Statement for Account # 867-730320 06/01/14 - 06/30/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 06/27/14 06/27/14 Received FDIC INSURED DEPOSIT ACCOUNT 17,075.66 17,075.66 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/30/14 06/30/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (12.016.65) 5.059.01 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 06/30/14 06/30/14 Received Interest: Insured 0.02 5.059.03 Deposit Account Closing Balance TD Bank NA $5,059.03 $5,059.03 FDIC Insured Deposrl Account ODA) balances reflected in your brokerage account are FDIC-insured t p to applicable limits and held by TO Bank. N.A.. or TD Bank LISA. N.A.. or both. The IDA balances are not covered by :he Secunties Investor Protection Cal:oration (SIPC) protection appbcable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wvmtdameritrade.comffinancialstatement.html on or before June 13. 2014, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2014, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1.42 billion and $266.6 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies, procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. page 55 of 55 CONFIDENTIAL SDNY_GM_000 11609 EFTA_00122260 EFTA01267739

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE 8-3 ST THOMAS. VI 00802-1348 SDNY_GM_00011610 CONFIDENTIAL EFTA01267740

Terms and Conditions STATEMENT GUIDE IL Ar stroeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans ta omase accounts tutti asels.' Portfolio Symfonie,: DOM Ilro Correct «Poe d >Por p00010 es Of the repro dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grouped mto thocampory ol toear in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable Vekte • Total Short Velde) Actrvity Sumarry: Ine opening and doling cash blanca dro reconoted hete lor year aak relerosce At account ti nnry es sunntanzed lor Me (urgen pand and year to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen adat ene mama ard amensa Ixait trom the Sant Summa>, and ePonales the las IrealMent Rebnsment Account Surnmary ORM only): Redes Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 ot tho panui yoar ard tur be furrishod tome hierna Revenu° Sance. PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Ihe ineen/cd gaine and lossa. *or your luturo roe:trom strategy, Account PositIons: View your rnostrnonts l mo current marka yam ard corrporo the oognel cad to vee irweeked geine and Poses n your pordol0 Originel coel is esagned uling 'he baba. nratoul (FIFO) method. weien assumee me lire' share, >Po set ere Moes you purchased tra Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pol pathos° date e ilomn br en rdeehon 01 you holdeig Ped0C1. AcCOunt Aethily: Al Sidart ecIMly ia deert/ del bed. Iele« in OM Order. end relleded n me doens; cash WlenCe. TMOnt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! monne Ø. Denso transactions tid bo rellected n me Account Acvmy tomon neb moms. Onno. Geelt Services TranncliOn Cash mannenren Inwla8CMSW Mal Cleared Ckaing ms statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services Sunmwy: Credt ard dabt transactien mats lor mo arrom statement rePOnag pedod e summerized. InditiCkel neonataal, eie rot limed. 'Je to !tanding oaustments. mo stroman detals may nei apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlakten are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne statement dale ard mo non team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe aPosor or las titCOurall venen neCesslery. As e standerd inCleby paden. plan COneenblens may be nabetaal br Sally 00nInat and transaegOn vedrcelm OurpOste. For TO Amentrade rasebro al acre. ytre °Mes« hm es scparate from and not attbaled wit. TO Antentrade. Inc. te TO Armeren° °meng, Inc.. ard aan h'm es rot responsble la the 0100xle end senices Ol Me erher. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et tho omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* wilt any tanndel or d Mae am any orde er (mene",. please roert, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Arry oil statements Ihet you hem made to ui ~JO be CONPoted in writtsp The statement Wil «Ponem be considered conclehe. Fletse natelt a prompity 01 any charter in yocr cOnteci inormation. Tranende% Meehad On your rcpan wil be concbsepaydecomed aeontourdoss you noely TO Amenfadoirrenadatey. Account Proleabn: erepoints held by TO Rank. NA ard TD Drek USA. N.A. aro resured by me FDIC (ral COvered by SIPC) Up 10 $250.000. Emils are per arabist ormert110 per iinett401. TO leem more etOut FDIC COverage go to twee IdCgOv. Seadharr. indoet@ ~krat bnp., held in 00 Ontlieten* ACCOunt are MI depOniti Or obligatione d. or "'wantend by. any bank. aro not FOltenscrect and envoho envestmord d:as. ircludng posstle loss ol princpal. TD Amen:rade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which prima: secunnes a-stomers of els manbars up lo 5500.000 (inlading 5250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. lt Me «Pol 01 a aderend ineolrency. a Clan may realbeeMOunts due trom the Posten In nardouldnY and mon SIPC. Pocolonental omorago is pad out dier nve trustee and SIPC payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Anteribade Supplanenlel navenant bas an aggrogale hm el 550) muon amt as cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporation (F010 a any oma government agent,. Mimi.", 010 eUrldS bek 10 posene the valle d yOur imealment al 51 0) p« gure. 4 b pOsebb 10 lOtte moro'/ by inmeng n a money merkel kind. (badende eie Mand dely end pactrantestod merdy. Tno pntopedos contans des ard odia important dormalon Reed the aanmars abrecify Won ~Ong. NOndePollil invettmente held b/ your boker dealer We NOT FDIC ItISURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, makel ordul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or renseled byta Tas ~eng: The andt ban if Maler Poornent You e0 ranke FOrm 1039b «Poel tm Daan e. oxrplame wilt ES racemis indudes tab roden bode t. Poen Seie. lauw ~1 end eros procenten Sone mimeria ere subject 10 redessnailOn nbds wil toren:dol at mixocrxrt tor reccds OM Coet Eens. tas Mt and Dateren= ceporing and Gun:kaper are Wend a-el ~AN by CO1 hCCaPORSTED TI) analade is not reperetne ta te retbrity or bitay el tm necrmmcn. ID Amon) ao ad ts Ponen proidom ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal teCORPOMIED'a a aPotrale coneny end e ra etilted wth 11)amennede Porgin and Options Account Agreements: Promo,/ aPosol0 Amenirado n meng ot arry deango re your invemment clarcuyos or inarcial stuaren as they man to your ~Min Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei sn oxcroutban ol opeens nasa:eens is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d eraan korn q".:10‘ sent» ad Oer roependen( acne Wim we Woed On Ob dovig aree me ran beween me brd ad arltrq paces or ahoi re ces. t no marker tam n /Motie smia qadaiacn eend> tr Oh« indePoodent Mae. he sec" e Woed lo beng relected Nul Pace Ce) Die dlu»dts cri your pct raat are Wan», os 90104, Intrrdlon ad to dom guramoo bb accuracy ct ave soorten pree:. Molair badrad postons aro mbo] rang Po ~enne banco ad be om« merkel pico Pelde Kast kaldion my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Oogst: (Ca) n generaly ituud and the adat tute me, be dtiews aan Me ~me Vee MatlIcertitss Cl PPoPol mar rooit Pon Me :ab ol a CD par la rralsty Sext adb Ral Worm Securtes Wade dforomy mal oom sauna and tum rar <natelde accronse. Renet Ins/ waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt era ta tor »wil sour poelen picr to rrauty. To vlo et tent 'mor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem OISAI aso typcaly ~remt ra droeg pastematon program sauma gootrentms. Irtmodnielltycempana. er red MEM rriesron innen certrada pais. prude buty abele deel a eedpre Ø. N546 ere botdy houd mealmtas ad do not Inde ee' a nanel mana behanger a ta Krom Stoa Wad Do 'duce dean ta mto mede :nis ere ~Ad takes det ed han orbe ~bolk Pokend bul nol Inbed Is ndependenl appret:ah de proeyams rn =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* bader d ØIØ eb/ a thrdpaty vendu Milou! indgendeM ~esa by TI) noodde. Vatne mei nat raket pkt Øne raglan, pico. smal mairi 'duo er be roalaxl man Inbidoacn an asemend ida cadet be esLablehed *rough rose methode. Me Winden mto be reflected es NOnanced CNV) Fel eddlend Octet tombng tobben la Pon-Sudan:1 koe. Ome arm Clan Senatet These nossimerts re net wand urda ro SIPC Aden lido Steunbeer/art Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er Wei Poepende« ~en The way cd ne pag is nos ~amant Ha maag taboe rot matte. TD emeritaat sel pret Om IESpeolim.takrg ille ~dorden bot tm Rhea sa underbmg mek quaty. Wie SAS merkel is eurrenly tononbab e bak el Sally end. be went Mae an be ro esstrtrce mel toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pusht Thsclesuro Program. plees° contact FINRA at 030-289.9?99 or wymtiva01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01 me delement °Man) dele Simple modest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname:d Statement Noldbation: The mammae ol atonaal condten lor TO OmonIrado ~lede Wee a year and mey be obtentcl al nO ceel. vie Me intomen el Mar.stwortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short onerty ogion canons and same index oom ponbons are ~Mae lor essignment brede assignintm races to' Nut., or index options ere rendont' alocated aflang alldorde shon pontons try an atomlad praatte. Free Credit ~annex "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb h yOur account n IN Ordner>, none ol cm boenen whkh en> melde to yOu on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional nok, and d nol rurale lor all investors. A complet* lat c4 the risks anomalie, tunn mannin bedoe is maag° in me marge rek diabeten clavnent YOu mey obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brok«, or dealers (morkel fontenel Cempentabon is in Ille lam or a per share cash payment. b adelen:n. TO Amatradealso may raam carponsaten rented to mo foreign curency Metten» COmponent el trenaletiOns &Oenen necuribes Iren Merkel Cellen ore ang itCh raa Wo post guttery mans discleung Oio tenues lor order roLtng *zoen!~ at wrAvidarrirtrado_com. A ventten copy is avoratle apen roXpett. h es our penny. absent' Pari orders to lno antrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon and the halery 01 seeling eia ,Øvematen markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions eie PereminedOn ihe Inanabbn dele. Tem: Transactie", in beien sPourilen (nCluSnE bre4gn conelanY ADM Iltel Ira In *be U.S.) me/ rebel° exa ani lees chargod by tre, keer madam en governmenls. Wedt may be rasled in Ute print Ol Me money Of cherged an Poepende« Ine Pon Prancy Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia raemdtnsb calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Dankte secunins is avalabloon me ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er epestona abeel your ElearatiC Fund %Adem ',sekse co wei e ei 16606693900. ar n wrang to P.O. Box 2209, Omaha. NE 68103. or by emoe at [email protected] The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen youil you do not ettci wthn sub LEE days lor any transfer d lurds si pa se Rapiabon E. bal as MM and pont obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom var ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Tell us lag rente and account renter (2) Dolen» the error or Po trondor you are unsuro .l out. ard oxplan as dab, as you can wny you belgro ri is an error or why you nood note solormabon. (3) Ted us the dab, amodni of ne suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID business days lo do thie. se wil redt your eccOuM br Ine *motet yin mink is n error. 40 Pot you wil have dr uso ol the rroneydunng tho tm* a takes us toean:Cao ourinvestoaten. AUTO NO 07,14 TO Anedrap. URM«, eed, dal $149.5 melkion words ol prolection for AI Ponsaceons aro abject to p) me consmubon. Na, Condooms custard and laagt, ileCuritieS and 52 ~ikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and ie deemonouse. n en/. on grien toch lieneedan ere London beurelt oxecuted ui) fosfaat lag:. indaging me Secunoes Act ot 1933 and tho S«urtes Es 4 in Of SDNY_GM_00011611 ounctite0 m f ond rh: EFTA_00122262 EFTA01267741

1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/14 - 07/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Margin Loan ($29,940.04) ($190.07) ($29,749.97) Insrd Dep Acct 5,059.03 (5,059.03) (100.0)% Money Market Short Balance Stocks 2,560,212.42 2,528,880.07 31,33235 1.2% Short Stocks Fixed Income Options 1,255,868.18 1,720,632.38 (464,764.20) (27.0)% Short Options (29,510.60) (29,510.60) Mutual Funds Other 136,720.50 120,984.00 15,736.50 13.0% Total $3,893,380.46 $4,375,365.41 ($482,014.95) (11.0)% Margin Equity 100.0% Cash Activi Summa Income & Ex ense Summa Opening Balance Current YTD Income Reportable Non Reportable YTD ($190.07) $ - Securities Purchased (1,528,170.49) (7,859,652.21) Dividends S S - $200.00 Securities Sold 1,493,481.53 3,829,298.95 Interest 1.63 Funds Deposited 4,000,600.00 Other Funds Disbursed Expense Income 201.63 Interest (120.29) (393.14) Expense (120.29) (393.14) Fees Other 5,059.28 4.73 Other Closing Balance ($29,940.04) ($29,940.04) Net ($120.29) $0.00 ($191.51) Estimated Income Announcements: REFER A FRIEND & GET REWARDED. CHOOSE $50 CASH. 5 FREE TRADES, OR A $50 GIFT CARD WHEN THEY OPEN AND FUND AN ACCOUNT. VISIT TDAMERITRADE.COMIREFER RESTRICTIONS APPLY. Estimated Yield Portfolio Allocation S 0.00 page 1 o176 CONFIDENTIAL 0.01% Other 4.8% 0.0% Performance Summary Cost Basis As Of - 07/31/14 " $4,523,121.66 Unrealized Gains 326,580.81 Unrealized Losses (926,411.97) Funds Deposited/(Disbursed)Yr° 4,000,600.00 Income/(Expense)"° (191.51) Securities Received/(Delivered)T° 0.00 **For cost-basis Information. refer to www.tdamerftradotom SDNY_GM_00011612 EFTA_00122263 EFTA01267742

Statement for Account # 867-730320 07/01/14 - 07/31/14 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current s - 0.00 Year To Date $ 4,000,000.00 4,000,000.00 0.00 4,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest Current $ 0.00 (120.29) 0.00 0.25 Year to Date $ 1.63 (393.14) 200.00 4.73 'This section displays current and year to date taxation values lor Ns account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a previous tax year (spillover [hands). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 287,500 $ 0.26 $ 74.750.00 05/12/14 $ 121.917.19 $ 0.42 $ (47,167.19) $ - COM ATHERONOVA INC AHRO 5,864 2.15 12.607.60 05/27/14 13,794.19 2.35 (1.186.59) COM COMMAND SEC CORP MOC 20,000 1.94 38.800.00 07/07/14 36,518.57 1.83 2,281.43 COM COWEN GROUP INC COWN 20,000 4.00 80.000.00 05/14/14 79,594.70 3.98 405.30 COM ELEPHANT TALK ETAK 191,100 0.90 171.990.00 05/12/14 190,584.00 1.00 (18.594.00) COMMUNICATIONS COM EMRISE CORP EMRI 30,426 0.859 26.135.93 05/15/14 25.822.05 0.85 313.88 COM HAUPPAGE DIGITAL INC HAUP 181,100 0.2498 45,238.78 06/13/14 33,559.59 0.19 11.679.19 COM LANTRONIX INC LTRX 83,000 2.00 166.000.00 05/23/14 163,137.95 1.97 2.862.05 COM page 2 o176 CONFIDENTIAL SDNY_GM_00011613 EFTA_00122264 EFTA01267743

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield LIHUA INTERNATIONAL LIWA 65.000 0.2149 13.968.50 06/30/14 20.071.00 0.31 (6.102.50) INC COM MEDIABISTRO INC MBIS 3,200 0.94 3.008.00 07/24/14 2.645.50 0.83 362.50 COM MERRIMAN HOLDINGS MERRD 23.001 3.51 80.733.51 07/09/14 79.672.86 3.46 1,060.65 INC COM MODUSLINK GLOBAL MLNK 55.000 3.73 205,150.00 05/13/14 200.070.54 3.64 5.079.46 SOLUTIONS INC COM NOTIFY TECHNOLOGY NTFY 1.916 22.00 42.152.00 07/08/14 26.692.00 13.93 15.460.00 CORP COM OCLARO INC OCLR 80.000 1.86 148.800.00 05/13/14 151.686.72 1.90 (2.886.72) COM QUANTUM FUEL QTWW 4.700 5.13 24.111.00 07/17/14 19.659.17 4.18 4.451.83 SYSTEMS TEC COM RAINMAKER SYSTEMS RMKR 461.000 0.175 80.675.00 05/12/14 105.016.07 0.23 (24.341.07) INC COM RELM WIRELESS CORP. RWC 60.770 4.10 249.157.00 05/13/14 202.505.15 3.33 46.651.85 COM RICEBRAN RIBT 63,300 5.19 328.527.00 05/12/14 353.378.92 5.58 (24.851.92) TECHNOLOGIES COM TITAN ENERGY TEWI 4.631,850 0.0318 147.292.83 06/23/14 80.397.72 0.02 66.895.11 WORLDWIDE INC COM TORCHLIGHT ENERGY TRCH 37.400 3.78 141.372.00 06102/14 156.828.09 4.19 (15.456.09) RESOURCES COM TRANSGENOMIC INC TBIO 89,566 3.9399 352.881.08 05/12/14 356.530.15 3.98 (3.649.07) COM SDNY_GM_00011614 page 3 01 76 CONFIDENTIAL EFTA _00122265 EFTA01267744

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield ZAZA ENERGY ZAZA 76.547 0.77 58.941.19 05/19/14 54,527.29 0.71 4.413.90 CORPORATION COM ZIOPHARM ONCOLOGY ZIOP 21.700 3.13 67.921.00 05/14/14 76,372.38 3.52 (8.451.38) INC COM Total Stocks $2,560,212.42 $2,550,981.80 $9,230.62 $0.00 0.0% Options - Margin ADVANCED MICRO 880 $ 0.7103 $62506.40 05/12/14 $ 77.786.12 $ 0.88 $ (15.279.72) $ - DEVICES INC AMD Jan 17 15 3.5C ADVANCED MICRO 875 0.281 24.587.50 06/20/14 36.151.25 0.41 (11.563.75) DEVICES INC AMD Jan 17 15 4.5C AEROPOSTALE INC 595 0.4522 26.905.90 05/13/14 90.647.53 1.52 (63.741.63) ARO Jan 17 15 3.5 C AEROPOSTALE INC 375 1.355 50.812.50 07/18/14 51.826.26 1.38 (1.013.76) ARO Oct 18 14 2.0 C ALCATEL LUCENT 617 0.1641 10.124.97 07/02/14 23.903.16 0.39 (13.778.19) ALU Sep 20 14 3.5 C ALCATEL LUCENT 405 0.0525 2.126.25 07/21/14 6.331.48 0.16 (4.205.23) ALU Sep 20 14 4.0 C APOLLO EDUCATION 150 0.065 975.00 07/01/14 27.102.11 1.81 (26.127.11) GROUP INC APOL Aug 16 14 31.0 C APOLLO EDUCATION 300 0.0114 342.00 07/01/14 12.972.21 0.43 (12.630.21) GROUP INC APOL Aug 16 14 34.0 C APOLLO EDUCATION 250 0.0058 145.00 06/26/14 6555.50 0.26 (6.410.50) GROUP INC APOL Aug 16 14 36.0 C AVON PRODUCTS INC 270 0.059 1.593.00 07/28/14 6.896.98 0.26 (5.303.98) AVP Sep 20 14 15.0 C page 4 of 78 CONFIDENTIAL SDNY_GM_00011615 EFTA_00 122266 EFTA01267745

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield BEAZER HOMES USA INC - 325 0.475 15.437.50 05/13/14 76.942.55 2.37 (61.505.05) BZH Jan 17 15 20.0 C BLACKBERRY LIMITED 130 1.5192 19/49.60 06/27/14 24.755.63 1.90 (5.006.03) BBRY Jan 17 15 9.0 C BLACKBERRY LIMITED 250 0.4791 11.977.50 07/09/14 43,457.50 1.74 (31.480.00) BBRY Sep 20 14 10.0 C CENTRAIS ELEC BRAS 505 0.5096 25/34.80 05/13/14 47.661.89 0.94 (21.927.09) EBR Sep 20 14 2.5 C CITIGROUP INC 400 0.8016 32.064.00 07/16/14 52.912.61 1.32 (20,848.61) C Aug 16 14 49.0 C CORINTHIAN COLLEGES - 575 0.0253 1.454.75 06/24/14 3.211.05 0.06 (1.756.30) INC COCO Feb 20 15 1.0 C CORINTHIAN COLLEGES 500 0.0381 1.905.00 05/13/14 11.012.00 0.22 (9.107.00) INC COCO Aug 16 14 1.0 C CORINTHIAN COLLEGES 2.000 0.0317 6.340.00 05/13/14 11.148.00 0.06 (4.808.00) INC COCO Aug 16 14 2.O C CORINTHIAN COLLEGES 2.147 0.0001 21.47 05/13/14 63.699.38 0.30 (63.677.91) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 205 1.675 34337.50 07/15/14 40.766.67 1.99 (6.429.17) COWN Jan 17 15 2.5 C COWEN GROUP INC 575 0.175 10.062.50 06/27/14 15.472.05 0.27 (5.409.55) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.3395 27.160.00 05/12/14 51.659.20 0.65 (24.499.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 110 4.3418 47759.80 05/14/14 43.331.14 3.94 4.428.66 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC 285 1.4809 42.205.65 05/13/14 36.469.59 1.28 5.736.06 FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC 360 0.9819 35348.40 05/12/14 29.652.64 0.82 5.695.76 FCEL Oct 18 14 1.5 C page 5 01 76 CONFIDENTIAL SDNY_GM_00011616 EFTA_00122267 EFTA01267746

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield HANWHA SOLARONE CO 460 0.3902 17.949.20 05/13/14 39.126.04 0.85 (21.176.84) LTD HSOL Sep 20 14 2.0 C HEWLETT PACKARD CO 165 5.375 88.687.50 05/13/14 67.150.71 4.07 21.536.79 HPQ Jan 17 15 31.0 C JETBLUE AIRWAYS CORP 162 0.425 6.885.00 07/18/14 9.866.99 0.61 (2.981.99) JBLU Sep 20 14 11.0 C JETBLUE AIRWAYS CORP 250 0.1428 3.570.00 07/18/14 6.780.50 0.27 (3.210.50) JBLU Sep 20 14 12.0 C MGIC INVT CORP WIS 515 0.7249 37.332.35 05/14/14 77.606.61 1.51 (40.274.26) MTG Jan 17 15 8.0 C MICHAEL KORS 30 3.2371 9.711.30 07/25/14 9.923.22 3.31 (211.92) HOLDINGS KORS Aug 08 14 81.0 C NET 1 UEPS 190 3.1123 59.133.70 05/22/14 64,539.06 3.40 (5.405.36) TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 130 2.3634 30.724.20 06/05/14 39,080.62 3.01 (8.356.42) TECHNOLOGIES INC UEPS Jan 17 15 9.0 C NORDIC AMERICAN 705 1.3092 92.298.60 05/15/14 91,772.67 1.30 525.93 TANKERS LTD NAT Jan 17 15 7.87 C NORDIC AMERICAN 325 0.2108 6.851.00 06/18/14 12,954.55 0.40 (6.103.55) TANKERS LTD NAT Oct 18 14 9.87 C PACIFIC ETHANOL INC 200 2.1031 42.062.00 07/09/14 29,490.04 1.47 12.571.96 PEIX Aug 16 14 16.0 C PANERA BREAD CO 85 0.1074 912.90 07/28/14 6.235.79 0.73 (5.322.89) PNRA Aug 16 14 160.0 C QUANTUM FUEL 250 1.3788 34.470.00 07/17/14 37,655.50 1.51 (3.185.50) SYSTEMS TEC QTWW Oct 18 14 4.0 C page 6 o176 CONFIDENTIAL SDNY_GM_00011617 EFTA _00122268 EFTA01267747

