1D Ameritrade 800.669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Arne:grade Clearing. Inc.. Member SIPC Statement Reporting Period: 03/01/15 - 03/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802.1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Cash $ $ $ - Insrd Dep Acct (IDA) 2,966,540.49 2,966,515.29 25.20 Money Market Short Balance Stocks 66,916.81 80,857.81 (13,941.00) (17.2)% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $3.033.457.30 S3.047.373.10 ($13.915.80) (0.5)% $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD $ 137,898.83 (137,898.83) Closing Balance $0.00 page 1 o13 $0.00 Income Dividends Interest Other Expense Interest Fees Other Net Reportable S Non Reportable S - $0.00 $0.00 CONFIDENTIAL Announcements: THETICKERTAPE.00M IS YOUR GO-TO RESOURCE FOR 80TH INVESTING AND TRADING. GET FRESH NEW MARKET INSIGHTS AND COMMENTARY FROM TD AMERITRADE EVERY MARKET DAY. Estimated Yield Portfolio Allocation YTD $0.00 0.01% Stocks 2.2% 0.0°O 97.8% Performance Summary Cost Basis As Of - 03/31/15 " $179,778.31 Unrealized Gains Unrealized Losses (112,861.50) Funds Deposited/(Disbursed)YM Income/(Expense)"° Securities Received/(Delivered)"° 0.00 **For cost-basis Information. refer to www.tdamerittede.com SDNYC3MC0011809 EFT.A_00122-160 EFTA01267939

Statement for Account # 867-730320 03 01 15 - 03/31/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 25.20 $ 71.60 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will &wrap*/ reflect your cumuiative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Price Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0121 $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.44 66,916.80 05/14/14 179.778.09 3.87 (112,861.29) COM Total Stocks $86,916.81 $179,778.31 $(112,861.50) $0.00 0.0% Total Margin Account $86,916.81 $179,778.31 $(112,861.50) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 03/01/15 $ 2,966,515.29 Total Interest Income page 2 of 3 Number of Days 31 Interest Rate 0.0100 Interest Accrued $ 25.20 MTD Accrued $ 25.20 MID PAID $ 25.20 CONFIDENTIAL SDNY_GM_00011810 $25.20 EFTA_00122461 EFTA01267940

Statement for Account # 867-730320 03 01 15 - 03 31 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 03/31/15 03/31/15 03/31/15 03/31/15 Received Received Interest: Insured Deposit Account Interest: Insured Deposit Account $ 23.10 2.10 $2,966,51529 2,966,538.39 2,966,540.49 Closing Balance TD Bank NA TD Bank USA NA $247,500.00 $2,719,040.49 $2,966,540.49 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. NA. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Seamies Investor Protection Corporation (SIPC) protection apptucable to your brokerage account. Important Information Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies. procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. Certain purchases of Class A Mutual Funds may be eligible for a breakpoint discount on the sales charge. To learn more about breakpoint discounts, go to http://www.finra.orgiindustry/issuestbreakpoints page 3 of 3 CONFIDENTIAL SDNY_GM_00011811 EFTA_00122462 EFTA01267941

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011812 EFTA_00 122463 EFTA01267942

Terms and Conditions STATEMENT GUIDE It: nr.)iyacb prowdes morele. Porden° Report; lor aocoums with acverty and quanedy ropa' ta teade* accounts red anels.i Portfolio Sommen: Dada 'he Current «da d yam 000010 es Of !he Opat dele end corpora n to me prior month.a The aal elaabOn Mokt yOur p00010 diveneneation by invesimert type Waakt aboahros tonde< 5% eng be grougol mto thocalegory ol todor' on me po clean. Mar Edyty - Total AccouM EadbelT0011 Long Meryinede Vakte • Total Short Wikte) Actroty Summary: Tne opening and daling cash blanca are toonled hom lor am [weck relereice Al account actmty es summa's«, lor me afrem pcnod and voor m dato_ Income a Expense Suranary innetre only): Tna saam daalt the enoame ard nigrense babi trom ne Attiaty Summary and datoiles the box »Maant Ribosoom Account Suennory (IRA, city): Raars Ob IPS racend:d transaceons for Inc derde ard pro nam IRS FOM1 5498 leir mark« rak» ie baad On Me omgoot vake aa or Docancer 31 o1Ø pranous year ani wil be turn:rood tome Mama Revenu° Scene°. PodonnanceSummary:Monitor yam anno& podlono perlemene ard Ine vryealized gaine end I0:00: br your lubro ruestrnont Account Poslarns: View your mastloods at mo current mark« vabo ard corrparo the canna toet to see ,veeeed Deins and tosses n you! pallo10 Original oost ia esagned unna Ine entan. lintel (FIFO) meibod. netelt Mam% Ob run share, Ø sel ere thee. you purchased tra lbo esinaled errostmoni inoame2 and avocado oost per share are disdayed lor your /elegance Ithe °kiest purchase Mile e ehOwn 10r en ackehon or yoga hokkig Daad/. AOCOuret Aai": Al aCcoura ectMly ia deerty detned. Iele« in Ode Order, end rellected n Me Øling Cash Wake %Eo Panding Settlandil: Confirm yOW exeCded tredes enn e sen/amant dele ener mono Ø. kimte transacions bo rellected n ne Account Acvay nabon rest momo. Onlin• Ceel, Services TranuallOn Daalt) Cali monogamer. traneattOM Mal deed dring ms slatanoM repoMng pond. ndudng check. debil card and MIA actraly. are 'blad en dato «Ob. Onbne Cash Services Summet': Credit ard dato !ransden mats lor mo arrom slatomen radde» arldaltre 'ontwind. IndhiCked aankalk. be rol lisbd. 'Duo to monding adustments. mo stdoment deals may not con] Me statement totals. rEtilitialed Annes/ Income end Estrroted Anno& Meld wikten ere baad upon IN) nuMber ei slums eenre or a/10M vak» balen as ot the solerten dale and lbo most roomt draderd mie b Cash Pekt panda/ GENERAL INFORMATION 10 Omen:rade doen not boude legal or las ~ce. Plens* consul, your teat ~sof or las 4PCOurall waren nestery. As e stenend inCleby patat. MMO COneentaans Mi» be readtd kor Sally aardand transettiOn veepolen OurpOsea For TO Amentrade Imaboonal dons. ytre adios« hem es scparato from and not atlibled wal TO Anianrada. Inc. a TD Arnxtrado Ocang, Inc.. ard *ach h'm is nat responsile la tbc prOCkele end sondes Ol Me orner. Acceracy of Repools: H you flrod any errors or «Malend In yam accouM stekament you *houd immodieudy colt us et 11* ~bet gered 00 page ome 01 your statement. You *houd als. contact our Clearing rem, TD Ameritrade Clearing, Inc. el 800469-9900. Please Conny mc sladrom c.vc-bely. Ir you dregde nith any transadon, or d Mae are any «ras et omnaait please rally e Dient Services reproseMethe a yrer kal alrich ote. ee wel as 10 Amairado Clean-e. Ine. in anno nithn ton (10) days ol yam record ot Mos statement Ar ad statements IHeI you hom made to us Mal* be COnernied in wring Th& statement OIO Otherwee be considered conelyshe. Fletse nyry us prompily 01 any change, in var ank« inlormation. Trace Tons Mede* On your repon wil bo Conebsepay ~cd accurateUre:4s you nobly TO Ans:naad* erbradatey. Account Prolettbn: Deporms hald by TO Dank. NA ard TD Dank USA. N.A. are insmeet by FDIC Cesered by SIPC) up le $250.000. Linde are per aCtOunl ormertil-P per «Sta» TO leem more eØ1 FDIC COverage go) tO *New idegov. SeadhaS. induring "dop funds, held in 00 @aldaar ACCOunt are n01 depOSIN Or obletalions of. or gumantaed by. any bank. aro not FOlt onswed. and onvoho onvestmord asks, ircludng posstle loss cd princpal. TD Nierdode is a momber olme Sauna's Invalt Praatten Corporalion (SEC,. whch eraan: soenna: astomers of ds menden up lo 5500.000 (inckarling 5250.000 lor daim fes cash). Explanatory brochure is available on requesl h Me enen Ot a ~ertoe ineolancy. a dam may reativetrmants due KOM the trustee en banduacY and men SIPC. Srmokniental oavorago a pad out dier mo trustee and SIPC payouts ard Ør such corona each deel is lemned to a camend return ot 5152 malen kom e trustee. SIPC and London insurers The TO Anyerikade suppinnentel coverago bas an aggregaat Urn ol 5500 muon lynx an cupamen. ins polcy prowdes Carenage logening bandage insohincy enddoes nel proleet (deinst ba in meniet anye ot me securbas innesimen kt a money ~ebt lund is nel ineured er Werenneed by Me Federel Depot& Insuranoe Corporabon (F1210 a any aha tremmen agency Maan Me krot Beek 10 profane the valse d yOur imalment al 51 00 p« gure. 4 b pOsabb 10 lese moro'/ by invoelen n e money meniet kord. DMdeeds eie deciare dak' end pactraniestod moresy. The pampa:d contans lies ard odia important normmat Reed the prospectus dbrekny beat ~e ing. ben-0009M invedmend held b/ your broker dealer We NOT FDIC reSURED t NOT BANK GUARONTEEDi MAY LOSE VALDE. The beknot ti your bank dearsil ecobad Or Bidet d yOur niOneY nareel raad fund can be Igunlated on do order. and lto bomde rekirrad lo ytre securees account or /omina byta Ma ~eng: The ~Ob epen b nO1 e lar «want Va wil recent Forma:091yr anaal tm tcponng n oxrplado mh ES narseanis Mdudes taaleb resed. badet. capral geib. laga wiSaldf. end des proceecbl Sene porem% ere %bleet 10 redeasratIOn eht to rdtaal cti maccrxer barrcTcns Cast Sad; Cao Saus. tar, tol and becrwonas ronding and Ganskorpor m alend axl ardycke by CO1 taXetOREE0 TD analrode is na repOrebe 16 he retEnty or andaty d to ramden ID tonn taco ad ts namaten pinda" FPnaterai do nol ~Meega scunity of he inlemelon and dele poded Cal NCCEPCEATED b a eqatrale coneny end ro ra Waad wel IDamenale Maren and Options Account Agreements: Prompt)/ adaso11) Amen:rade n wang ot any dunge in your royement ctnxixos or kaamt stuakan as thoy man to your ~gin Or 00bOnS aCCOunt agreernenis A eummey el Oanntabon, and charge, Maarte win lno oxcroulko ol opeord &anoden, os ~abt*. Odel Mrdol Pdoas: Tele maket iade d scones ham ban ctanea d motto korn q".:1O‘ ~OS ryd Oer reeperidtrit sans Made eie bard on me daag moa he mem beman mo bel ad adeng pica «aner namsria. t no rocker duo n dotatie lem a qadtan eend 6 Oh« indeidedent 80b0). Webb e maal lo bang relecled hbo Pram CO) The dugxets your portdo rapt are Prordal 14$11°Cd inIX171"n dd sto dom guaramoo mo accurazy dry spade:prees. Iknaago broed postonsansauel ~g be remsong banco dd Ine osen maket pure Poolde, Man dato% my nei naces aks prococcb. lbo seo:nday front la Canada d erepost: (Cd) es genecaly nou' and Me adel web mfl/ be dartel nol mepxhese Vee Mannen Ida d grodel may rood ton Me :ab Sad) Pr« b rrairty Ebbe rad Red Won, Steurt*: Ira ciforomy Ihn coary sauna and dem trad <nalaat, «dunge. Rang. hy eden me OTC loer Mecountry: mak« and e/rot« 1 ou city fnv rxt eretb loa »ma na paan picr eo rrauty. i kol bora: pm to rrubsty m2/ cooJi n a las d renapa. Non aanaard Aas ORRI aso bocaly ~nats n oma panpeen program samba: paraystos. Imeciatablityccmpana. cr red mto» roomon imam. corrnadry pais. prude eguty. pad, dril a belge Ø. Wak ere betale llgud imtelmeas ad do na lab cri e nama sauna cadet, ana Nadat Stoa lAarka lire dua shomi ta doe rnesimats ee ~ad wilds Wend ban wriob ~NOK nadreg, bid nol Mae P independent opwond& de procrombrdzwe. ander tid party tonder ellen tul bar boon proded by Vn maragorrcer. ~rake ander gaar d exil pagm er tb a thrdp.rty ~der ~out indabodeM ~eden by TI) ~e. Wade may na rakel the Mand omhase pico. wed maai duo «be mala:d rmen pasgrom. C an ø,nØ duo card be estatelchod Øgle Orene metode. me blusten mto be renend es NOnEted ("NV) Fel e0dliend deal ~nog nabaten Ia litan.Staidana koe. paap amict Gat Sondes Diere rressends do n« omrol urda ryn SIPC Aden Rato Socurbes (MS) Meng: Die motet~ Ia PAS somma: hdo badmaan. H pelde. bom qadekneenka, or Wei ~peda* ~cm The way al Ine pleng is nei ~nood Ha maag waren ns mate. TO Amalrade tel preolhe PAS ØO0. Laag 4110 anatomen bot to karde), ad undcrang apt guaty. Die MaS marker n ermede normdi eldri kebab end. Me mak mee an be ro essirence giet toch eecurtes an to sela uren ons maten cadans. REGULATORY DISCLOSURES For an investeer brocbute Mal incbclas informabon desueng FINAKs Prma Doel:aura Program. Oase contact Filtraat WO-289.929g or indliva012. The lamst rato ~An ta TO Amortrade Cash a laken hom me oppcape irdecost rato ser lor Oe Merkel WO, baarste n te TO Amertrade Gab. as OIO» illetement casino date Simple dorpst es daad data bascd on the interestrato ta oplaadde to oatto days baboe°. eikanaal Statement Notifdatlon: The statement ol Mariaal condman lor TO 0monIrado ~Iade Idee a yam and may be obtentel al nO oost. via me intomen el Mbo» \weretiarnentradeownlinanciatialomoniatml. °plan nakomen,: All short party ogen partens and same index open pontons are ~Iade lor assignmed. ExerCee essignmmt races ra eguty or index options ere rendOmly aloCaled aflang alldoms' stal posnons by an a:Aanbied orde se. Free Credit ~aces (Rob 1544 6 3): Under me Sent promotion rulos. wo may Lise free aedit Waad n yrer OCCOunt n ne Ordhary course ol our banen wikt, en) payaMe to sou on dellord. Marga Aocourds illegulallonlktlyou have a margin acoaunl. me (*pon o a combnaten ol yrer margin «Zant ede special ~aard" eacovit Tradng On maan poses redeons! risks and c not sutaldo lor all inuestors. A complet* lal b the rak: amooated venb morgen beting is mala» in ne maren rak didoeure Øyreol. YOu rnay °Min e copy or ms document by meeding us el he ~ab« Isled on page one 01 your statement Payment Ier Order Flow (SEC Ruin 606 and 607): In somo crcumstanas. TO Arnentrado recente, °omga:don la ctioceng cenan artetroarunta ard ined ogen), order ebt lo selecled me*ets. Øs or dealers (Makel Centraal Ctripentabon is in me kern or e per share cash payment. h adction. TO Amatradealso may demo carponsaten relaxed to mo lorden cn,rency Mollen» Component d tandatiOns &Oreer toewees hom Made' Centen, esecueng ach tras Wo post roJarbmy repons diselanng lbo vonues lor order rowng exec000n at wom.idarnatradecom A ventten copy is ovaal:Ic ecirm rapost is our pday. absent pant orders to !ho ankary. to :end baars. dooiers. ard Makel 410.1k0413 beseft On IN) Sally to porde bes' maden ani the halery Ot seebr9 plee improuement be marde ordes. Poco emproyarent,s 443110010 unief Dorian ~dol condbons. and wo regulary monter execulat. to ion lor steil immeromeni d aualable. Trede CoMirmaltint (RW 10010): All con1rmalione ere Parameter( On ne Ir erehl date Trentections in beton saudles (indaag laden ~WE ADM MM bade in EO U.S.) may indicie biace ard loos diagod bymo kram manes of goven mens. dab may be redecied in ikte wiet ol me security Of «sneed Man ~ponk« Ine dan Prhacy Poky NollIkillon: A copy of Me TO Amen:redt dada/ 00IcY ie WEM» el www.bamairadoeorn Cantor Seembles: lhe slocaton ol pedal rW,mpons« tab is done rang e aroma Iteby bsiem. A aoraption el me proadaos br Slibt° sceunbas is avalabbon Vre ~silo or hard opbel aro mblible upon rabbi. In Case ol ergon er welkom ,baut your ElterrOniC runt( Tanden. piEse CO lad Bel 1.200 669.390). or n wang to P.O. Box 2209. °mal». NE 68103. or by *maa al dieMeervkakbkkoMedede.COm Th/ damden cOntained n your earmil statement shag be totdat upon waf d you do nol ottecl wtnn :ab tabidays lor any aansta ot lurds saroct to lecgaabon E. ach as ATM and pon-«-sale traralas. debil van:atoom. wrat nceosois. and Manende. We must heer trom you ro Idee Man 60 darm ener we sent var The FEST statoment on whclithe error or problem appearcd. (I) Tell us Ym rome and accountante( (2) boleet» the error or We leanbar you are unsuro eretal. ard inplan as doder as you can way you behaart is an error or why yen nood more onlormabon. (3) Tea us Ine ddlir amant of Me sugetted error. Wo wil uw/tags* your omplant dal wil correct any error promptly. H we lake more Man ID biar ess Ons to do the. se wil redt yOur eccOuM br ire amant yOu tank is n error. a gd you wil have ik uso ol the money dunng tho trio t takos us to corrpao ourinvesteaten. AUTO NO 0Am Additioneily. TI) Aniedirede raider) eed) deed $149.5 dillen wat 01 DrolectIon for MI wansaceons aro abject to p) roe consmubon. Nes. rondo:ons adonis bed usages SeCualett and 52 Mien 01 IXONCIOn br cash Ihrcugh SupOlemenal coveragefrOvided by d me exchange Or merkel. and iie deetagnouse. H ww. on Mach *ah kanteel-Cas ere London inlaat dada: tel ledttal labs. n/ rusyl indaag roe Sperma's 1 Ee ounctioe0 m Ad in ot 1933 SDNY_GM_00011813 and ØSnu nes anta f ondy?f= EFTA_00122464 EFTA01267943

