0.20) $ - INC COM PLASMATECH PTBI 7270 3.14 22327.80 05/12/14 142412.44 19.59 (119.584.64) BIOPHARMACEUTICALS COM TRANSGENOMIC INC TBIO 85,047 3.74 318,075.78 05/12/14 338.37332 3.98 (20.298.04) COM Total Stocks $340,903.60 $480,786.48 $(139,882.88) $0.00 0.0% Options - Margin CORINTHIAN COLLEGES 575 $ 0.0001 $ 5.75 06/24/14 $ 3211.05 $ 0.06 $ (3.205.30) $ - INC COCO Feb 20 15 1.0 C Total Options $5.75 $3,211.05 $(3,205.30) $0.00 0.0% Total Margin Account $340,909.35 $4133,997.53 $(143,088.18) $0.00 0.0% page 2 o13 CONFIDENTIAL SDNY_GM_00011798 EFTA_00 122449 EFTA01267928

Statement for Account # 867-730320 01/01/15 - 01/31/15 Account Activit Trade Settle Acct Transaction Symbol, Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 01/20/15 01/20/15 Margin Delivered - Other DRY SHIPS INCORPORATED 800- $ 0.00 $ • 0.00 DRYS Jan 17 15 3.0C EXPIRATION 01/20/15 01/20/15 Margin Delivered -Other ADVANCED MICRO DEVICES INC 920- 0.00 0.00 AMD Jan 17 15 3.5 C EXPIRATION 01/20/15 01/20/15 Margin Delivered -Other ADVANCED MICRO DEVICES INC 875- 0.00 0.00 MAD Jan 17 15 4.5 C EXPIRATION 01/20/15 01/20/15 Margin Delivered -Other COWEN GROUP INC 600- 0.00 0.00 COWN Jan 17 15 5.0 C EXPIRATION Closing Balance $ 0.00 'For Cash Activity totals, refer to the Cash Activity Summary on page one of your statement. Insured De • osit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued PAID 01/01/15 $ 2,828,570.06 0.0100 $ 24.03 $ 24.03 $ 24.03 Total Interest Income $24.03 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 01/30/15 01/30/15 01/30/15 01/30/15 Received Received Interest: Insured Deposit Account Interest: Insured Deposit Account $ 21.92 2.10 $2,828,570.06 2,828,591.98 2,828,594.08 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,581,094.08 $2,828,594.08 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection aepacable to your brokerage account. page 3 013 CONFIDENTIAL SDNY_GM_00011799 EFTA 00122450 EFTA01267929

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011 BOO EFTA 00122451 EFTA01267930

Terms and Conditions STATEMENT GUIDE IL /cc ,i.Ø prandes morshy Ponk@ Rococo; lor accoums yam actrerty and quanerly topons 'a maa.,* accounts wel asselst Portfolio Summary: DOW Ile Ourrent «Me d >Mto 000010 es Of the repOrt dele and ~yes ij to pre prior nionlh.8 The Met ellaagen MOM, yeti( betitel° divergnalion by inyearnert type MMO* abcatcres under 5% ES be grouccd enk, trio calegory ol-Omer' in en po chart. Man., Emily - Tott Account EguibriTotal LOng Nagloeit Mbo • Total Short gakte) Actinty Summary: Tim opening and doling cash Manco: am reconcled here lor year clinch re!egeico N acc-zuni acunty es sunnyanzed lor me curieus pand and year to dato_ inca@ 4. Exponeer Summary inenarts only): Ibis sedan dolrob the inoome ard *mensa totall trem We AttisAy Sommen and demirin the lex IrealMent. Reen:ment Account ~uni (IRA, orry): Acnes Irr IAS roanotod transaceons for Mc turart ard aa >mam IRS FOMY 5498 Fair manrat val@ is baad on te weed robe aa of December 31 d en poreus yoar ard en bo turn:had to en Mem) Revenue Same. ~onnet.@ Summary:Monitor your annal polk@ perlormanee and Pm inca:Men gans end loss`: br your alluro nemen@! stratogy. Account Poelbone: New you mosemoms l en current marka vabo and corrparo the omina) ost to me imealoed peins and loeres n your porgol0 Original coat ia esogned usng Ibe eratm. rint-out (FIFOI melnocl. neten aanmat me anal Mams >du Sel eie lb050 you pjrchesed ira lbo colimaled nestmord enoame2 and Emoe cast per share are dingayed lor your meren@ Ilte °kiest mochten dele e Mam br an ademen or yoga huizing sed@). ACCOunt Aelidly: Al Wood< eclMly ia deert/ deinen. teled in date Order, ard regenen n the cbang Cash balar0). Tm@, Panding Settlement: Confirm yed etend@ tradee web a statement dele dier manito Ø. Daas* vardaclionsws bo rellected