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Ouantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield RADIOSNACK 500 0.085 4.250.00 07/18/14 9.293.00 0.19 (5.043.00) CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 100 0.4051 4.051.00 07/21/14 10.563.40 1.06 (6.512.40) RDNT Aug 16 14 5.0 C RADNET INC. 1.100 0.1465 16.115.00 05/12/14 73.423.14 0.67 (57.308.14) RDNT Sep 20 14 7.5 C RADNET INC. 480 1.075 51.600.00 05/12/14 99.022.56 2.06 (47.422.56) RDNT Dec 20 14 5.0 C RITE AD CORP 200 0.0999 1.998.00 07/28/14 2.126.80 0.11 (128.80) RAD Aug 08 14 7.0 C RITE AD CORP 250 0.1202 3.005.00 07/10/14 12.655.50 0.51 (9.650.50) RAD Aug 16 14 7.0 C SONY CORP 585 1.75 102.375.00 05/13/14 64.196.79 1.10 38.178.21 SNE Oct 18 14 17.0 C TEEKAY TANKERS LTD 205 0.10 2.050.00 06/23/14 7.279.67 0.36 (5.229.67) TNK Nov 22 14 5.0 C TESLA MOTORS INC 100 0.7858 7.858.00 07/28/14 5.963.40 0.60 1.894.60 TSLA Aug 16 14 180.0 P TWITTER INC 35 9.05 31.675.00 07/18/14 8.634.76 2.47 23.040.24 TWTR Aug 01 14 36.0 C TWITTER INC 60 0.19 1.140.00 07/30/14 8.881.44 1.48 (7.741.44) TWTR Aug 01 14 46.0 C TWITTER INC 35 0.0343 120.05 07/29/14 3.491.09 1.00 (3.371.04) TWTR Aug 16 14 34.5 P UNILIFE CORP 375 0.3192 11.970.00 06/20/14 33.108.25 0.88 (21.138.25) UNIS Sep 20 14 2.5 C UNISYS CORP 250 0.4134 10.335.00 07/14/14 35.629.50 1.43 (25,294.50) UIS Oct 18 14 24.0 C WHOLE FOODS MKT INC 70 0.2225 1.557.50 07/30/14 11.666.18 1.67 (10.108.68) WFM Aug 08 14 39.5 C WHOLE FOODS MKT INC 70 0.8148 5.703.60 07/30/14 11.946.18 1.71 (6.242.58) WFM Aug 08 14 38.5 P page 7 o176 CONFIDENTIAL SDNY_GM_00011618 EFTA_0011 22269 EFTA01267748

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions SymboU Investment Description CUSIP Quantity Current Price Market Value Purchase Cost Date Basis Average Cost Unrealized Gain(Loss) Estimated income Yield Options - Margin YAHOO! INC 110 2.964 32.604.00 07/18/14 15.875.14 1.44 16.728.86 YHOO Aug 16 14 33.0 C YRC WORLDWIDE INC 216 0.5635 12.171.60 06/30/14 23.127.99 1.07 (10.956.39) YRCW Aug 16 14 30.0 C YRC WORLDWIDE INC 400 0.1552 6.208.00 07/02/14 22.198.61 0.56 (15.990.61) YRCW Aug 16 14 32.5 C YRC WORLDWIDE INC 17 4.4672 7.594.24 06/05/14 4.531.76 2.67 3.062.48 YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 130 0.50 6.500.00 06/27/14 18.443.63 1.42 (11.943.63) YRCW Oct 18 14 32.5 C ZIOPHARM ONCOLOGY 185 0.6877 12.722.45 07/01/14 24.150.20 1.31 (11.427.75) INC ZIOP Oct 18 14 3.0 C Total Options $1,255,868.18 $1,890,715.79 $(634,847.61) $0.00 0.0% Short Options - Margin AMERICAN AIRLINES 60- $ 1.2847 $(7.708.20) 07/30/14 $ (5.779.43) $ 0.96 $ (1.928.77) $ - GROUP INC AAL Aug 08 14 39.5 P UNITED CONTINENTAL 200- 0.6395 (12.790.00) 07/24/14 (21.439.69) 1.07 8.649.69 HLDGS UAL Aug 08 14 45.0 P YAHOO! INC 120- 0.0772 (926.40) 07/24/14 (5.438.99) 0.45 4.512.59 YHOO Aug 01 14 35.5 P YAHOO! INC 100- 0.8086 (8,086.00) 07/30/14 (4,536.49) 0.45 (3,549.51) YHOO Aug 08 14 36.0 P Total Short Options $(29,510.60) $(37,194.60) $7,684.00 $0.00 0.0% page 8 of 78 CONFIDENTIAL SDNY_GM_00011619 EFTA_00122270 EFTA01267749

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Positions Symbol/ Investment Description CUSIP Other - Margin RICEBRAN RIBTW TECHNOLOGIES WARRANT EXP 11/18/2018 Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated income Yield 87,000 $ 1.5715 $ 136,720.50 05/12/14 $ 118.618.67 $ 1.36 $ 18.101.83 $ Total Other $136,720.50 $118,618.67 $18,101.83 $0.00 0.0% Total Margin Account $3,923,290.50 $4,523,121.66 $(599,831.16) $0.00 0.0% Account Activit Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance ($190.07) 06/26/14 07/01/14 Margin Buy - Securities Purchased ZIOPI-IARM ONCOLOGY INC ZIOP 2.200 $ 4.1599 $ (9.157.78) (9.347.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased ZIOPI-IARM ONCOLOGY INC ZIOP 300 4.15 (1.245.00) (10,592.85) COM 06/26/14 07/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.23 (529.00) (11,121.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.25 (531.00) (11,652.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 22.000 0.15 (3.306.00) (14.958.85) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.23 (529.00) (15.487.85) COM Commission 6.00 page 9 o176 CONFIDENTIAL SDNY_GM_00011620 EFTA_00 I 2227 I EFTA01267750

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/26/14 07/01/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 24.500 0.023 (569.50) (16,057.35) COM Commission 6.00 06/26/14 07/01/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 300 1.92 (582.00) (16,639.35) COM Commission 6.00 06/26/14 07/01/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 200- 3.9501 784.00 (15,855.35) COM Commission 6.00 Regulatory Fee 0.02 06/26/14 07/01/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 300- 3.95 1.184.97 (14,670.38) COM Regulatory Fee 0.03 06/26/14 07/01/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.000- 0.8251 2.469.24 (12.201.14) 06/30/14 07/01/14 Margin Buy - Securities Purchased COM Commission 6.00 Regulatory Fee 0.06 AEROPOSTALE INC 50 0.55 (2.784.70) (14,985.84) 06/30/14 07/01/14 Margin Buy - Securities Purchased ARO Jul 19 14 3.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 APOLLO EDUCATION GROUP INC 10 5.10 (5.111.74) (20,097.58) 06/30/14 07/01/14 Margin Sell - Securities Sold APOL Jul 19 14 26.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 JETBLUE AIRWAYS CORP 25- 4.10 10.229.42 (9,868.16) 06/30/14 07/01/14 Margin Buy - Securities Purchased JBLU Jan 17 15 7.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.83 COWEN GROUP INC 50 0.25 (1.284.70) (11,152.86) 06/30/14 07/01/14 Margin Buy - Securities Purchased GOWN Jan 17 15 5.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 BLACKBERRY LIMITED 100 1.01 (10.163.40) (21,316.26) BBRY Sep 20 14 10.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 10 of 76 CONFIDENTIAL SDNY_GM_00011621 EFTA (()122272 EFTA01267751

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/30/14 07/01/14 Margin Sell - Securities Sold GREEN PLAINS INC 15- 7.90 11.835.12 (9.481.14) GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.63 06/30/14 07/01/14 Margin Buy - Securities Purchased AEROPOSTALE INC 26 0.55 (1.450.93) (10.932.07) ARO Jul 19 14 3.0 C TO OPEN Commission 20.30 Regulatory Fee 0.63 06/30/14 07/01/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 100 1.30 (13.063.40) (23,995.47) YRCW Aug 16 14 30.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 06/30/14 07/01/14 Margin Sell - Securities Sold GREEN PLAINS INC 20- 8.00 15.982.16 (8,013.31) GPRE Jul 19 14 25.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.84 06/30/14 07/01/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC 15- 5.28 7.905.21 (108.10) APOL Jul 19 14 26.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.54 07/01/14 07/01/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 108.10 0.00 DEPOSIT ACCOUNT 06/27/14 07/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.2499 (530.99) (530.99) COM Commission 6.00 06/27/14 07/02/14 Margin Sell - Securities Sold OCLARO INC OCLR 400- 2.315 919.97 388.98 COM Commission 6.00 Regulatory Fee 0.03 06/27/14 07/02/14 Margin Sell - Securities Sold OCLARO INC OCLR 4.100- 2.311 9.474.89 9.863.87 COM Regulatory Fee 0.21 06/27/14 07/02/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 3.000 0.295 (891.00) 8.972.87 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.259 (531.90) 8.440.97 COM Commission 6.00 page 11 o176 CONFIDENTIAL SDNY_GM_00011622 EFTA_00 122273 EFTA01267752

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 06/27/14 07102/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 1.559 (161.90) 8,279.07 WARRANT EXP 11/18:2018 Commission 6.00 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 500- 0.8676 427.79 8.706.86 COM Commission 6.00 Regulatory Fee 0.01 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 7.408- 0.8675 6.426.29 15,133.15 COM Regulatory Fee 0.15 06/27/14 07/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 2.02 (1.016.00) 14.117.15 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 200 0.15 (36.00) 14.081.15 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 600 1.93 (1.164.00) 12.917.15 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 14.950 0.286 (4.281.70) 8.635.45 COM Commission 6.00 06/27/14 07/02/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.000 0.1744 (878.00) 7.757.45 COM Commission 6.00 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.90 83.99 7.841.44 COM Commission 6.00 Regulatory Fee 0.01 06/27/14 07/02/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 1.385- 0.90 1.246.47 9.087.91 COM Regulatory Fee 0.03 07/01/14 07/02/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 6.20 12.382.24 21.470.15 YRCW Jul 19 1422.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.76 page 12 o176 CONFIDENTIAL SDNY_GM_00011623 EFTA (H) 122274 EFTA01267753

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 07/01/14 07/02/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC - 25- 5.56 13,879.34 35,349.49 APOL Jul 19 14 26.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.91 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 64 1.80 (11.582.54) 23,766.95 APOL Aug 16 14 31.0 C TO OPEN Commission 61.00 Regulatory Fee 1.54 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 20 1.79 (3,580.48) 20,186.47 APOL Aug 16 14 31.0 C TO OPEN Regulatory Fee 0.48 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 16 1.78 (2,848.39) 17,338.08 APOL Aug 16 14 31.0 C TO OPEN Regulatory Fee 0.39 07/01/14 07/02/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC 20- 5.90 11.782.25 29,120.33 APOL Jul 19 14 26.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.75 07/01/14 07/02/14 Margin Buy - Securities Purchased YAHOO! INC 50 2.13 (10.684.70) 18,435.63 YHOO Jul 19 14 34.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/01/14 07/02/14 Margin Buy - Securities Purchased AEROPOSTALE INC 24 0.60 (1.459.78) 16.975.85 ARO Jul 19 14 3.0 C TO OPEN Commission 19.20 Regulatory Fee 0.58 07/01/14 07/02/14 Margin Buy - Secunties Purchased CENTFtAIS ELEC BRAS 30 0.54 (1,643.22) 15,332.63 EBR Sep 20 14 2.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 25 1.83 (4,595.35) 10,737.28 APOL Aug 16 14 31.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/01/14 07/02/14 Margin Sell - Securities Sold GREEN PLAINS INC 15- 8.00 11,985.12 22,722.40 GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.63 page 13 of 76 CONFIDENTIAL SDNY_GM_00011624 EFTA 00122275 EFTA01267754

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/01/14 07102/14 Margin Buy - Securities Purchased GREEN PLAINS INC 25 2.15 (5.395.35) 17.327.05 GPRE Sep 20 14 35.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/01/14 07/02/14 Margin Sell - Securities Sold GREEN PLAINS INC 15- 8.30 12.435.11 29.762.16 GPRE Jul 19 14 25.0 C TO CLOSE Commission 14.25 Regulatory Fee 0.64 07/01/14 07/02/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 10 2.55 (2.561.74) 27200.42 SHLD Jul 19 14 39.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/01/14 07/02/14 Margin Buy - Securities Purchased GREEN PLAINS INC 30 2.39 (7.193.22) 20.007.20 GPRE Sep 20 14 35.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/01/14 07/02/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 5 5.60 (2.808.87) 17,198.33 YRCW Jul 19 14 22.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/01/14 07/02/14 Margin Sell - Securities Sold AOL INC 25- 4.77 11.904.38 29.102/1 AOL Jul 19 14 36.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.87 07/01/14 07/02/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 33 0.10 (360.45) 28.742.26 KATE Jul 19 14 34.0 P TO OPEN Commission 29.65 Regulatory Fee 0.80 07/01/14 07/02/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 3 0.09 (27.08) 28.715.18 KATE Jul 19 14 34.0 P TO OPEN Regulatory Fee 0.08 07/01/14 07/02/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 7 0.07 (49.17) 28.666.01 KATE Jul 19 14 34.0 P TO OPEN Regulatory Fee 0.17 07/01/14 07/02/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 50 1.22 (6.134.70) 22.53131 BBRY Sep 20 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 14 of 76 CONFIDENTIAL SDNY_GM_00011625 EFTA_00122276 EFTA01267755

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/01/14 07102/14 Margin Buy - Securities Purchased UNITED STATES NAT GAS FUND - 29 0.39 (1.153.65) 21,377.66 UNG Jul 19 14 25.0 C TO OPEN Commission 21.95 Regulatory Fee 0.70 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 100 0.22 (2.263.40) 19.114.26 APOL Aug 16 14 36.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/01/14 07/02/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 125 0.10 (1.327.75) 17.786.51 FCEL Jul 19 14 2.5 C TO OPEN Commission 74.75 Regulatory Fee 3.00 07/01/14 07/02/14 Margin Buy - Securities Purchased AEROPOSTALE INC 25 0.55 (1.395.35) 16.391.16 ARO Jul 19 14 3.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/01/14 07/02/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 150 1.40 (21.092.10) (4,700.94) ZIOP Oct 18 14 3.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 07/01/14 07/02/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 150 0.49 (7.442.10) (12.143.04) APOL Aug 16 14 34.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 07/02/14 07/02/14 Margin Joumal - Other REDEMPTION FDIC INSURED 0.00 4.950.93 (7,192.11) DEPOSIT ACCOUNT 06/30/14 07/03/14 Margin Buy - Securities Purchased OCLARO INC OCLR 7.500 2.1599 (16.205.25) (23.397.36) COM Commission 6.00 06/30/14 07/03/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.889 (394.90) (23.792.26) COM Commission 6.00 06/30/14 07/03/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 19.900 0.325 (6.473.50) (30.265.76) COM Commission 6.00 06/30/14 07/03/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 25.000 0.30 (7.506.00) (37,771.76) COM Commission 6.00 page 15 6176 CONFIDENTIAL SDNY_GM_00011626 EFTA_00 122277 EFTA01267756

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Description Symbol! CUSIP Quantity Price Amount Balance 06/30/14 07/03/14 Margin Sell - Secunties Sold ZIOPHARM ONCOLOGY INC 21O1, 2,800- 4.1101 11,502.02 (26,269.74) COM Commission 6.00 Regulatory Fee 0.26 06/30/14 07/03/14 Margin Sell - Securities Sold OCLARO INC OMR 1,500- 2.1901 3,279.07 (22,990.67) COM Commission 6.00 Regulatory Fee 0.08 06/30/14 07/03/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 5,100 0.295 (1,510.50) (24,501.17) COM Commission 6.00 06/30/14 07/03/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 1,652- 0.876 1,441.11 (23,060.06) COM Commission 6.00 Regulatory Fee 0.04 06/30/14 07/03/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 2,800- 0.873 2,438.34 (20,621.72) 07/02/14 07/03/14 Margin Buy - Securities Purchased COM Commission 6.00 Regulatory Fee 0.06 ALCATEL LUCENT 150 0.45 (6,842.10) (27,463.82) 07/02/14 07/03/14 Margin Buy - Securities Purchased ALU Sep 20 14 3.5 C TO OPEN Commission 88.50 Regulatory Fee 3.60 UNILIFE CORP 25 0.85 (2,145.35) (29,609.17) 07/02/14 07/03/14 Margin Buy - Securities Purchased UNIS Sep 20 14 25 C TO OPEN Commission 19.75 Regulatory Fee 0.60 ALCATEL LUCENT 150 0.40 (6,092.10) (35,701.27) 07/02/14 07/03/14 Margin Buy - Securities Purchased ALU Sep 20 14 3.5 C TO OPEN Commission 88.50 Regulatory Fee 3.60 UNITED CONTINENTAL HLDGS 100 1.01 (10,163.40) (45,864.67) 07/02/14 07/03/14 Margin Sell - Securities Sold UAL Jul 19 14 41.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 YRC WORLDWIDE INC 25- 6.40 15,979.29 (29,885.38) YRCW Jul 19 14 225 C TO CLOSE Commission 19.75 Regulatory Fee 0.96 page 16 of 76 CONFIDENTIAL SDNY_GM_00011627 EFTA_00122278 EFTA01267757

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 07/02/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 100 0.88 (8,863.40) (38,748.78) YRCW Aug 16 14 32.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/02/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 1.53 (7,684.70) (46,433.48) YRCW Oct 18 14 32.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/02/14 07/03/14 Margin Sell - Securities Sold AOL INC 20- 5.10 10,182.29 (36,251.19) AOL Jul 19 14 36.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.71 07/02/14 07/03/14 Margin Buy - Securities Purchased GREEN PLAINS INC 20 2.45 (4,917.48) (41.168.67) GPRE Sep 20 1435.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/02714 07/03/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 6.50 12,982.23 (28.186.44) YRCW Jul 19 14 22.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.77 07702/14 07/03/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 50 0.90 (4,534.70) (32.721.14) UAL Jul 19 14 41.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/02/14 07/03/14 Margin Sell - Securities Sold YAHOO! INC 150- 0.72 10,707.66 (22,013.48) YHOO Jul 19 14 37.0 C TO OPEN Commission 88.50 Regulatory Fee 3.84 07/02/14 07/03/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 50 1.34 (6,734.70) (28,748.18) BBRY Sep 20 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/02/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 0.80 (4,034.70) (32,782.88) YRCW Aug 16 14 325 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 17 of 76 CONFIDENTIAL SDNY_GM_00011628 EFTA 00)22279 EFTA01267758

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07102/14 07/03/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 30 1.47 (4.433.22) (37216.10) 07/02/14 07/03/14 Margin Sell - Securities Sold YRCW Oct 18 14 32.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 APOLLO EDUCATION GROUP INC 12- 4.86 5.811.83 (31,404.27) 07/02/14 07/03/14 Margin Sell - Securities Sold APOL Jul 19 14 26.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.42 APOLLO EDUCATION GROUP INC 13- 4.85 6204.54 (25.099.73) 07/02/14 07/03/14 Margin Sell - Securities Sold APOL Jul 19 14 26.0 C TO CLOSE Regulatory Fee 0.46 GREEN PLAINS INC 4- 9.40 3.751.61 (21,348.12) GPRE Jul 19 14 25.0 C TO CLOSE Commission 8.20 Regulatory Fee 0.19 07/01/14 07/07/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 900 1.97 (1,779.00) (23.127.12) COM Commission 6.00 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 721 1.40 (1,015.40) (24.142.52) WARRANT EXP 11/18.2018 Commission 6.00 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 79 1.3999 (110.59) (24.253.11) WARRANT EXP 11/18:2018 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 1.39 (139.00) (24.392.11) WARRANT EXP 11/18:2018 07/01/14 07/07/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.289 (534.90) (24.927.01) COM Commission 6.00 07/01/14 07/07/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 1.817- 3.991 7.245.48 (17.681.53) COM Commission 6.00 Regulatory Fee 0.17 07/01/14 07/07/14 Margin Sell - Securities Sold ZIOPHARM ONCOLOGY INC ZIOP 5.683- 3.99 22,674.66 4.993.13 COM Regulatory Fee 0.51 07/01/14 07/07/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 15,000 0.305 (4,581.00) 412.13 COM Commission 6.00 page 18 of 76 CONFIDENTIAL SDNY_GM_00011629 EFTA 00122280 EFTA01267759

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/01/14 07107/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 3.800 0.16 (614.00) (201.87) COM Commission 6.00 07/01/14 07/07/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 600- 0.9255 549.28 347.41 COM Commission 6.00 Regulatory Fee 0.02 07/03/4 07/07/14 Margin Sell - Securities Sold APOLLO EDUCATION GROUP INC 25- 5.40 13.479.35 13,826.76 APOL Jul 19 14 26.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.90 07/03/14 07/07/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 25 1.79 (4.495.35) 9.331.41 APOL Aug 16 14 31.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/03/14 07/07/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 15 2.47 (3.719.61) 5,611.80 SHLD Jul 19 14 39.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/03/14 07/07/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 45 0.63 (2.866.83) 2,744.97 APOL Aug 16 14 34.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/03/14 07/07/14 Margin Sell - Securities Sold AOL INC 100- 0.60 5.936.46 8.681.43 AOL Jul 19 14 42.0 C TO OPEN Commission 61.00 Regulatory Fee 2.54 07/07/14 07/07/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (8.681.43) 0.00 DEPOSIT ACCOUNT 07/02/14 07/08/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.83 (1.155.00) (1.155.00) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 600 3.95 (2.376.00) (3,531.00) RESOURCES COM Commission 6.00 page 19 of 76 CONFIDENTIAL SDNY_GM_00011630 EFTA_00122281 EFTA01267760

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/02/14 07/08/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 200 4.02 (810.00) (4,341.00) RESOURCES COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased JBI INC NEW JBII 1.500 0.091 (142.50) (4.483.50) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 200 3.87 (780.00) (5.263.50) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.33 (539.00) (5,802.50) COM Commission 6.00 07/02/14 07/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 600 1.25 (756.00) (6.558.50) WARRANT EXP 11/18.2018 Commission 6.00 07/02/14 07/08/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.9016 84.15 (6.474.35) COM Commission 6.00 Regulatory Fee 0.01 07/02/14 07/08/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 2.991- 0.9001 2.692.14 (3.782.21) COM Regulatory Fee 0.06 07/02/14 07/08/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 400- 0.90 359.99 (3.422.22) COM Regulatory Fee 0.01 07/02/14 07/08/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 600 1.32 (798.00) (4.220.22) WARRANT EXP 11/182018 Commission 6.00 07/07/14 07/08/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 100- 1.65 16.436.23 12.216.01 BBRY Sep 20 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.77 07/07/14 07/08/14 Margin Buy - Securities Purchased COWEN GROUP INC 100 0.25 (2.563.40) 9.652.61 GOWN Jan 17 15 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 20 o176 CONFIDENTIAL SDNY_GM_00011631 EFTA (H) 122282 EFTA01267761