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/15 - 04/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Estimated Investment Value Value Change Change Income Cash $ $ - $ $ Insrd Dep Acct (IDA) 2,966,564.87 2.966.540.49 24.38 Money Market Short Balance Stocks 68,310.91 66.916.81 1,394.10 2.1% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $3.034,875.78 $3,033.457.30 51.418.48 $ 0.00 Margin Equity 100.0% Cash Activi Summa Income & Ex .ense Summa Current YTD Opening Balance $ 0.00 $ - Securities Purchased Securities Sold 137,898.83 Funds Deposited Funds Disbursed Income Expense Other (137,898.83) Closing Balance $ 0.00 $0.00 page 1 o13 Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable S $ - $0.00 $0.00 CONFIDENTIAL Announcements: OUR ONGOING EFFORT TO SERVE YOU BETTER HAS PAID OFF: WE'RE NO.1 IN 5 CATEGORIES IN THE BARRONS 2015 ONLINE BROKER SURVEY. TO LEARN MORE, GO TO TDAMERITRADE.COM/ACCOLADES. Estimated Yield Portfolio Allocation YTD $0.00 0.01% Stodcs 2.3% 0.0°O 97.7% Performance Summa Cost Basis As Of - 04/30/15 " $179,778.31 Unrealized Gains Unrealized Losses (111,467.40) Funds Deposited/(Disbursed)YM Income/(Expense)"° Securities Received/(Delivered)"° 0.00 **For cost-basis Informallon. refer to www.tdameritrade.com SDNY_GM_00011814 EFTA_00122465 EFTA01267944

Statement for Account # 867-730320 04/01/15 - 04/30/15 Income Summary Detail' Description Current Year to Date IDA Interest $ 24.38 $ 95.98 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can Include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuLative amount for the year. Account Positions Symbol/ Current Market Purchase Cost Average Unrealized Estimated Investment Description CUSIP Quantity Puce Value Date Basis Cost Gain(Loss) Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0125 $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - INC COM TRANSGENOMIC INC TBIO 46,470 1.47 68,310.90 05/14/14 179,778.09 3.87 (111,467.19) COM Total Stocks $68,310.91 $179,778.31 $(111,467.40) $0.00 0.0% Total Margin Account $68,310.91 $179,778.31 $(111,467.40) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 04/01/15 Balance $ 2,966,540.49 Total Interest Income Number of Days 30 Interest Rate 0 0100 Interest Accrued $ 24.39 MTD Accrued $ 24.39 MID PAID $ 24.39 $24.39 Trades Pendin . Settlement Investment Description SELL TRANSGENOMIC INC COM Account Type LIamr0 page 2 of 3 Symbol CUSIP I BIO Quantity 5.000. Price $ 1.48 Trade Date 04/30/15 05/05/15 Settle Data Amount $ 7,393.86 CONFIDENTIAL SDNY_GM_00011815 EFTA_00122466 EFTA01267945

Statement for Account # 867-730320 04 01 15 - 04 30 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $2,966,540.49 04/30/15 04/30/15 Received Interest: Insured $ 22.35 2,966.562.84 Deposit Account 04/30/15 04/30/15 Received Interest: Insured 2.03 2,966.564.87 Deposit Account Closing Balance $2,966,564.87 ID Bank NA $247,500.00 TD Bank USA NA $2,719,064.87 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. NA. or TD Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011816 EFTA 00122467 EFTA01267946

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011817 EFTA_00122468 EFTA01267947

Terms and Conditions STATEMENT GUIDE IL: Ar.rir ado provides morally Porddeo Reports lor accoums huh acvary and quadedy repass 'a mud .re accounts non assets.. Patton. Summary: Dada he Current value d your 000010 es 01 the reps dale and compares Mto itie prior monlh.s The aasai enaliOn Medea your parkin divendealion by investment type Whale abmwers under 5% mil be grouped into Macategory eI rooier en the pm chart. Margin Emily - Tote/ AccouM ErluilsCITOMI Lang littrainaMe Value • Total Short Value) Activity Summary: Inc opening and dosing cash balances are reconciee hue lor yaw quick re!egeice accum actmty es summansed lor me current period and yea to data_ income a Expense Summary inervIRAs only): This sec an dolalt tom Income and omens° tOtaH from te Activity Summary and darnirem the lax irealMent Renamed Account Summary (IRAs only): Roma tie IRS rog.Iad transaceons for Mc anent and ma yews IRS Form $498 lair mark* value is based On the current value as of December 31 ot Me previous low and ent be furnished to to Internal Revenue Serowe. Porkenance Summary:Monism your annual portfolio performance end the vreimilized gains and lassos for your Mum rrmstrnord seaway. Account Positians: New your rnostmoms al rho current market vabo and corrparo the mend cost 10 me urvealued gains and losses in your porlice0 Original coal is assigned using me rum. meiooi (FIFO) method. Olen assumes the vrat shares seu set are moa you pschased int. The estimated ertrostmoni encome2 and average cost per store are dentlayed tor your reierence tiree Mint purchase date is shown tor an relcalion 01 your bolting Pernell. Account Activity: AI traOLO IICIMly ia dean/ defined. Feted in date brain, and related n the doting cash balance. Trades Pending Settlement Conlin yOur MOWS tradee with 8 Milleartri dale alter month aid. Thom vansacions Ml be reflected nine Account Amory sexton root money Online Cash Services TransactiOn Detail: Cash management transactions stal cleared caring ars siatenced reporting pond. ndudng check. dead card and ATM actmiy. are tested en dale «der. Online Cash Services Summary:Cm:It ard debt transaction totals lor the aroom statement rePaing indod we summarized. IndhiSkal traneaCtente we maimed roue to rounding adustments. me stammem decals may not cant the statement totals. rEninaled Anna/ Income and Estmated Annual Yield values are based upon IMe number d shams owned or carom value balance as Mtn* stalemom dale and the triest retail &Mend /ale a an Pen pttMde4 GENERAL INFORMATION 10 limentrade does not proud* legal or lax actual Please consul, your legal ~sot or lax toCCOuNani when neatelary. A8 8 Warded infantry crake. phase COnanatitns may be readied br dually etsml and Vanua:11On vetram Durpnee. For TO Ammo-add hormonal alerts. yea advisor turn is separate from and not attlialed wet TO Amentrada. Inc. a TO Armored* Clearing, Inc.. and each frm Is not responsble la the Panda end anises UI the orher. Accuracy of Reports:6 you find any errorsor omissions In your account statement you should Immediately cell us at the marmot listed 0.1 page one 01 your statement. You Mould also contact our Clearing 6m, TD Amedirne Clewing, Inc. el M4694900. Please roam too slabraam careitily. It you Osage.» nub any transactor., or el here wo any weds or omissions. Maas, nobly a Client Senicomeprosentelhe Or yen tat Wench Otte. as wel as 10 Amairado Chlorin. Inc. in wmrg ...inn ton (10) days ol yen mom ei this statement Any oral statements Thal you ham made to us should be COMM'S in mitre The statement stil «heave* be considered concishe Please nary vs promptly ol any changes in your contact intamelion. Tier...Chord resealed on your capon wil be condarnaly domed acarratounloss you nobly TO Annerado unmeant/v. Account Prolectbn: Deposits hold by MBank. N.A. and TD Dark USA. N.A. aro enured by tie FDIC (MI Covered by SIPC) up 10 5250.100. Limits ere per eiMOunl ormertillte Per iniblutlOn. TO learn more about FDIC entrap. go tO +new 101040v. Satiate& indudng mutual funds. held in ytUr ein)kerage Account are r101 Sand Or oblgalions a. or guaranteed by. any bank. are not FOlt enswed. and involve investment mks. endudrg posstle loss ol prinspal. TD Miereade es a member ol the Seward: Investor Promoten Corporation (51PC'). which protects secunbes °stomas of its members up le 5500.000 (inceding 5250.000 la claims tor cash). Explanatory brochure is available on reguest at wnesimaxg. Addlhonerly. TO Amara«, penned each Clan $149.5 /anion worth ol prolectlon tor securities and $2 rollen 01 MONCIen Mr can through SupOlemenial coverage provided by London insurers 1. he Mini ea brokerage inetelancy. a den may reativearnants due kern the Mean In ~WY and man SIPC. Se:Sonia porcine is pad eul rem me trustee and SIPC payouts and Linda such coverage each clam es limited to a amOned return al 5152 mtliOn horn a goatee. SIPC and London insurers The TO ~mikado Supplemental coverage has an aggregate km al $500 muon over all cLostanrs. This poky provides coverage lokraing brOkmage insohincy end does nO1 poled against Ion le Markel value et me securMas investment it a money make lurd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FOCI a any other ea..ammo« agency. Although the Inds Beek 10 preserve the value awns mesiment al SI 0) pl. Share. it b pant» 10 lOse molly by invasion in a money market tad. DMdeeds we <leaved daly and pactremested monthly. The en:combs contans Iles aril odor imp:slant dormalon Read the impales Clinthilh before Meeting. NOn-donotlil investments herd by your broker dealer arc NOT FDIC 1.1SURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank deraind ecoaam Or Shard d ye/a money merkel MAO fund can to lopedated on your order. and he proceeds returned to year scour/es account or ambled 10 ye Tax IMpaing: The Made owl if Main Mooned You we were Form 1039 Is. anal tax ropong n ox plaice vrth IRS wersonits Includes ta able nova drAlcrels. weal env. lame ~1 and site proceed» Some pa/mats ere subject 10 redtedimilOn ankh di to renned cri nroxpent mg repots Cost Basis: CostRam tas lot and potworenas ceponng ara Coneecin ate antral ard conned by COI IMM1PORMED ID insishade is net imparatels la tie retettity a sultrily al tra reamdicn. To Amara add Inkfmaton pendas Don:marsh do not ~Mee me money« be Memnon and data mailed. Cal NCCSIPCMATED b a Waal° many and end alleged urm 11)Ymertrode Margin and Options Account Agreements: Promptly arMso 10 Amentrade n wiling et any Mango in your investment Mecums a *corneal stuarim as they wain to your margin or 00141S ecoaam agreements. A summery oi COMmasions and cheer, incurred vote no execution ol °peons wansamons is ...alai*. One Maid Prkes: The mate velum el sauna hue beta aten. d ~COL kom g.atfrn Saga. ad Other inkpOndent *Ones VaLve we Weed On te doing pna me mom beta« me bd Yk stun pows. adna natte:. t no rend oho is salable Sri a chelatlen tent> 6 OW inclemaident Ewa. I've smutty is tubed lo Wing ~of SI NuiPmcd eNP). T e niuman ar your panorama are pm en as gain •WOTRIen a", we dam guarantee Me accuracy dry scones saes. Manna backed paean an nun rang the remrang Wane end me corral medal eke Pothole Kcal uskotten8 may not matroet sake proceeds. The seconay main la Caftan of Deposes (CDs) a gworaly loud and the sake LSIX m9/ be 011~ from the ~else Moe Mennenloss ce 0n~ may tent too go sat daft) poor 10 many. Bends nib Red Forma Scenes trade ciferenvy inn comfy stond and din Bade an a qua exchange. Rana they vac n me OTC Per Mecounter ~Sand Wren Nutty may Mt ate la In »ad >CO Maim par rributy.1hosabot bon mor to moony ~pond a a km d penned. Non Standard Assets (NSAi are typcaly oddments in dead pacts:on program «Kudos garrentms. knead batty cempana. er red exam roamers Ideal. comedy pals. muse muty. Ora* debt er hedge incis NS46 we heath Moue ~1~3 wal do not lode en a mind sown: echango a tio Nadal Stock Maid. The dues dean tammernosimass are ~WM wiles dated han news methods, natten. but not kited to independent appraisals. the prearns net asset, ander Mid party sender dim tut hoe bean proven by Oa mmagorrica. ~racy andaroacer ct oath own a by a Meaty lands« ashout Independent ..encaWn by ID ~a. Wives MO/ non dint the annal penba pica actual market taut a be Kolas] Licon loadaan an adman value card be estatrIshod NOugh ~MOW& me niutnen may be reflected es NOMMted ("NV) Fa addend dent nagaiong minors la Nanandarel kam. Owe cams Can Scones These meemaas arenaconed under the SPC audio, Rao Socurbm CARS) Prong: The maker cams la PAS smarm hao been ~nod. made. Ilan cprOtakn eenemei er olie ~Dann ~an The way ol the Pang a nol ~anion Ha man Lebo em malab. TD Amolradedi moo Me PAS paan. slag 4110 condor" bon to loudly aa undrremg omit quaty. The MIS market is currenly wedwig aast elSalty end. Ca not there an be no ~rinse Owl such manes an be son wider one ~Mt cots. REGULATORY DISCLOSURES MI wan:a:eons aro pawn to p) me consitlubon. RICO regulations. customs and usages of the exchange Or mina. and its deetilgrouSe. M any. on dab such transactions are executed w) lineal lass. endLdng me Secunues Act ot 1933 and me S«urtes Es I a 0 1150 in oireneeed an ihed F an ea° brochure mal nabobs intonnabon dasolang FINRA's lottio Deckisuro Program. please Contact FINRA at G304894999 Of winv.linnlag. lbo inmost rato sheen tor TO Ameretade Cash a taken from to appicain interest rate ear tor the Markel Value Warne in me TO Amererade Garth. as 01 the slate tem °Mang date Simple freemen es acnxd daily Duce en the interestrate ea applicatio to each days balance. Financial Statement Noillicallon: the mammon ol anancial condman lor TO 'nomad* a ~labia twee a year and may be ~anted al no cost. via me internee al Mow.Mwernotrnontrad000mhnanciatsiammentitra Option Assignment: All snort cquty croon panons and some index option poutions are sealable tor assignment Exacte assignment races Pa NOY or index options are randomly alocaled among all chards' shod posnons by an 4.domaind orixedse. Free Credit Balances lade 15c3.2 5 3): Under she mart protection rut. wo may mee tree aedh balances SI Our account in me Ordinary course ol our banns which we paraMe to you on demand. Margin Accounts (Regulation 7>: M you have a margin account. Oma report e a combnawn of YOur Margin sawn anti a special memorandum ascot« Tredng on margin poses adollional mks and es not sumac lor all investors. A carpet° 1st ot the risks assomatod web margin tracing is °violable in tree neaten rek disclosure document YOu may obtain a copy d this downion by contacting us al thenumber 'sled or. page one of your statement. Payment Ier Order Flow (SEC Rides 606 and 607): In some orcummanms. TO Amordrado recants compaisabon la Moan° cerlan anx.tha.counta and asled many order lbw to selected mends. Maras or dealers (nadir» Centers') COmpensalion is in me loan d a per sham cash payment_ 1. adotton. TD Amatrade also may memo correpensawn related to the foreign cviency exchange COmpOnent 01 tareaSlions h ledegre Seterilles f rom /dada Centeno ozonong such nobs. Wo post caparbmy reports disclosing the venues for ader roving execuraon at mewidarnavadocom. A mitten espy is amiable man request. It es our policy. absent po« orders to the contrary, to select brokers, dealers. and market makers tend On Ole Willy to provde best Manion and the helm 01 seeing pdoe improvement on market orders. Pao 'mown:mare is available ardor corLan market condlions. and ma regulary mentor executons m lost brawn emmoroment d mobile Trade COMirmilitento (Rule 100-10): All corkmalions are Paremilled On rte inanstaiOn dale Teen: Transactions in foreign SCAMS'S (indudng IMMOn amtanY ADM thee lade 10 ‘110 U.S.) may towbar taxes ard loos charged by tin foreign matted er governments. each may be redacted in Me price ollte> security or charged aan Odeperderd Ina ilem Penny Poky NollIketion: A 03Py ol the TO Amen:ran privacy POICY is available al whw.klamanado can Cater Securthern The elocabon of penal reeemplone or calls le done Long a moan core system. A aosonpion ol the procabros for callable sccunies es moraleon to .abate a hang comet are available won fel. In Case 01 errors a veesen abel your ElearOniC Fund Treaders. please enact us al 1.260 669.3900. or in swing to P.O. Box 2209. Omaha. NE 68103. or by email at [email protected] The ~newton °Contained in your *Mown statement shall be lancing upon you it you do not deal wthn may MP) days lor any !candor ot lords smajea to Regulabon E. such as ATM and polo arale :tarsiers dear transactions. dared deposits. and withdrawals. We must hear from you ro laser than 60 din arter we sent you Tree MST armament on which the error or problem appeared, (I) Tell us yew rome and account nutter (2) Dosed» the error or the reondar you arc unsure about. and explan as deafly as you can why you bettered es an error or why you need mac inlormabon. (3) Ted us the dortv *rani or the stoPected error. Wo we mamma* your complam and wil correct any error promptly. el wo lake more man ID buskins days 10 do Ns. sewn Creel, your ecodam br me amount yam think is in error. MIMI you wIl have Po use of the money dump tho teemt takes in to corns:km our Inuestgawn. MiTg NO 07d4 SDNY_GM_00011818 EFTA_00122469 EFTA01267948