n me Account Actnny sabon nokt moa Onlin• pit Services TramatiOn Detail: Gaan manpeuren transen/ons Mal Omreed øsing ms statanom refornng ponod. ndudng check. debil card and ATM adem. are ',stad in dato eed«. OS. Cash Services Surnmary:Crolt ard de@ transmeon totals lor lbo turtom statement retiOnag EO albe summair@. Indhittal bankierene be not 'Cue te monding actostments. en stermem ~als may nei *qua] S e ideman toltb. rEtiltnaled Anne/ Intime end Esimated Annual Yield wikten, a e baad upon Ibe nuMber of slums erend or avrom mbo balanse as ot the stalemom dale and lbo rost mant duidend mie Or Cash Pekt ~1004 GENERAL INFORMATION ID Omen:rade does not provile legal or las ~oe. Ploos* consult your lagt advaor or lax *Meurt/nl Men neCealary. A8 ti anodero inCleby praCt00. "ne COrarenekna May be re0Ortied br uthy InnIrd and kansattion venralm Dorens@. For TD Amentrade tessononal clans. your adasor Mm es separate trom and not ontwind wat TD Amornrada. Inc. er TD Arratrado Clearna, Inc., ard *ach h'm is nat responstlo la Me PreteMs end ',Mees 01 lbo ahoir. Acceracy of Repons: h you bind any errors or omissie:ins In voeg accouM statement you enceld immadlaudy colt us et the rimboe listen Oe page ome or your trelinene You thould aso contact our Clearing rem, TD Mneritrede Clearing, Inc. el 800-669-9/00. Please renen mc statenterm earCAlly. 11 you dragee* mal any transacton, or d Mae am any en» a onessiont. Masse rotly a Grient Services represeMethe a yOu bal Winch «ce. as wel as 10 Omarmde Clean-g. Ine, in wrang norm ton (10) days el ycar recept or cha statement Am dei nalements Ihet you hare nede to us shOdd be COMmten in vesting The statement aai «hem@ be conaidered condrahm. Fletse nolfy n prompity 01 any charges in vet, cOnleci inhaalden. Tranneelions reeeeled on your repon wil be concbsemlydatmed aco.trato wee= you nooly TD Arnatradoirrerraddety. Account Prolectbn: Deposits held by TO Bank. NA ard TD Bank USA. N,A., aro nsured by Ts FDIC (nel Over@ by SIPC) up 10 2250.030. Umels WO per aCtOuni ~erft» Per MONS@ TO leem mare (tag FDIC COyerage 00 10 *New ICIC/a0v. SeCulled. indoet@ "dop runde, held in 00 Breton@ ACCOunt are red den0SAIS Or obigations el. or guwanteed by, any bank. Ø not FOIC.instred. and envohe envestmont ddrs. includng posstre loss ol pbripal, TD Amenkade is a momber ol Ø &nuntii: incest« Maatton Corporalion (SEC,. which praeds secunbes astomers el els menbers up lo 5500.000 (indocling S250.000 lor darm bi cash). Explanatory brochure es aeagable m request d wmtalm.a9. Addlbonagy. TO Amarant, prOndin eed) Clen1 $149.5 mlbon worth 01 Dolend@ tor SeCudlieti end 32 milde ot Weden lor can Inrcuph SupOlemental °omgaan CgOelded by London Marina h Me even Ot a bekoopt insoirency. a dient my realivetern~ts due KOM the Mede rit bariedgcY and ma SEC. Seademental covorago is pad out ni th° trustee and SIPC Dayans ard uncor such canna° each clan es timend to a ccalbrrod return ot 3152 malen trom e trustee. SIPC end tonden insmers The TO Antedlrade lopplentental coverage bas an aggromue Ma el 550) molton amor ab aistamers. TMs polcy branden taverne tollening bcOkaage insehincy ord does nel pond (Molmt lese in mand val» ot mo socuribas invomment by a money mtetel lund is net ineured Or pereneed by Me Fedd Deense Insuranar Corporabon (FOICI er any orrer ~imam agent), Mbough !ho fund: Beek 10 petsen the valla d yeti irmealment el 51 00 p« Share. 4 b posebb 10 Mee morty by invoegen in a money makel kind. DMaleds are nadeed day end pactromestod moridy. TM pn:cpcdus contans Oss ard pØ impanart domwaas Reed the eminente Carehiltr berore invygng. Non depotril invedments held te your boker dealer are NOT FDIC NSURED f NOT BANK GUN:LONTEN)? MAY LOSE VALDE. TAB balanse nya bank 00091 accCuril Or Share d your ~net Merkel rndiMil sund can te liquidatcd on your order, and Ma pmocieds murmel lo yam erectieos moment or ambt@ bynu Tas ROXWIng: The penbit) epal e nel a lar OOMM(V4 Wo wil MOM Ferm 1039 lor arnal su rcpareg n oxrpla-ce mb ES whirownts Cridudos Want ren. drolinds. cap@ {.