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol, Description CUSIP Quantity Price Amount Balance 07/07/14 07/08/14 Margin Buy - Securities Purchased CITIGROUP INC 459 0.31 (14,498.47) (4,845.86) C Jul 19 1449.0 C TO OPEN Commission 258.45 Regulatory Fee 11.02 07/07/14 07/08/14 Margin Buy - Securities Purchased FLAMEL TECH 15 5.50 (8,264.61) (13,110.47) FLML Dec 20 14 10.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/07/14 07/08/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 100- 0.66 6,536.45 (6,574.02) UAL Jul 19 14 37.0 P TO OPEN Commission 61.00 Regulatory Fee 2.55 07/07/14 07/08/14 Margin Buy - Securities Purchased RADNET INC. 100 0.40 (4.063.40) (10.637.42) RDNT Sep 20 14 7.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/07/14 07/08/14 Margin Sell - Securities Sold BLACKBERRY LIMITED 100- 1.75 17.436.21 6.798.79 BBRY Sep 20 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.79 07/07/14 07/08/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 60 2.58 (15.520.44) (8.721.65) UAL Sep 20 14 40.0 C TO OPEN Commission 39.00 Regulatory Fee 1.44 07/07/14 07/08/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 50 0.35 (1.784.70) (10,506.35) APOL Aug 16 14 34.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/07/14 07/08/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD 40 0.65 (2,628.96) (13,135.31) HSOL Sep 20 14 2.0 C TO OPEN Commission 28.00 Regulatory Fee 0.96 07/07/14 07/08/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 18- 0.73 1,297.63 (11,837.68) 07/08/14 07/08/14 Margin Journal - Other UAL Jul 19 14 37.0 P TO OPEN Commission 15.90 Regulatory Fee 0.47 REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 0.00 8,681.43 (3,156.25) page 21 of 76 CONFIDENTIAL SDNY_GM_00011632 EFTA_00122283 EFTA01267762

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/03/14 07109/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 56- 0.9162 45.30 (3,110.95) COMMUNICATIONS COM Commission 6.00 Regulatory Fee 0.01 07/03/14 07/09/14 Margin Sell - Securities Sold ELEPHANT TALK ETAK 3.444- 0.91 3.133.97 23.02 COMMUNICATIONS COM Regulatory Fee 0.07 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.56 (1.118.00) (1,094.98) COM Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 500 1.55 (781.00) (1.875.98) WARRANT EXP 11/18:2018 Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.4299 (548.99) (2.424.97) COM Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.867 (392.70) (2.817.67) COM Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 300 1.38 (420.00) (3.237.67) WARRANT EXP 11/182018 Commission 6.00 07/03/14 07/09/14 Margin Buy - Securities Purchased ATHERONOVA INC AHRO 850 1.90 (1.621.00) (4.858.67) COM Commission 6.00 07/08/14 07/09/14 Margin Sell - Securities Sold GREEN PLAINS INC 26- 8.60 22238.57 17.479.90 GPRE Jul 19 14 25.0 C TO CLOSE Commission 20.30 Regulatory Fee 1.13 07/08/14 07/09/14 Margin Sell - Securities Sold GREEN PLAINS INC 100- 2.20 21.936.11 39.416.01 GPRE Sep 20 14 35.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.89 07/08/14 07/09/14 Margin Buy - Securities Purchased COWEN GROUP INC 100 0.20 (2.063.40) 37.352.61 GOWN Jan 17 15 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 22 o176 CONFIDENTIAL SDNY_GM_00011633 EFTA (()122284 EFTA01267763

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/08/14 07109/14 Margin Buy - Securities Purchased UNITED CONTINENTAL HLDGS 40 2.68 (10.748.96) 26.603.65 UAL Sep 20 14 40.0 C TO OPEN Commission 28.00 Regulatory Fee 0.96 07/08/14 07/09/14 Margin Buy - Securities Purchased TWITTER INC 78 0.90 (7.082.88) 19.520.77 TWTR Jul 19 14 38.0 C TO OPEN Commission 61.00 Regulatory Fee 1.88 07/08/14 07/09/14 Margin Buy - Securities Purchased TWITTER INC 22 0.89 (1.958.53) 17.562.24 TWTR Jul 19 14 38.0 C TO OPEN Regulatory Fee 0.53 07/08/14 07/09/14 Margin Buy - Securities Purchased ALCOA INC 40 0.12 (508.96) 17.053.28 AA Jul 19 14 14.0 P TO OPEN Commission 28.00 Regulatory Fee 0.96 07/08/14 07/09/14 Margin Buy - Securities Purchased ALCOA INC 60 0.12 (760.44) 16.29284 AA Jul 19 14 14.0 P TO OPEN Commission 39.00 Regulatory Fee 1.44 07/08/14 07/09/14 Margin Buy - Securities Purchased ALCOA INC 200 0.11 (2.320.80) 13.972.04 AA Jul 19 14 14.0 P TO OPEN Commission 116.00 Regulatory Fee 4.80 07/08/14 07/09/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC 2- 2.90 572.83 14.544.87 QTWW Jul 19 14 3.0 C TO CLOSE Commission 7.10 Regulatory Fee 0.07 07/08/14 07/09/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC - 2 0.20 (47.15) 14.497/2 APOL Aug 16 14 34.0 C TO OPEN Commission 7.10 Regulatory Fee 0.05 07/09/14 07/09/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (14.497.72) 0.00 DEPOSIT ACCOUNT 07/07/14 07/10/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.900- 4.0001 7394.02 7.594.02 RESOURCES COM Commission 6.00 Regulatory Fee 0.17 page 23 o176 CONFIDENTIAL SDNY_GM_00011634 EFTA (H) 122285 EFTA01267764

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/07/14 07/10/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.800 1.96 (3,534.00) 4.060.02 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 5.000 0.185 (931.00) 3.129.02 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 1.541 1.77 (2.733.57) 395.45 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 16 0.16 (8.56) 386.89 COM Commission 6.00 07/07/14 07/10/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 4.320 0.15 (654.00) (267.11) COM Commission 6.00 07/09/14 07/10/14 Margin Sell - Securities Sold ALCOA INC 300- 0.01 121.79 (145.32) AA Jul 19 14 14.0 P TO CLOSE Commission 171.00 Regulatory Fee 7.21 07/09/14 07/10/14 Margin Buy - Securities Purchased COWEN GROUP INC 25 0.20 (520.35) (665.67) GOWN Jan 17 15 5.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/09/14 07/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 8- 2.68 2.096.50 1.430.83 GPRE Sep 20 14 35.0 C TO CLOSE Commission 47.25 Regulatory Fee 0.25 07/09/14 07/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 67- 2.65 17752.99 19.183.82 GPRE Sep 20 14 35.0 C TO CLOSE Regulatory Fee 2.01 07/09/14 07/10/14 Margin Sell - Securities Sold GREEN PLAINS INC 75- 2.65 19.825.51 39.00933 GPRE Sep 20 14 35.0 C TO CLOSE Commission 47.25 Regulatory Fee 2.24 07/09/14 07/10/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 32- 0.37 1,159.60 40.168.93 UAL Jul 19 14 37.0 P TO OPEN Commission 23.60 Regulatory Fee 0.80 page 24 o176 CONFIDENTIAL SDNY_GM_00011635 EFTA (X1122286 EFTA01267765

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 28 1.30 (3,662.08) 36,506.85 PEIX Aug 16 14 16.0 C TO OPEN Commission 21.40 Regulatory Fee 0.68 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 93 1.30 (12,149.39) 24,357.46 PEIX Aug 16 14 16.0 C TO OPEN Commission 57.15 Regulatory Fee 2.24 07/09/14 07/10/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 75 1.87 (14.074.05) 10.283.41 BBRY Sep 20 14 10.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 17 1.30 (2,225.76) 8.057.65 PEIX Aug 16 14 16.0 C TO OPEN Commission 15.35 Regulatory Fee 0.41 07/09/14 07/10/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 15- 6.40 9,585.17 17.642.82 YRCW Jul 19 14 22.5 C TO CLOSE Commission 14.25 Regulatory Fee 0.58 07/09/14 07/10/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 25 1.87 (4,695.35) 12.947.47 BBRY Sep 20 14 10.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/09/14 07/10/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 50- 0.31 1,515.26 14,462.73 UAL Jul 19 14 37.0 P TO OPEN Commission 33.50 Regulatory Fee 1.24 07/09/14 07/10/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 15 3.80 (5,714.61) 8,748.12 JBLU Jan 17 15 7.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/09/14 07/10/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 72 1.25 (9,047.33) (299.21) PEIX Aug 16 14 16.0 C TO OPEN Commission 45.60 Regulatory Fee 1.73 page 25 of 76 CONFIDENTIAL SDNY_GM_00011636 EFTA 00122287 EFTA01267766

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/09/14 07/10/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 5 6.20 (3.108.87) (3.408.08) YRCW Jul 19 14 22.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/10/14 07/10/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 3.408.08 0.00 DEPOSIT ACCOUNT 07/08/14 07/11/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 500 0.0299 (20.95) (20.95) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.992 0.19 (384.48) (405.43) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.100 1.8991 (2.095.01) (2.500.44) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.200 3.70 (4.446.00) (6.946.44) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.106 0.19 (216.14) (7,162.58) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.23 (1.052.00) (8214.58) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased OCLARO INC OCLR 7.750 2.12 (16.436.00) (24,650.58) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 500 10.00 (5.006.00) (29,656.58) COM Commission 6.00 07/08/14 07/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 3.200- 4.1001 13.114.03 (16,542.55) COM Commission 6.00 Regulatory Fee 0.29 07/08/14 07/11/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1.000- 4.1101 4,104.00 (12.438.55) COM Commission 6.00 Regulatory Fee 0.10 page 26 o176 CONFIDENTIAL SDNY_GM_00011637 EFTA_00 122288 EFTA01267767

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/08/14 07/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 200 1.8499 (375.98) (12.814.53) COM Commission 6.00 07/08/14 07/11/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 84 1.84 (154.56) (12.969.09) 07/10/14 07/11/14 Margin Sell - Securities Sold COM UNITED CONTINENTAL HLDGS 50- 1.97 9.815.08 (3,154.01) 07/10/14 07/11/14 Margin Sell - Securities Sold UAL Jul 19 14 41.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.42 UNITED CONTINENTAL HLDGS 50- 4.45 22.214.80 19.060.79 07/10/14 07/11/14 Margin Sell - Securities Sold UAL Sep 20 14 40.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.70 UNITED CONTINENTAL HLDGS 40- 2.29 9.130.83 28.191.62 07/10/14 07/11/14 Margin Sell - Securities Sold UAL Jul 19 14 41.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.17 UNITED CONTINENTAL HLDGS 30- 2.49 7.446.61 35.638.23 07/10/14 07/11/14 Margin Buy - Securities Purchased UAL Jul 19 14 41.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.89 QUANTUM FUEL SYSTEMS TEC 22 2.00 (4.418.63) 31,219.60 07/10/14 07/11/14 Margin Buy - Securities Purchased QTWW Jul 19 14 3.0 C TO OPEN Commission 18.10 Regulatory Fee 0.53 BLACKBERRY LIMITED 40 2.02 (8.141.96) 23,077.64 07/10/14 07/11/14 Margin Buy - Securities Purchased BBRY Sep 20 14 10.0 C TO OPEN Commission 61.00 Regulatory Fee 0.96 BLACKBERRY LIMITED 60 2.01 (12.061.44) 11,016.20 07/10/14 07/11/14 Margin Buy - Securities Purchased BBRY Sep 20 14 10.0 C TO OPEN Regulatory Fee 1.44 CITIGROUP INC 141 0.14 (2.060.94) 8.955.26 C Jul 19 14 49.0 C TO OPEN Commission 83.55 Regulatory Fee 3.39 page 27 o176 CONFIDENTIAL SDNY_GM_00011638 EFTA 00122289 EFTA01267768

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSH, Quantity Price Amount Balance 07/10/14 07/11/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 50- 5.50 27.464.69 36.419.95 UAL Sep 20 14 40.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.81 07/10/14 07/11/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 25 1.03 (2.595.35) 33324.60 AMD Jan 17 15 3.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/10/14 07/11/14 Margin Sell - Securities Sold TWITTER INC 100- 0.46 4.536.49 38.361.09 TWTR Jul 19 14 36.0 P TO OPEN Commission 61.00 Regulatory Fee 2.51 07/10/14 07/11/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 30- 2.99 8.946.58 47307.67 UAL Jul 19 14 41.0 C TO CLOSE Commission 22.50 Regulatory Fee 0.92 07/10/14 07/11/14 Margin Sell - Securities Sold YAHOO! INC 100- 0.55 5.436.47 52.744.14 YHOO Jul 25 14 33.5 P TO OPEN Commission 61.00 Regulatory Fee 2.53 07/10/14 07/11/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 15 2.00 (3.014.61) 49.72953 QTWW Jul 19 14 3.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/10/14 07/11/14 Margin Buy - Securities Purchased ALCATEL LUCENT 75 0.30 (2.299.05) 47.430.48 ALU Sep 20 14 3.5 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/10/14 07/11/14 Margin Buy - Securities Purchased RITE AID CORP 150 0.60 (9.092.10) 38.338.38 RAD Aug 16 14 7.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 07/10/14 07/11/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 50 0.53 (2.684.70) 35.653.68 AMD Jan 17 15 4.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 28 o176 CONFIDENTIAL SDNY_GM_00011639 EFTA 00122290 EFTA01267769

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/10/14 07/11/14 Margin Buy - Securities Purchased SEARS HOLDING CORP 15 0.90 (1.364.61) 34,289.07 SHLD Jul 19 14 39.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/10/14 07/11/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 30 0.70 (2.123.22) 32.165.85 JBLU Jul 19 14 10.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/10/14 07/11/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 25 1.04 (2.620.35) 29.545.50 AMD Jan 17 15 3.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/10/14 07/11/14 Margin Buy - Securities Purchased AMAZON.COM INC 100 0.05 (563.40) 28.982.10 AMZN Jul 19 14 270.0 P TO OPEN Commission 61.00 Regulatory Fee 2.40 07/11/14 07/11/14 Margin Joumal - Other PURCHASE FDIC INSURED 0.00 (28.982.10) 0.00 DEPOSIT ACCOUNT 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.2965 (1.594.95) (1,594.95) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.72 (1.122.00) (2.716.95) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.25 (1.581.00) (4.297.95) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.2299 (528.99) (4,826.94) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.28 (1.590.00) (6,416.94) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 5,500 0.275 (1.518.50) (7.935.44) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.32 (1,070.00) (9,005.44) COM Commission 6.00 SDNY_GM_00011640 page 29 01 76 CONFIDENTIAL EFTA_00I 22291 EFTA01267770

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Settle Acct Transaction,' Symbol, Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance 07/09/14 07/14/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIB I 390 5.31 (2,076.90) (11,082.34) COM Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC 590419107 2 0.091 (6.18) (11,088.52) 1:30 R/S 7/14/14 590419206 Commission 6.00 07/09/14 07/14/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 16 0.81 (18.96) (11,107.48) COM Commission 6.00 07/09/14 07/14/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 400- 0.8121 318.84 (10,788.64) COM Commission 6.00 Regulatory Fee 0.01 07/09/14 07/14/14 Margin Sell - Securities Sold ZAZA ENERGY CORPORATION ZAZA 3,600- 0.8121 2,923.49 (7,865.15) COM Regulatory Fee 0.07 07/11/14 07/14/14 Margin Sell - Securities Sold TWITTER INC 100- 0.47 4,636.49 (3,228.66) TWTR Jul 19 1440.0 C TO OPEN Commission 61.00 Regulatory Fee 2.51 07/11/14 07/14/14 Margin Buy - Securities Purchased APOLLO EDUCATION GROUP INC 53 0.15 (831.43) (4,060.09) APOL Aug 16 14 34.0 C TO OPEN Commission 35.15 Regulatory Fee 1.28 07/11/14 07/14/14 Margin Buy - Securities Purchased AOL INC 5 4.20 (2,108.87) (6,168.96) AOL Jul 19 14 36.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/11/14 07/14/14 Margin Sell - Securities Sold AOL INC 10- 0.25 238.25 (5,930.71) AOL Jul 19 14 42.0 C TO OPEN Commission 11.50 Regulatory Fee 0.25 07/11/14 07/14/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 0.61 (3,084.70) (9,015.41) YRCW Aug 16 14 32.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 30 of 76 CONFIDENTIAL SDNY_GM_00011641 EFTA_00122292 EFTA01267771

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/11/14 07/14/14 Margin Buy - Securities Purchased ALCATEL LUCENT 50 0.25 (1.284.70) (10,300.11) ALU Sep 20 14 3.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/11/14 07/14/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD 10 1.15 (1.161.74) (11,461.85) NAT Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/11/14 07/14/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 5 3.90 (1.958.87) (13,420.72) JBLU Jan 17 15 7.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/11/14 07/14/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 15 3.80 (5.714.61) (19,135.33) JBLU Jan 17 15 7.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/11/14 07/14/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 50 1.17 (5.884.70) (25,020.03) YRCW Aug 16 14 30.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/11/14 07/14/14 Margin Buy - Securities Purchased KATE SPADE & COMPANY 8 0.05 (50.60) (25,070.63) KATE Jul 19 14 34.0 P TO OPEN Commission 10.40 Regulatory Fee 0.20 07/14/14 07/14/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 25.070.63 0.00 DEPOSIT ACCOUNT 07/10/14 07/15/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 210 5.22 (1.102.20) (1,102.20) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 2.500 0.19 (481.00) (1,583.20) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 901 2.0079 (1.815.12) (3398.32) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 18.000 0.17 (3.066.00) (6,464.32) COM Commission 6.00 page 31 o176 CONFIDENTIAL SDNY_GM_00011642 EFTA_00 122293 EFTA01267772

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/10/14 07/15/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 6.000 0.8799 (5.285.11) (11.749.43) COMMUNICATIONS COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 600 0.8795 (527.70) (12,277.13) COMMUNICATIONS COM 07/10/14 07/15/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 6.500 0.8092 (5.265.77) (17,542.90) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 100 1.98 (204.00) (17.746.90) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 400 1.979 (791.60) (18,538.50) COM 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 1.978 (989.00) (19,527.50) COM 07/10/14 07/15/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 500 3.7499 (1.880.95) (21.408.45) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 17.000 0.16 (2.726.00) (24.134.45) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 200 12.75 (2.556.00) (26,690.45) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC 590419107 200.024 0.091 (18.208.18) (44,898.63) 1:30 R/S 7/14/14 590419206 Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased EMRISE CORP EMRI 1.000 0.81 (816.00) (45,714.63) COM Commission 6.00 07/10/14 07/15/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 615 1.9399 (1.199.04) (46,913.67) COM Commission 6.00 page 32 o176 CONFIDENTIAL SDNY_GM_00011643 EFTA (H) 122294 EFTA01267773

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Description Symbol CUSIP Quantity Price Amount Balance 07/14/14 07/15/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 25 0.63 (1,595.35) (48,509.02) AMD Jan 17 15 4.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/14/14 07/15/14 Margin Buy - Securities Purchased ALCATEL LUCENT 50 0.30 (1,534.70) (50,043.72) ALU Sep 20 14 3.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/14/14 07/15/14 Margin Buy - Securities Purchased UNISYS CORP 100 2.20 (22,063.40) (72,107.12) UIS Oct 18 1424.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/14/14 07/15/14 Margin Buy - Securities Purchased AEROPOSTALE INC 25 0.20 (520.35) (72.627.47) ARO Jul 19 14 3.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/14/14 07/15/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC - 25 1.80 (4.520.35) (77.147.82) BZH Jan 17 1520.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/14/14 07/15/14 Margin Buy - Securities Purchased FLAMEL TECH 5 5.60 (2.808.87) (79.956.69) FLML Dec 20 14 10.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/14/14 07/15/14 Margin Sell - Securities Sold YRC WORLDWIDE INC - 20- 5.70 11,382.26 (68,574.43) YRCW Jul 19 14 22.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.74 07/15/14 07/15/14 Margin Joumal - Other REDEMPTION FDIC INSURED 0.00 15,001.11 (53,573.32) DEPOSIT ACCOUNT 07/15/14 07/15/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.04 (53,573.28) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 07/31/2014 Insured Deposit Accoun 0.04 page 33 of 76 CONFIDENTIAL SDNY_GM_00011644 EFTA 00122295 EFTA01267774

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4.000- 3.7201 14.874.07 (38.699.21) RESOURCES COM Commission 6.00 Regulatory Fee 0.33 07/11/14 07/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 300 5.40 (1.626.00) (40,325.21) COM Commission 6.00 07/11/14 07/16/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 1.200- 0.8805 1,050.57 (39,274.64) COM Commission 6.00 Regulatory Fee 0.03 07/11/14 07/16/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 7.600- 0.8804 6.690.89 (32.583.75) COM Regulatory Fee 0.15 07/11/14 07/16/14 Margin Sell - Securities Sold JBI INC NEW JBII 1.500- 0.09 128.99 (32.454.76) COM Commission 6.00 Regulatory Fee 0.01 07/11/14 07/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.344 1.55 (2,089.20) (34,543.96) WARRANT EXP 11/18.2018 Commission 6.00 07/11/14 07/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.380 0.19 (268.20) (34,812.16) COM Commission 6.00 07/11/14 07/16/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.50 (1.506.00) (36,318.16) WARRANT EXP 11/18.2018 Commission 6.00 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 600- 3.69 2.207.95 (34,110.21) RESOURCES COM Commission 6.00 Regulatory Fee 0.05 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.800- 3.6801 6.624.03 (27,486.18) RESOURCES COM Regulatory Fee 0.15 page 34 of 76 CONFIDENTIAL SDNY_GM_00011645 EFTA_00122296 EFTA01267775

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/11/14 07/16/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 1.800- 3.6501 6.564.03 (20.922.15) RESOURCES COM Commission 6.00 Regulatory Fee 0.15 07/11/14 07/16/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 130 15.00 (1.956.00) (22.878.15) COM Commission 6.00 07/11/14 07/16/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 120 0.14 (22.80) (22.900.95) 07/15/14 07/16/14 Margin Buy - Securities Purchased COM Commission 6.00 MICHAEL KORS HOLDINGS 25 2.60 (6.520.35) (29,421.30) 07/15/14 07/16/14 Margin Buy - Securities Purchased KORS Jul 25 14 80.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 FUELCELL ENERGY INC 100 0.30 (3.063.40) (32.484.70) 07/15/14 07/16/14 Margin Buy - Securities Purchased FCEL Jul 19 14 2.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 JETBLUE AIRWAYS CORP 25 0.74 (1.870.35) (34,355.05) 07/15/14 07/16/14 Margin Buy - Securities Purchased JBLU Jul 19 14 10.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 FUELCELL ENERGY INC 50 0.25 (1.284.70) (35,639.75) FCEL Jul 19 14 2.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/15/14 07/16/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 400 0.10 (4.235.60) (39,875.35) 07/15/14 07/16/14 Margin Buy - Securities Purchased AMD Jul 25 14 5.0 C TO OPEN Commission 226.00 Regulatory Fee 9.60 SONY CORP 25 0.65 (1.645.35) (41,520.70) 07/15/14 07/16/14 Margin Buy - Securities Purchased SNE Oct 18 14 17.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 YAHOO! INC 150 0.31 (4,742.10) (46,262.80) YHOO Jul 19 14 37.0 C TO CLOSE Commission 88.50 Regulatory Fee 3.60 page 35 o176 CONFIDENTIAL SDNY_GM_00011646 EFTA_00 122297 EFTA01267776

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/15/14 07/16/14 Margin Buy - Securities Purchased COWEN GROUP INC 35 0.30 (1.076.09) (47.338.89) 07/15/14 07/16/14 Margin Buy - Securities Purchased GOWN Jan 17 15 5.0 C TO OPEN Commission 25.25 Regulatory Fee 0.84 COWEN GROUP INC 150 2.05 (30.842.10) (78,180.99) 07/15/14 07/16/14 Margin Buy - Securities Purchased GOWN Jan 17 15 2.5 C TO OPEN Commission 88.50 Regulatory Fee 3.60 MICHAEL KORS HOLDINGS 15 1.40 (2.114.61) (80295.60) 07/15/14 07/16/14 Margin Sell - Securities Sold KORS Jul 25 14 80.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 QUANTUM FUEL SYSTEMS TEC 1- 2.30 223.41 (80,072.19) 07/15/14 07/16/14 Margin Buy - Securities Purchased QTWW Jul 19 14 3.0 C TO CLOSE Commission 6.55 Regulatory Fee 0.04 YAHOO! INC 21 0.29 (627.06) (80,699.25) YHOO Jul 25 14 33.5 P TO CLOSE Commission 17.55 Regulatory Fee 0.51 07/14/14 07/17/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1.200 0.19 (234.00) (80,933.25) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 500 5.2452 (2.628.60) (83,561.85) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 600 1.9395 (1.169.70) (84.731.55) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.1854 (1.043.08) (85.774.63) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 1.000 1.51 (1.516.00) (87.290.63) WARRANT EXP 11/18.2018 Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 4.500 1.80 (8.106.00) (95.396.63) COM Commission 6.00 page 36 o176 CONFIDENTIAL SDNY_GM_00011647 EFTA_00 122298 EFTA01267777