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD AmeMrade Clearing. Inc.. Member SIPC Statement Reporting Period: 05/01/15 - 05/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Current Prior Period Investment Value Value Change Change Cash $ - $ - Insrd Dep Acct (IDA) 954.83 2.966.564.87 (2,965,610.04) (100.0)% Money Market Short Balance Stocks 60.411.12 68.310.91 (7,899.79) (11.6)% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $61,365.95 $3,034,875.78 ($2,973,509.83) (98.0)% Margin Equity 100.0% Cash Activit Summary Income & Ex • ense Summary Current YID Opening Balance $ 0.00 $ - Securities Purchased • Securities Sold 34,385.34 172,284.17 Funds Deposited Funds Disbursed (3,000,000.00) (3,000,000.00) Income Expense Other 2,965,614.66 2,827,715.83 Closing Balance $0.00 $0.00 page 1 015 Income Dividends Interest Other Expense Interest Fees Other Net Reportable $0.00 Non Reportable - Estimated Income Announcements: THETICKERTAPE.COM IS YOUR GO-TO RESOURCE FOR 80TH INVESTING AND TRADING. GET FRESH NEW MARKET INSIGHTS AND COMMENTARY FROM TD AMERITRADE EVERY MARKET DAY. Estimated Yield $ 0.00 YTD $0.00 CONFIDENTIAL $0.00 0.01% 80% Portfolio Allocation IDA 1.6% Stocks 98.4% Performance Summary Cost Basis As Of - 05/31/15 " Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)n° Income/(Expense)n° Securities Received/(Delivered)"D 'Tor cost-basis Information, refer to vavnvidamerttrade.com $86,839.74 (26,428.62) (3.000,000.00) 0.00 SDNY_GM_00011819 EFTA 00122470 EFTA01267949

Statement for Account # 867-730320 05/01/15 - 05/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date $ (3,000,000.00) (3,000,000.00) $ (3,000,000.00) (3,000,000.00) TOTAL (3,000,000.00) (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 4.62 Year to Date $ 100.60 'This section displays anent and year to date taxation values for thS account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Value Purchase Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIHUA INTERNATIONAL LIWA 1 $ 0.0159 $ 0.02 08 05/14 $ 0.22 $ 0.22 $ (0.20) $ - INC COM TRANSGENOMIC INC TBIO 22,970 2.63 60,411.10 05/22/14 86,839.52 3.78 (26,428.42) COM Total Stocks $60,411.12 $86,839.74 $(26,428.62) $0.00 0.0% Total Margin Account $60,411.12 $86,839.74 $(26.428.62) $0.00 0.0% Online Cash Services Transaction Detail Category DEBITS Electronic Transfer Transaction Date Description Amount 05/06/2015 WIRE FUNDS WIRE SENT 05/06/2015 16:0459 page 2 015 CONFIDENTIAL $ (1,000,000.00) SDNY_GM_00011820 EFTA_00122471 EFTA01267950

Statement for Account # 867-730320 05/01/15 - 05/31/15 Online Cash Services Transaction Detail Category DEBITS Subtotal Transaction Date Description 05/07/2015 WIRE FUNDS WIRE SENT 05.107/2015 11:09:10 TOTAL Amount $ (2.000.000.00) (3.000.000.00) (3,000,000.00) Account Activit Trade Settle Acct Transaction/ Symbol; Date Date Type Cash Activity Description CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 04/30/15 05/05/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 5,000- $ 1.48 $ 7293.86 7.39326 COM Commission/Fee 6.00 Regulatory Fee 0.14 05/05/15 05/05/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (7.393.86) 0.00 DEPOSIT ACCOUNT 05101/15 05/06/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 6,000- 1.46 8.753.83 8.753.83 COM Commission/Fee 6.00 Regulatory Fee 0.17 05f01/15 05/06/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 6,000- 1.46 8753.83 17,507.66 COM Commission/Fee 6.00 Regulatory Fee 0.17 05f01/15 05/06/15 Margin Sell - Securities Sold TRANSGENOMIC INC TBIO 6.500- 1.46 9.483.82 26.991.48 COM Commission/Fee 6.00 Regulatory Fee 0.18 05106/5 05/06/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (26.991.47) 0.01 DEPOSIT ACCOUNT 05106/5 05/06/15 Margin - Funds Disbursed WIRE FUNDS 0.00 (1.000,000.00) (999,999.99) WIRE SENT 05:0612015 16:04:59 05107/15 05/07/15 Margin Journal - Other REDEMPTION FDIC INSURED 0.00 1.000,000.00 0.01 DEPOSIT ACCOUNT 05107/15 05/07/15 Margin - Funds Disbursed WIRE FUNDS 0.00 (2.000,000.00) (1.999.999.99) WIRE SENT 05107/2015 11:09:10 page 3 of 5 CONFIDENTIAL SDNY_GM_00011821 EFTA 00122472 EFTA01267951

Statement for Account # 867-730320 05/01/15 - 05/31/15 Account Activit Trade Date 05/08/15 05/12/15 Settle Date 05/08/15 05/12/15 Acct Type Margin Margin Transaction' Cash Activity' Journal - Other Journal - Other Symbol Description CUSIP Quantity Price 0.00 0.00 REDEMPTION FDIC INSURED DEPOSIT ACCOUNT PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Amount 2,000,000.00 (0.01) Balance 0.01 0.00 $ 0.00 Insured De. osit Account Interest Credited Begin Date Balance Number of Days Interest Rate Interest Accrued MID Accrued MTh PAID 05/01/15 $ 2,966,564.87 4 0.0100 $ 3.25 $ 3.25 $ - 05/05/15 2,973,958.73 1 0.0100 0.82 4.07 05/06/15 2,000,950.21 1 0.0100 0.54 4.61 4.61 05/07/15 950.21 1 0.0100 05/08/15 950.20 4 0.0100 0.01 0.01 05/12/15 950.21 20 0.0100 0.01 0.01 Total Interest Income $4.62 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance $2,966,564.87 05/05/15 05/05/15 Received FDIC INSURED DEPOSIT ACCOUNT $ 7,393.86 2,973,958.73 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/06/15 05/06/15 Received FDIC INSURED DEPOSIT ACCOUNT 26,991.47 3,000,950.20 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/07/15 05/07/15 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.000,000.00) 2,000,950.20 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05108/15 05/08/15 Delivered FDIC INSURED DEPOSIT ACCOUNT (1.753.450.20) 247.500.00 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT page 4 o15 CONFIDENTIAL SDNY_GM_00011822 EFTA_00122473 EFTA01267952

Statement for Account # 867-730320 05/01/15 - 05/31/15 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance 05/08/15 05/08/15 Delivered FDIC INSURED DEPOSIT ACCOUNT (246,549.80) 950.20 IDA11 NOT COVERED BY SIPC REDEMPTION FDIC INSURED DEPOSIT ACCOUNT 05/12/15 05/12/15 Received FDIC INSURED DEPOSIT ACCOUNT 0.01 950.21 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 05/29/15 05/29/15 Received Interest: Insured 4.21 954.42 Deposit Account 05/29/15 05/29/15 Received Interest: Insured 0.41 954.83 Deposit Account Closing Balance TD Bank NA TD Bank USA NA $9 $540.. 0830 $954.83 FDIC Insured Deposit Account (IDA) balances redacted in your trokerage account are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.com/financialstatement.html on or before June 14. 2015, or by contacting TD Ameritrade Clearing. Inc. at 1.800.237.8692. As of March 31, 2015, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $ 1.6 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. page 5 of 5 CONFIDENTIAL SDNY_GM_000 11823 EFTA_00122474 EFTA01267953

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 To help ensure that you are fully up-to-date about your account, we are providing a copy of the TD Ameritrade Privacy Policy at the end of the enclosed account statement. It explains how we use and protect your account information. We'll continue to provide you with a copy of the most recent version annually, and you can find it online at tdameritrade.com/privacy. Please keep this document for your records. You don't have to do anything else. Questions? Please log in to your account and go to Client Services > Message Center to write us, or give us a call. CONFIDENTIAL SDNY_GM_000 11824 EFTA_00 122475 EFTA01267954