**. lanle Ø. and wies broceerbl. SOM 0,80.1.03 we anten lo reclassikelOn ishkri Mto relsztoa cri aterechunt la nmons. Coat Base: Contant, tam, let and pakrtrome rcooring rd GonMo@:* am detrOd and cadded by COI hajtrEOREED 11) Maan@ is na itiporebb Ia te teltdAy nare/ cl Pb ~mem Ti) ~ma@ ad ts Inarraion ambo: pPizetorsi do net ~eet@ tommy d me inkmelon ard data proxbed Cal MCCEPCEEED e ildprnile corpany and e d allked cum 1Demertmcle al gin and Ongans Account Agreements: Pandt/ arEsol0 Amontrade n ~Ina ot anY cnanyo in your investment dmxbros or *namat stuaban as thoy man to your ~ai a Man amOunt agreements A summay el cOmmissions and charge, neon@ cum mo °mouten ol opeens Dansanced is ~tabla. Ons Makel Prime: Irae maket wauw ot scones nake bos Wanen. d ~bb kom godtan seriøse ad Oer ~penden( wees Vake am Woed On Ile doleg oe* me mecn beman mo bd ad arkng paces. ««ber ment. I no raket rakte is matte bom a opdeden Enk» a Oh« independent »fl. be Emily is tioNed b beng ~Prooi CAP). The slu your ~don:pan are prairded as mond inkmmon ad vu dd qua/2Mo Me aurery dry amuses aces. Itoxpeo bocturd postons a ro Mooi ~g the meting banco ad ne onaf meen OM Panne Kamt vek eions mey nel mama/ svs prococcb, The weiday maikel la G:Rhea:as ca Coposts (CDs) n acrocaty 40t4 and ere adat wake mor be Otteml kern thepschese Voc Asaptecrt lossel Sivn4el may rooit toe to solo el a CD dor ta inarty. Bads maa Fred ~ba Secundo inde Oferomy am miory sauna and dd trade ces a kwel *wennen Rina km aan me OM Wet Me munt@ ~Mand efident bouder rttlYnd net b lou »teil aur ~maa to rnmety.lho sak el brat pncr le rfuturty r,i men n a Icas ermapd. Non Aanaard Assen OMA) am tracaly ammencrts n dros pancpann program securtes patixfstms. ImudItibtryccmpanco. cv red irtato rees:more troon cownzety pools. anwb eguty. edele deel ledere inch. NS.46 se hpOrM Houd eneelmeve ad de net inide en a nson.1 secuur>: @change er MettrAaq Stock ~a The duns Man la mime rosebets are demi& mkos En.@ kern ,orlosi ~NOK an~. bui na linawl le independent opwaai& de pronves rot zat. ander ervd pangander drom tut had boon proMed by en maragorrert. wwinuraw.andLer spa-der d °ach per" ab/ a bid paty nader ntliout in<koendeM ~talen by ID galde mei nol Mg« the annal psNase pace, Ø moed duo « be roleb men aasaagt. t ay ooms@ yam card be ettabbhed OVOugh tem melhods. me Mud@ mar be redenen es NOr•Pited CNV; Fa ~had dna nagarang wam@ la ~Stardaml kram. Mcme amict Clan Seneca These rnesmorts se na mand under a0Ø Aden Ado Smurf= (ARSD Ping: m@ makel~ la AAS socureoshmo ban ~med. dinebde. komgaat@ Enken or oter ~penden( eaxcM The Way el Me prang is nol 5...aantast na massa ~ob na araláab. TD Morin@ MI poco tto SAS pcston.talrg nb *anderamn bot Pb Nuely aG undotog amk Quay. le ME merkel d corrordy ~Mag stack el Sally and. na ~A Mae an be no omver@ dial wen emeurbes am to sold ader ons ~uk ccriatcre. REGULATORY DISCLOSURES All :nasa:bons aro 'traject to p) me consmubon. NOS. rondo:ons amore and utages Of Me exchange or merkel. and in deangtrouse. il any. on weter inch tranaMbens ere etmaal: rat Ideral lam. enctuann me Secunters Act el 1933 and tho S«urtes Ex leS and p crunMEINft eofond et Ma r P an eico brochure mal nados intonnabon desolang FINRA9 Pit@ Cbsclasuro Program. clean Contact FINRAM 0304894999 Of wimv.tirinIMO. "Uw inwoei rato Loen lor TO Amor/fade Cash is laken hom lbo appicade entecost rato ter lor the Merkel Mdue baton@ n dm TI) AmereadeCarth. M Ot@ olate em ebsing date Simple irterest r. xcnx.t1 dan/ basod on the interest rato ter amicale toodd. dofs Ulanen Finandal Statement Nonlicallon: The mammae ol Eancrol