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/14/14 07/17/14 Margin Sell - Securities Sold COWEN GROUP INC GOWN 4.000- 4.3201 17.274.01 (78,122.62) COM Commission 6.00 Regulatory Fee 0.39 07/14/14 07/17/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.27 (1.060.00) (79,182.62) COM Commission 6.00 07/14/14 07/17/14 Margin Sell - Securities Sold OCLARO INC OCLR 1.400- 2.1301 2,976.07 (76,206.55) COM Commission 6.00 Regulatory Fee 0.07 07/14/14 07/17/14 Margin Sell - Securities Sold OCLARO INC OCLR 6.100- 2.13 12,992.71 (63.213.84) COM Regulatory Fee 0.29 07/14/14 07/17/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 10.000 0.174 (1,746.00) (64,959.84) COM Commission 6.00 07/14/14 07/17/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.892 83.19 (64,876.65) COM Commission 6.00 Regulatory Fee 0.01 07/14/14 07/17/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.700- 0.8911 3.296.99 (61,579.66) COM Regulatory Fee 0.08 07/14/14 07/17/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 9.200- 0.89 8.187.81 (53391.85) COM Regulatory Fee 0.19 07/14/14 07/17/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 3.800 0.14 (538.00) (53,929.85) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 5.894 1.80 (10.615.20) (64,545.05) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 4,121 0.17 (706.57) (65,251.62) COM Commission 6.00 07/14/14 07/17/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 108 2.50 (276.00) (65,527.62) COM Commission 6.00 page 37 o176 CONFIDENTIAL SDNY_GM_00011648 EFTA_00122299 EFTA01267778

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/16/14 07/17/14 Margin Sell • Securities Sold JETBLUE AIRWAYS CORP 98- 0.92 8.952.44 (56.575.18) JBLU Jul 19 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.56 07/16/14 07/17/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 2- 0.91 181.94 (56.393.24) JBLU Jul 19 14 10.0 C TO CLOSE Regulatory Fee 0.06 07/16/14 07/17/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 20- 5.73 11.442.26 (44.950.98) YRCW Jul 19 14 22.5 C TO CLOSE Commission 17.00 Regulatory Fee 0.74 07/16/14 07/17/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC - 25- 1.41 3.504.57 (41,446.41) AMD Jan 17 15 3.5 C TO CLOSE Commission 19.75 Regulatory Fee 0.68 07/16/14 07/17/14 Margin Sell - Securities Sold CITIGROUP INC 300- 0.56 16,621.42 (24,824.99) C Jul 19 1449.0 C TO CLOSE Commission 171.00 Regulatory Fee 7.58 07/16/14 07/17/14 Margin Buy- Securities Purchased UNISYS CORP 50 1.80 (9,034.70) (33,859.69) UIS Oct 18 1424.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/16/14 07/17/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 10 1.30 (1,311.74) (35,171.43) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/16/14 07/17/14 Margin Sell - Securities Sold CITIGROUP INC 300- 0.73 21.72131 (13.450.12) C Jul 19 1449.0 C TO CLOSE Commission 171.00 Regulatory Fee 7.69 07/16/14 07/17/14 Margin Buy - Securities Purchased YAHOO! INC 75 0.32 (2.449.05) (15.899.17) YHOO Jul 19 14 34.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/16/14 07/17/14 Margin Buy - Securities Purchased AOL INC 10 3.00 (3.011.74) (18,910.91) AOL Jul 19 14 36.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 38 of 76 CONFIDENTIAL SDNY_GM_00011649 EFTA 00122300 EFTA01267779

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/16/14 07/17/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 100 0.15 (1.563.40) (20,474.31) AMD Jul 25 14 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/16/14 07/17/14 Margin Buy - Securities Purchased CITIGROUP INC 53 1.36 (7,270.28) (27,744.59) C Aug 16 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 1.28 07/16/14 07/17/14 Margin Buy - Securities Purchased CITIGROUP INC 47 1.35 (6.346.13) (34,090.72) C Aug 16 14 49.0 C TO OPEN Regulatory Fee 1.13 07/16/14 07/17/14 Margin Sell - Securities Sold YAHOO! INC 71- 0.41 2264.17 (31,226.55) YHOO Jul 25 14 33.5 P TO OPEN Commission 45.05 Regulatory Fee 1.78 07/16/14 07/17/14 Margin Buy - Securities Purchased CITIGROUP INC 100 1.34 (13.463.40) (44,689.95) C Aug 16 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/16/14 07/17/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 10 3.50 (3.511.74) (48,201.69) UEPS Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/17/14 07/17/14 Margin Delivered - Other QUANTUM FUEL SYSTEMS TEC 214- 0.00 (48,201.69) QTWW Jul 19 14 3.0 C EXERCISED OPTION 07/15/14 07/18/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 13.900 0.027 (381.30) (48,582.99) COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 600- 4.3502 2204.06 (45.978.93) COM Commission 6.00 Regulatory Fee 0.06 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 1,700- 4.3501 7295.00 (38,583.93) COM Regulatory Fee 0.17 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 200- 4.35 869.98 (37,713.95) COM Regulatory Fee 0.02 page 39 o176 CONFIDENTIAL SDNY_GM_00011650 EFTA_00122301 EFTA01267780

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/15/14 07/18/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.000 1.99 (1.996.00) (39,709.95) COM Commission 6.00 07/15/14 07/18/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 15.00 (1.506.00) (41,215.95) COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 10.000- 4.40 43593.02 2.777.07 COM Commission 6.00 Regulatory Fee 0.98 07/15/14 07/18/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 3.500- 4.3901 15259.01 18.136.08 COM Commission 6.00 Regulatory Fee 0.34 07/15/14 07/18/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 1.350 1.78 (2.409.00) 15.727.08 COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 696- 0.8919 614.74 16.341.82 COM Commission 6.00 Regulatory Fee 0.02 07/15/14 07/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.8902 89.01 16.43023 COM Regulatory Fee 0.01 07/15/14 07/18/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.629- 0.89 3.229.73 19.66056 COM Regulatory Fee 0.08 07/15/14 07/18/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 1.000 0.17 (176.00) 19.48456 COM Commission 6.00 07/15/14 07/18/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 162 15.00 (2.436.00) 17.048.56 COM Commission 6.00 07/15/14 07/18/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 26.000- 0.0283 729.78 17.778.34 COM Commission 6.00 Regulatory Fee 0.02 page 40 of 76 CONFIDENTIAL SDNY_GM_00011651 EFTA 00122302 EFTA01267781

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/17/14 07/18/14 Margin Sell - Securities Soid JETBLUE AIRWAYS CORP 100- 0.65 6,436.45 24,214.79 JBLU Jul 19 14 10.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.55 07/17/14 07/18/14 Margin Sell - Securities Sold HEWLETT PACKARD CO 50- 4.50 22,464.80 46.679.59 HPO Jan 17 1531.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.70 07/17/14 07/18/14 Margin Buy - Securities Purchased COWEN GROUP INC 25 1.85 (4,645.35) 42.034.24 COWN Jan 17152.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 80- 0.70 5,547.95 47.582.19 JBLU Jul 19 14 10.0 C TO CLOSE Commission 50.00 Regulatory Fee 2.05 07/17/14 07/18/14 Margin Sell - Securities Sold AEROPOSTALE INC 150- 0.25 3,657.81 51.240.00 ARO Jul 19 14 3.0 C TO CLOSE Commission 88.50 Regulatory Fee 3.69 07/17/14 07/18/14 Margin Sell - Securities Sold YRC WORLDWIDE INC 25- 5.66 14,129.33 65.369.33 YRCW Jul 19 14 22.5 C TO CLOSE Commission 19.75 Regulatory Fee 0.92 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 35- 1.25 4,348.81 69,718.14 AMD Jan 17 15 3.5 C TO CLOSE Commission 25.25 Regulatory Fee 0.94 07/17/14 07/18/14 Margin Buy - Securities Purchased CITIGROUP INC 100 1.37 (13,763.40) 55,954.74 C Aug 16 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 150 1.40 (21,092.10) 34,862.64 OTWW Oct 18 14 4.0 C TO OPEN Commission 88.50 Regulatory Fee 3.60 page 41 of 76 CONFIDENTIAL SDNY_GM_00011652 EFTA_00122303 EFTA01267782

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance 07/17/14 07/18/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 26 1.05 12.750.93) 32.111.71 YRCW Aug 1614 30.0 C TO OPEN Commission 20.30 Regulatory Fee 0.63 07/17/14 07/18/14 Margin Buy - Securities Purchased RITE AID CORP 100 0.35 13.563.40) 28548.31 RAD Aug 16 14 7.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC 100- 2.10 20.936.13 49.484.44 OTWW Jul 19 14 3.0 C TO CLOSE Commission 61.00 Regulatory Fee 2.87 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 80- 3.80 30,347.40 79831.84 JBLU Jan 17 15 7.0 C TO CLOSE Commission 50.00 Regulatory Fee 2.60 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 40- 3.80 15.170.70 95O02.54 JBLU Jan 17 15 7.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.30 07/17/14 07/18114 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 20- 3.80 7.582.35 102.58489 JBLU Jan 17 15 7.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.65 07/17/14 07/18/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 100 0.43 (4.363.40) 98.221.49 YRCW Aug 16 14 325 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 50- 1.20 5.965.16 104.186.65 AMD Jan 17 15 3.5 C TO CLOSE Commission 33.50 Regulatory Fee 1.34 07/17/14 07/18/14 Margin Buy - Securities Purchased ALCATEL LUCENT 25 0.30 (770.35) 103,416.30 ALU Sep 20 14 3.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 page 42 of 76 CONFIDENTIAL SDNY_GM_000 11653 EFTA_00 I 2230=t EFTA01267783

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/17/14 07/18/14 Margin Sell - Securities Sold JETBLUE AIRWAYS CORP 140- 3.70 51.712.49 155.128.79 JBLU Jan 17 15 7.0 C TO CLOSE Commission 83.00 Regulatory Fee 4.51 07/17/14 07/18/14 Margin Buy - Securities Purchased COWEN GROUP INC 15 1.80 (2.714.61) 152.414.18 GOWN Jan 17 15 2.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/17/14 07/18/14 Margin Buy - Securities Purchased CITIGROUP INC 100 0.37 (3.763.40) 148,650.78 C Jul 19 14 49.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 55- 1.23 6.727.28 155,378.06 AMD Jan 17 15 3.5 C TO CLOSE Commission 36.25 Regulatory Fee 1.47 07/17/14 07/18/14 Margin Buy - Securities Purchased CITIGROUP INC 50 0.29 (1.484.70) 153,893.36 C Jul 19 14 49.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/17/14 07/18/14 Margin Sell - Securities Sold ADVANCED MICRO DEVICES INC 100- 1.22 12.136.33 166,029.69 AMD Jan 17 15 3.5 C TO CLOSE Commission 61.00 Regulatory Fee 2.67 07/18/14 07/18/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (166.029.69) 0.00 DEPOSIT ACCOUNT 07/16/14 07/21/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.278 (533.80) (533.80) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased OCLARO INC OCLR 7.500 2.0199 (15.155.25) (15,689.05) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.8299 (388.99) (16,078.04) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 15.00 (1.506.00) (17,584.04) COM Commission 6.00 page 43 o176 CONFIDENTIAL SDNY_GM_00011654 EFTA 00122305 EFTA01267784

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/16/14 07/21/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 9.500 0.19 (1.811.00) (19,395.04) COM Commission 6.00 07/16114 07/21/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.400 1.95 (2.736.00) (22.131.04) COM Commission 6.00 07/16/14 07/21/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 5.000- 3.55 17743.60 (4,387.44) RESOURCES COM Commission 6.00 Regulatory Fee 0.40 07/16/14 07/21/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 200 14.00 (2.806.00) (7.193.44) COM Commission 6.00 07/16/14 07/21/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.090 0.18 (922.20) (8.115.64) 07/18/14 07/21/14 Margin Buy - Securities Purchased COM Commission 6.00 CITIGROUP INC 50 1.18 (5.934.70) (14,050.34) 07/18/14 07/21/14 Margin Buy - Securities Purchased C Aug 16 14 49.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 NET 1 UEPS TECHNOLOGIES INC 10 3.50 (3.511.74) (17,562.08) 07/18/14 07/21/14 Margin Buy - Securities Purchased UEPS Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 NET 1 UEPS TECHNOLOGIES INC 10 3.40 (3.411.74) (20,973.82) 07/18/14 07/21/14 Margin Buy - Securities Purchased UEPS Jan 17 15 8.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 NET 1 UEPS TECHNOLOGIES INC 10 2.60 (2.611.74) (23,585.56) 07/18/14 07/21/14 Margin Buy - Securities Purchased UEPS Jan 17 15 9.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 AEROPOSTALE INC 100 1.39 (13,963.40) (37,548.96) ARO Oct 18 14 2.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 44 o176 CONFIDENTIAL SDNY_GM_00011655 EFTA_00I 22306 EFTA01267785

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction Cash Activity' Symbol, Description CUSIP Quantity Price Amount Balance 07/18/14 07/21/14 Margin Sell - Securities Sold CITIGROUP INC 75- 0.78 5,800.82 (31,748.14) C Jul 19 1449.0 C TO CLOSE Commission 47.25 Regulatory Fee 1.93 07/18/14 07/21/14 Margin Buy - Securities Purchased TWITTER INC 45 2.46 (11,101.83) (42,849.97) TWTR Aug 01 14 36.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/18/14 07/21/14 Margin Buy - Securities Purchased CITIGROUP INC 50 1.22 (6,134.70) (48,984.67) C Aug 16 14 49.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/18/14 07/21/14 Margin Buy - Securities Purchased AEROPOSTALE INC 200 1.40 (28.120.80) (77.105.47) ARO Oci 18 14 2.0 C TO OPEN Commission 116.00 Regulatory Fee 4.80 07/18/14 07/21/14 Margin Sell - Securities Sold AOL INC 120- 2.85 34.124.36 (42.981.11) AOL Jul 19 14 36.0 C TO CLOSE Commission 72.00 Regulatory Fee 3.64 07/18/14 07/21/14 Margin Buy - Securities Purchased RADIOSHACK CORPORATION 500 0.18 (9.293.00) (52.274.11) RSH Jan 15 16 1.0 C TO OPEN Commission 281.00 Regulatory Fee 12.00 07/18/14 07/21/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 50 0.89 (4,484.70) (56,758.81) BBRY Sep 20 14 10.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 07/18/14 07/21/14 Margin Buy - Securities Purchased BLACKBERRY LIMITED 29 2.03 (5,909.65) (62,668.46) BBRY Jan 17 15 9.0 C TO OPEN Commission 21.95 Regulatory Fee 0.70 07/18/14 07/21/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 175 0.25 (4,481.45) (67,149.91) JBLU Sep 20 14 12.0 C TO OPEN Commission 10225 Regulatory Fee 4.20 page 45 of 76 CONFIDENTIAL SONY_GM_000 11656 EFTA_00122307 EFTA01267786

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol!' Description CUSIP Quantity Price 07/18/14 07/21/14 Margin Buy - Securities Purchased YAHOO! INC 100 1.25 YHOO Aug 16 14 33.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/18/14 07/21/14 Margin Buy - Securities Purchased MGIC INVT CORP WIS 15 0.87 MTG Jan 17 15 8.0C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/18/14 07/21/14 Margin Sell - Securities Sold CITIGROUP INC 25- 0.51 C Jul 19 1449.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.63 07/18/14 07/21/14 Margin Sell - Securities Sold SEARS HOLDING CORP 60- 0.60 SHLD Jul 19 14 38.0 C TO CLOSE Commission 39.00 Regulatory Fee 1.52 07/18/14 07/21/14 Margin Buy - Securities Purchased ALCATEL LUCENT 2 0.35 ALU Sep 20 14 3.5 C TO OPEN Commission 7.10 Regulatory Fee 0.05 07/18/14 07/21/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 30 0.55 JBLU Sep 20 14 11.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/18/14 07/21/14 Margin Sell - Securities Sold CITIGROUP INC 50- 0.67 C Jul 19 1449.0 C TO CLOSE Commission 33.50 Regulatory Fee 1.28 07/21/14 07/21/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 DEPOSIT ACCOUNT 07/21/14 07/21/14 Margin Delivered - Other AEROPOSTALE INC 300- 0.00 ARO Jul 19143.0 C EXERCISED OPTION 07/21/14 07/21/14 Margin Delivered - Other FUELCELL ENERGY INC 150- 0.00 FCEL Jul 19 14 2.0 C EXERCISED OPTION 07/21/14 07/21/14 Margin Delivered - Other TEEKAY TANKERS LTD 500- 0.00 TNK Jul 19 14 5.0 C EXPIRATION page 46 of 76 CONFIDENTIAL Amount Balance (12,563.40) (79,713.31) (1,319.61) (81,032.92) 1,254.62 (79,778.30) 3,559.48 (76,218.82) (77.15) (76,295.97) (1,673.22) (77,969.19) 3,315.22 (74,653.97) 74,653.97 0.00 0.00 0.00 0.00 SDNY_GM_00011657 EFTA_00122308 EFTA01267787

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/21/14 07/21/14 Margin Delivered - Other TESLA MOTORS INC 186- 0.00 0.00 TSLA Jul 19 14 170.0 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other KATE SPADE & COMPANY 208- 0.00 0.00 KATE Jul 19 14 340 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other TWITTER INC 100- 0.00 0.00 TWTR Jul 19 14 38.0 C EXPIRATION 07/21/14 07/21/14 Margin Received - Other TWITTER INC 100 0.00 0.00 TWTR Jul 19 14 40.0 C EXPIRATION 07/21/14 07/21/14 Margin Received - Other TWITTER INC 100 0.00 0.00 TWTR Jul 19 14 36.0 P EXPIRATION 07/21/14 07/21/14 Margin Received - Other UNITED CONTINENTAL HLDGS 200 0.00 0.00 UAL Jul 19 14 37.0 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other UNITED STATES NAT GAS FUND 100- 0.00 0.00 UNG Jul 19 14 25.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other UNITED STATES NAT GAS FUND 200- 0.00 0.00 UNG Jul 19 14 27.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other AMAZON.COM INC 350- 0.00 0.00 AMZN Jul 19 14 270.0 P EXPIRATION 07/21/14 07/21/14 Margin Received - Other AOL INC 110 0.00 0.00 AOL Jul 19 14 42.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other FUELCELL ENERGY INC 525- 0.00 0.00 FCEL Jul 19 14 2.5 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other SEARS HOLDING CORP 50- 0.00 0.00 SHLD Jul 19 14 39.0 C EXPIRATION page 47 o176 CONFIDENTIAL SDNY_GM_00011658 EFTA 00122309 EFTA01267788

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/21/14 07/21/14 Margin Delivered Other APOLLO EDUCATION GROUP INC - 120- 0.00 0.00 APOL Jul 19 14 26.0 P EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other YAHOO! INC 225- 0.00 0.00 YHOO Jul 19 14 34.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other ZIOPHARM ONCOLOGY INC 279- 0.00 0.00 ZIOP Jul 19 14 5.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other QUIKSILVER INC 250- 0.00 0.00 ZOK Jul 19 14 7.0 C EXPIRATION 07/21/14 07/21/14 Margin Delivered - Other MERRIMAN HOLDINGS INC 590419107 200.026- 0.00 0.00 1:30 R/S 7/14/14 590419206 REORG - 1:30 REVERSE SPLIT 7/14/14 MERRIMAN HOLDINGS INC 590419206 Auto Recrg#231309IREVERSE SPLIT 07/21/14 07/21/14 Margin Received - Other MERRIMAN HOLDINGS INC MERRD 6.667 0.00 0.00 COM REORG - 1:30 REVERSE SPLIT 7/14/14 MERRIMAN HOLDINGS INC 590419206 Auto Recrg#231309IREVERSE SPLIT 07/17/14 07/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 200 5.22 (1.050.00) (1,050.00) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 15.000 0.0271 (412.50) (1,462.50) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.500 1.92 (2.886.00) (4,348.50) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 500 3.8146 (1.913.30) (6,261.80) COM Commission 6.00 page 48 o176 CONFIDENTIAL SDNY_GM_00011659 EFTA_00122310 EFTA01267789

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/17/14 07/22/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 108 15.00 (1.626.00) (7,887.80) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.72 (378.00) (8265.80) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 208 14.50 (3.022.00) (11,287.80) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 445 5.13 (2.288.85) (13,576.65) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 155 5.1299 (795.13) (14,371.78) COM 07/17/14 07/22/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 100 3.80 (386.00) (14,757.78) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased ACCESS PFIARMA INC ACCP 1.550 0.255 (401.25) (15,159.03) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 2.500 0.2001 (506.25) (15,665.28) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 500 0.20 (100.00) (15,765.28) COM 07/17/14 07/22/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.8499 (390.99) (16,156.27) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 1.200 3.72 (4.470.00) (20,626.27) COM Commission 6.00 07/17/14 07/22/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC QTWW 21.400 3.00 (64.210.00) (84,836.27) COM Commission 10.00 07/17/14 07/22/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 4.538 0.20 (913.60) (85,749.87) COM Commission 6.00 page 49 o176 CONFIDENTIAL soNv_skt000tisso EFfik_00I22311 EFTA01267790

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Description Symbol,' CUSIP Quantity Price Amount Balance 07/21/14 07/22/14 Margin Buy - Securities Purchased QUANTUM FUEL SYSTEMS TEC 100 1.65 (16,563.40) (102313.27) QTWW Oct 18 14 4.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/21/14 07/22/14 Margin Buy - Securities Purchased RADNET INC. 100 1.05 (10,563.40) (112,876.67) RDNT Aug 16 14 5.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/21/14 07/22/14 Margin Buy - Securities Purchased AEROPOSTALE INC 30 1.30 (3,923.22) (116,799.89) ARC Oct 18 14 2.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/21/14 07/22/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 72 0.50 (3,647.33) (120,447.22) JBLU Sep 20 14 11.0 C TO OPEN Commission 45.60 Regulatory Fee 1.73 07/21/14 07/22/14 Margin Buy - Securities Purchased ALCATEL LUCENT 246 0.15 (3.837.21) (124.284.43) ALU Sep 20 14 4.0 C TO OPEN Commission 14130 Regulatory Fee 5.91 07/21/14 07/22/14 Margin Buy - Securities Purchased HANWHA SOLARONE CO LTD 20 0.50 (1.017.48) (125.301.91) HSOL Sep 20 14 2.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/22/14 07/22/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 91,375.72 (33,926.19) DEPOSIT ACCOUNT 07/22/14 07/22/14 Margin Div/Int - Other FDIC INSURED DEPOSIT MMDA11 0.00 0.16 (33,926.03) ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 07/31/2014 Insured Deposit Accoun 0.16 07/18/14 07/23/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 700 3.75 (2,631.00) (36,557.03) COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 1.200 5.20 (6,246.00) (42,803.03) COM Commission 6.00 page 50 of 76 CONFIDENTIAL SDNY_GM_00011661 EFTA_00122312 EFTA01267791