Terms and Conditions STATEMENT GUIDE IL nr.)yrudet oorader morele. Forbkiro Mbo" lor accoums wth acverty and quanedy rooms w voc: /o accounts wth assels) %dodo Summair,/ DOMS Int Current Mbo Or mug 000010 es 01 Me n>pOd date end ~paters n to ne Oor moefti) Die Ebt 81WeliOn Mc", yOur 00010 divenfration by invesiment type Enne abmons under 5% ad be grauti mto tho <memory ol -Oehoe in mo po «hart. Margo Emily - Toto/ AccouM EduinelT0181 LOM, dereklable Mikte • Total Short Vakes) Actwity Summary: Tik Openleg and Meng cash balancoe aro /omnaai hem lor yor rome reletonc* Al aceouni actmte es sunmanzal lor no °urgent parod and voor m dato_ boom° 4. Experts)" Suvornary (non.IRM dolly): Ibis :oma down tno gnoom° ard *mensa dan hom me ~dl, Summery and demi!" the IE liennent Rebrement Account Summa" ORM only): Rouwe db IRS romend transaceons for Mo <wen ard vit« nam IRS Form 5498 Fair naad veld ie band On Me afrent robe aa of December 31 ot mo pranous your ani ed bo furnshod toto Wand Revenu° Score. Podormance Sunimary:Monisor yam armvol portfolio pedanten°, end ne wreekten gans end tosses for your luturo roe:imam metegy. Account Postdons: Ncw your rnestmoms at mo curront mand mbo and corrparo th* mand coel to eee teteelued geina and loeses n your pon1010 Original tost is asegned vang Me antm. b81Ø1 (FIFO) nyeihod. idich aseurnee me Mal slons Wo set ere Onno you pochend int Tho eslimalod mostmant encome2 and averago Co,' per share are "doyen lor your mier/ace (me Miest pochase Mee e doen lor an edcelion ol your Modig Peitail. Account AothAly: Al *da" IICIMly fr deert' defined. bied in WE Order. and rollebed n Me doling cash tdeeke. Tredes Panding SIttlemlet Gooien) yOur ereled onn OM e selemei dele ener mam Ø. dent transactions Ml bo rellected n to Account Acerny 'won nat rnomh. OnlIm Cash Services TionnktiOn 004•11: Cash mandement ininsectins 11x1 cbared 'Ming bes siammord rcpomng pond. ndudng check. abba card and Mlflactmb. aro ',stad in dato ader. Onne Cash Services Surnmary: Grolt ard dabt Kaam:bon totals lor mo arrrom statement raudtog pede toe summariad. Indhited benetiannii are ~hoed. tue to ronding odustmonts. mo slaamen, dans may octavo, 0o statement totals. fEtilineled Annal Income end Esended Annuel VMO velde 6 e band upon Ide nunber a skaros cnrinal or ~rom vaam baton» as ot ene slalom," dale ard lbo most reent drndard mie or cash neb pttMde4 GENERAL INFORMATION 10 Omen:rade dom not pond topoi or la adece. Ploos* consult your legal adecor or lax 1SCOuNant enen neMbery. A8 8 Slandard intamby preCtOe. "Ine COMOOdens rom be reedden lor qually 0001101 and liansatiOn iredriOSIM Dolpees. For TO Amontrado nobnonal dore. your °dna hm is !Øle from and not attlialod wel TO Amernracb. Inc. a TO Armada Omme) Inc ani onn fim es na responsblo kr the PrOtexls end senkes of be ober. Mcmacy of Reporls: H you lint any errors or omIsslons In your account «Mama« you *Mud immediaiely call u$ el Me omber had m page 000 a your Ealeenent. You hourd olim contact our Clearing rnyt, TD Amentrode Clearing, bc. rel 8004694900. %oase 'ontwend sionm Øly. II you Osagroo kolk any kansarme/ or el Mae am any «Eds or °oneens. please nar>, e Dient Services representelhe a your kat Winch Gise. BB wol as 10 Amairade Graag. Ine. in worg ambo ton (10) days ol you recom ot enn stain/Yent Any cad statements you creme node to te shot» be COMrnied in vang The statement stli Wieme/ be considered °onanie., Fletse notty vs pond), ol any changes in yar cOnleci intermation. Dareadions Mede* on your rcpon wil bo concbsemly ~led aconourfloss you rooly TD Mwtrado inmeten:0. Account Proleabn: Cocons tob by TO Dank. NA ard TD Dar* USA. N.A. aro nsurod by Tb FDIC (MI Caban by SIPC) up 10 2250.CDP. LImils We per 8•MOunl omreed» ar iindlution. TO leem more atOut FDIC Gerende 00 tO wow 1dCgOv. SecttlleS. MOM@ "mot Mom) held in your Brokerage ACOOunt are nol "ME Or Mig/dons a or monotoon by. any bank. are not FOICensexed. and envoko envesunord mats. ircludrg possble loss ol princpal. TD Amentade is a momber ol the Sauna: Inval« Protocion Corporalen (SIPC'). wNch praats steunt*: a-stomers of ds maters up lo 5500.030 (inlading $250.000 lor claims for cash). Explanatory brochure is avalade on request al ywrasipc.org. Addlnonaily. TI) Antenne» renden 9xli Clerd $149.5 MOOI, WOrth a PrOleCtion br SeCudlie8 and 52 nikon 01 prOCCIOn br cash Ihrcugh Sup0bmental °overgiet prOvided by London beuren h Me enn Ot a brekende insobency. a dein may feteive(inants due IrOM IN Made in taribuPtcY and mon SIPC. Smolowental covorago a pad out Mor tho trustee and SIPC Day*" ani uk" suen aanraad bah dom es omhad to a ambrod return ot 5152 milen kom e pusle. SIPC and Londen immers The WI Anyedbade Supplemental omroep Ms an omkom Imf ol 5500 mnon anx ap cushowers. Dus easy mand: Ofiverme loldning bange ineohtncy enddoes nel proleet Spinst b» in Mand MI» ot roe socurnos invomment n a money mantel land is nel inkeren Or garaneeed by Me Federtd Depots Inseraat Corporabon tFOC, a any oma pgreardrat mency. Adhointe !ho lont Beek 10 posene the vabfr Oe yOur nreslment el SI 0) p« Shfre. rt ie pasen» 10 lette moret' by invesled n a money manel Ø. DMdeeds are deciated dab end pactranyested morory. Tho ontnam" cadans Ibis ard ober important rtormalon Reed the pospectue abrekilb Wee Mening. NOn-depOSil invenmend held by your boka-dealer aro NOT FDIC NSURED !NOT BANK GUARONTEEDi MAT LOSE VALDE. The betane n your bank 00091 eccarril Or &WE d yOur ~nee Manel lattiad fund can to Inwaaien on mep erna and Ma poema rolurrod lo yow warms account or rembled bya TO ~eng: The petit rcDolB nd e lar dOmment You ne moeke ram 1039 tor ~cd tax taco" n oxrplake web ES nwalmails Includes Msasb nebba. dridends. captal mee. twee ~1 and eden proceedil Soms perentt ere eublect10redassilculOn elds dl to roledal ol arapant LL wens. Com Saais: Costaasis. tar, lor and pakman» rcoonng ard Cwiatoba am «lood ana «edicten by COI heXaMORMEDIDrecitale is na mpOrebb lo me rekt% « :dab cl tra dammen TO Mona ad ts Intrmaten poadas FPn:ndors1 do nor ~bene exuffity d ne inkmdon ad dna proded COINCCEPCEATED b OS" OgrOgny and e nc4 41114<ed wth 11)rmenrale Maffer and Options Account Agreements: Prompt/j annso 10 Amentrado n ming ot any dong. rre your investment claxines or neuraal stuw" as enen pm" to your matin OrØau aCCOunt agreements A summery 01 onertimions and cherge4 beuren win mo oxcroutban ol raisons transamons is amlabb. Onwo Makel Pleti Me ~tal ~ai cl roontc ham bos stamt at ara blot Ø qx<do‘ ~OS ad aha ktkibrident earoes bak" we breed o te dong reoet me men beurse me ba ad Mud rom anna treedt. I romred duo is "tata hom a q.daikn eend> (r Oh« independent earCe. ne beeft is data lo beng ~d E Sto Pnxd esp]- nwr d rins os your madonna' aro polled as 90104, mon ad uro dam guaranloo Me =wao/dam saurus aces domago bad" postcas orrora uo] vang the tomaat)), balie" end me oir«. merkel robe Ponk«, remt seketen8 WW nO1 kawa da proceeds. lbo smaldi/ niets la after" d Cepods (CDs) n gowaly nood and the afbid ‘obe Mto beddend from me ~Mise pf" Migreert ass ce tvedel may mat hm mo sab ol a CO pear to made Band adb Fr" Wam Scant" Ede citercnvy man )"gay scan" and do rot tra en a kon exchange. Mina my taan mo OTC loet« Me °Dunt«, ~Wand «Ardentamdy net net eraf le Wu bedt pur Mokn par roarty.11x,sab or bØ pa le ~abma/rooft n a less d alinea. Non Standatd Assem Oltal aro trocaly ~mens n dieet partcpaton program "das )aatiorstms. kniod tablity combines. cv red ostalormanors oudst. cownzoty pools. prune muty. skole ded a ledge Lede NSA6 ere riptab boud eneelm«0 ni do na heb cn e nacnd saam" aØ a ho kram Stod End. mo aua torn a Cao møneras «e egnend mbes derfed han neep endhalk Mulig. bul nol Innen N indtoendeM opwaai:, mc procyoWsratzurs. oma tod partyeender das tut han bom proded by to ~aardt. ~ram. andergaar d toch porah a by a n" poty vendu ,hout "openden ~Men by ID koene" bebos mar rel rotet ne agnel ~aso plm. simt mann duo c< be roand kan kodden C an ~ad duo card bo esLablohod through thSen011ocle. me dimden mar be renected as NOmPited CNV) F01 aanbel tcpardng waaien la Maant" nam. para coma Gas Snees Mem rreastrants arenamaal unek. mo SPC 1Welen RaoSecurdsCARSnProng: Do maker idlos la SAS scairoas had boen cdaned. amede, trom manen Enk/nor °ter iderddent Ene*. The way cd Me pking is nol ~kat Ha mated mbo rct toean. TO emotionelen am to ARS pcsaan.takro ab ccrcdoraScn bot to kaudly ad undebro acdt quaty. Roe ARS radar n curronly ~nap eipolØyaa. (isa "ut nero an be no wan, dol Bath tr000tes an to geburen oden mand ccryncen. REGULATORY DISCLOSURES MI Hansabora aro 'Moa to p) ok con:i:moa Na. regubtons. afdors and usages Of Me exchange Of makel. and tb dearngrouse. d am. on snob *ah tranablan ore examen: ei, leden ass, endexIng Secundo Act ot 1933 and tho S«urtos Ex 4 oe° Ni in iti ond et= P an os» brochure bal ingaan informabon dosolang FINRA's Petiec Datawo Pogrom. pentie Contact FINRA at 030-289.9a99 Of ~limbi. lbo intactst rato noen tor TO Amortrado Cash is laken trom mo omdool" inkrast rato oor lor the Marker MiNti baar" n the TO AmertradeCarlh. as OIO» nalement °beng date Simple doen es acnxd daily ba od on the interestrato sa amicaler toodd. dofs balanco. Finandal Statement Nonficallon: lbo mammoet ol bnancal madam lor TO Omomrado ~lede twee a yen and may be obtend al nO con. via be internen el MaY:werdctonontrado.comdinanciatstakmenintra. °radon Molmden!: All short oquiy open penons and same index open pontons are avalable lor (mummen, Esc«, essimment races to «ab or index °Pions are rendowly alocalod aflang all «lams' short poseomt by an anamolod ommiss. Free Credit Belonen (IIMe 154.2 å 3): Under lno ment protecton Aflos. wo may uso free aedd baba" n tum aak« n me adinary town ol out Wenen whkh ere pende lo sau on dorre". Maner Mamma (llegulallon Tb H you have a matgin accouni. eis repon is a combnaten ot YOur Marian ~oud orde 100d81 ~oren:tom accent Tradng on man» poses edellional niks and a not tutti" lor all investors. A camee lol ot the roks assocolod uni rtargrn Uiting is evetable in me margn rek disdosure document. YOu may obbin e copy d ets document by °ontlading us el Me riemt« tele en page ne ol put statement Payment for Order Row (SEC Robs 606 end 607): In somo crcumnances. TO Amornrado toeans Dompen:muon la droom teion anx.tro.counta ard Istid mui), orda lbw to selected mattes. brokas or dealers Pantet Centers'). Camenselion is in me km a a per ouwe cash paymont te adelen. TO Armoedeaso may kome componsann relaxed to mo forelgn curency erehaag," COmpOnert 01 tareadins in 1Cdtbm horille! riem Merkel Gniere ommang sick Iran. Wo post coarbyry topaas arrborg Me vamps lor ader roang oxecuson at yinnybornxtrado_com Anodenoomis avalatlo een "pest. h es our pilry. absent dent orators to lno military. to select broei". doods. ard marker makers tee" On Me (Willy to porde best enetinen ard the hatry 0! eerleng pin improvement co marka ordas. Poco impeannom is avanablo iaat rortan makel condens. and ex, toedoe>, monter executoos to tost lor ach emparoment r annleis. Trede COMIrmetlento (RW 100-10): Mi conlonalions ere aanmaten0n pkt Inerstabn die Toon: Trensden in tiegn seasides (ndidng kne40n dopboy ADM ber 11400 in U.S.) raf melde Lues ard loos~ bymo "ergo modem or governments. dab may be reeecied in me prise ol Me securlty Or ~bed es an :dependent ene item Pilwacy Por", Notlikstion: A con of Me TO Amearacb pMaCy DOICY ie anbble el wavo.klamcgoadocorn Catter Seturbse The olocain d pand enemmonaa calls n done rong a pro)" keer/ solem. A aoscrown el mo procabros for Maalde "uni" is avalabbon to moesde of hard sop*: aro ~tabla ugonfocpor.i. In Case ol enroe Or ~stem allul pur %MONO Fund Dennen peen Maal us el 1.200 669.390). or re vaag to P.O. Box 2209. Oman.. NE 68103. or by emoe al dieMBerviMakeklanentrade.COm TM ~meten cOnlained n yam eaorml statement Shell be todng uren you el you do not Oblat wthn way leb days lor any !condor ot lutos depot to Remlabon E. such as ATM and pont °Mae tronk"r . debd transactions. Orred eetons. and withdtands We must heer trom you ro bier 'han 60 darm en« we seM var me FEST stommerd on whch Me error or toblom aspearm, (I) Telt us pur ren. end account nieter (2) Dolen» th* error or Int pantor you are unsure arna. ard «plan as doder as you can wny you beleren is an error or why you nood map inlormairon. (3) Ted us Ine dolle amant of Me sugetted trio, Wo am innings* your °omplant and wil correct any error promptly. el we lake moro man ID Mams& chys l0 do Ibis. se wil eredl yOur eccOuM br tb amant yOu bink is n error. nar you wil have the uso ol tbc rneneydunng tho tmo t takes us to oorrand ourinvosbaten. SMID NO 07,14 SDNY_GM_00011825 EFTA_00122476 EFTA01267955

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/15 - 06/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Current Prior Period Investment Value Value Chang! Change Cash $0.01 $ - $0.01 Insrd Dep Acct (IDA) 51.584.31 954.83 50,629.48 5302.5% Money Market Short Balance Stocks 0.01 60.411.12 (60,411.11) (100.0)% Short Stocks Fixed Income Options Short Options Mutual Funds Other Total $51,584.33 $61,365.95 ($9,781.62) (15.9)% Margin Equity 100.0% Cash Activity Summary Income & Ex. ense Summar Current YTD Non Reportable Reportable Opening Balance $0.00 $ Income Securities Purchased Securities Sold 50,629.25 Dividends 222,913.42 Interest $ - Funds Deposited Funds Disbursed Income Expense Other (50,62924) Other (3,000,000.00) Expense Interest Fees 2,777,086.59 Other Closing Balance $0.01 $0.01 Net $0.00 $0.00 page 1 of 4 Estimated Income $ - Announcements: ITS CRUNCH TIME. TICKET SALES END ON 7131 FOR THE INVESTOR EDUCATION CONFERENCE PRESENTED BY OUR EDUCATION AFFILIATE INVESTOOLS. GET YOURS BEFORE ITS TOO LATE. FOR MORE INFORMATION VISIT INVESTOOLSCONFERENCES.COMrTICKET Estimated Yield 0.01% $ 0.00 YTD CONFIDENTIAL $0.00 0.0% Portfolio Allocation IDA 100.0% Performance Summary Cost Basis As Of - 06/30/15" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)n° Securities Received/(Delivered)"° 'Tor cost-basis Information, refer to www.tdamerltrade.com $0.22 (0.21) (3.000.000.00) 0.00 SDNY_GM_00011826 EFTA 00122477 EFTA01267956