cond~ lor TO Omondado ~tabla tvice a year and may be obrened al no cast via me intomen el Marice‘writittamontradecomunanciablammonintrn. OptIon Marmert!: Al alten armry odeon pasnone and some indom ophan postbons aro name ier ~ramen' Emmen anignmenl naten /Or evey sa «Wen opeens are fendOmly alocaled aflang all cbantS shon postraa by an attl0Mated procent/e. Free Credit Barman (Rul 15c34 A 3): Under me dom promotion (Mos, we may uso tree bedil belande ir yOur *Meun n the editen case ol out boem@ which are perable to tau on dankt. Marge Accounts (llegulattonT):11you have a magen acoauni. ma report es a combnawn ol YOUr "train aam« ard a spela memorardom mom« Tradng on maan poses eddlionel niks and rs not :nul@ lor all investors. A complet° let ot the risks as:omblad wilt, morgen bedoe is °Made in Fee margri rek disdosure document YOu ent/ taan a copy d ms document by oonmeting us el elle rnlmbe. tsled on page ~ot put slete ent. Payment lor Order Flow (SEC tube 606 end 607): In som* crcummandes. TO ATOtftrad0 recents compalsabon lor demore teren anxtersounta ard ~d °club orde< Ibw to aNeeled mafkees. Ordes er dealers (Maden Ceders') Compensation is in m* tom d a per thee cash payment. M adatten. TO Amatrado als° may raamcarbonaat@ relaxed to Me lorden curency mehari@ dompont Or trareatiOns in Meen secumies trem Made' Centen occdeng ach grados. Wo post qadomy repans disclou ne Mo snuos lor order rottng oxecuson a: wimv.idarrutradacom A yondencopy is aralade Loco rozpest. II es our polocy. Øn1 lan erom to Mc contrary. to select brokas, dalers. ard maven maken bes@ On Ine °bib to porde betel «mugen ani the Mach, Or ~ns ertoe ernproyement en marde ordas. Pnco noem:mamis avanablouder pron nareel condbans. and eo regulary monter execumn: to tost lor svir emprommont t ayalatio. Trede COMIrmilleint (Rule100-10):MI conlonalions are Stemmige* On Ree InanUraien date Toon: Trantdolons in kraan seOurides (indidnO laaien 00^9M0Y ADM Inst Ede in En U.8) mar include tams ard loos~ by tin hegn ma!~ er governments. vAlch may be malen in Ine coke ol Ine Meurt Of ~MS Man asclesendern sne item Pf hem POlity 1401ilkallon: A capy el the TO Ameitracb ahraty Delte is aseabse al wavr.Pamcgindacom Castte Seadlies: The alocation ol pogo redemmonsa ølte is dane vang a aansla Itetmy melem. A coscnotion ol mo meedoe, for SIS» &WIM»: is avalább *n to roeide or hard cond are munitie won ifemard. M Case 01 mas Or grotoa sba11 your EIK*Onn Fund Trandera, MEN CO lad 8 81 1.~ 669.3960, ot n tVr 409 to P,O. Box 2209. Omaler. NE 68103. or by email dianeerviankblekEentradeCem Te W6Ormaten cOntabed n >mui *scant statement shag be koning ups yes il you do not °Neet wthn may Mei days lor any !fanater or lurds Woed to Acgdabon E, toch as ATM and pont drab traden, ne@ van:odeons. direct daxisets. and wilhOtiongti We Must heer kom you ro later Man 60 Wo ener we sent yOu The FEST statoment on Mina the error or problem ai:boa/cd. (I) Tell us yOur rente and account ~ter (2) Ootcrto the ener or tho :rondo/ you aro unsuro Øk ard inplan as neon, as you can wby you bolave d is an error or why you MMO (We inlormation. (3) Teil us Me dollar mam or the suspeded ener. Wo wil mastpar* your °omplant and wil carnet any error prompity. II wo take more man ID business gys led Ms, se wil eredl yeti aCcáid br Me amaril yOu Mink is in eraanME you wil have ob uso ol the money donna en trottoir= us tocon:om our mele gaten, AMTD 150 07n4 SDNY_GM_00011801 EFTA_00122452 EFTA01267931