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/18/14 07/23/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 2.500 0.8996 (2.255.01) (45,058.04) COMMUNICATIONS COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 7.425 0.89 (6.614.25) (51,672.29) COMMUNICATIONS COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 3.600 0.28 (1.014.00) (52.686.29) COM Commission 6.00 07/18/14 07/23/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 4.000- 4.3001 17.194.01 (35,492.28) COM Commission 6.00 Regulatory Fee 0.39 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 1.500- 3.3201 4.974.03 (30,518.25) COM Commission 6.00 Regulatory Fee 0.12 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 8.500- 3.32 28.219.37 (2.298.88) COM Regulatory Fee 0.63 07/18/14 07/23/14 Margin Buy - Securities Purchased ACCESS PFIARMA INC ACCP 7.500 0.2349 (1.767.75) (4,066.63) COM Commission 6.00 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 2.020- 3.345 6,750.75 2.684.12 COM Commission 6.00 Regulatory Fee 0.15 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 980- 3.343 3.276.06 5.960.18 COM Regulatory Fee 0.08 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 1.600- 3.341 5.345.48 11.305.66 COM Regulatory Fee 0.12 07/18/14 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 5.400- 3.34 18.035.60 29.341.26 COM Regulatory Fee 0.40 page 51 o176 CONFIDENTIAL SDNY_GM_00011662 EFTA 00122313 EFTA01267792

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/18/14 07/23/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.250 0.26 (1.371.00) 27.970.26 COM Commission 6.00 07/18114 07/23/14 Margin Sell - Securities Sold AEROPOSTALE INC ARO 10.000- 3.36 33.593.25 61.563.51 COM Commission 6.00 Regulatory Fee 0.75 07/18/14 07/23/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 92 1.78 (169.76) 61.393/5 COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 75 0.881 (72.08) 61.321.67 COMMUNICATIONS COM Commission 6.00 07/18/14 07/23/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 100 4.00 (406.00) 60.915.67 COM Commission 6.00 07/21/14 07/23/14 Margin Buy - Securities Purchased AEROPOSTALE INC ARO 30.000 3.00 (90.010.00) (29,094.33) COM Commission 10.00 07/21/14 07/23/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC FCEL 15.000 2.00 (30.010.00) (59,104.33) COM Commission 10.00 07/23/4 07/23/14 Margin Delivered - Other NORDIC AMERICAN TANKERS LTD 700- 0.00 (59,104.33) NAT Jan 17 15 8.0 C CONTRACT ADJS: CASH DISTRIBUTION 07/23/14 07/23/14 Margin Received - Other NORDIC AMERICAN TANKERS LTD 700 0.00 (59,104.33) NAT Jan 17 15 7.87 C CONTRACT ADJS: CASH DISTRIBUTION 07/23/14 07/23/14 Margin Delivered - Other NORDIC AMERICAN TANKERS LTD 325- 0.00 (59,104.33) NAT Oct 18 14 10.0 C CONTRACT ADJS: CASH DISTRIBUTION 07/23/14 07/23/14 Margin Received - Other NORDIC AMERICAN TANKERS LTD 325 0.00 (59,104.33) NAT Oct 18 14 9.87 C CONTRACT ADJS: CASH DISTRIBUTION page 52 o176 CONFIDENTIAL SDNY_GM_00011663 EFTA (()122314 EFTA01267793

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 7.900- 0.9749 7.695.53 (51,408.80) COM Commission 6.00 Regulatory Fee 0.18 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 18.000- 0.9351 16.825.42 (34,583.38) COM Commission 6.00 Regulatory Fee 0.38 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 6.486- 0.9552 6.189.29 (28.394.09) COM Commission 6.00 Regulatory Fee 0.14 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 3.314- 0.9551 3.165.13 (25,228.96) COM Regulatory Fee 0.07 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 18.000- 0.9558 17.198.01 (8,030.95) COM Commission 6.00 Regulatory Fee 0.39 07/21/14 07/24/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.000 1.9899 (1,995.90) (10,026.85) COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 15.000 0.0299 (454.50) (10,481.35) COM Commission 6.00 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 22.000- 0.9878 21,725.11 11.243.76 COM Commission 6.00 Regulatory Fee 0.49 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 15.000- 0.9744 14.609.67 25.853.43 COM Commission 6.00 Regulatory Fee 0.33 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 1.025 3.70 (3.798.50) 22.054.93 COM Commission 6.00 page 53 o176 CONFIDENTIAL SDNY_GM_00011664 EFTA 00122315 EFTA01267794

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION ZAZA 20.000- 0.944 18.873.58 40,928.51 COM Commission 6.00 Regulatory Fee 0.42 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 4.800 3.80 (18.246.00) 22.68251 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 92 3.65 (335.80) 22,346/1 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 108 3.95 (432.60) 21,914.11 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 4.377 1.8799 (8.234.32) 13.679/9 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased COMMAND SEC CORP MOC 2.246 1.8899 (4.250.72) 9.429.07 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1.500 1.96 (2.946.00) 6.483.07 COM Commission 6.00 07/21/14 07/24/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 360- 5.493 1.97143 8.454.50 COM Commission 6.00 Regulatory Fee 0.05 07/21/14 07/24/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 7.140- 5.49 39.197.73 47.652.23 COM Regulatory Fee 0.87 07/21/14 07/24/14 Margin Buy - Securities Purchased TFiANSGENOMIC INC TBIO 300 3.727 (1.124.10) 46.528.13 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 5.000 0.26 (1.306.00) 45.222.13 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased TFiANSGENOMIC INC TBIO 100 3.738 (379.80) 44.84233 COM Commission 6.00 page 64 o176 CONFIDENTIAL SDNY_GM_00011665 EFTA (()122316 EFTA01267795

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 70 3.73 (267.10) 44,575.23 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 300 3.72 (1.116.00) 43,459.23 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.719 (371.90) 43,087.33 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.718 (371.80) 42,715.53 COM 07/21/14 07/24/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 100 3.67 (367.00) 42,348.53 COM 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 100- 0.9893 92.92 42,441.45 COM Commission 6.00 Regulatory Fee 0.01 07/21/14 07/24/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 12 3.55 (48.60) 42,392.85 COM Commission 6.00 07/21/14 07/24/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 562 0.255 (149.31) 42,243.54 COM Commission 6.00 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 700- 0.9103 631.19 42,874.73 COM Commission 6.00 Regulatory Fee 0.02 07/21/14 07/24/14 Margin Sell - Securities Sold 7A7A ENERGY CORPORATION 7A7A 700- 0.9102 637.12 43,511.85 COM Regulatory Fee 0.02 07/21/14 07/24/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.72 (750.00) 42,761.85 07/23/14 07/24/14 Margin Buy - Securities Purchased COM Commission 6.00 UNISYS CORP 40 0.45 (1.828.96) 40,932.89 UIS Oct 18 14 24.0 C TO OPEN Commission 28.00 Regulatory Fee 0.96 page 55 o176 CONFIDENTIAL SDNY_GM_00011666 EFTA (()122317 EFTA01267796

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance 07/23/14 07/24/14 Margin Buy - Securities Purchased UNISYS CORP 20 0.40 (817.48) 40,115.41 UIS Oct 18 14 24.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/23/14 07/24/14 Margin Buy - Securities Purchased ALCATEL LUCENT 65 0.15 (1,018.31) 39,097.10 ALIJ Sep 20 14 4.0 C TO OPEN Commission 41.75 Regulatory Fee 1.56 07/24/14 07/24/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (39,097.10) 0.00 DEPOSIT ACCOUNT 07/24/14 07/25/14 Margin Sell - Securities Sold YAHOO! INC 100- 0.48 4,736.49 4,736.49 YHOO Aug 01 14 35.5 P TO OPEN Commission 61.00 Regulatory Fee 2.51 07/24/14 07/25/14 Margin Buy - Securities Purchased UNISYS CORP 25 0.50 (1,270.35) 3,466.14 UIS Oct 18 14 24.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/24/14 07/25/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 2.85 (2,861.74) 604.40 PEIX Aug 16 14 16.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/24/14 07/25/14 Margin Buy - Securities Purchased COWEN GROUP INC 15 0.20 (314.61) 289.79 COWN Jan 17155.0 C TO OPEN Commission 1425 Regulatory Fee 0.36 07/24/14 07/25/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 100- 1.30 12,936.31 13,226.10 UAL Aug 08 14 45.0 P TO OPEN Commission 61.00 Regulatory Fee 2.69 07/24/14 07/25/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 1.67 2,490.33 15,716.43 UAL Aug 08 14 45.0 P TO OPEN Commission 14.25 Regulatory Fee 0.42 07/24/14 07/25/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 15 0.90 (1,364.61) 14,351.82 ZIOP Oct 18 14 3.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 page 56 of 76 CONFIDENTIAL SDNY_GM_00011667 EFTA 00122318 EFTA01267797

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/25/14 07/25/14 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (14.351.82) 0.00 DEPOSIT ACCOUNT 07/23/14 07/28/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 3.500 3.5499 (12.430.65) (12,430.65) COM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 3.500 3.85 (13.481.00) (25,911.65) CUM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC FCEL 5.000 2.52 (12.606.00) (38,517.65) CUM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.200 3.6318 (4.364.16) (42,881.81) COM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 1.500 3.90 (5.856.00) (48,737.81) COM Commission 6.00 07/23/14 07/28/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 1.680 0.26 (442.80) (49,180.61) COM Commission 6.00 07/25/14 07/28/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 45 0.80 (3.631.83) (52,812.44) JBLU Sep 20 1411.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/25/14 07/28/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 2.50 (2.511.74) (55.324.18) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/4 07/28/14 Margin Buy - Securities Purchased YAHOO! INC 10 3.30 (3.311.74) (58,635.92) YHOO Aug 16 14 33.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/14 07/28/14 Margin Buy - Securities Purchased ALCATEL LUCENT 50 0.40 (2.034.70) (60,670.62) ALU Sep 20 14 3.5 C TO OPEN Commission 33.50 Regulatory Fee 1.20 page 57 o176 CONFIDENTIAL SDNY_GM_00011668 EFTA_00122319 EFTA01267798

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol Description CUSIP Quantity Price Amount Balance 07/25/14 07/28/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 0.74 1,095.36 (59,575.26) UAL Aug 08 14 45.0 P TO OPEN Commission 14.25 Regulatory Fee 0.39 07/25/14 07/28/14 Margin Buy - Securities Purchased FLAMEL TECH 10 5.00 (5,011.74) (64,587.00) FLML Dec 20 14 10.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/14 07/28/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 0.82 1,215.36 (63,371.64) UAL Aug 08 1445.0 P TO OPEN Commission 14.25 Regulatory Fee 0.39 07/25/14 07/28/14 Margin Buy - Securities Purchased SONY CORP 10 1.20 (1,211.74) (64,583.38) SNE Oct 18 14 17.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/25/14 07/28/14 Margin Buy - Secuities Purchased JETBLUE AIRWAYS CORP 75 0.30 (2,299.05) (66,882.43) JBLU Sep 20 14 12.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/25/14 07/28/14 Margin Buy - Securities Purchased AEROPOSTALE INC 12 1.25 (1,512.89) (68,395.32) ARO Oct 18 142.0 C TO OPEN Commission 12.60 Regulatory Fee 0.29 07/25/14 07/28/14 Margin Buy - Securities Purchased AEROPOSTALE INC 18 1.25 (2,266.34) (70,661.66) ARC Oct 18 14 2.0 C TO OPEN Commission 15.90 Regulatory Fee 0.44 07/25/14 07/28/14 Margin Buy - Securities Purchased AEROPOSTALE INC 45 0.40 (1,831.83) (72,493.49) ARO Jan 17 153.5 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/25/14 07/28/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 40 0.35 (1,428.96) (73,922.45) YRCW Aug 16 14 30.0C TO OPEN Commission 28.00 Regulatory Fee 0.96 page 58 of 76 CONFIDENTIAL SDNY_GM_000 11669 EFTA_00122320 EFTA01267799

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/25/14 07/28/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 89 0.18 (1.665.14) (75.587.59) YRCW Aug 16 14 32.5 C TO OPEN Commission 61.00 Regulatory Fee 2.14 07/25/14 07/28/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 11 0.17 (187.27) (75,774.86) YRCW Aug 16 14 32.5 C TO OPEN Regulatory Fee 0.27 07/25/14 07/28/14 Margin Buy - Securities Purchased HEWLETT PACKARD CO 15 5.20 (7.814.61) (83,589.47) HPO Jan 17 15 31.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/25/14 07/28/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 8 0.85 (697.20) (84,286.67) ZIOP Oct 18 14 3.0 C TO OPEN Commission 17.00 Regulatory Fee 0.20 07/25/14 07/28/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 12 0.83 (996.29) (85,282.96) ZIOP Oct 18 14 3.0 C TO OPEN Regulatory Fee 0.29 07/25/14 07/28/14 Margin Buy - Securities Purchased MICHAEL KORS HOLDINGS 30 3.30 (9.923.22) (95,206.18) KORS Aug 08 14 81.0 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/25/14 07/28/14 Margin Sell - Securities Sold MICHAEL KORS HOLDINGS 40- 1.10 4270.94 (90,835.24) KORS Jul 25 14 80.0 C TO CLOSE Commission 28.00 Regulatory Fee 1.06 07/25/14 07/28/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.84 411.12 (90,424.12) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 07/28/14 07/28/14 Margin Delivered - Other ADVANCED MICRO DEVICES INC 500- 0.00 (90,424.12) AMD Jul 25 14 5.0 C EXPIRATION 07/28/14 07/28/14 Margin Received - Other YAHOO! INC 150 0.00 (90,424.12) YHOO Jul 25 14 33.5 P EXPIRATION 07/28/14 07/28/14 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 53,448.92 (36,975.20) DEPOSIT ACCOUNT page 59 o176 CONFIDENTIAL SDNY_GM_00011670 EFTA_00I 22321 EFTA01267800

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Date Date Type Cash Activity* 07/28/14 07/28/14 Margin Div/Int - Other 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Sell - Securities Sold 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased 07/24/14 07/29/14 Margin Buy - Securities Purchased page 60 o176 Description FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 07/3112014 Insured Deposit Accoun 0.05 RAINMAKER SYSTEMS INC COM Commission 6.00 LANTRONIX INC COM Commission 6.00 QUANTUM FUEL SYSTEMS TEC COM Commission 6.00 Regulatory Fee 0.08 QUANTUM FUEL SYSTEMS TEC COM Regulatory Fee 0.23 QUANTUM FUEL SYSTEMS TEC COM Commission 6.00 Regulatory Fee 0.07 QUANTUM FUEL SYSTEMS TEC COM Regulatory Fee 0.25 TFiANSGENOMIC INC COM Commission 6.00 TFiANSGENOMIC INC COM MERRIMAN HOLDINGS INC COM Commission 6.00 LANTRONIX INC COM Commission 6.00 Symbol/ CUSIP MMDA11 RMKR LTRX QTWW QTWW QTWW QTWW TBIO TBIO MERRD LTRX CONFIDENTIAL Quantity Price 0.00 Amount 0.05 Balance (36.975.15) 10.000 0.16 (1.606.00) (38,581.15) 1.500 1.9799 (2.975.85) (41,557.00) 604- 5.442 3.280.89 (38,276.11) 1.896- 5.441 10315.91 (27,960.20) 500- 5.4601 2723.98 (25,236.22) 2.000- 5.46 10.919.75 (14,316.47) 200 3.8499 (775.98) (15.092.45) 100 3.8149 (381.49) (15.473.94) 182 3.90 (715.80) (16,189.74) 1.500 1.95 (2.931.00) (19,120.74) SDNY_GM_00011671 EFTA_00122322 EFTA01267801

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/24/14 07/29/14 Margin Buy - Securities Purchased MEDIABISTRO INC MBIS 3.000 0.825 (2.481.00) (21,601.74) COM Commission 6.00 07/24/14 07/29/14 Margin Buy - Securities Purchased MEDIABISTRO INC MBIS 200 0.8225 (164.50) (21,766.24) COM 07/24/14 07/29/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 12.000 0.25 (3.006.00) (24,772.24) COM Commission 6.00 07/24/14 07/29/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 100 0.873 (93.30) (24,865.54) COMMUNICATIONS COM Commission 6.00 07/24/14 07/29/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 1.800 3.60 (6.486.00) (31,351.54) 07/28/4 07/29/14 Margin Sell - Securities Sold COM Commission 6.00 YAHOO! INC 20- 0.36 702.50 (30,649.04) 07/28/4 07/29/14 Margin Buy - Securities Purchased YHOO Aug 01 14 35.5 P TO OPEN Commission 17.00 Regulatory Fee 0.50 PACIFIC ETHANOL INC 10 2.25 (2,261.74) (32.910.78) 07/28/4 07/29/14 Margin Buy - Securities Purchased PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 RITE AID CORP 100 0.10 (1,063.40) (33,974.18) 07/28/4 07/29/14 Margin Buy - Securities Purchased RAD Aug 08 14 7.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 RITE AID CORP 100 0.10 (1.063.40) (35,037.58) 07/28/4 07/29/14 Margin Buy - Securities Purchased RAD Aug 08 14 7.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 AVON PRODUCTS INC 250 0.25 (6,399.50) (41,437.08) 07/28/14 07/29/14 Margin Buy - Securities Purchased AVP Sep 20 14 15.0 C TO OPEN Commission 143.50 Regulatory Fee 6.00 TESLA MOTORS INC 100 0.59 (5,963.40) (47,400.48) TSLA Aug 16 14 180.0 P TO OPEN Commission 61.00 Regulatory Fee 2.40 page 61 o176 CONFIDENTIAL SDNY_GM_00011672 EFTA_00 122323 EFTA01267802

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/28/14 07/29/14 Margin Buy - Securities Purchased ALCATEL LUCENT 69 0.15 (1.080.61) (48.481.09) 07/28/14 07/29/14 Margin Buy - Securities Purchased ALU Sep 20 14 4.0 C TO OPEN Commission 43.95 Regulatory Fee 1.66 COWEN GROUP INC 15 1.70 (2.564.61) (51,045.70) 07/28/14 07/29/14 Margin Buy - Securities Purchased GOWN Jan 17 15 2.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 AVON PRODUCTS INC 20 0.24 (497.48) (51,543.18) 07/28/14 07/29/14 Margin Sell - Securities Sold AVP Sep 20 14 15.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 UNITED CONTINENTAL HLDGS 10- 0.76 748.24 (50,794.94) 07/28/14 07/29/14 Margin Buy - Securities Purchased UAL Aug 08 14 45.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 RADNET INC. 100 0.15 (1.563.40) (52.358.34) 07/28/14 07/29/14 Margin Buy - Securities Purchased RDNT Sep 20 14 7.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 PANERA BREAD CO 75 0.75 (5.674.05) (58,032.39) PNRA Aug 16 14160.0 C TO OPEN Commission 47.25 Regulatory Fee 1.80 07/25/14 07/30/14 Margin Buy - Securities Purchased TITAN ENERGY WORLDWIDE INC TEWI 6.500 0.0297 (199.05) (58,231.44) COM Commission 6.00 07/25/4 07/30/14 Margin Sell - Securities Sold FUELCELL ENERGY INC FCEL 5.500- 2.3601 12.974.26 (45,257.18) COM Commission 6.00 Regulatory Fee 0.29 07/25/4 07/30/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 3,000 0.27 (816.00) (46,073.18) COM Commission 6.00 07/25/4 07/30/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 300 3.70 (1.116.00) (47,189.18) COM Commission 6.00 page 62 o176 CONFIDENTIAL SDNY_GM_00011673 EFTA 00122324 EFTA01267803

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/25/14 07/30/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 7A7A 7.500 0.808 (6.066.00) (53,255.18) COM Commission 6.00 07/25/14 07/30/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.600- 5.4901 8377.96 (44,477.22) COM Commission 6.00 Regulatory Fee 0.20 07/25/14 07/30/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.600- 5.4928 8.782.28 (35,694.94) COM Commission 6.00 Regulatory Fee 0.20 07/25/14 07/30/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.796 (385.60) (36,080.54) COM Commission 6.00 07/25/14 07/30/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.000- 5.5001 5.493.97 (30,586.57) COM Commission 6.00 Regulatory Fee 0.13 07/25/14 07/30/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 193 3.50 (681.50) (31,268.07) COM Commission 6.00 07/25/14 07/30/14 Margin Buy - Securities Purchased I-IAUPPAGE DIGITAL INC HAUP 6.000 0.26 (1.566.00) (32.834.07) COM Commission 6.00 07/29/14 07/30/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 10- 0.76 748.24 (32.085.83) UAL Aug 08 14 45.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 07/29/14 07/30/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD 5 1.40 (708.87) (32.794.70) NAT Jan 17 15 7.87 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/29/14 07/30/14 Margin Buy - Securities Purchased RADNET INC. 10 1.15 (1.161.74) (33,956.44) RDNT Dec 20 14 5.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 63 o176 CONFIDENTIAL SDNY_GM_00011674 EFTA_00122325 EFTA01267804

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/29/14 07/30/14 Margin Buy - Securities Purchased ALCATEL LUCENT 25 0.15 (395.35) (34,351.79) ALU Sep 20 14 4.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/29/14 07/30/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.60 (611.74) (34,963.53) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/29/14 07/30/14 Margin Buy - Securities Purchased TWITTER INC 35 0.99 (3.491.09) (38,454.62) TWTR Aug 16 14 34.5 P TO OPEN Commission 25.25 Regulatory Fee 0.84 07/29/14 07/30/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 10 1.40 (1,411.74) (39,866.36) FCEL Oct 18 14 1.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/30/14 07/30/14 Margin Received - Other MERRIMAN HOLDINGS INC MERRD 1 0.00 (39.866.36) COM REORG - CREDIT MANDATORY ROUNDING SHARE FROM 590419107 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.94 (794.00) (40,660.36) COM Commission 6.00 07/28/14 07/31/14 Margin Sell - Securities Sold FUELCELL ENERGY INC FCEL 3.000- 2.3801 7.134.14 (33,526.22) COM Commission 6.00 Regulatory Fee 0.16 07/28/14 07/31/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 108 20.00 (2,166.00) (35,692.22) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.99 (804.00) (36,496.22) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION ZAZA 5.000 0.7923 (3,967.50) (40.463.72) COM Commission 6.00 page 64 o176 CONFIDENTIAL SDNY_GM_00011675 EFTA 00122326 EFTA01267805

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Settle Acct Transaction! Symbol Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 200 3.90 (786.00) (41,249.72) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased RAINMAKER SYSTEMS INC RMKR 1,000 0.19 (196.00) (41,445.72) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 513 3.90 (2,006.70) (43,452.42) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased FIAUPPAGE DIGITAL INC HAUP 1,858 0.29 (544.82) (43,997.24) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 100 3.9799 (403.99) (44,401.23) COM Commission 6.00 07/28/14 07/31/14 Margin Sell - Securities Sold FUELCELL ENERGY INC FCEL 11,500- 2.36 27,133.40 (17,267.83) COM Commission 6.00 Regulatory Fee 0.60 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 300 3.94 (1,188.00) (18,455.83) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NIFY 100 21.00 (2,106.00) (20,561.83) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERRD 2.000 3.59 (7,186.00) (27,747.83) COM Commission 6.00 07/28/14 07/31/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 166 3.87 (648.42) (28,396.25) COM Commission 6.00 07/30/14 07/31/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 15- 0.53 780.37 (27,615.88) UAL Aug 08 1445.0 P TO OPEN Commission 14.25 Regulatory Fee 0.38 07/30/14 07/31/14 Margin Buy - Securities Purchased PANERA BREAD CO 10 0.55 (561.74) (28,177.62) PNRA Aug 16 14 160.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 65 of 76 CONFIDENTIAL SDNY_GM_00011676 EFTA_00122327 EFTA01267806