Statement for Account # 867-730320 06/01/15 - 06/30/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.24 Year to Date $ 100.84 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a premos tax year (spillover dividends). The year to date totals will accurately reflect your cumulative arncuu for the year. Account Positions Investment Description Symbol! CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIFIUA INTERNATIONAL INC COM LIWA 1 $ 0.0099 $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - Total Stocks $0.01 $0.22 $(0.21) $0.00 0.0% Total Margin Account $0.01 $0.22 $(0.21) $0.00 0.0% page 2 o14 CONFIDENTIAL SDNY_GM_00011827 EFTA_00 122478 EFTA01267957

Statement for Account # 867-730320 06/01/15 - 06/30/15 Account Activit Trade Settle Acct Date Date Type Transaction Cash Activity' Description Symbol, CUSIP Quantity Price Amount Balance Opening Balance $ 0.00 06,04;15 06,'09,'15 Margin Sell - Secunties Sod TRANSGENOMIC INC TBIO 2,720- $ 2.36 $ 6,413.08 6.413.08 COM Commissiorifee 6.00 Regulatory Fee 0.12 06/09/15 06/09/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (6,413.07) 0.01 DEPOSIT ACCOUNT 06/10/15 06/10/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (0.01) 0.00 DEPOSIT ACCOUNT 06/10/15 06/15/15 Margin Sell - Secunties Sold TRANSGENOMIC INC TBIO 7.280- 2.12 15,427.31 15,427.31 COM Corn mission(Fee 6.00 Regulatory Fee 0.29 06/10/15 06/15/15 Margin Sell - Secunties Sold TRANSGENOMIC INC TBIO 200- 2.23 439.99 15.867.30 COM Corn mission(Fee 6.00 Regulatory Fee 0.01 06/10/15 06115/15 Margin Sell - Secunties Sold TRANSGENOMIC INC TBIO 12,770- 2.22 28,348.87 44.216.17 COM Regulatory Fee 0.53 06/15/15 06/15/15 Margin Journal - Other PURCHASE FDIC INSURED 0.00 (44,216.16) 0.01 DEPOSIT ACCOUNT Closing Balance $0.01 For Cash Aelivily totals, refer to the Cash Activity Summary on page one of your statement. Insured Deposit Account Interest Credited Begin Number Interest Interest MTD MTD Date Balance of Days Rate Accrued Accrued PAID 06/01/15 $ 954.83 8 0.0100 $ $ - $ - 06/09/15 7,367.90 1 0.0100 06/10/15 7,367.91 5 0.0100 0.01 0.01 06/15/15 51 584 07 16 0.0100 0.23 0.24 0 24 Total Interest Income $0.24 page 3 o14 CONFIDENTIAL SDNY_GM_00011828 EFTA_001 22479 EFTA01267958

Statement for Account # 867-730320 06/01/15 - 06130/15 Insured De r osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Expense Description Code Code Amount Balance Opening Balance $954.83 06/09/15 06/09/15 Received FDIC INSURED DEPOSIT ACCOUNT S 6,413.07 7,367.90 IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/1015 06/10/15 Received FDIC INSURED DEPOSIT ACCOUNT 0.01 7,367.91 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/15/15 06/15/15 Received FDIC INSURED DEPOSIT ACCOUNT 44,216.16 51,584.07 IDAll NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 06/30/15 06/30/15 Received Interest: Insured 0.24 51,584.31 Deposit Account Closing Balance $51,584.31 TD Bank NA $51,584.31 DIC In“.reci Ceposli Account (IDA) balances reflected in your brokerage acccuu are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TD Bank USA. N.A.. or both. The IDA balances are not Covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Important Information The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://wntdameritrade.comffinancialstatement.html on or before June 14, 2015, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2015, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $ 1.6 billion and $291 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the commission in Washington DC and the Denver, CO office of the Commission. Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies. procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. page 4 of 4 CONFIDENTIAL SDNY_GM_000 11829 EFTA_00122480 EFTA01267959

FACTS Why? What? How? WHAT DOES TD AMERITRADE FACTS DO WITH YOUR PERSONAL INFORMATION? Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. The types of personal information we collect and share depend on the product or service you have with us. This information can include: • Social Security number and financial account numbers • Account balances and transaction information • Income and employment information All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons TD Ameritrade chooses to share; and whether you can limit this sharing. DcH: TD HrtHHHcle IHH? Han :CPU HTH HhH IHr:rigH For our everyday business purposes— such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus Yes No For our marketing purposes— to otter our products and services to you Yes No For joint marketing with other financial companies No We do not share For our affiliates' everyday business purposes— information about your transactions and experiences Yes No For our affiliates' everyday business purposes— information about your creditworthiness No We do not share For our affiliates to market to you Yes Yes For nonaffillates to market to you No We do not share To limit our sharing Questions? • Call 800.326-7141—a client services representative will assist you or • Visit us online: tdameritrade.com/privacy Please note: If your account is managed by an independent investment advisor, your account preferences are already set to limit our sharing. If you are a new customer, we can begin sharing your information 30 days from the date we sent this notice. When you are no longer our customer, we continue to share your information as described in this notice. However, you can contact us at any time to limit our sharing. Call 800.326.7141 or email [email protected] Page 1 el 2 Alv1TD 800 F 05,12 CONFIDENTIAL SDNY_GM_00011830 EFTA_00122481 EFTA01267960

Page 2 Who we are Who is providing this notice? TD Ameritrade, Inc. and the TD Ameritrade family of divisions and companies, including TD Ameritrade Institutional, thinkorswim, and Amerivest Management, LLC. What we do How does TD Ameritrade protect my personal information? To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings. For more information, please visit tdameritrade.com/security How does TD Ameritrade collect my personal information? We collect your personal information, for example, when you • Open an account or make deposits or withdrawals from your account • Direct us to buy securities or direct us to sell your securities • Tell us about your investment or retirement portfolio We also collect your personal information from others, such as credit bureaus, affiliates, or other companies. Why can't I limit all sharing? Federal law gives you the right to limit only • Sharing for affiliates' everyday business purposes—information about your creditworthiness • Affiliates from using your information to market to you • Sharing for nonaffiliates to market to you State laws and individual companies may give you additional rights to limit sharing. See below for more on your rights under state law. What happens when I limit sharing for an account I hold jointly with someone else? Your choices will apply to everyone on your account. Definitions Affiliates Companies related by common ownership or control. They can be financial and nonfinancial companies. • Our affiliates include companies with a TD Ameritrade name, financial companies such as RED Option Advisors, Inc. and the TD Bank Financial Group family, including TD Bank and The Toronto-Dominion Bank, as well as non-financial companies such as Investools, Inc. Nonaffiliates Companies not related by common ownership or control. They can be financial and nonfinancial companies. • TO Ameritrade does not share with nonaffiliates so they can market to you. Joint marketing A formal agreement between nonaffiliated financial companies that together market financial products or services to you. • TD Ameritrade doesn't jointly market. Other important information For Nevada Residents. We are providing you this notice pursuant to stale law. You may be placed on our internal Do Not Call List bycalling 800-328-7141. Nevada law requires that we also provide you with the following =Mad information: Bureau of Consumer Protection. Dike of the Nevada Attorney General. 555 E. wash:von SI.. Suite 3900. Las Vegas. NV 89101. Phone rimmbet: 702.488.3132: emai: BCFINFORMg.slate.rmus. For Valmont Residents. In accordance with Vermont law. we mil not share information we ailed about Vermont residents whh companies who are not murales. except as permitted by taw. such as with your consent or to service your accounts. We will net share information about your credintmtNness with our affiliates without your authorization or consent. but we may share inlmialion about our transactions or experiences with you with our affiliates willocut your consent. For California ResIdeMs. In accordance mth Gahlotnia law. we wit not share iniormation we tolled about you with nonalliliates. except as allowed by law. For example, we may share ihlonnifficg with your consent or to service your accounts. Among our affiliates. we will limn inlognalion sharing to the extent required by Gallittnia law. Page 2 of 2 CONFIDENTIAL AMID 800 F 05/12 SONYGM_00011831 EFTA_00122482 EFTA01267961

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011 832 EFTA_00122483 EFTA01267962