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amer'Made Clearing. Inc.. Member SIPC Statement Reporting Period: 02/01/15 - 02/28/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Change Change Cash $ • S • $ - Insrd Dep Acct (IDA) 2,966,515.29 2,828,594.08 137.92 t21 4.9% Money Market Short Balance Stocks 80,857.81 340,903.60 (260.045.79) (76.3)% Short Stocks Fixed Income Options 5.75 (5.75) (100.0)% Short Options Mutual Funds Other Total $3.047,373.10 $3,169.503.43 ($122,130.33) (3.9)% Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Current YTD Opening Balance $ 0.00 $ - Securities Purchased Securities Sold 137.898.83 137,898.83 Funds Deposited Funds Disbursed Income Expense Other (137,898.83) (137,898.83) Closing Balance $0.00 $0.00 paget of 5 Income Dividends Interest Other Expense Interest Fees Other Net Reportable Estimated Income Estimated Yield Portfolio Allocation Non Reportable S $ - $0.00 $0.00 CONFIDENTIAL $ 0.00 YTD $0.00 0.01% 0.0°O 97.3% Performance Summa Cost Basis As Of - 02/28/15 " $179,778.31 Unrealized Gains Unrealized Losses (98,920.50) Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"a 0.00 'Tor cost-basis Information. refer to vrawtclamerltracte.com SDNY_GM_000 11802 EFTA_00122453 EFTA01267932

Statement for Account # 867-730320 02/01/15 - 02/28/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 22.38 $ 46.40 'This section displays current and year to date taxation values for U.S account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dmaends). The year to date totals will accuratehr reflect your cumulative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.013 $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.74 80,857.80 05/14/14 179,778.09 3.87 (98,920.29) COM Total Stocks $80,857.81 $179,778.31 $(98,920.50) $0.00 0.0% Total Margin Account $80,857.81 $179,778.31 $(98,920.50) $0.00 0.0% Account Activity Trade Settle Acct Transaction/ Date Date Type Cash Activity Opening Balance 02/06/15 02/11/15 Margin Sell - Securities Sold 02/06/15 02/11/15 Margin Sell - Securities Sold Description Symbol/ CUSIP page 2 of 5 PLASMATECH BIOPHARMACEUTICALS COM Commission 6.00 Regulatory Fee 0.01 PLASMATECH BIOPHARMACEUTICALS COM Regulatory Fee 0.03 PTBI PTBI CONFIDENTIAL Quantity Price Amount Balance $ 0.00 100- $ 3.21 $ 314.99 314.99 400- 3.20 1,279.97 1,594.96 SDNY_GM_00011803 EFTA_00I 2245,1 EFTA01267933

Statement for Account # 867-730320 02/01/15 - 02/28/15 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 02/06/15 02/11/15 Margin Sell - Securities Sold PLASMATECH PTBI 300- 3.19 956.97 2.55193 BIOPHARMACEUTICALS COM Regulatory Fee 0.03 02/06/15 02/11/15 Margin Sell - Securities Sold PLASMATECH PTBI 6.470- 3.17 20.509.44 23.06137 BIOPHARMACEUTICALS COM Regulatory Fee 0.46 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 15.000- 3.05 45,742.98 68,804.35 COM Commission 6.00 Regulatory Fee 1.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 7.000- 3.07 21,483.52 90,287.87 COM Commission 6.00 Regulatory Fee 0.48 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.87 280.99 90,568.86 COM Commission 6.00 Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 9.900- 2.85 28.214.37 118,783.23 COM Regulatory Fee 0.63 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.94 287.99 119,071.22 COM Commission 6.00 Regulatory Fee 0.01 02/06/5 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.93 292.99 119,364.21 COM Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 200- 2.95 583.98 119,948.19 COM Commission 6.00 Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 500• 2.94 1.469.96 121.418.15 COM Regulatory Fee 0.04 page 3 of 5 CONFIDENTIAL SDNY_GM_00011804 EFTA_00122455 EFTA01267934