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity• Symbol,' Description CUSIP Quantity Price Amount Balance 07/30/14 07/31/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 5 3.10 (1,558.87) (29,736.49) UEPS Jan 17 15 8.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/30/14 07/31/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 60- 0.97 5,779.43 (23,957.06) AAL Aug 08 14 39.5 P TO OPEN Commission 39.00 Regulatory Fee 1.57 07/30/14 07/31/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.55 266.12 (23.690.94) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 07/30/14 07/31/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 15 0.60 (914.61) (24.605.55) JBLU Sep 20 14 11.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 10 0.90 (911.74) (25.517.29) FCEL Oct 18 14 1.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/30/14 07/31/14 Margin Buy - Securities Purchased NET 1 UEPS TECHNOLOGIES INC 5 3.00 (1.508.87) (27.026.16) UEPS Jan 17 15 8.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/30/14 07/31/14 Margin Buy - Securities Purchased AEROPOSTALE INC 15 1.35 (2,039.61) (29,065.77) ARO O0118 14 2.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 10- 0.76 748.24 (28,317.53) UAL Aug 08 1445.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 07/30/14 07/31/14 Margin Buy - Securities Purchased ALCATEL LUCENT 65 0.45 (2,968.31) (31,285.84) ALU Sep 20 14 3.5 C TO OPEN Commission 41.75 Regulatory Fee 1.56 page 66 of 76 CONFIDENTIAL SDNY_GM_00011677 EFTA_00122328 EFTA01267807

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Symbol Description CUSIP Quantity Price Amount Balance 07/30/14 07/31/14 Margin Buy - Securities Purchased WHOLE FOODS MKT INC 70 1.70 (11,946.18) (43,232.02) WFM Aug 08 14 38.5 P TO OPEN Commission 44.50 Regulatory Fee 1.68 07/30/14 07/31/14 Margin Sell - Securities Sold TWITTER INC 10- 10.70 10,688.02 (32,544.00) TWTRAug01 14 36.0 C TO CLOSE Commission 11.50 Regulatory Fee 0.48 07/30/14 07/31/14 Margin Buy - Securities Purchased TWITTER INC 15 1.51 (2,279.61) (34,823.61) TWTRAug01 14 46.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Buy - Securities Purchased WHOLE FOODS MKT INC 70 1.66 (11,666.18) (46,489.79) WFM Aug 08 1439.5 C TO OPEN Commission 44.50 Regulatory Fee 1.68 07/30/14 07/31/14 Margin Buy - Securities Purchased TWITTER INC 45 1.46 (6.601.83) (53.091.62) TWTR Aug 01 14 48.0 C TO OPEN Commission 30.75 Regulatory Fee 1.08 07/30/14 07/31/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 2.90 5.78239 (47,309.23) PEIX Aug 16 14 16.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.61 07/30/14 07/31/14 Margin Buy - Securities Purchased UNISYS CORP 15 0.40 (614.61) (47,923.84) UIS Oct 18 1424.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/30/14 07/31/14 Margin Sell - Securities Sold PACIFIC ETHANOL INC 20- 2.90 5.782.39 (42.141.45) PEIX Aug 16 1416.0 C TO CLOSE Commission 17.00 Regulatory Fee 0.61 07/30/14 07/31/14 Margin Sell - Securities Sold YAHOO! INC 100- 0.46 4.536.49 (37,604.96) YHOO Aug 08 14 36.0 P TO OPEN Commission 61.00 Regulatory Fee 2.51 page 67 of 76 CONFIDENTIAL SDNY_GM_00011678 EFTA_00122329 EFTA01267808

Statement for Account # 867-730320 07/01/14 - 07/31/14 Account Activit Trade Settle Acct Transaction! Date Date Type Cash Activity• 07;30;14 07:31:14 Margin Sell - Securities Sold 07/31/14 07/31/14 Margin Div.:Int - Expense Description YRC WORLDWIDE INC YRCW Oct 18 14 22.5 C TO CLOSE Commission 14.25 Regulatory Fee 0.54 MARGIN INTEREST CHARGE Payable: 07/31/2014 Symbol CUSIP Quantity Price Amount Balance Closing Balance 'For Cash &Wily totals, refer to the Cash AttivIty Suinrnary on page one of your statement. 15- 5.20 7,785.21 (29,819.75) 0.00 (120.29) (29,940.04) ($29,940.04) TD Ameritrade Cash Interest Credit/Ex • - nse Begin Date Margin Balance Credit Balance Number of Day Interest Rate Interest Debited Interest Credited 07/02/14 $ (7,192.11) 1 9.00 $ 1.80 $ - 07/03/14 (21,348.12) 4 8.75 20.76 07/08/14 (3.156.25) 1 9.00 0.79 07/15/14 (53.573.28) 7.50 11.16 07/16/14 (80,699.25) 7.50 16.81 07/17/14 (48,201.69) 8.50 11.38 07/22/14 (33,926.03) 8.50 8.01 07/23/14 (59.104.33) 7.50 12.31 07/28/14 (36,975.15) 8.50 8.73 07/29/14 (58,032.39) 7.50 12.09 07/30/14 (39,866.36) 8.50 9.41 07/31/14 (29,819.75) 8.50 7.04 Total Interest Income/(Expense) $120.29 $ 0.00 Insured De. osit Account Interest Credited Begin Number Interest Merest MID MTD Date Balance of Days Rate Accrued Accrued PAID 7/01/14 $ 4,950.93 1 0.0100 $ $ - $ - 7/07/14 8,681.43 0.0100 7/09/14 14,497.72 0.0100 0.01 0.01 7/10/14 11,089.64 0.0100 0.01 7/11/14 40,071.74 3 0.0100 0.03 0.04 7/14/14 15,001.11 1 0.0100 0.01 0.05 0.05 7/18/14 166,029.69 3 0.0100 0.13 0.13 7/21/14 91,375.72 1 0.0100 0.03 0.16 0.16 7/24/14 39,097.10 1 0.0100 0.01 0.01 page 68 of 76 CONFIDENTIAL SDNY_GM_00011679 EFTA_00122330 EFTA01267809

Statement for Account # 867-730320 07/01/14 - 07/31/14 Insured Deposit Account Interest Credited Begin Date Balance Number Interest of Days Rate Interest Accrued MTD Accrued MTD PAID 07/25/14 53,448.92 3 0.0100 0.04 0.05 0.05 Total Interest Income $0.26 Trades Pendin. Settlement Account Symbol/ Trade Settle Investment Description Type CUSIP Quantity Price Date Date Amount BUY RICEBRAN TECHNOLOGIES Margin RIBTW 100 $ 1.59 07/29/14 08/01/14 $ (165.00) WARRANT EXP 11/18/2018 BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.19 07/29/14 08/01/14 (525.00) COM BUY LANTRONIX INC Margin LTRX 1,200 1.96 07/29/14 08/01/14 (2,358.00) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 614 3.59 07/29/14 08/01/14 (2,210.26) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 86 3.58 07/29/14 08/01/14 (307.88) COM BUY TORCHLIGHT ENERGY Margin TRCH 100 4.02 07/29/14 08/01/14 (408.00) RESOURCES COM BUY NOTIFY TECHNOLOGY CORP Margin NTFY 104 22.00 07/29/14 08/01/14 (2,294.00) COM SELL TORCHLIGHT ENERGY Margin TRCH 6.500- 3.8801 07/29/14 08/01/14 25,214.09 RESOURCES COM BUY TRANSGENOMIC INC Margin TBIO 434 3.9986 07/29/14 08/01/14 (1,741.39) COM BUY LIHUA INTERNATIONAL INC Margin LIWA 7,500 0.13 07/29/14 08/01/14 (981.00) COM SELL TORCHLIGHT ENERGY Margin TRCH 500- 3.9301 07/29/14 08/01/14 1,959.00 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 4.000- 3.93 07/29/14 08/01/14 15,719.65 RESOURCES COM page 69 of 76 CONFIDENTIAL SONY_GM_000 11680 EFTA_00122331 EFTA01267810

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY TRANSGENOMIC INC Margin TBIO 1.000 3.95 07/29/14 08/01/14 (3,956.00) COM BUY NOTIFY TECHNOLOGY CORP Margin NTFY 100 22.00 07/29/14 08/01/14 (2.206.00) COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 700- 5.4701 07/29/14 08/01/14 3.822.98 COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 1.000- 5.47 07/29/14 08/01/14 5.469.87 COM BUY LANTRONIX INC Margin LTRX 500 1.938 07/29/14 08/01/14 (975.00) COM BUY RICEBRAN TECHNOLOGIES Margin RIST 600 5.12 07/29/14 08/01/14 (3.078.00) COM BUY RELM WIRELESS CORP. Margin RWC 230 4.04 07/29/14 08/01/14 (935.20) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.125 07/29/14 08/01/14 (518.50) COM SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 807- 3.76 07/29/14 08/01/14 3.028.25 INC COM BUY MERRIMAN HOLDINGS INC Margin MERRD 2.200 3.45 07/29/14 08/01/14 (7,596.00) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 2 3.47 07/29/14 08101/14 (12.94) COM BUY ACCESS PHARMA INC Margin ACCP 3,500 0.285 07/29/14 08/01/14 (1.003.50) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 279 3.49 07/29/14 08/01/14 (979.71) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 112 3.58 07/29/14 08/01/14 (406.96) SELL COM AMERICAN AIRLINES GROUP INC Margin 15- 1.39 07/31/14 08/01/14 2.070.34 SELL AAL Aug 08 14 39.5 P SONY CORP Margin 35- 2.00 07/31/14 08/01/14 6.973.75 SNE Oct 18 14 17.0 C page 70 of 76 CONFIDENTIAL SDNY_GM_00011681 EFTA_00 I 22332 EFTA01267811

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Symbol! Type CUSIP Quantity Price Trade Date Settle Date Amount SELL SONY CORP Margin 25- 2.10 07)31/14 08101/14 5.229.53 SNE Oct 18 14 17.0 C BUY ADVANCED MICRO DEVICES INC Margin 10 0.66 07/31/14 08101/14 (671.74) AMD Jan 17 15 3.5 C BUY TWITTER INC Margin 20 0.39 07/31/14 08101/14 (797.48) TWTR Aug 01 14 46.0 C BUY FUELCELL ENERGY INC Margin 5 1.50 07/31/14 08101/14 (758.87) FCEL Oct 18 14 1.0 C BUY RADNET INC. Margin 30 0.15 07/31/14 08101/14 (473.22) RDNT Sep 20 14 7.5 C BUY AEROPOSTALE INC Margin 15 0.45 07/31/14 08/01/14 (689.61) ARO Jan 17 15 3.5 C BUY TWITTER INC Margin 20 0.15 07/31/14 08101/14 (317.48) TWTR Aug 01 14 46.0 C BUY PACIFIC ETHANOL INC Margin 20 1.80 07/31/14 08101/14 (3.617.48) PEIX Aug 16 14 16.0 C BUY BEAZER HOMES USA INC Margin 25 0.50 07/31/14 08101/14 (1,270.35) BZH Jan 17 15 20.0 C BUY TWITTER INC Margin 20 0.21 07/31/14 08101/14 (437.48) TWTR Aug 01 14 46.0 C BUY JETBLUE AIRWAYS CORP Margin 100 1.45 07/31/14 08101/14 (14,563.40) JBLU Dec 20 14 10.0 C SELL UNITED CONTINENTAL HLDGS Margin 10- 0.55 07/31/14 08101/14 538.24 UAL Aug 08 14 45.0 P SELL YAHOO! INC Margin 15- 0.62 07/31/14 08101/14 915.36 YHOO Aug 08 14 36.0 P SELL AMERICAN AIRLINES GROUP INC Margin 10- 1.16 07/31/14 08101/14 1,148.23 ML Aug 08 14 39.5 P BUY YRC WORLDWIDE INC Margin 10 0.45 07/31/14 08101/14 (461.74) YRCW Oct 18 14 32.5 C BUY COWEN GROUP INC Margin 10 1.60 07/31/14 08101/14 (1.611.74) GOWN Jan 17 15 2.5 C BUY MICHAEL KORS HOLDINGS Margin 10 3.70 07/31/14 08101/14 (3.711.74) KORS Aug 08 14 81.0 C page 71 o176 CONFIDENTIAL SDNY_GM_00011682 EFTA_001 22333 EFTA01267812

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount BUY RADNET INC. Margin 15 0.20 07/31/14 08101/14 (314.61) BUY RDNT Sep 20 14 7.5 C FUELCELL ENERGY INC Margin 15 1.00 07/31/14 08101/14 (1,514.61) BUY FCEL Oct 18 14 1.5 C CORINTHIAN COLLEGES INC Margin 20 0.05 07/31/14 08101/14 (117.48) BUY COCO Nov 22 14 1.0 C ZIOPHARM ONCOLOGY INC Margin 15 0.80 07/31/14 08/01/14 (1,214.61) BUY ZIOP Oct 18 14 3.0 C YAHOO! INC Margin 5 3.10 07/31/14 08101/14 (1,558.87) SELL YHOO Aug 16 14 33.0 C SONY CORP Margin 15- 1.70 07/31/14 08101/14 2.535.33 BUY SNE Oct 18 14 17.0 C RADNET INC. Margin 25 0.15 07/31/14 08101/14 (395.35) BUY RDNT Sep 20 14 7.5 C BEAZER HOMES USA INC Margin 25 0.45 07/31/14 08101/14 (1.145.35) BUY BZH Jan 17 15 20.0 C JETBLUE AIRWAYS CORP Margin 100 1.40 07/31/14 08101/14 (14.063.40) BUY JBLU Dec 20 14 10.0 C YRC WORLDWIDE INC Margin 16 0.17 07/31/14 08101/14 (287.19) BUY YRCW Aug 16 14 32.5 C BEAZER HOMES USA INC Margin 15 0.45 07/31/14 08101/14 (689.61) BUY BZH Jan 17 15 20.0 C RADNET INC. Margin 20 0.15 07/31/14 08101/14 (317.48) SELL RDNT Sep 20 14 7.5 C UNITED CONTINENTAL HLDGS Margin 5- 0.66 07/31/14 08101/14 321.12 UAL Aug 08 14 45.0 P BUY ACCESS PHARMA INC Margin ACCP 29.000 0.278 07/30/14 08104/4 (8.068.00) COM BUY LIHUA INTERNATIONAL INC Margin LIWA 6,500 0.18 07/30/14 08104/4 (1.176.00) COM BUY 7a7A ENERGY CORPORATION Margin 7a7A 6,453 0.75 07/30/14 08104/4 (4,845.75) COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 1.500- 5.4184 07/30/14 08104/4 8.121.42 COM page 72 o176 CONFIDENTIAL SDNY_GM_00011683 EFTA 00122334 EFTA01267813

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 893- 3.7402 07/30/14 08/04/14 3,333.92 INC COM SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 300- 3.7401 07/30/14 08104/4 1.122.00 INC COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 200 1.59 07/30/14 08104/4 (324.00) WARRANT EXP 11/18/2018 BUY ACCESS PHARMA INC Margin ACCP 31.000 0.26 07/30/14 08104/4 (8.066.00) COM SELL QUANTUM FUEL SYSTEMS TEC Margin QTWW 1,500- 5.4201 07/30/14 08104/4 8.123.97 COM SELL TITAN ENERGY WORLDWIDE INC Margin TEWI 148.000- 0.0315 07/30/14 08/04/14 4.655.89 COM BUY MERRIMAN HOLDINGS INC Margin MERRD 3.706 3.57 07/30/14 08104/14 (13.236.42) COM BUY MERRIMAN HOLDINGS INC Margin MERRD 200 3.83 07/30/14 08104/14 (772.00) COM SELL RELM WIRELESS CORP. Margin RWC 58- 4.09 07/30/14 08104/14 231.21 COM SELL RELM WIRELESS CORP. Margin RWC 900- 4.085 07/30/14 08104/14 3.676.41 COM SELL RELM WIRELESS CORP. Margin RWC 42- 4.08 07/30/14 08104/14 171.35 COM SELL RELM WIRELESS CORP. Margin RWC 158- 4.0701 07/30/14 08104/14 643.06 COM SELL RELM WIRELESS CORP. Margin RWC 42- 4.07 07/30/14 08104/14 170.93 COM BUY MERRIMAN HOLDINGS INC Margin MERRD 200 3.80 07/30/14 08104/14 (766.00) COM SELL TORCHLIGHT ENERGY Margin TRCH 1,600- 3.8001 07/30/14 08104/14 6.074.02 RESOURCES COM page 73 o176 CONFIDENTIAL SDNY_GM_00011684 EFTA 00122335 EFTA01267814

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol! CUSIP Quantity Price Trade Date Settle Date Amount SELL TORCHLIGHT ENERGY Margin TRCH 300- 3.705 07/30/14 08104/4 1.105.47 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 4,700- 3.70 07/30/14 08104/4 17.389.61 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 150- 3.70 07/30/14 08104/4 548.98 RESOURCES COM SELL TORCHLIGHT ENERGY Margin TRCH 4,850- 3.6501 07/30/14 08104/4 17.70259 RESOURCES COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 100 5.0999 07/31/14 08105/14 (515.99) COM BUY RICEBRAN TECHNOLOGIES Margin RIBTW 200 1.5499 07/31/14 08105/14 (315.98) WARRANT EXP 11/18/2018 BUY HAUPPAGE DIGITAL INC Margin HAUP 4,700 0.2498 07/31/14 08105/14 (1.180.06) COM BUY RICEBRAN TECHNOLOGIES Margin RIBT 900 5.11 07/31/14 08105/14 (4.605.00) COM BUY LANTRONIX INC Margin LTRX 300 1.9699 07/31/14 08105/14 (596.97) COM SELL COWEN GROUP INC Margin GOWN 3,185- 3.9601 07/31/14 08105/14 12.606.64 COM SELL MODUSLINK GLOBAL SOLUTIONS Margin MLNK 1,200- 3.7201 07/31/14 08105/14 4.458.02 INC COM BUY ELEPHANT TALK Margin ETAK 1,600 0.9073 07/31/14 08105/14 (1.457.68) COMMUNICATIONS COM page 74 o176 CONFIDENTIAL SDNY_GM_00011685 EFTA (H) 122336 EFTA01267815

Statement for Account # 867-730320 07/01/14 - 07/31/14 Trades Pending Settlement Investment Description Account Type Symbol/ CUSIP Quantity Price Trade Date Settle Date Amount SELL BUY COWEN GROUP INC COM ELEPHANT TALK COMMUNICATIONS COM Margin Margin COWN ETAK 315- 1.153 3.9701 0.90 07/31/14 07/31/14 08/05/14 08/05/14 1,244.55 (1,043.70) Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $5,059.03 07/01/14 07/01/14 Delivered FDIC INSURED DEPOSIT ACCOUNT $ (108.10) 4,950.93 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/02/14 07/02/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (4,950.93) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/07/14 07/07/14 Received FDIC INSURED DEPOSIT ACCOUNT 8,681.43 8881.43 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/08/14 07/08/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (8,681.43) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/09/14 07/09/14 Received FDIC INSURED DEPOSIT ACCOUNT 14,497.72 14.497.72 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/10/14 07/10/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (3,408.08) 11,089.64 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/11/14 07/11/14 Received FDIC INSURED DEPOSIT ACCOUNT 28,982.10 40,071.74 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT page 75 of 76 CONFIDENTIAL SDNY_GM_000 11686 EFTA_00122337 EFTA01267816

Statement for Account # 867-730320 07/01/14 - 07/31/14 Insured Deposit Account Activity Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 07/14/14 07/14/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (25,070.63) 15,001.11 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/15/14 07/15/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (15.001.11) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/18/14 07/18/14 Received FDIC INSURED DEPOSIT ACCOUNT 166,029.69 166.029.69 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/21/14 07/21/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (74,653.97) 91.375.72 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/22/14 07/22/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (91,375.72) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 07/24/14 07/24/14 Received FDIC INSURED DEPOSIT ACCOUNT 39,097.10 39.097.10 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/25/14 07/25/14 Received FDIC INSURED DEPOSIT ACCOUNT 14,351.82 53.448.92 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/28/14 07/28/14 Delivered FDIC INSURED DEPOSIT ACCOUNT (53,448.92) 0.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT Closing Balance $ 0.00 TD Bank NA $0.00 FDIC Insured Depose Account (IDA) balances reflected in your trokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 76 of 76 CONFIDENTIAL SDNY_GM_00011687 EFTA_00122338 EFTA01267817

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE 8-3 ST THOMAS. VI 00802-1348 SDNY_GM_00011688 CONFIDENTIAL EFTA_00122339 EFTA01267818