Terms and Conditions STATEMENT GUIDE It: nr.)iyacb prowdes morele. Porden° Report; lor aocoums with acverty and quanedy ropa' ta teade* accounts red anels.i Portfolio Sommen: Dada 'he Current «da d yam 000010 es Of !he Opat dele end corpora n to me prior month.a The aal elaabOn Mokt yOur p00010 diveneneation by invesimert type Waakt aboahros tonde< 5% eng be grougol mto thocalegory ol todor' on me po clean. Mar Edyty - Total AccouM EadbelT0011 Long Meryinede Vakte • Total Short Wikte) Actroty Summary: Tne opening and daling cash blanca are toonled hom lor am [weck relereice Al account actmty es summa's«, lor me afrem pcnod and voor m dato_ Income a Expense Suranary innetre only): Tna saam daalt the enoame ard nigrense babi trom ne Attiaty Summary and datoiles the box »Maant Ribosoom Account Suennory (IRA, city): Raars Ob IPS racend:d transaceons for Inc derde ard pro nam IRS FOM1 5498 leir mark« rak» ie baad On Me omgoot vake aa or Docancer 31 o1Ø pranous year ani wil be turn:rood tome Mama Revenu° Scene°. PodonnanceSummary:Monitor yam anno& podlono perlemene ard Ine vryealized gaine end I0:00: br your lubro ruestrnont Account Poslarns: View your mastloods at mo current mark« vabo ard corrparo the canna toet to see ,veeeed Deins and tosses n you! pallo10 Original oost ia esagned unna Ine entan. lintel (FIFO) meibod. netelt Mam% Ob run share, Ø sel ere thee. you purchased tra lbo esinaled errostmoni inoame2 and avocado oost per share are disdayed lor your /elegance Ithe °kiest purchase Mile e ehOwn 10r en ackehon or yoga hokkig Daad/. AOCOuret Aai": Al aCcoura ectMly ia deerty detned. Iele« in Ode Order, end rellected n Me Øling Cash Wake %Eo Panding Settlandil: Confirm yOW exeCded tredes enn e sen/amant dele ener monen Ø. kimte transacions bo rellected n ne Account Acvay nabon rest momo. Onlin• Ceel, Services TranuallOn Daalt) Cali monogamer. traneattOM Mal deed dring ms slatanoM repoMng pond. ndudng check. debil card and MIA actraly. are 'blad en dato «Ob. Onbne Cash Services Summet': Credit ard dato !ransden mats lor mo arrom slatomen radde» arldaltre 'ontwind. IndhiCked aankalk. be rol lisbd. 'Duo to monding adustments. mo stdoment deals may not con] me statement totals. rEtilitialed Annes/ Income end Estrroted Anno& Meld wikten ere baad upon IN) nuMber ei slums eenre or a/10M vak» balen as ot the salmen dale and lbo most roomt draderd mie b Cash Pekt panda/ GENERAL INFORMATION 10 Omen:rade doen not boude legal or las ~ce. Plens* consul, your teat ~sof or las 4PCOurall waren nestery. As e stenend inCleby patat. MMO COneentaans Mi» be readtd kor Sally aardand transettiOn veepolen OurpOsea For TO Amentrade Imaboonal dons. ytre adios« hem es scparato from and not atlibled wal TO Anianrada. Inc. a TD Arnxtrado Ocang, Inc.. ard *ach h'm is nat responsile la tbc prOCkele end sondes Ol Me orner. Acceracy of Repools: H you flrod any errors or «Malend In yam accouM stekament you *houd immodieudy colt us et 11* ~bet gered 00 page ome 01 your statement. You *houd als. contact our Clearing rem, TD Ameritrade Clearing, Inc. el 800469-9900. Please Conny mc sladrom c.vc-bely. Ir you dregde nith any transadon, or d Mae are any «ras et omnaait please rally e Dient Services reproseMethe a yrer kal alrich ote. ee wel as 10 Amairado Clean-e. Ine. in anno nithn ton (10) days ol yam record ot Mos statement Ar ad statements IHeI you hom made to us Mal* be COnernied in wring Th& statement OIO Otherwee be considered conelyshe. Fletse nyry us prompily 01 any change, in var ank« inlormation. Trace Tons Mede* On your repon wil bo Conebsepay ~cd accurateUre:4s you nobly TO Ans:naad* erbradatey. Account Prolettbn: Deporms hald by TO Dank. NA ard TD Dank USA. N.A. are insmeet by FDIC Cesered by SIPC) up le $250.000. Linde are per aCtOunl ormertil-P per «Sta» TO leem more eØ1 FDIC Cinerage go) tO *New idegov. SeadhaS. induring "dop funds, held in 00 @aldaar ACCOunt are n01 depOSIN Or obletalions of. or gumantaed by. any bank. aro not FOlt onswed. and onvoho onvestmord asks, ircludng posstle loss cd princpal. TD Nierdode is a momber olme Sauna's Invalt Praatten Corporalion (SEC,. whch eraan: soenna: astomers of ds menden up lo 5500.000 (inckarling 5250.000 lor daim fes cash). Explanatory brochure os available on requesl h Me enen Ot a ~ertoe ineolancy. a dam may reativetrmants due KOM the trustee en banduacY and men SIPC. Srmokniental oavorago a pad out dier mo trustee and SIPC payouts ard Ør such corona each deel is lemned to a camend return ot 5152 malen kom e trustee. SIPC and London insurers The TO Anyerikade suppinnentel coverago bas an aggregaat Urn ol 5500 muon lynx an cupamen. ins polcy prowdes Carenage logening bandage insohincy enddoes nel proleet (deinst ba in meniet anye ot me securbas innesimen kt a money ~ebt lund is nel ineured er Werenneed by Me Federel Depot& Insuranoe Corporabon (F1210 a any aha tremmen agency Maan Me krot Beek 10 profane the valse d yOur imalment al 51 00 p« gure. 4 b pOsabb 10 lese moro'/ by invoelen n e money meniet kord. DMdeeds eie deciare dak' end pactraniestod moresy. The pampa:d contans lies ard odia important normmat Reed the prospectus dbrekny beat ~e ing. ben-0009M invedmend held b/ your broker dealer We NOT FDIC reSURED t NOT BANK GUARONTEEDi MAY LOSE VALDE. The beknot ti your bank dearsil ecobad Or Bidet d yOur niOneY nareel raad fund can be Igunlated on do order. and lto bomde rekirrad lo ytre securees account or /omina byta Ma ~eng: The ~Ob epen b nO1 e lar «want Va wil recent Forma:091yr anaal tm tcponng n oxrplado mh ES narseanis Mdudes taaleb resed. badet. capral geib. laga wiSaldf. end des proceecbl Sene porem% ere %bleet 10 redeasratIOn nht to rdtaal cti maccrxer barrcTcns Cast Sad; Cao Saus. tar, tol and becrwonas ronding and Ganskorpor m alend axl ardycke by CO1 taXetOREE0 TD analrode is na repOrebe 16 he retEnty or andaty d to ramden ID tonn taco ad ts namaten pinda" FPnaterai do nol ~Meega scunity of he inlemelon and dele poded Cal NCCEPCEATED b a eqatrale coneny end ro ra Waad wel IDamenale Maren and Options Account Agreements: Prompt)/ adaso11) Amen:rade n wang ot any dunge in your royement ctnxixos or kaamt stuakan as thoy man to your ~gin Or 00bOnS aCCOunt agreernenis A eummey el Oanntabon, and charge, Maarte win lno oxcroulko ol opeord &anoden, os ~abt*. Odel Mrdol Pdoas: Tele maket iade d scones ham ban ctanea d motto korn q".:1O‘ ~OS ryd Oer reeperidtrit sans Made eie bard on me daag moa he mem beman mo bel ad adeng pica «aner namsria. t no rocker duo n dotatie lem a qadtan eend 6 Oh« indeidedent 80b0). Webb e maal lo bang relecled hbo Pram CO) The dugxets your portdo rapt are Prordal 14$11°Cd inIX171"n dd sto dom guaramoo mo accurazy dry spade:prees. Iknaago broed postonsansauel ~g be remsong banco dd Ine osen maket pure Poolde, Man dato% my nei naces aks prococcb. lbo seo:nday front la Canada d erepost: (Cd) es genecaly nou' and Me adel web mfl/ be dartel nol mepxhese Vee Mannen Ida d grodel may rood ton Me :ab Sad) Pr« b rrairty Ebbe rad Red Won, Steurt*: Ira ciforomy Ihn coary sauna and dem trad <nalaat, «dunge. Rang. hy eden me OTC loer Mecountry: mak« and e/rot« 1 ou city fnv rxt eretb loa »ma na paan picr eo rrauty. i kol bora: pm to rrubsty m2/ cooJi n a las d renapa. Non aanaard Aas ORRI aso bocaly ~nats n oma panpeen program samba: paraystos. Imeciatablityccmpana. cr red mto» roomon imam. corrnadry pais. prude eguty. pad, dril a belge Ø. Wak ere betale llgud imtelmeas ad do na lab cri e nama sauna cadet, ana Nadat Stoa lAarka lire dua shomi ta doe rnesimats ee ~ad wilds Wend ban wriob ~NOK nadreg, bid nol Mae P independent opwond& de procrombrdzwe. ander tid party tonder ellen tul bar boon proded by Vn maragorrcer. ~rake ander gaar d exil pagm er tb a thrdp.rty ~der ~out indabodeM ~eden by TI) ~e. Wade may na rakel the Mand omhase pico. wed maai duo «be mala:d rmen pasgrom. C an ø,nØ duo card be estatelchod Øgle Orene metode. me blusten mto be renend es NOnEted ("NV) Fel e0dliend deal ~nog nabaten Ia litan.Staidana koe. paap amict Gat Sondes Diere rressends do n« omrol urda ryn SIPC Aden Rato Socurbes (MS) Meng: Die motet~ Ia PAS somma: hdo badmaan. H pelde. bom qadekneenka, or Wei ~peda* ~cm The way al Ine pleng is nei ~nood Ha maag waren ns mate. TO Amalrade tel preolhe PAS ØO0. Laag 4110 anatomen bot to karde), ad undcrang apt guaty. Die MaS marker n ermede normdi e kck ol kebab end. Me mak mee an be ro essirence giet toch eecurtes an to sela uren ons maten cadans. REGULATORY DISCLOSURES For an investeer brocbute Mal incbclas informabon desueng FINAKs Prma Doel:aura Program. Oase contact Filtraat WO-289.929g or indliva012. The lamst rato ~An ta TO Amortrade Cash a laken hom me oppcape irdecost rato ser lor Oe Merkel WO, baarste n te TO Amertrade Gab. as OIO» illetement casino date Simple dorpst es daad data bascd on the interestrato ta oplaadde to oatto days baboe°. eikanaal Statement Notifdatlon: The statement ol Mariaal condman lor TO 0monIrado ~Iade Idee a yam and may be obtentel al nO oost. via me intomen el Mbo» \weretiarnentradeownlinanciatialomoniatml. °plan nakomen,: All short party ogen partens and same index open pontons are ~Iade lor assignmed. ExerCee essignmmt races ra eguty or index options ere rendOmly aloCaled aflang alldoms' stal posnons by an a:Aanbied orde se. Free Credit ~aces (Rob 1544 6 3): Under me Sent promotion rulos. wo may Lise free aedit Waad n yrer OCCOunt n ne Ordhary course ol our banen wikt, en) payaMe to sou on dellord. Marga Aocourds illegulallonlktlyou have a margin acoaunl. me (*pon o a combnaten ol yrer margin «Zant ede special ~aard" eacovit Tradng On maan poses redeons! risks and c not sutaldo lor all inuestors. A complet* lal b the rak: amooated venb morgen beting is mala» in ne maren rak didoeure Øyreol. YOu rnay °Min e copy or ms document by meeding us el he ~ab« Isled on page one 01 your statement Payment Ier Order Flow (SEC Ruin 606 and 607): In somo crcumstanas. TO Arnentrado recente, °omga:don la ctioceng cenan artetroarunta ard ined ogen), order ebt lo selecled me*ets. Øs or dealers (Makel Centraal Ctripentabon is in me kern or e per share cash payment. h adction. TO Amatradealso may demo carponsaten relaxed to mo lorden cn,rency Mollen» Component d tandatiOns &Oreer toewees hom Made' Centen, esecueng ach tras Wo post roJarbmy repons diselanng lbo vonues lor order rowng exec000n at wom.idarnatradecom A ventten copy is ovaal:Ic ecirm rapost is our pday. absent pant orders to !ho ankary. to :end baars. dooiers. ard Makel 410.1k0413 beseft On IN) Sally to porde bes' maden ani the halery Ot seebr9 plee improuement be marde ordes. Poco emproyarent,s 443110010 unief Dorian ~dol condbons. and wo regulary monter execulat. to ion lor steil immeromeni d aualable. Trede CoMirmaltint (RW 10010): All con1rmalione ere Parameter( On ne Ir erehl date Trentections in beton saudles (indaag laden ~WE ADM MM bade in EO U.S.) may indicie biace ard loos diagod bymo kram manes of goven mens. dab may be redecied in ikte wiet ol Me security Of «sneed Man ~ponk« Ine dan Prhacy Poky NollIkillon: A copy of Me TO Amen:redt dada/ 00IcY ie WEM» el www.bamairadoeorn Cantor Seembles: lhe slocaton ol pedal rW,mpons« tab is done rang e aroma Iteby bsiem. A aoraption el me proadaos br Slibt° sceunbas is avalabbon Vre ~silo or hard opbel aro mblible upon rabbi. In Case ol ergon er welkom ,baut your ElterrOniC runt( Tanden. piEse CO lad Bel 1.200 669.390). or n wang to P.O. Box 2209. °mal». NE 68103. or by *maa al dieMeervkakbkkoMedede.COm Th/ damden cOntained n your earmil statement shag be totdat upon waf d you do nol ottecl wtnn :ab tabidays lor any aansta ot lurds saroct to lecgaabon E. ach as ATM and pon-«-sale traralas. debil van:atoom. wrat nceosois. and Manende. We must heer trom you ro Idee Man 60 darm ener we sent var The FEST statoment on whclithe error or problem appearcd. (I) Tell us Ym rome and accountante( (2) boleet» the error or We leanbar you are unsuro eretal. ard inplan as doder as you can way you behaart is an error or why yen nood more onlormabon. (3) Tea us Ine ddlir amant of Me sugetted error. Wo wil uw/tags* your omplant dal wil correct any error promptly. H we lake more man ID biar ess Ons to do the. se wil redt yOur eccOuM br ire amant yOu tank is n error. a gd you wil have ik uso ol the money dunng tho trio t takos us to corrpao ourinvesteaten. AUTO NO 0Am Additioneily. TI) Aniedirede raider) eed) deed $149.5 dillen wat 01 DrolectIon for MI wansaceons aro abject to p) roe consmubon. Nes. rondo:ons adonis bed usages SeCualett and 52 Mien 01 IXONCIOn br cash Ihrcugh SupOlemenal coveragefrOvided by d me exchange Or merkel. and iie deetagnouse. H ww. on Mach *ah kanteel-Cas ere London inlaat dada: tel ledttal labs. n/ rusyl indaag roe Sperma's 1 Ee ounctioe0 m Ad in ot 1933 SDNY_GM_00011833 and ØSnu nes anta f ondy?f= EFTA_00122484 EFTA01267963

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Amerigade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/15 - 07/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: FILLED WITH FRESH THINKING AND CREATIVE APPROACHES, THE TICKER TAPED IS YOUR GO-TO RESOURCE FOR INVESTING & TRADING. STAY UP TO DATE WITH MARKET INSIGHTS & COMMENTARY FROM TO AMERITRADE EVERY MARKET DAY. VISIT1NWW.THETICKERTAPE.COM Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Period Change Change Estimated Income Estimated Yield $ $0.01 ($0.01) $ - 51.584.76 51,584.31 0.45 0.01% 0.01 (0.01) (100.0)% $51,584.76 $51.584.33 $0.43 $ 0.00 0.0% Cash Activi Summa Opening Balance Securities Purchased Current $0.01 YTD $ Income Dividends Reportable $ - Non Reportable $ - Securities Sold 222.913.42 Interest Funds Deposited Other Funds Disbursed (3.000,000.00) Expense Income Interest Expense Fees Other (0.01) 2,777,086.58 Other Closing Balance $0-00 $0.00 Net $0.00 $0.00 Income & Ex .ense Summa page 1 o13 YTD CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 07;31;15" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)"° Securities Received/(Delivered)"' 'Tor cost-beats Information, refer to www.tdamerltrede.com $0.22 (0.22) (3,000,000.00) 0.00 SDNY_GM_00011834 EFTA 00122485 EFTA01267964

Statement for Account # 867-730320 07/01/15 - 07/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current $ - 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.44 Year to Date $ 101.28 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable In a prevcus tax year (spillover dividends). The year to date totals will accurately reflect your cumulative arncuu for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Symbol/ CUSIP Total Stocks Total Margin Account Quantity 1 $ 0.0035 Current Price Market Purchase Value Date page 2 o13 $ NP 08f05f14 $0.00 $0.00 CONFIDENTIAL Cost Basis Average Cost Unrealized Galn(Loss) Estimated Income Yield $ 0.22 $ 0.22 S (0.22) $ - $0.22 $(0.22) $0.00 0.0% $0.22 $(0.22) $0.00 0.0% SDNY_GM_00011835 EFTA 00122486 EFTA01267965

Statement for Account # 867-730320 07/01/15 - 07/31/15 Account Activit Trade Date Settle Acct Date Type Transaction Cash Activity' Opening Balance 07/30/15 07/30/15 Margin Journal - Other Description PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Symbol, CUSIP Quantity Price Amount Balance $0.01 $ 0.00 $ (0.01) 0.00 $ 0.00 Insured De . osit Account Interest Credited Begin Date 07/01/15 07/30/15 Balance $ 51,584.31 51,584.32 Number of Days 29 2 Interest Rate 0.0100 0.0100 Total Interest Income Merest Accrued $ 0.41 0.03 MTD Accrued $ 0.41 0.44 MTD PAID $ - 0.44 $0.44 Insured Deposit Account Activit Date Check Cleared Number Date Written Transaction Description Tracking Code Expense Code Opening Balance 07/30/15 07/30/15 Received FDIC INSURED DEPOSIT ACCOUNT IDA11 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 07/31/15 07/31/15 Received Interest: Insured Deposit Account Closing Balance $51,584.76 TD Bank NA $51,584.76 FDIC Insured Deposo Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA batances are not covered by the Securities Investor Protection Corporation (SIPC) protection apptcable to your brokerage account. Amount $ 0.01 0.44 Balance $51,584.31 51.584.32 51.584.76 page 3 of 3 CONFIDENTIAL SDNY_GM_00011838 EFTA_00122487 EFTA01267966

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011837 EFTA_00I 22488 EFTA01267967