Statement for Account # 867-730320 02/01/15 - 02/28/15 Account Activit Trade Settle Acct Date Date Type Transaction! Cash Activity' Description Symbol, CUSP Quantity Price Amount Balance 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TWO 200- 2.9301 586.00 122,004.15 COM Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 2,000- 2.93 5,859.87 127,864.02 COM Regulatory Fee 0.13 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 300- 2.92 875.98 128,740.00 COM Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 400- 2.91 1,163.97 129,903.97 COM Regulatory Fee 0.03 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC I WO 800- 2.9001 2,320.02 132,223.99 COM Regulatory Fee 0.06 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 200• 2.90 579.98 132,803.97 COM Regulatory Fee 0.02 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.91 284.99 133,088.96 COM Commission 6.00 Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 100- 2.90 289.99 133,378.95 COM Regulatory Fee 0.01 02/06/15 02/11/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 1,577- 2.87 4.519.88 137,898.83 COM Commission 6.00 Regulatory Fee 0.11 02/11/15 02/11/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (137,898.83) 0.00 DEPOSIT ACCOUNT 02/23/15 02/23/15 Margin Delivered Other CORINTHIAN COLLEGES INC 575- 0.00 0.00 COCO Feb 20 15 1.0 C EXPIRATION Closing Balance 'For Cash Activtly totals, refer to the Cash Acunty Summary on page one of your statement. 0.00 page 4 o15 CONFIDENTIAL SDNY_GM_00011805 EFTA 00122456 EFTA01267935

Statement for Account # 867-730320 02/01/15 - 02/28/15 Insured De • osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MTD Accrued MTD PAID 02/01/15 02/11/15 $ 2,828,594.08 2 966 492.91 10 0.0100 $ 7.75 18 0.0100 14.63 $ 7.75 22.38 $ - 22.38 Total Interest Income $22.38 Insured De. osit Account Active Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance 02/11/15 02/27/15 02/27/15 02/11/15 02/27/15 02/27/15 Received Received Received FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT Interest: Insured Deposit Account Interest: Insured Deposit Account $ 137,898.83 20.48 1.90 $2,828,594.08 2,966,492.91 2,966,513.39 2,966,515.29 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,719,015.29 $2,966,515.29 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection appticable to your brokerage account. page 5 of 5 CONFIDENTIAL SDNY_GM_000 11806 EFTA_00122457 EFTA01267936

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011 807 EFTA_G0I 22458 EFTA01267937

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Sumarry: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Ihe ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l mo current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFO) method. weien assumee me lire' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e ilomn br en rdeehon 01 you holdeig Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ del bed. Iele« in OM Order. end relleded n me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monne Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor mo arrom statement rePOnag gradOCIrre summerized. InditiCkel neonataal, eie rotlias. 'Je to !tanding oaustments. mo stroman detals may nei apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. plan COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es scparate from and not attbaled wit. TO Antentrade. Inc. te TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0100xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er (mene",. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Ihet you hem made to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be considered conclehe. Fletse natelt a prompity 01 any charter in yocr cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by me FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert110 per iinett401. TO leem more etOut FDIC COverage go to twee IdCgOv. Seadharr. indoet@ ~krat bnp., held in 00 Ontlieten* ACCOunt are MI depOniti Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and envoho envestmord d:as. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. TO Anedrap. URM«, eed, dell $149.5 melkion words ol prolection for ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by London beurelt lt Me «Pol 01 a aderend ineolrency. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and SIPC payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, makel ordul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or remn's byta Tas ~eng: The andt ban if Maler Poornent You e0 ranke FOrm 1039b «Poel tm Daan e. oxrplame wilt ES racemis indudes tab roden bode t. Poen Seie. lauw ~1 end eros procenten Sone mimeria ere subject 10 redessnailOn nbds wil toren:dol at mixocrxrt tor reccds OM Coet Eens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a-el ~AN by CO1 hCCaPORSTED TI) analade is not reperetne ta te retbrity or bitay el tm necrmmcn. ID Amon) ao ad ts Ponen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi re ces. t no marker tam n /Motie smia qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan», os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair badrad postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*. lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum rar <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. To vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a eedpre Ø. N546 ere botdy houd mealmtas ad do not Inde el a nanel mana behanger a ta Krom Stoa Wad Do 'duce dean ta mto mede :nis ere ~Ad takes det ed han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah de proeyams rn =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d ØIØ eb/ a thrdpaty vendu Milou! indgendeM ~esa by TI) noodde. Vatne mei nat raket pkt Øne raglan, pico. smal mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome arm Clx Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nos ~amant Ha maag taboe rot matte. TD emeritaat sel pree Om IESpeolim.takrg ille ~dorden bot tm Rhea aG underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be wenk Mae an be ro esstrtrce mel toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, or the exchange Of makel. and ie deemonouse. n en/. on grien toch lieneedan ere oxecuted ui) fosfaat lag:. indaging me Secuurs Act ot 1933 and tho S«urtes Es 4 ouncriDO m in f ond Of rh: For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01 me delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname:d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and mey be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut., or index options ere rendont' alocated aflang alldorde shon pontons try an atomlad praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur account n IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard apay oØelaa to selected mestas. Øs or dealers (51toket fontenel Cempentabon is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» Component el trenaletiOns &Oenen necuribes Iren Merkel Cellen oxemang itCh raa Wo post guttery mans discleung Oio tenues lor order roLtng *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. absent' Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia ,Øvematen markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn conelanY ADM Iltel Ira In *be U.S.) me/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in Ute print Ol Me money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia raemdtnsb calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona abeel your ElearatiC Fund %Adem ',sekse co wei e ei 16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at [email protected] The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen youil you do not ettci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Tell us lag rente and account ~Poer (2) Dolen» the error or Po trondor you are unsuro .l out. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us Me dab, amodni of Ce suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40 Pot you wil have dr uso ol the rroneydunng tho tm* a takes us toean:Cao ourinvestoaten. AUTO NO 07,14 SDNY_GM_000 11808 EFTA_00122459 EFTA01267938