Terms and Conditions STATEMENT GUIDE IL Ars waeb aardes mortel,. Foreklio Amons lor aocoums wth acverty and quanedy toeans *a omase accounts wth asels.' Portfolio Symfonie,: Tred,* Ilro Correct «Poe d >Por p00010 es Of the repal dele end ~paren n to me prior monlha The Ebt elPoaliOn Meelt, yOur 00010 divendealion by invesimert type MAM* dboateres under 5% enk be grougol mto thocampory ol "Ces" in tho po chan. Mar Essay - Total Account Ertuib<Froiel Long Maginable lakte • Total Short Velde) Actrvity Summary: Ine opening and doling cash blanca wo reconored hete lor year aak relerosce At account armry es sunnsanzed lor tm °urgent pand and voor to dato_ boom* a Exponeer Summary (nendEAs only): Ibis seroen daalt ene mama ard amens. We, trom the Pocht Summa>, and ePonales the las IrealMeni. Rebnsment Account Stansery ORM only): Rader Om IRS reculatod transaceons for lbo curert ad aa nam IRS Form 5498 Ier Modi« vak* ie band On Me sonant nakie aa or Doorns« 31 d tho panui yoar ard tunt be furrishod tome hierna Revenu° San". PadonnanceSummary:Monitor >oor omwal portfolio Postament, eid Iho ineen/cd gaine and lossa. *or your luturo roe:trom strategy. Account PositIons: View your rnostrnonts l tho current market yam ard corrporo the ongul cad to vee irweeked geine and Poses n your Denkt° Originel coel is esagned vang 'he baba. nratoul (FIFOI method. weien assumee me lint' share, >Po set ere Moes you purchased tra. Dm aanbid ertrostmard encome2 and ~rage cast per share are dondayed lor your mier/ace Wee «Pot pathos° date e showa br en .'Moerion 01 you hobag PO000. AcCOunt Aethily: Al Sidart ecIMly ia deert/ delbed. Iele« in OM Order. end relleded n Me doens; cash WlenCe. TMOtt %Sine Pottlensinl: Confirm you emOred tredes enn e senemen dete alle! nonen Ø. Denso transactions tid bo rellected n me Account Acvmy tomon non moms. Onno. Geelt Services TranncliOn Cash manpenen venedona Mal news Swing tas statanom reporting pond. mdudng check. doen card and MIA acurny. are ',stad en dato dar Onbne Cash Services SurnmansCredt ard dabt transactien mats lor kno cunom statement rePOnag gradOCIrre summerized. IndisiCkel neonataal, eie rot limed. 'Je to !tanding antustments. tho stroman detals may not apal me statement totals. telnleled Aan' Income end Eserroted Annuel bied vlaken are bets troon Ibe number ei slums coma) or avrom valuta balanca as ot ne stalemom dale ard mo most team draden:1 rele or cash Pekt pende() GENERAL INFORMATION 10 Omen:rade does not aarde legal or las ~ce. Plees* consul, your lepe adteor or las titCOurall venen MOPPlery. As e standerd inCleby paden. 010ne tone blar may be nabetaal br Sally domti and transaegOn valli05141 OurpOstae For TO Amentrade rasebro al darm ytre °Mes« hm es separate from and not attbaled wit. TO Ansentrade. Inc. er TO Arratrado °meng, Inc.. ard aan h'm es rot responsble la the 0100xle end senices Ol Me oder. Acceracy of Reporls:11 you fInd any errors or omissie:ins In your accouM statement you *houd immediatety con ve et le omber had 00 page ome 01 your statement You *houd oho contact our Clearing Frm TD Amentrade Clearing, ro. el 800469-95100. Please rcenew ms sialemoM c.iredity. Ir you dragee* sub any transamon, or d Mae am any orde er °Menen,. please roef>, e Dient Services represeMelhe a you 1):81 Winch OPoe. es wel as 10 Amairode Cleaneg. Ine. in wrong anno ton (10) days of war record ot th, statement Am ora statements Intet you hem made to ui slala be CONPoSed in meng The statement Wil «Ponem be considered conclehe. Fletse natelt ie prompity 01 any changes in yocr cOnteci inormation. Treneedions Meehad On your repon wil be concbsepaydecomed aeontourdoss you noely TD Amenfadoirrenadatey. Account Prolectbn: Deposits held by TO Rank. NA ard TD Drek USA. N.A. aro resured by Ts FDIC (ral COvered by SIPC) Up 10 2250.000. Emils are per aCtOunl ormert110 per iinett401. TO leem more etOut FDIC COverage go tn cwer IdCgOv. Seadharr. indoet@ ~krat bnp., held in 00 erehaag* ACCOunt are col deposita Or obligatione el. or "'wantend by. any bank. Ø not FOltenscred. and envoho envestmord eks. ircludng posstle loss ol princpal. TD Amentade is a momber ol Me &curettes Inval« Praatten Corporalion (51PC'). which braad: secunnes a-stomers of els merrbers up lo 5500.000 (inlading S250.000 lor dodo fez cash). Explanatory brochure is available on requal wAd.abc.ere. h Me «Pol 01 a aderend ineolrency. a Clan may realbeeMOunts due KOM the Posten in ~Pat and mon SIPC. Pocolonental omorago a pad out dier rad trustee and &Po payouts ard Lader such coyotes@ each den es limiled to a temend return ot 5152 mniOn Ironie Poelet. SIPC and London in/koers The TO Mertrade Supplanenlel navenant bas an aggrogale hm el 550) muon amt all cum:mors. ins polcy taande: Cerevage lotkraing Weswege ineohincy enddoes nOl proleet Poenale» in merkel neb, dem securnos inveteMent h a money martel Fond ia nol ineured Or gardreeed by Me Federtd erepost Insuranar Corporabon (F010 a any oma government agent,. Mhough 010 eUrldS bek 10 posene the valle d yow imealment al 51 0) p« gure. 4 b pOsebb 10 lOse moro'/ by invoelen n a money merkel kind. (badende eie decered dely end pactrannestod merdy. Tho prcopedos contans des ard aha important dormalon Reed the aanmars Carecify Won ~ding. NOndePollil invettmente held b/ your boker dealer We NOT FDIC NSURED t NOT BANK GUAfteNTEED r MAT LOSE VALDE. The balen°, i, your bank depend eCCO.ed Of tihtueS d 'Muf MONS, markel notul fund can to losbond on your order. and Me cmorieds raturnad lo war sccurees account or renseled byta TO ~eng: The andO ban if Maler Poornent Y@ e0 ranke Form 1039b «Poel tm Daan n oxrplame mh ES seasonosis indudes Wake rodeo. Sodais. Poen gans. lauw Ø. end eros procenten Som, mimer% ere subject 10 redessPoilOn nbds wilt:oren:dol os mixocrxrt tor reccds OM CottEasn. ta Id and Dateren= ceporing and Gun:korps are Wend a-el ~AN by CO1 hCCaPORSTED TI) analrode is not reperetne ta te re(brity or bØ el tm necrmmcn. ID Amon) ao ad ts Ponen pasdas ilenwders1 do not MA.Venleethe a:Way d the inkmelon and data prokided Cal NCCEPCEATED 6 a aPotrale coneny end e ra etilted wei 11)amennede Porgin and Options Account Agreements: Prompt/ aPosol0 Amenirado n meng ot arry deango re your investment clarcuyos or *namat stuabn as they man to your marlijn Or 001~ 8000unt agreernenis A sumnbay Or amminions and charge, ineuned wei Ine oxcroutban ol opeens &anoden, is ~Mae. Oren Makel Poon: The molmt 'duet d somma ham bom Wand d motte korn q".:10‘ serMe ad Oer roependen( acne Tabee we Woed On Ob dovig aal me ran beween mo brd ad arltrq paces or ahoi reces. t no racket dim n /Motie anna qadaiacn eend> tv Oh« indePoodent EaCe. he sec" e Woed lo beng relected Nul Pace Ce) Die edu»dts cri your addo raat are Wan», os 90104, Intrrdlon ad to dom guramoo ran accuracy day soorten pree hblaaao laacked postonsaoseltiol rang Po ~enne banco ad be om« merkel pine REEP Kast ~Pons my nei manco, sake aam*, lbo teo:nday naad Ia Cotrodos d Depotis (CON n generaly ituud and the adat tute me, be dtiews aan Me ~me doe ~tartte% Cl pin el mar rooit Pon Me :ab S a CD par la rralsty Sext adb Ral Worm Securtes Wade ademmi/ thas oom sauna and verd Pa <natelde accronse. Renet moy waarin» OTC loer the °punten markt( and dirOtet louctryrntyrxt ard b ytu»seil sour palmpa to rnsuty. Tho vlo et tent 'snor to rrubsty ma/ rooJi n a las d renapol. Non Standard Assem PISAI aso typcaly ~stoot ra droeg pastematon program sauma gootrentms. Imeodtabltycempana. cr red afat rriesron neen certrada pais. prude buty. abele deel a Tedge Ø. N546 ere botdy houd mealmeas ad do not Inde cn a mondt bana aØ a ta Krom Stod Wad Do 'duce dean ta azo medbads ere ~Ad wam det ed han turby ~bolk Pokend bul nol Inbed Is ndependenl operaas de proeyams ra =eb, and« tred party tonder aders tul ham boen prtmeed by Me ~mora" ~maand* gaar d ttath argon er by a thrdpaty vendu smout indgendeM ~esa by TI) Wnabade. Vaten mei nat raket gre cPonal animo, pico. atal mairi snul, c< be roalaxl man Inbidoacn a asemend ida cadet be esLablehed *rough tweemethode. Me miueicn mto be renbod es NOnanced CNV) Fel eddlend Octet tombng voldaan la hboStasdant koe. Ome oretid Coat Senatet These misdm re net wand urda rad SPC Aden R,bo Soeurbre raar) Pang: Die motet~ Ia MS somma hom boen caaned. meld». trom chOtakneenbat er eter Poepende« ~en The way cd Me pking is nol ~amant Ha moed Mac rot traite. TD emeritaat sel pron tm IESpeolim.takrg ille ansdoracn bot tm kwel>, sa undrPong mek quaty. Wie SAS merkel is eurrenly tononbdreg e bak el Sally end. be ølt Mae an be ro esnrcrce giet toch scones an to aa ader con, molmt codices. REGULATORY DISCLOSURES For an investor brochuo Mal encbcles informabon desaliang FINAM Pasli Thsclesuro Program. platte contact FINRA at 030-289.9?99 or wanylkwa01. Om inwiest Ø Luen tor TO Amertrade Cash is laken lom Om applcatlis minst rato eer lor th, Makel VON, balace ~TO Amen:rede Carlh. as 01 mb delement °bang dele Simple worest es acnxd dar, base, on the interest rato sa opdraai> to oach days Liane°. Inname :d Statement Noldbation: The mammae ol Inwaai condten lor TO neiammen ~lede Wee a year and may be obtentcl al nO oost vie Me intomen el Mar» \ wortectonentradeoonslinanctabiatemonthrn. °neon AssIgnment: MI short oquer, ogion canons and same index omen poubons are ~Mae lor essignment brede assignintm races co, Pouby or index options ere rendont' alocated aflang alldorde shon pontons try an aJtamolod praatte. Free Credit Balemoes "Ie 154-2 0 3): Under mo om promotion nets. wo may usa free Credit baaneb n yOur *CCOunt n IN Ordner>, none ol cm boenen whkh en> melde to you on dorheid. Margin Aecourds (RopulallonT): H you have a margin account. ms report d a combnaton cd ytre neon OCCOUril arde Weekt] ~etend" acobnt Tradng on mengn poses eddlional notes and d nol rurale lor all investors. A complet* lat d the risks anomalie, tunn mannin bedoe is maag° in me marge rek ditcbsure clainstm. YOu may obtain e copy or Ms document by conleeling tie el ma vanher Select on page ene ol roer statement Payment ler Order Flow (SEC Redes 606 and 607): In somo crcumstances. TO Arno/tirade recenros oompassabon ler ctioceng canon any.theoeunta ard bard essay oØelaa to selected mestas. brokas or dealers (Makel fontenel bo Cempentan is in Ille lam or a per share cash payment. Il aden n. TO Amatradealso may raam carponsaten (*Wed to the foreign dirrency Mollen» Component d trenaletiOns &deal necuribes Iren Merkel Cellen oxemang itCh IraL Wo post gutters/ spots discleung lno oorlues lor order mang *zoem!~ at nomidarrirtrado_com. A ventten copy is avoratle Lpere roXpett. h es our penny. abeenl Pari orders to lno eonlrary. to select brokets. dooiers. ard ~kei ~keft Pond On Me (Willy to aarde bed erecsmon ani the halery 01 seeling eia erna/moment en markt* orders. Poco improyetTentm aV311.1010 unief "han mantel condlsons. and wo regulary monter execulas to lest lat sten mormonen d as...Matte. Trede COMIrmathenti (Ruin 11/0-10): MI contrmalions ere PereminedOn gre Inan5ibbn dele. Tem: Dentaal" in beien sPourilen OnCliOng bre4gn ~bant a 11`51 Kade In IN U.S.) ray rebel° exa ani lees chargod bymo keer marron en governmenls. Wedt may be haecied in le print Ol le money Of cherged es an Poepende« Ine Pon Pits" Pormy Notilkillon: A copy of Me TO Amertrecb privacy DOleY ie anPoble el waw.Pamegiradoeorn Cao** Securbern The Oman el podia mdamdonsa calls is dane vang a proeft ketny mslem. A aoanption el mo proadres br Sitte secunins is avalabloon Vre ~Ma or haal «mies aro ~tabla twonicep.osi. In Case Ol enorti er apesters &Out your ElearaPo Fund %Adem ',sekse co wei e ei 1600.6693900. or n wrang to P.O. Box 2209. Omessa. NE 68103. or by emoe at dieMeentiCE(PodaMeritolde.COm The PoOnnaten cOnleined n sou( *aard statement shag be bndng upen you el you do not ettci wthn sub LEE days lor any transfer d lurds stbpd se Rapiabon E. such as MM and pon obrale tram," doen transactions. wat depeotts. and dihdarnals We Must heer trom you ro teler Man 60 dan after we sent yOu Ine FEST statoment en whchthe error or peetoom appeared. (I) Ted us lag rome and account ~Poer (2) Dolen» the error or Po Wanlor you are unsuro eibout. ard oxplan as dab, as you can way you belerro ri is an error or way you nood note inlormabon. (3) Ted us le dab, amodni of Ce suepected error. Wo wi, temmers* your °omplant and MI narent any error prompdy. H we lakei more man ID budtuss days lo do Me. se wil redt your eccOuM br Ine *motet yin Mink is n error. soOiM you wil have rad uso ol the rroneydunng tho tm* a taket us toean:Cao ourinvestoaten. AUTO NO 07,14 TO Ansedirede prent«, eed, derd $149.5 rnitbn words ol prolection for Al Ponsaceons aro sdasect to p) me consmubon. Na, Condooms custard and laagt, lEsTuritieS and 52 nikon 01 IXONCIOn br cash ihreugh Supaementel coverden a0vided by or the exchange Of makel. and ie deemonouse. n dry. on grien toch Landloc ere London beurelt oxauted tilt fosfaat lag:. indaging me Secunoes Act el 1933 and tho S«urtes Fs 4 in Of SDNY_GM_000 11689 ouncri D O m f ond rh: EFTA_OOI 22340 EFTA01267819

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO Arne:brad. Clean@. Inc.. Member SIPC Statement Reporting Period: 08/01/14 - 08/31/14 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTFIS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Current Value Prior Value Period Chan 0/0 Chang! Estimated Income Estimated Yield Cash Insrd Dep Acct Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other ($123.04) 253,086.65 2,421,070.92 1,544,041.82 194,020.00 ($29,940.04) 2,560,212.42 1,255,868.18 (29,510.60) 136,720.50 $29,817.00 253,086.65 (139,141.50) 288,173.64 29,510.60 57,299.50 (5.4)% 22.9% 100.0% 41.9% $ 0.01% Total Margin Equity $4,412,096.35 100.0% $3,893,350.46 $518,745.89 13.3% $0.00 0.0% Portfolio Allocation Other Insrd Dep Acct 4.4% 5.7% Stocks 54.9% Cash Activity Summary Income & Ex• ense Summar Performance Summary Current YTD Reportable Non Reportable YTD Opening Balance ($29,940.04) $ - Income Cost Basis As Of • 08/31/14" $4,105,532.89 Securities Purchased (741,749.68) (8,601,401.89) Dividends S - $200.00 Unrealized Gains 632,022.23 Securities Sold 1,024,775.58 4,854,074.53 Interest 1.63 Unrealized Losses (578,422.38) Funds Deposited 4,000,600.00 Other Funds Deposited/(Disbursed)YID 4,000,600.00 Funds Disbursed Expense Income/(Expense)"° (314.55) Income 201.63 Interest (123.04) (516.18) Securities Received/(Delivered)"° 0.00 Expense (123.04) (516.18) Fees 'Tor cost-basis Information. refer to vrawtclamerltradozom Other (253,085.86) (253,081.13) Other Closing Balance ($123.04) ($123.04) Net ($123.04) $0.00 ($314.55) page 1 of 36 CONFIDENTIAL SDNY_GM_00011690 EFTA_00122341 EFTA01267820

Statement for Account # 867-730320 08 01 14 - 08/31/14 Online Cash Services Summary Description CREDITS Electronic Transfer Subtotal TOTAL Current Year To Date - 0.00 $ 4,000,000.00 4,000,000.00 0.00 4,000,000.00 Income Summary Detail' Description Interest Income Credit Balance Margin Interest Charged Qualified Dividends IDA Interest Current $ 0.00 (123.04) 0.00 0.79 Year to Date $ 1.63 (516.18) 200.00 5.52 'This section displays current and year to date taxation values for itt account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reponable in a previous tax year (spillover dividends). The year to date totals will accuratehi reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin ACCESS PHARMA INC ACCP 363.500 $ 0.33 $119,955.00 05/12/14 $ 142,412.44 $ 0.39 $ (22,457.44) $ - COM ATHERONOVA INC AHRO 3.403 2.29 7,792.87 06/16/14 7,570.46 2.22 222.41 COM COMMAND SEC CORP MOC 20.000 2.1783 43,566.00 07/07/14 36,518.57 1.83 7,047.43 COM ELEPHANT TALK ETAK 193.853 0.96 186,098.88 05/12/14 193,085.38 1.00 (6,986.50) COMMUNICATIONS COM EMRISE CORP EMRI 32.000 0.79 25,280.00 05/15/14 27,134.47 0.85 (1,854.47) COM HAUPPAGE DIGITAL INC HAUP 187.800 0.151 28,357.80 06/13/14 35,201.45 0.19 (6,843.65) COM LANTRONIX INC LTRX 90.000 1.89 170,100.00 05/23/14 176,877.30 1.97 (6,777.30) COM page 2 of 36 CONFIDENTIAL SDNY_GM_00011691 EFTA 00122342 EFTA01267821

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Positions Investment Description Stocks - Margin Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield LIHUA INTERNATIONAL LIWA 81.001 0.1196 9.687.72 06/30/14 22.615.07 0.28 (12.927.35) INC COM MECKLERMEDIA CORP MECK 3,200 1.00 3.200.00 07/24/14 2.645.50 0.83 554.50 COM MERRIMAN HOLDINGS MERR 30.400 3.80 115.520.00 07/09/14 105.961.03 3.49 9.558.97 INC COM MODUSLINK GLOBAL MLNK 43,200 4.09 176.688.00 05/13/14 157.472.54 3.65 19.215.46 SOLUTIONS INC COM NOTIFY TECHNOLOGY NTFY 2,220 13.00 28.860.00 07/08/14 32.898.00 14.82 (4.038.00) CORP COM OCLARO INC OCLR 80.000 1.75 140.000.00 05/13/14 151.686.72 1.90 (11.686.72) COM RAINMAKER SYSTEMS RMKR 472.000 0.1099 51.872.80 05/12/14 106.708.07 0.23 (54.835.27) INC COM RELM WIRELESS CORP. RWC 57.000 4.80 273.600.00 05/13/14 190.440.35 3.34 83.159.65 COM RICEBRAN RIBT 66.900 6.65 444.885.00 05/12/14 371.803.49 5.56 73.081.51 TECHNOLOGIES COM TITAN ENERGY TEWI 4.503.800 0.026 117.098.80 06/23/14 78.658.58 0.02 38.440.22 WORLDWIDE INC COM TRANSGENOMIC INC TBIO 92.600 3.85 356.510.00 05/12/14 368.585.82 3.98 (12.075.82) COM ZAZA ENERGY ZAZA 8.873 5.85 51.907.05 05/19/14 63.306.03 7.13 (11.398.98) CORPORATION COM page 3 0136 CONFIDENTIAL SDNY_GM_00011692 EFTA _00122343 EFTA01267822

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Cost Value Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin ZIOPHARNI ONCOLOGY ZIOP 21,700 3.23 70,091.00 05/14/14 76.372.38 3.52 (6,281.38) INC COM Total Stocks $2,421,070.92 $2,347,953.85 $73,117.27 $0.00 0.0% Options - Margin ADVANCED MICRO 920 $ 0.8398 $77,261.60 05/12/14 $ 80,879.08 $ 0.88 $ (3,617.48) $ - DEVICES INC AMD Jan 17 15 3.5 C ADVANCED MICRO 875 0.3002 26,267.50 06/20/14 36,151.25 0.41 (9,883.75) DEVICES INC AMD Jan 17 15 4.5 C AEROPOSTALE INC 610 1.0193 62,177.30 05/13/14 91,337.14 1.50 (29,159.84) ARO Jan 17 15 3.5 C AEROPOSTALE INC 320 2.1952 70,246.40 07/18/14 44,146.39 1.38 26,100.01 ARO Oct 18 14 2.0 C ALCATEL LUCENT 405 0.0021 85.05 07/21/14 6,331.48 0.16 (6,246.43) ALU Sep 20 14 4.0 C AVON PRODUCTS INC 270 0.0629 1,698.30 07/28/14 6,896.98 0.26 (5,198.68) AVP Sep 20 14 15.0 C BEAZER HOMES USA INC - 390 1.25 48,750.00 05/13/14 80,047.86 2.05 (31,297.86) BZH Jan 17 15 20.0 C BLACKBERRY LIMITED 130 1.9752 25,677.60 06/27/14 24,755.63 1.90 921.97 BBRY Jan 17 15 9.0 C BLACKBERRY LIMITED 250 0.4864 12,160.00 07/09/14 43,457.50 1.74 (31,297.50) BBRY Sep 20 14 10.0 C CENTRAIS ELEC BRAS 505 1.5382 77,679.10 OW13/14 47,661.89 0.94 30,017.21 EBR Sep 20 14 2.5 C CITIGROUP INC 120 3.70 44,400.00 08/01/14 20,540.88 1.71 23,859.12 C Sep 20 14 48.0 C CORINTHIAN COLLEGES - 575 0.0291 1,673.25 06/24/14 3,211.05 0.06 (1,537.80) INC COCO Feb 20 15 1.0 C page 4 of 36 CONFIDENTIAL SDNY_GM_00011693 EFTA 00122344 EFTA01267823

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield CORINTHIAN COLLEGES 2.167 0.0001 21.67 05/13/14 63.816.86 0.29 (63.795.19) INC COCO Nov 22 14 1.0 C COWEN GROUP INC 215 1.632 35.088.00 07/15/14 42.378.41 1.97 (7.290.41) COWN Jan 17 15 2.5 C COWEN GROUP INC 600 0.1433 8.598.00 06/27/14 15.873.40 0.26 (7.275.40) COWN Jan 17 15 5.0 C DRY SHIPS 800 0.5272 42.176.00 05/12/14 51.659.20 0.65 (9.483.20) INCORPORATED DRYS Jan 17 15 3.0 C FLAMEL TECH 130 5.5099 71.628.70 05/14/14 53.660.62 4.13 17.968.08 FLML Dec 20 14 10.0 C FUELCELL ENERGY INC 290 1.544 44.776.00 05/13/14 37,228.46 1.28 7.547.54 FCEL Oct 18 14 1.0 C FUELCELL ENERGY INC 380 1.0485 39.843.00 05/12/14 31.626.12 0.83 8.216.88 FCEL Oct 18 14 1.5 C HANWHA SOLARONE CO 460 0.2961 13.620.60 05/13/14 39.126.04 0.85 (25.505.44) LTD HSOL Sep 20 14 2.0 C HEWLETT PACKARD CO 110 7.175 78.925.00 05/13/14 45.394.14 4.13 33.530.86 HPO Jan 17 15 31.0 C JETBLUE AIRWAYS CORP 162 1.275 20.655.00 07/18/14 9.866.99 0.61 10.788.01 JBLU Sep 20 14 11.0 C JETBLUE AIRWAYS CORP 250 0.4521 11.302.50 07/18/14 6.780.50 0.27 4.522.00 JBLU Sep 20 14 12.0 C JETBLUE AIRWAYS CORP 210 2.3639 49.641.90 07/31/14 30.038.54 1.43 19.603.36 JBLU Dec 20 14 10.0 C MGIC INVT CORP WIS 515 1.0581 54.492.15 05/14/14 77.606.61 1.51 (23.114.46) MTG Jan 17 15 8.0 C NET 1 UEPS 191 4.428 84.574.80 05/22/14 64.875.64 3.40 19.699.16 TECHNOLOGIES INC UEPS Jan 17 15 8.0 C NET 1 UEPS 130 3.6159 47.006.70 06/05/14 39.080.62 3.01 7.926.08 TECHNOLOGIES INC UEPS Jan 17 15 9.0 C page 5 of 36 CONFIDENTIAL SDNY_GM_00011694 EFTA_001 22345 EFTA01267824