Terms and Conditions STATEMENT GUIDE It. Ar.rir ado provides morally PodsPo Reports lor accoums huh acvary and quadedy repot 'a mestree accounts rah assns.. Panted. Summary: ROW ihe Current value d your 000010 es 01 the renal dale and compares Mto be prior rrionlh.s The WIWI elleXeliOn raced., your p00010 divendealion by investment type Maple abmwees under 5% v$ be grouped into mecategory eI in the pm chart. Margin Edgy - Tote/ AccouM ErlugnIT0181LOng MapinaMe Value • Total Short Value) Activity Summary: Inc opening and dosing cash balances are reconcied hue lor yaw quid re!egeice Al account actmty es summa sad lor be current period and yea to data_ income a Expense Summary inervIRAs only): This sec an dolalt tom income and omens° tOtaH from te Activity Summery and de/gnu the lax irealMent Regiment Account Summary (IRAs only): Roma Ire IRS regulatod transaceons for Mo wren( and ma years IRS Form $498 lair manvet value is based On te current value as of December 31 ot coo pronous law arrows be furnished to do Internal Revenue Serowe. nedomilenceSunimary:Monisor your annual portfolio performance ard the arealized gains and lassos for your Mum rrmstrnord sealegy. Account Positians: New your rnostmoms al rho current market vabo and corrparo the mina con 10 me Lerealued gains and losses in your pallo10 Original coal is assigned using me rum. renteut (FIFO) method. Olen assumes me Oral shares you set we those you pschased int. The estimated ernostmoni income2 and average cost per store are insedayed tor your reierence Moe octet purchase date is shown tor an .'doelion 01 your bolting Peeing. Account AciMly: AI eaOLO IICIMly 4 deny defined. Feted in date add, and related n the doting cash glance. Trades Pending Settlement Conrann yOur euntotel trade, wilh 8 Stillederi dale alter month owl. Thom vansacions Ml be reflected n Ma Account Angry sexton root month. Online Cash Services TransgtiOn Detail: Cash management irenssolons stal cleared caring ars siatenced reporting pand. ndudng check. dead card and ATM actmiy. are listed en dale add. Online Cash Services Summary:Cm:It ard debt transaction totals lor me atom statement repo erg nano* we summarized. Indhirked thineaCtente we nagged. roue to rounding adustments. me stament dads may not con] the statement totals. retain/dad Anna/ Income and Esemated Annual Yield values are based upon Ole number d shwas owned or carom value balance as Mtn* stalamant dale and Me most moan! &Mend /ale a an Pahl pttMde4 GENERAL INFORMATION 10 limentrade does not proud* legal or lax adeco. Please consul, your legal adoeor or lax traOuNanl when neattPlary. A8 8 Slanged infantry page. phone COMOSSIM. May be recorded be dually 00n1r01 and !tansy:11On vedgCSIM Ourpted. For TO Ammo-add hormonal clews. yaw advisor turn es separate from and not altrialed win TO knedirada. Inc. a TO Armored* Closing, Inc.. and each frm es not responsble la the reads end 'anises UI he oner. Accuracy of Reports:6 you find any errorsor omissions In your account statement you should Immediately call us at the romper listed 0.1 page one 01 your statement You should also contact our Clearing Fort TD kneeling, Clewing, Inc. el M4694900. Please roam too siatanam caroMily. It you diapad nub any transactor., or el here are any weds or omissions. Maas, nobly a Client Senicomepresentedhe a yon tar Wench Cate. as wel as 10 Amairado Chlorin. Inc. en wmrg ...inn ton (10) days ol yaw mom ei this statement. Any oral statements Thal you ham made to us should be COMM'S in mitre The statement will asomes be considered concishe Please nary ce promptly ol any changes in your contact installation. Trareadions resealed on your meat wil be concbsrualy deemed acarratounloss you ripely TO knyeradoernmodotob. Account Prolectbn: Deposits hold by MBank. N.A. and TD Bars USA. N.A. aro inured by Te FDIC (MI Covered by SIPC) up 10 6250.100. Limits ere per SCCOunl ormerthar Per iniblugOn. TO learn more about FDIC egged°e go tO +new 101040v. Satiate& indudng mutual funds. held in yetia ein)kerage Account are €101 Spews Or oblgalions ol. or guaranteed by. any barek. are not FOlt enswed. and involve investment nsks. indudng posstle loss ol prince:al. TD Amenrade es a member ol the Saudi*: Investor Promoten Corporation (51PC'). which protects mount= automats of its members up le 5500.000 (inchading 5250.000 la claims for cash). Explanatory brochure is available on requeel at wyntsimaxg. Addltionaily. TO Aniedlrade prOhdea each Clan $149.5 mullen worth ol moleskin tor SeCurillete and $2 mllon 01 proesten br can through SupOlemenial coverage provided by London insurers 1. he Mien 01 a brokerage ineolrency. a dent may regivaternants due kern the Inetn) In banountoY and man SIPC. Swol000nial porcine is pad oui rem me trustee and SIPC payouts and anew such coverage each clam es limited to a conned return al 5152 mtliOn horn a goatee. SIPC and London insurers The TO ~Okada applemental coverage has an aggregate km al $500 muon over all cLesamers. This poky provides coverage lokraing bnakaage insohincy end does nO1 poled against Mu le Markel value ot me securMas investment it a money mane) lurd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FOCI a any other gonarnmea agency. Although the rands Beek 10 preserve the vat. Owns regiment al SI 0) pew Share. it b pOubb 10 lOse molly by invested in a money market tad. DMdeeds we <leaved daly and pactromosted monthly. The an:epochs contans Iles aril once imp:slant ricandlon Read the prospectus Clinakelh before frosting. NOn-depotlil investments herd by your broker dealer arc NOT FDIC ISSURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance' your bank depend acciturel Or Shard d ye/a money martel namal fund can to lopeclated on your order. and the proceeds returned to year securees account or ambled 10 you Tax Ranging: The fraltdO owl if Mein Mooned You nil rage Form 1039 Is. aresel tax rowan in ox plaice vrth IRS ressownis Includes breibrio Maya drAlcrels. weal gas. Used ~1 and saes proceed» Some armerts ere subject 10 redtediditiOn whin di be relledal cis eishirt lat reports Cost Basis: Costtam tag lot and potmemo ceponng ara Conealca ate antral ard crawled by COI thiMhPORMED ID rawrOwle is net impOrebb la tee retettity or sultrily al tra reamdicn. To Amara add Inkfmaton par das Igo:marsh do not ~Mee me sanity « he inkmelon ard data mailed COI NCCFMCWATED b a Waal° dampony and end anted urm 11)rmertrode Margin and Options Account Agreements: Prompt>, ages° ID Amentrado n wiling et any Mango in your investment repents a enamel stuarim as they wain to your martin or 00141S ecomom agreensenis A summery oi COMmasions and dune, incurred urn mo execution ol spoon wansocoons is ...alai*. One Maid Pikes: The mats velum el sauna hue ben vaan. d ~lek. kom g.atfrn Saga. ad Other inkpOndent admes lakes we Weed On te doing phle. Me mom bet a« age bd aid arlwe pows. a abet rretext. t no raker oho es svelte ion a cadatlen emit* 6 OW incleggident Ewa). I've swab is Waal lo Wing ~of el Nal.Peed CRP). nowiumass o. your mad» maxi are Warden as gain MMITRIen ad we dam guarantee Me accuracy dry scones axa lemma backed postern are welted wing IFe remrang barla and be moral medial rake Pothole Mad wilaten8 may not macron sake proceeds. The someday mated la Catlyass of Deposes (CDs) a gamely loud and the adult sSIX me/ be 011~ from me ~as, rate Aei?*a't loss ce MinCtrtl may mob too go sale daft) pree to roams Bends ~be Red ammo Swung. trade dte'itly inn awry scansos and do rct wag en a qua excange. Rainy they Y n me OTC Per thecounter ~Sand turreentleuder manrad aal la tau »eh >Sur paston pia rriguty.1ho alb d tcrearna to moody ~pond 41 a las d penaal. Non Standard Assets (NSAi ale typcaly manros n died partcpaton program smogs garrentms. knead batty cempana. er red edam roomers irusetcarrrodey pools. muse duty. Ora* debt er hedge knob. We we tiptab Moue ~1~3 wed do not lode en a nscn.1 sauns echasu a no Nadu Stock Maid. The dues Words ta mad naman are etdeehd mkes doted ion whew methods bating. OW not tinned Is. independent appraisals. the pawns net asset, ands Mad ponysonar Woes Its hoe boar awned by na mmagornm. ~rota andaroacer ct oath own a by a Meaty lands« wthout Independent ..encaWn by ID ~a. Wives may non relleet the algnal ~else pig. actual market taut a be manras locon lqueascre C an mended value canna be estatrIshod NOugh ~MOW& the niutnen may be reflected es NtinPited ("NV) Fa addlitned Octal rogaiong wagon la abn.Shasdartl kam. Owe cams Cam Schwa These rrosimmis are not aged under me SPC Auden Rao Scourge CARS] Prong: The maker cams la PAS sonar= hao been amned. Imettle. Mom carded:re whims er Wier ~Dade« ~cm The way al me Meng a nol garantod. Ha mans lobo em torte. TD Amalradedi pm Me PAS patio. stud 4110 arederdas bon to loudly ad undid/rig oak quaty. the MIS market is currenly ONiendra) alom elSalty end. 8S8 mot Mae an be no auverce mal such emotes an be sold wider one ~Mt cots. REGULATORY DISCLOSURES MI wansoceons aro stbicci to to) me consisubon. RICO regulations. customs and usages or the exchange Or merket and its deetilgrouSe. M any. on Mich such transactions ere executed w) lama! laws. indLdng me Secunues Act of 1933 and me S«urtes EA a 01 50 en oire nean ihed F an ono brochure bal ingslas intonnabon dasolang FINRA's PLINec Desclosuro Program. please Contact FINRA at 800289'9999 Of winv.linnlag. lbo interest rato shown tor TO Ameretade Cash a taken from to armload° interest rate ter tor the Markel Value hafance in We TO Amen:redo/Garth. as 01 the Welement closing date Simple erected es acnxd dally Dace en the interestrate ter applecatio to *ad.days balance. Financial Statement Nonlicallon: the Nauman ol anancial condun lor TO 'nomad* a ~table hoc° a year and may be ~anted al no cost. via be internee al Moat.!‘wriciotrnontrad000mbnanciatsiammenthirra Option Assignment: All snort oquty croon panons and some index option noniron: are sealable tor assignment Exacte assignment races r0' gouty or mien options are randomly alocaled among all chards' shod potaard by an 4.domaind orde se. Free Credit Balances (tide 16012 5 3): Under she went protection rut. wo may mee tree aedilbabnCes in Our account in me Ordinary course ol our banns which we paraMe to you on demand. Margin Accounts (RegulatlenT): M you have a margin account. this report a a combnawn YOur Margin eased anti a special memorandum account Tredng on marlin poses °Winona! mks and es not sutallo lor all investors. A carpleto 1st ot the risks assomatod web margin vexing is evatable in be neaten rek disclosure document YOu may obtain a copy d document by contacting us eI thenumber 'sled on page one of your statement. Payment Ier Order Flow (SEC Rules 606 and 607): In some creumnanms. TO Amordrado recents componsabon la Moan° toean over-the-counter and flied equhr order lbw to selected mends. broads or dealers (lased Centers') Ctremenselion is in Ire loan d a per shahs cash payment_ 1. adotton. TD Amatrade also may wove correpensawn related to the foreign currency exchange COmpOnent 01 tareaSlions h 10regre SeCurilles rom /deed Centers ozonong such mgrs. Wo post caparbmy reports disclosing the venues for ader roving execution at vonvidarnavadocom A mitten espy is avalatle man rawest h Is our policy. asoni deli odors to the contrary, to select brokers, (balers. and market makers tend On Ole Willy to prude best eutecutlon and the helm 01 seeing pdoe improvement on market orders. Paco 'mown:mare is avanablo War corLan market condlions. and ma regulary monter executan to lost tor mob emmoroment d mobile Trade COMirmitiOnt (Rule 100-10): All contrmalions are ParemilledOn me inansidiOn dale . Tun: Trantraolons in toean eleOuritleS (taltdng *Min dminanY ADM OW lade 10 ‘110 U.S.) may webdo taxes ard loos charged by tin foreign manrad er governments. each may be redacted in Me price 01110> acuity or charged as an ideperderd Ina Man Pits" Poky NollIketion: A cony of the TO Amertracb Piny POICY is Makbla al whw.klamenemde can Cage Somalis.: The olocabon of and reeemplone a calls in done tong a prods Salmy system. A aoscnpion el the madam for callable sccunies es morale on to 'zebrine a hang coma are available won fel. In Case 01 errors a (western, typal your EledrOniC Fund Treaders. pease coiled us al 7!00669.3900. or in swing to P.O. Box 2209. Omaha. NE 68103. or by email at dieMeervites@SUMMIade-COm The ~nodal Ordained in your octant statement shall be lancing upon you it you do not duct wthn may WM days lor any !candor ot lures saw= to Regulabon E. such as ATM and polo drab :targets deb.: transactions. direct deposits. and withdrimals lee must hear from you ro laser Man 60 dare and we sent you Ire MST mammas on which the error or problem appeared, (I) Tell us whr rome and account nutter (2) Dosed» the error or the reandar you arc unsure about. and explan as deafly as you can why you bettered es an error or why you need mac inlormabon. (3) Tea us the dolts **owl or the stoPected error. Wo ad innings* your complam and wil correct any error promptly. el wo lake more man ID biniress days 10 do Ns. sewn Creel, your tIOCOure br me amount yw think is in error. MIMI you wIl have to use al the money dump me tone t takes in to corns:two our Invade:mtge. MiTD15007d4 SDNY_GM_00011838 EFTA_00122489 EFTA01267968

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 08/01/15 - 08/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Announcements: EDUCATION THAT'S ON YOUR CLOCK. FROM QUICK-HIT VIDEOS TO FULL-ON COURSES, THE EDUCATION CENTER MAKES IT EASY TO FIT LEARNING INTO YOUR DAY. CHECK IT OUT NOW AT TDAMERITRADE.COMIEDCENTER Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.585.20 $51,585.20 Prior Value $ 51,584.76 $51,584.76 Cash Activi Summa Current YTD Reportable Non Reportable YTD Opening Balance $ 0.00 $ - Income Cost Basis As Of 08/31/15 " $0.22 Securities Purchased Dividends S S - Unrealized Gains Securities Sold 222.913.42 Interest Unrealized Losses (0.22) Funds Deposited Other Funds Deposited/(Disbursed)' (3,000,000.00) Funds Disbursed (3,000,000.00) Expense Income/(Expense)n° Income Interest Securities Received/(Delivered)rw 0.00 Expense Fees 'Tor cost-beats Information, refer to www.tdamerltrede.eom Other 2,777,086.58 Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 $0.00 Period Change $ 044 $0.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex • ense Summa 0.01% 0.0°1O IDA 100.0% rnritrtnirrirt papal of 3 CONFIDENTIAL SDNY_GM_00011839 EFTA_00122490 EFTA01267969

Statement for Account # 867-730320 08/01/15 - 08/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date 0.00 $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.44 Year to Date $ 101.72 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover dividends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 Current Price Market Purchase Value Date Cost Basis $ 0.003 $ NP 08 05 14 $ 0.22 $0.00 $0.00 $0.22 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.22 $ (0.22) $ - $(0.22) $0.00 0.0% $(0.22) $0.00 0.0% Insured De. osit Account Interest Credited Begin Date 08/01/15 Total Interest Income Balance $ 51,584.76 page 2 013 Number of Days 31 Interest Rate 0.0100 Interest Accrued $ 0.44 CONFIDENTIAL MID Accrued $ 0.44 SONY_GM_000 11840 tiro PAID $ 0.44 $0.44 EFTA_00122491 EFTA01267970

Statement for Account # 867-730320 08 01 15 - 08 31 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 08/31/15 08/31/15 Received Interest: Insured Deposit Account $ 0.44 $51,584.76 51,585.20 Closing Balance TD Bank NA $51,585.20 $51,585.20 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage &occult are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection appscable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011841 EFTA_00122492 EFTA01267971

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011842 EFTA_00 122493 EFTA01267972