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Positions Symbol/ Investment Description CUSIP Options - Margin Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Estimated Gain(Loss) Income Yield NORDIC AMERICAN 725 1.4939 108.307.75 05/15/14 94.302.15 1.30 14.005.60 TANKERS LTD NAT Jan 17 15 7.87 C NORDIC AMERICAN 325 0.137 4.452.50 06/18/14 12,954.55 0.40 (8.502.05) TANKERS LTD NAT Oct 18 14 9.87 C QUANTUM FUEL 250 0.9039 22.597.50 07/17/14 37.655.50 1.51 (15.058.00) SYSTEMS TEC QTWW Oct 18 14 4.0 C FiADIOSHACK 500 0.68 34.000.00 07/18/14 9.293.00 0.19 24.707.00 CORPORATION RSH Jan 15 16 1.0 C RADNET INC. 1.530 0.1408 21542.40 05/12/14 79,204.96 0.52 (57.662.56) RDNT Sep 20 14 7.5 C RADNET INC. 480 2.0344 97.651.20 05/12/14 99,022.56 2.06 (1.371.36) RDNT Dec 20 14 5.0 C SONY CORP 485 2.15 104.275.00 05/13/14 47,690.50 0.98 56.584.50 SNE Oct 18 14 17.0 C TEEKAY TANKERS LTD 205 0.1423 2.917.15 06/23/14 7.279.67 0.36 (4.362.52) TNK Nov 22 14 5.0 C TWITTER INC 50 6.85 34.250.00 08/01/14 17,784.70 3.56 16.465.30 TWTR Sep 20 14 43.0 C UNILIFE CORP 380 0.2126 8.078.80 06/20/14 33,292.12 0.88 (25,213.32) UNIS Sep 20 14 2.5 C UNISYS CORP 250 0.6537 16342.50 07/14/14 35,629.50 1.43 (19,287.00) UIS Oct 18 14 24.0 C YAHOO! INC 100 2.1468 21.468.00 08/01/14 15,463.40 1.55 6.004.60 YHOO Sep 20 14 37.0 C YRC WORLDWIDE INC 30 1.7924 5.377.20 06/05/14 6.820.23 2.27 (1.443.03) YRCW Oct 18 14 22.5 C YRC WORLDWIDE INC 140 0.0001 1.40 06/27/14 18,905.37 1.35 (18.903.97) YRCW Oct 18 14 32.5 C page 6 o136 CONFIDENTIAL SDNY_GM_00011695 EFTA 00122346 EFTA01267825

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Positions Investment Description SymboU CUSIP Quantity Current Price Market Purchase Cost Value Date Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Options - Margin ZIOPHARNI ONCOLOGY INC ZIOP Oct 18 14 3.0 C 210 0.5883 12,354.30 07/01/14 26,106.55 1.24 (13,752.25) Total Options $1,544,041.82 $1,635,834.04 $(91,792.22) $0.00 0.0% Other - Margin RICEBRAN TECHNOLOGIES WARRANT EXP 11/18/2018 RIBTW 89,000 $ 2.18 $ 194,020.00 05/12/14 $ 121,745.20 $ 1.37 $ 72,274.80 $72,274.80 $53,599.85 $ - $0.00 $0.00 Total Other $194,020.00 $121,745.20 0.0% 0.0% Total Margin Account $4,159,132.74 $4,105,532.89 Account Activit Trade Settle Acct Transaction SymboU Date Date Type Cash Activity' Description CUSIP Quantity Price Amount Balance Opening Balance ($29,940.04) 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 100 $ 1.59 $ (165.00) (30,105.04) WARRANT EXP 11/18/2018 Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.19 (525.00) (30,630.04) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 1,200 1.96 (2,358.00) (32,988.04) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 614 3.59 (2,210.26) (35,198.30) COM Commission 6.00 page 7 of 36 CONFIDENTIAL SDNY_GM_00011696 EFTA 00122347 EFTA01267826

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction! Symbol/ Date Date Type Cash Activity• Description CUSIP Quantity Price Amount Balance 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 86 3.58 (307.88) (35.506.18) COM 07/29/14 08/01/14 Margin Buy - Securities Purchased TORCHLIGHT ENERGY TRCH 100 4.02 (408.00) (35,914.18) RESOURCES COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 104 22.00 (2.294.00) (38,208.18) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 6.500- 3.8801 25.214.09 (12.994.09) RESOURCES COM Commission 6.00 Regulatory Fee 0.56 07/29/14 08/01/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 434 3.9986 (1.741.39) (14,735.48) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 7.500 0.13 (981.00) (15,716.48) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 500- 3.9301 1.959.00 (13,757.48) RESOURCES COM Commission 6.00 Regulatory Fee 0.05 07/29/14 08/01/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4.000- 3.93 15,719.65 1.962.17 RESOURCES COM Regulatory Fee 0.35 07/29/14 08/01/14 Margin Buy - Securities Purchased TRANSGENOMIC INC TBIO 1.000 3.95 (3.956.00) (1.993.83) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased NOTIFY TECHNOLOGY CORP NTFY 100 22.00 (2.206.00) (4,199.83) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 700- 5.4701 3.822.98 (376.85) COM Commission 6.00 Regulatory Fee 0.09 page 8 o136 CONFIDENTIAL SDNY_GM_00011697 EFTA_00 122348 EFTA01267827

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 07/29/14 08/01/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.000- 5.47 5,469.87 5.093.02 COM Regulatory Fee 0.13 07/29/14 08/01/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 500 1.938 (975.00) 4.118.02 COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 600 5.12 (3.078.00) 1.040.02 COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RELM WIRELESS CORP. RWC 230 4.04 (935.20) 104.82 COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.125 (518.50) (413.68) COM Commission 6.00 07/29/14 08/01/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 807- 3.76 3.028.25 2.614.57 INC COM Commission 6.00 Regulatory Fee 0.07 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 2.200 3.45 (7.596.00) (4,981.43) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 2 3.47 (12.94) (4.994.37) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased ACCESS PHARMA INC ACCP 3.500 0.285 (1.003.50) (5.997.87) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 279 3.49 (979.71) (6.977.58) COM Commission 6.00 07/29/14 08/01/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 112 3.58 (406.96) (7.384.54) COM Commission 6.00 07/31/14 08/01/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 15- 1.39 2,070.34 (5.314.20) AAL Aug 08 14 39.5 P TO OPEN Commission 14.25 Regulatory Fee 0.41 page 9 o138 CONFIDENTIAL SDNY_GM_00011698 EFTA 00122349 EFTA01267828

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Ouantity Price Amount Balance 07/31/14 08/01/14 Margin Sell - Securities Sold SONY CORP 35- 2.00 6.973.75 1.659.55 SNE Oct 18 1417.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.00 07/31/14 08/01/14 Margin Sell - Securities Sold SONY CORP 25- 2.10 5.229.53 6.889.08 SNE Oct 18 14 17.0 C TO CLOSE Commission 19.75 Regulatory Fee 0.72 07/31/14 08/01/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.66 (671.74) 6,217.34 AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/31/14 08/01/14 Margin Buy - Securities Purchased TWITTER INC 20 0.39 (797.48) 5.419.86 TWTR Aug 01 14 46.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 5 1.50 (758.87) 4.660.99 FCEL Oct 18 14 1.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/31/14 08/01/14 Margin Buy - Securities Purchased RADNET INC. 30 0.15 (473.22) 4.187.77 RDNT Sep 20 14 7.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 07/31/14 08/01/14 Margin Buy - Securities Purchased AEROPOSTALE INC 15 0.45 (689.61) 3.498.16 ARO Jan 17 15 3.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased TWITTER INC 20 0.15 (317.48) 3.180.68 TWTR Aug 01 14 46.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 20 1.80 (3.617.48) (436.80) PEIX Aug 16 1416.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 page 10 0136 CONFIDENTIAL SDNY_GM_00011699 EFTA 00122350 EFTA01267829

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 07/31/14 08/01/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 25 0.50 (1.270.35) (1,707.15) BZH Jan 17 15 20.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/31/14 08/01/14 Margin Buy - Securities Purchased TWITTER INC 20 0.21 (437.48) (2.144.63) TWTR Aug 01 14 46.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 100 1.45 (14.563.40) (16,708.03) JBLU Dec 20 1410.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 07/31/14 08/01/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 10- 0.55 538.24 (16,169.79) UAL Aug 08 14 45.0 P TO OPEN Commission 11.50 Regulatory Fee 0.26 07/31/14 08/01/14 Margin Sell - Securities Sold YAHOO! INC 15- 0.62 915.36 (15,254.43) YHOO Aug 08 14 36.0 P TO OPEN Commission 14.25 Regulatory Fee 0.39 07/31/14 08/01/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 10- 1.16 1.148.23 (14,106.20) AAL Aug 08 14 39.5 P TO OPEN Commission 11.50 Regulatory Fee 0.27 07/31/14 08/01/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 10 0.45 (461.74) (14,567.94) YRCW Oct 18 14 32.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/31/14 08/01/14 Margin Buy - Securities Purchased COWEN GROUP INC 10 1.60 (1.611.74) (16,179.68) GOWN Jan 17 15 2.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 07/31/14 08/01/14 Margin Buy - Securities Purchased MICHAEL KORS HOLDINGS 10 3.70 (3.711.74) (19,891.42) KORS Aug 08 14 81.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 11 of 36 CONFIDENTIAL SDNY_GM_00011700 EFTA_0012235 I EFTA01267830

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction,' Cash Activity' Symbol! Description CUSIP Quantity Price Amount Balance 07/31/14 08/01/14 Margin Buy - Securities Purchased RADNET INC. 15 0.20 (314.61) (20,206.03) RDNT Sep 20 14 7.5 C TO OPEN Commission 1425 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 15 1.00 (1,514.61) (21,720.64) FCEL Oct 18 14 1.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased CORINTHIAN COLLEGES INC 20 0.05 (117.48) (21,838.12) COCO Nov 22 14 1.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 07/31/14 08/01/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 15 0.80 (1,214.61) (23,052.73) ZIOP Oct 18 14 3.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 07/31/14 08/01/14 Margin Buy - Securities Purchased YAHOO! INC 5 3.10 (1.558.87) (24.611.60) YHOO Aug 16 14 33.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 07/31/14 08/01/14 Margin Sell - Securities Sold SONY CORP 15- 1.70 2.535.33 (22.076.27) SNE Oct 18 14 17.0 C TO CLOSE Commission 1425 Regulatory Fee 0.42 07/31/14 08/01/14 Margin Buy - Securities Purchased RADNET INC. 25 0.15 (395.35) (22,471.62) RDNT Sep 20 14 7.5 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/31/14 08/01/14 Margin Buy - Securities Purchased BEAZER HOMES USA INC 25 0.45 (1,145.35) (23,616.97) BZH Jan 17 15 20.0 C TO OPEN Commission 19.75 Regulatory Fee 0.60 07/31/14 08/01/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 100 1.40 (14,063.40) (37,680.37) JBLU Dec 20 14 10.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 12 of 36 CONFIDENTIAL SDNY_GM_00011701 EFTA_00122352 EFTA01267831

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/31/14 08/01/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 16 0.17 (287.19) (37,967.56) 07/31/14 08/01/14 Margin Buy - Securities Purchased YRCW Aug 16 14 32.5 C TO OPEN Commission 14.80 Regulatory Fee 0.39 BEAZER HOMES USA INC 15 0.45 (689.61) (38,657.17) 07/31/14 08/01/14 Margin Buy - Securities Purchased BZH Jan 17 15 20.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 RADNET INC. 20 0.15 (317.48) (38,974.65) 07/31/14 08/01/14 Margin Sell - Securities Sold RDNT Sep 20 14 7.5 C TO OPEN Commission 17.00 Regulatory Fee 0.48 UNITED CONTINENTAL HLDGS 5- 0.66 321.12 (38,653.53) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 07/30/14 08/04/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 29.000 0.278 (8.068.00) (46,721.53) COM Commission 6.00 07/30/4 08/04/14 Margin Buy - Securities Purchased LIHUA INTERNATIONAL INC LIWA 6.500 0.18 (1.176.00) (47,897.53) COM Commission 6.00 07/30/14 08/04/14 Margin Buy - Securities Purchased 7A7A ENERGY CORPORATION 98919T100 6.453 0.75 (4.845.75) (52.743.28) 1:10 RIS 8.20/14 98919T407 Commission 6.00 07/30/4 08/04/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.500- 5.4184 8.121.42 (44,621.86) COM Commission 6.00 Regulatory Fee 0.18 07/30/14 08/04/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 893- 3.7402 3233.92 (41,287.94) INC COM Commission 6.00 Regulatory Fee 0.08 07/30/14 08/04/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 300- 3.7401 1.122.00 (40,165.94) INC COM Regulatory Fee 0.03 page 13 o136 CONFIDENTIAL SDNY_GM_00011702 EFTA (H) 122353 EFTA01267832

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Description Symbol/ CUSIP Quantity Price Amount Balance 07/30/14 08/04/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 200 1.59 (324.00) (40.489.94) WARRANT EXP 11/18/2018 Commission 6.00 07/30/14 08/04/14 Margin Buy - Securities Purchased ACCESS PI-IARMA INC ACCP 31.000 0.26 (8.066.00) (48,555.94) COM Commission 6.00 07/30/14 08/04/14 Margin Sell - Securities Sold QUANTUM FUEL SYSTEMS TEC QTWW 1.500- 5.4201 8.123.97 (40,431.97) COM Commission 6.00 Regulatory Fee 0.18 07/30/14 08/04/14 Margin Sell - Securities Sold TITAN ENERGY WORLDWIDE INC TEWI 148.000- 0.0315 4.655.89 (35,776.08) COM Commission 6.00 Regulatory Fee 0.11 07/30/14 08/04/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 3.706 3.57 (13.236.42) (49,012.50) COM Commission 6.00 07/30/14 08/04/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 200 3.83 (772.00) (49,784.50) COM Commission 6.00 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 58- 4.09 231.21 (49,553.29) COM Commission 6.00 Regulatory Fee 0.01 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 900- 4.085 3.676.41 (45,876.88) COM Regulatory Fee 0.09 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 42- 4.08 171.35 (45,705.53) COM Regulatory Fee 0.01 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 158- 4.0701 643.06 (45,062.47) COM Regulatory Fee 0.02 07/30/14 08/04/14 Margin Sell - Securities Sold RELM WIRELESS CORP. RWC 42- 4.07 170.93 (44,891.54) COM Regulatory Fee 0.01 07/30/14 08/04/14 Margin Buy - Securities Purchased MERRIMAN HOLDINGS INC MERR 200 3.80 (766.00) (45,657.54) COM Commission 6.00 page 14 o136 CONFIDENTIAL SDNY_GM_00011703 EFTA_OOI 22354 EFTA01267833

Statement for Account # 867-730320 08 01 14 - 08 31 14 Account Activit Trade Date Settle Date Acct Type Transaction! Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance 07/30/14 08/04/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY I RCH 1,600- 3.8001 6,074.02 (39.583.52) RESOURCES COM Commission 6.00 Regulatory Fee 0.14 07,30114 08/0414 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 300- 3.705 1.105.47 (38.478.05) RESOURCES COM Commission 6.00 Regulatory Fee 0.03 07/30/14 08/04/14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4,700- 3.70 17,389.61 (21.088.44) RESOURCES COM Regulatory Fee 0.39 07;3014 08104'14 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 150• 3.70 548.98 (20,539.46) RESOURCES COM Commission 6.00 Regulatory Fee 0.02 07;30'14 08/0414 Margin Sell - Securities Sold TORCHLIGHT ENERGY TRCH 4,850- 3.6501 17,702.59 (2,836.87) RESOURCES COM Regulatory Fee 0.40 08/01/14 08104114 Margin Buy - Securities Purchased FLAMEL TECH 5 4.40 (2.208.87) (5.045.74) FLML Dec 20 14 10.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/01/14 08/0414 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC - 5 0.75 (383.87) (5.429.61) MAD Jan 17 15 3.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/01/14 08/04/14 Margin Buy - Securities Purchased UNILIFE CORP 5 0.35 (183.87) (5.613.48) UNIS Sep 20 14 2.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08101/14 08/04/14 Margin Buy - Securities Purchased RADNET INC. 100 0.10 (1,063.40) (6,676.88) RDNT Sep 20 14 7.5 C TO OPEN Commission 61.00 Regulatory Fee 2.40 page 15 of 36 CONFIDENTIAL SDNY_GM_00011704 EFTA_00122355 EFTA01267834

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/01/14 08/04/14 Margin Buy - Securities Purchased YAHOO! INC 100 1.54 (15.463.40) (22.140.28) YHOO Sep 20 14 37.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 08/01/14 08/04/14 Margin Buy - Securities Purchased CITIGROUP INC 100 1.73 (17.363.40) (39,503.68) C Sep 20 14 48.0 C TO OPEN Commission 61.00 Regulatory Fee 2.40 08/01/14 08/04/14 Margin Sell - Securities Sold WHOLE FOODS MKT INC 70- 0.92 6293.67 (33,110.01) WFM Aug 08 14 38.5 P TO CLOSE Commission 44.50 Regulatory Fee 1.83 08/01/14 08/04/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.63 306.12 (32.803.89) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.13 08/01/14 08/04/14 Margin Buy - Securities Purchased YRC WORLDWIDE INC 13 1.75 (2.288.47) (35,092.36) YRCW Oct 18 14 22.5 C TO OPEN Commission 13.15 Regulatory Fee 0.32 08/01/14 08/04/14 Margin Buy - Securities Purchased CITIGROUP INC 20 1.58 (3.177.48) (38,269.84) C Sep 20 14 48.0 C TO OPEN Commission 17.00 Regulatory Fee 0.48 08/01/14 08/04/14 Margin Sell - Securities Sold ALCATEL LUCENT 617- 0.15 8294.63 (29,375.21) ALU Sep 20 14 3.5 C TO CLOSE Commission 345.35 Regulatory Fee 15.02 08/01/14 08/04/14 Margin Buy - Securities Purchased TWITTER INC 50 3.55 (17.784.70) (47.159.91) TWTR Sep 20 14 43.0 C TO OPEN Commission 33.50 Regulatory Fee 1.20 08/01/14 08/04/14 Margin Sell - Securities Sold TWITTER INC 35- 8.20 28.673.27 (18,486.64) 08/04/14 08/04/14 Margin Received - Other TWTR Aug 01 14 36.0 C TO CLOSE Commission 25.25 Regulatory Fee 1.48 YAHOO! INC YHOO Aug 01 14 35.5 P EXPIRATION 120 0.00 (18.486.64) page 16 o136 CONFIDENTIAL SDNY_GM_00011705 EFTA (H) 122356 EFTA01267835

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Settle Acct Transaction/ Symbol/ Date Date Type Cash Activity* Description CUSIP Quantity Price Amount Balance 08/04/14 08/04/14 Margin Delivered Other TWITTER INC 120- 0.00 (18,486.64) TWTR Aug 01 14 46.0 C EXPIRATION 07/31/14 08/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 100 5.0999 (515.99) (19,002.63) COM Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBTW 200 1.5499 (315.98) (19,318.61) WARRANT EXP 11/18:2018 Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased HAUPPAGE DIGITAL INC HAUP 4.700 0.2498 (1.180.06) (20,498.67) COM Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased RICEBRAN TECHNOLOGIES RIBT 900 5.11 (4.605.00) (25,103.67) COM Commission 6.00 07/31/14 08/05/14 Margin Buy - Securities Purchased LANTRONIX INC LTRX 300 1.9699 (596.97) (25,700.64) COM Commission 6.00 07/31/14 08/05/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 3.185- 3.9601 12.606.64 (13,094.00) COM Commission 6.00 Regulatory Fee 0.28 07/31/14 08/05/14 Margin Sell - Securities Sold MODUSLINK GLOBAL SOLUTIONS MLNK 1.200- 3.7201 4.458.02 (8,635.98) INC COM Commission 6.00 Regulatory Fee 0.10 07/31/14 08/05/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 1.600 0.9073 (1.457.68) (10,093.66) COMMUNICATIONS COM Commission 6.00 07/31/14 08/05/14 Margin Sell - Securities Sold COWEN GROUP INC COWN 315- 3.9701 1,244.55 (8,849.11) COM Commission 6.00 Regulatory Fee 0.03 07/31/14 08/05/14 Margin Buy - Securities Purchased ELEPHANT TALK ETAK 1,153 0.90 (1.043.70) (9,892.81) COMMUNICATIONS COM Commission 6.00 page 17 6136 CONFIDENTIAL SDNY_GM_00011706 EFTA_00 122357 EFTA01267836

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/04/14 08/05/14 Margin Buy - Securities Purchased ZIOPHARM ONCOLOGY INC 10 0.73 (741.74) (10,634.55) ZIOP Oct 18 14 3.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/14 08/05/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 3.70 (3.711.74) (14,346.29) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/04/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 15 0.15 (239.61) (14,585.90) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08/04/14 08/05/14 Margin Buy - Securities Purchased MICHAEL KORS HOLDINGS 15 0.40 (614.61) (15,200.51) KORS Aug 08 14 81.0 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08/04/14 08/05/14 Margin Buy - Securities Purchased NORDIC AMERICAN TANKERS LTD - 10 1.25 (1.261.74) (16,462.25) NAT Jan 17 15 7.87 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/4 08/05/14 Margin Buy - Securities Purchased RADNET INC. 110 0.10 (1.169.14) (17,631.39) RDNT Sep 20 14 7.5 C TO OPEN Commission 66.50 Regulatory Fee 2.64 08/04/14 08/05/14 Margin Buy - Securities Purchased JETBLUE AIRWAYS CORP 10 1.40 (1.411.74) (19,043.13) JBLU Dec 20 1410.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08/04/14 08/05/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 10- 1.38 1368.22 (17,674.91) AAL Aug 08 14 39.5 P TO OPEN Commission 11.50 Regulatory Fee 0.28 08/04/14 08/05/14 Margin Buy - Securities Purchased YAHOO! INC 5 3.30 (1.658.87) (19,333.78) YHOO Aug 16 14 33.0 C TO OPEN Commission 8.75 Regulatory Fee 0.12 page 18 o136 CONFIDENTIAL SDNY_GM_00011707 EFTA (H) 122358 EFTA01267837

Statement for Account # 867-730320 08/01/14 - 08/31/14 Account Activity Trade Date Settle Date Acct Type Transaction/ Cash Activity* Symbol/ Description CUSIP Quantity Price Amount Balance 08/04/14 08/05/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 3.80 (3.811.74) (23,145.52) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/14 08/05/14 Margin Sell - Securities Sold UNITED CONTINENTAL HLDGS 5- 0.93 456.11 (22.689.41) UAL Aug 08 14 45.0 P TO OPEN Commission 8.75 Regulatory Fee 0.14 08104/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 70 0.15 (1.096.18) (23.785.59) RDNT Sep 20 14 7.5 C TO OPEN Commission 44.50 Regulatory Fee 1.68 08/04/14 08/05/14 Margin Buy - Securities Purchased RADNET INC. 15 0.15 (239.61) (24,025.20) RDNT Sep 20 14 7.5 C TO OPEN Commission 14.25 Regulatory Fee 0.36 08104/4 08/05/14 Margin Buy - Securities Purchased PACIFIC ETHANOL INC 10 3.70 (3.711.74) (27,736.94) PEIX Aug 16 1416.0 C TO OPEN Commission 11.50 Regulatory Fee 0.24 08104/4 08/05/14 Margin Buy - Securities Purchased RADNET INC. 30 0.15 (473.22) (28,210.16) RDNT Sep 20 14 7.5 C TO OPEN Commission 22.50 Regulatory Fee 0.72 08/04/14 08/05/14 Margin Sell - Securities Sold AMERICAN AIRLINES GROUP INC 10- 1.43 1.418.22 (26,791.94) AAL Aug 08 14 39.5 P TO OPEN Commission 11.50 Regulatory Fee 0.28 08/04/14 08/05/14 Margin Buy - Securities Purchased FUELCELL ENERGY INC 5 0.90 (458.87) (27,250.81) FCEL Oct 18 14 1.5 C TO OPEN Commission 8.75 Regulatory Fee 0.12 08/04/14 08/05/14 Margin Buy - Securities Purchased ADVANCED MICRO DEVICES INC 10 0.78 (791.74) (28,042.55) AMD Jan 17 15 3.5 C TO OPEN Commission 11.50 Regulatory Fee 0.24 page 19 o136 CONFIDENTIAL SDNY_GM_00011708 EFTA_00I 22359 EFTA01267838