Terms and Conditions STATEMENT GUIDE IL 4cc wad° prandes moet,. Portfolio Moot lor aocoums talt acverty and quanedy repels Lar diact:e accounts tab assels.' Portfolio Sommen,: Tache Ihe Correct Mbo d your p00010 es 01 die 10904 dele end ~part n to me prior rnonlh.8 The SOM etatsion «teelt yOur p00010 divendeation by investert type MMO* ottetalen under 5% ma be grourt (Me tho <memory ol tinor' in tho pa chan. Maan Eet>, - Toto/ Account ErtuiViToug Long hterginable Vat • Total Short Vet) Attreity Summary: Ine opening and doling cash blanca am reconded hom lor year pack relotoico Ai account agnry es st:maast lor IN Noem paiod and voor to dato_ Income a Expansie Summary inendlitAs only): TMs sortien daalt ene ritme ard ~ent tiOtati (rom me Mint Summary and teelt the las litalMent Rebnament Account Suennury ORM only): Acts ho IRS recolatod transaceons for iho <vree% ard ptt mud lRS Form 5498 len merka vak» ie band On IN afrent robe aa of Domineer 31 o1Ø pranous yoar and tel be furnishod to~ Interral Revenut Seine. PodonnanceSummary:Monitor >oio omwal pol!~ pedormanee wie Me vn' ealized gaine and lossos br your tiuro ruestrom slotapr. Account Poelt:ons: New your rnostrnonts at tho current marka yabo ard corrparo the ongul cool to sec trueekted peins and tosses n your Ø1o10 Omgrinet cal is aliegned uling Ibe nesitt (FIFOI melhod. ~eh muts die rui doms Ko set ere rose you prehase Ira. lbo nimaten erreostmant encome2 and ~rag° oost per share are dopayed lor your rotvent WO etst pathos° ebt e shot tor en odes:ion cd yoga hokIng ad«). Aceetunt ACMV: Al Sta« eclMly ia deert/ delred. bied in date Order. end relleded n Me tang cash ten6). Tddet ~ding Satlente Conlirm your etertinte tredes st e sen/omen dele aller monen Ø. Thaso transactionsml bo rellected n me Account Acvay ~ion new moms. Ontks Gek Services TranncliOn Dotale Caf,, mannoren IrenSOOSOM Mol team ting ess statanom reporting pond. ndudng ohaat dot card and MIA acurgy. are ',stad en dato «da Oito Cash Services Summary: Credit ard dot transaction totals lor mo arrom statement rePOnagg)0004re summerized. Indhital traneeettlii eie rotst. tue te monding actustments. tho stmoment ~als may not aØØ statement totals. Emneled Anno/ Income end Eserreted Aneul Tred valuta tre baud ebt Ibe nuMber d slums at« or avrom vake balanco as ol tnt rateovn dale ard Me most ~am drndend die or cash Pekt pende(' GENERAL INFORMATION 1D Omen:rade does not politle legal or las ~ce. Please consult your leemt adseor or las OCCOurall :ten neablery. As e dart« intaby plaat. pette COMenialiens NV be tettert br utery 00nedarld leansadiOn vedgalt Dunpose. For TD Amentrade baseboonal dart. your advisor hem es scparato from and not aelialed wtli TD Amentrada. Inc. er TO Arnxtrado Clovng, Inc., ard ton h'm es not responsble la the Orakels end sonices Ol Me ante Moneyof Report: H you bind any errors or «Malone In your accouM statement you *houd immodieudy relt us el the flaneer list« m page med your statement You enould olim contact out ~ring rem, TD Amethist Clearing, ro. el 800469-95100. Please rcenew mc sialetTont earcAlly. Ir you Stam nuh any transamen, or d Mae am any «Mis er emissie«. please rally a giant Services represeMethe a yOur kal bent elte. Ss wol as 10 Amadade Cleano. Ine. in wrong nithn ton (10) days of war reent ot th, statement Any mei statemenis Ihet you hem ~Oe to us tal* be COnernted in veitog The statement ti «hemse benmines conctrve. Fletse meelt a moment, el any Charge in year cOnleci inormation. Tratettions Meel« On your rcpon wil be concbseoD~ed acoodounloss you noely TO Amen:fado irrenadatoy. Account Prolectbn: Depots hald by TO Rank. NA ard TD Dank USA. N.A, aro intrad by 7,0 FDIC (ral COvedd by SIPC) tip 10 $250.000. Linea are per aCtOunl ontlaat per iindlu001. TO leem more etOut FDIC Gevaat 90 b onew ICIC/adv. State. induring ~baat funds, held in 00 Omtrapt. ACCOunt are MI deptilli Or obloalions of. or gewantaed by. any bank. ab not FDItenstred. and envot brormon) das. irrludng posstle loss cel princoal. TD Amerrade is a momber ol Ine Setters Inval« Praatten Corporalion (51PC). which praech acute: atomen of els moerbei, up lo 5500.000 (nceding 5250.000 lor dorre lof cash). Explanatory biochure is available on request kwAsit Addebnaly. TO ArnedtraCte pro edet eed: deed $149.5 ~ton wort' Ol ~Baba for IteCudtkiti and 52 MIIOn 01 IXONCIOn br aan Ihecogh Supaemental aarsnone IXOtted by London Meubels h Ihe ent« Ot a bekap° ineotrency. a dem may rethearnants due Item the Must> in ~Pad and Man SIPC. Stormental ~omga is pad out aker lno trust and SIPC payouts ard Ør such coverage each dent es ~led to a ccrtenod return ot 5152 milt trom a Walen. SIPC and London inurers The TO Anteritrade Stplanentel covert* lus an aggregate Iml ol 550) muon ara ab cum:nors. ins potcy taande: COverage lotkraing bakaage insohincy end tos nOl paal &geinen ba in merkel vake ot me scrounos invesiment h a money malta tune is nø1 ineured Or Werarneed by Me Federtd Depte Ilturane Corporabon (FOICI a any oma gawarnrrat agency- Mhough iha fund! bek 10 pets« the vat d yOur teslment al 51 0) p« share. d b paait» 10 lOse mort by investro n a money merkel kind. 1)Mderds ere decbred daly end pacttemestod morty. Rio pmapeces contans des ard odia important normalon Reed the prospectus abrebilty betere ~ding. 140n-dept il invetten% held by your bokor deler are NOT FDIC NSURED !NOT BANK GUARANTEEDi MAY LOSE VALDE. The balata n your bank dearael eCCCuril Or ehareS d yOur money makel mat fund can to Isda&ed on yoLr order. and IN raat rolurnad lo pm ~omes moot, or remeled byta TO ~na: Pre ~OIO ~al if Maar ~onwil Yeti we weke Ferm 1009 for arst tait racen n oxrplame mh ES ocrattis indudes bare root. cludent. rØ gare. Ira Ø. end odes proceecb Sone Nemer% we subject 10 redessraffin ten MIN Stol a: Atectrt er tam COM Bob: Cao Ets. tm lot and catrininm ceporing and Gemiauw( are daal ad cotrial by COC eCCPOORMED 1D amerldile is net reperebb 16 te rektiity or baltay d to rammen ID Nmo taco ad ts hemmen preides lto:torn do nor ~Mee the eXunIty d the inkmelon and data prokbed CCH NCCEPCEMED b Banaat coneny and eng ented with IDamerbat &begin and Options Account Agreements: Premply adaso 10 Amenirode n ~na ot any tango re your investment cbtuyos or learcial stuit as they pent to your myrlen Or arbenS aCCOunl agreements A sumnery OI ammitsions and dunt Meun« win Ine oxcroulko ol °Fopt trant:eens is ~late. Ome« Merkel Prees: The molmt waan cl scones ham bom ce an«. d motto kom q".:10‘ eenfee ad Oer exependtrit sans Wit se baud On Ob dan) pon Me mem beman me baad arkng pica er odia meert. I no mort ~eis made tm a q.daiacn sent 6 Oh« indetodent ~a. he streeft is stad to ~g mlecled At Pot C1A) Doe iniutns your pendo rat are ~wad aa gruen M.awelen ltd to era guaranloo lbo accurazy dry spanen brem brolaago backed postons tro tel Nl ~g We remming banco ad lbo ~el merkel pre Pidelb Kool tutu At hel reaccer salto procent. Die sterday mast la Cogrmes el toosts (CON n generaly dood end the stud als me, be dtled« aan mep.rdese ofte Asatert las Of orrravl may ravl tom Me tab cd a CD ora 13 mark Brt andly Fred Warm Sauna. Indo elferomy ier coary turner and end pa cri a qua acrona. %Mot mor traant OTC loer me counko mek« and tkerotrit lquay ma na ~ b gru »ab >our poolt picr le Ir tidy. lho to ot ana Ø le rrubsty m2/ cooJi n a las carnapa. Non Standard ~as (NSA) aso bocaly manou in ervd pasicmaCon program tombes !)ortrontrps. Imecid !slab ~mina. er tod atm ~ron trust. commadry pot. prut «uty. plate ~I a bedt» krt. 14546 ere bobt llatid imealmeas ad do na edb can e risima sauna ochange a ho tom Stoa Mslt. oio il lua ddia: ta tee mønets ad Simt ~dis Muntti ham Orkke ~hals ~Ina Nl nol Inted b, independent oppanis te praat net tee. ander tred partytonder celen ta ham boon proded by Vn navlemal ack•nstrata. ander gaar d ene progan. er by a thrdpaty ~da ~out inctendem narenten by TD $««~e. Vete mei Ni rat ma alom, pitte pico. nol ~km tut er be roalnd ton Nadoen t an ~naad iet* card bo establohod trOugh rose neet& the wenden meg be reflected es NOr•Pnied ('HP) eg addli~ deal reptng vabaion la Non.andard kam. plet amict tont Sawa These meertras wo net ~wol under Ob SPC Anm Socurbb (Mitri Prang: Do motet~ Ia AAS ~maa time been ~med. H meltes. bom tasten sent. or ter ~pet« ~Ce: Tse way ol Po preng is nos ~anti Ha mat« ~os na adat. TD Amolrade vijl prim Vb ORS pcaon.takrg rib ansdertn bot eo buddy ad underto act quaty. Die ARS maxi is currenly nontirla e lak keklty end. esa ~A Irae OM be ro ~race~ toch sepots an to sela urda oase ~Nl codices. REGULATORY DISCLOSURES MI kant:bons aro ~ti to p) me constdueon. Na. rogultans amor@ and usages Or Ne exchange Or ~kei. and ns dearvortouse. H ww. Un ^heb *ut kantte:ns ere oxecuted rirl iodeai laws. indaag me Secunts An ot 1933 and ØS«urtes 4 ouncriDO m in itt ond etter t: For an meester brochuo bal maanes intonnabon desaliang FINRAs Pat Doctum Program. Oase contact FINRA st 030-289.9a99 or wymlindag. Dm interest rato ~An tor TO Amertrade Cash a laken Oom tho macabre minst rato eer lor the Merkel Vet baart n IN TI) eMergede Cali. as 01~ illele~M °ben) date Simple interest es acnxd daily bast on the interest rato sa omgroen to ten dofs totaal). Finanotal Statement Noldbation: The mammae ol ~neut condtton lor TO Omen:rade rs ~Iade trvce a >eer and may be obtened al nO oost vie Ihe intomen al Mipictrantamentradeaomenancitimemonthan. °neon Astremene All short eter poon poortent and rome index cpm pontons aro evaleble lor assignmem. Eetnee assignment races br toer or index oplions are rendOmly alocaled aflang snol pontons br an anarnalcd pratte. Free Credit Baboe« (Ra* 15634 II 3): Onder me tienti promotion tos. wo may use tree arde belenCes it yOur account n IN Ordhary omme ol cm boenen which en> parel» to yOu on derrerd. &bruin Aeceunie iRegulabn TI: H you have a margin act," tres report d a combnatt el let marlen eeroase enda Weekt] ~wordt" e:COunt Tradng On ~kin poses °Odeonsl Mits anda not ~aio lor all investors. A oempa° la d the rokt assomaled wel margin gedoe is °vaat in ne margn rek disclosure clavnint YOu may enleina copy Or Ms document by rionlaeling us el he ~ober ;Red on page ene ol roer statement Payment ler Order Flow (SEC Rut 606 and 607): In somo creumstants. TO Arno/tirade recent pampa:toean ler draag canon anylbooDunta ard irded ega oØ Ibe lo seteelamaneta. brokas or dealers (Makel Centers*: Ctrnoentwhon is in øa barn dep« share cash payment. h adem. TO Amatradoalso may raat carponsatt roleed to the breien curency tuten» Component C4 trenrvelts h teen escortstrom Market Genlen motto ach bats Wo post geitery repons discant lbo «roes lor order roLtng °zeeton at wowidarrentradocom *walen spy is avo ratio an roomst. is trur play. absent aard orders biho oortary. to select baas. Waters. ard ~kei makst bered On IN> 80ily ko porde bed <naton ani the halery 01 ~no eia ernprovemcent en mart orders. Pnco improyemontis aV311.1010 unief oenen makel condbons. and wo toedoet, monter executts to lest lor :th 'mormonen d ~labo. Trede COMIrmelkone (fluN100-10): MI conIrmalions are ParemilledOn me traditOn dele. Tas: Trantiactions in beton ~Wilt (nelatiO tekin ~WAY ADM Iblit Ede lo Op U.S.) narr mede taxa ani loos ta rm« by Vb hegn manetser governments. vAch may be reteeled in Ine oie Ol lip seeurity Of ~peda an :debat« Ine gen Preacy Porby Notilkillon: A COOy of the TI) Ametacb privacy PONY ie aveable el wawMamairadocorn Carter ~rite The enteon el perbal roeemplensa ot is dane rang e pront ketey syslem, A ~Topten el the proattes br ~iele struint is avalabloon to roeide er bant copiel aro ~tabla uponirop.KKI. In Case Ol enen Or ~stom &Out pur ElearONC Fund Tantra please CO teel ti el 1-K0669.39M or n ~eo to P.O. Box 2209. Omaset. NE 68103. or by orrap at dierneervkikakekaMeandeCOm The Øltotem cOnished n >to *aa« statement shag be bndng upon yin il >aide not Cio ecl wthn :day la)) days lor any Irantier d luids ~pet to Acgulabon E. toch aa ATM and pont otyab :ratteas dot transactions. dett amosits. and dlhdremils We must heer trom you ro Ieler Man 60 Clan ener we se« gru Ine FEST stommere on whist, the error or problem appearcd. (I) Tel us you rente end account ~ter (2) boarbo the error or the teanser you are unsuro aalut. ard oxplan as dab, as you can wny you betere d 's an error or why you nood mere inlormation. (3) Ted us Me dab, anrodni of dag supte error. Wo nti, tantes* your °omplant and wil wrat any error promptly. ti we lake more man ID business cts lo do Ns. we WO CreCal yOW ecoram br OM &MOL« yOu mink is n error. snei you wil have ~ uso ol the rrrneydunng tho tinet taket a toean:Cao ourinvestgatt. AUTO 150 07,14 SDNY_GM_00011843 EFTA _00122494 EFTA01267973

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO 80X 2209 OMAHA, NE 68103-2209 TD Arne:brad. Clean@. Inc.. Member SIPC Statement Reporting Period: 09/01/15 - 09/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Filled with fresh thinking and creative approaches. The Ticker Tape@ is your go-to resource for investing & trading. Stay up to date with market insights & commentary from TD Anodised° every market day. Visit toninv.theticketlape.com Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Current Value $ 51.585.62 Total $51,585.62 Prior Value S . 51,585.20 $51,585.20 Cash Activi Summa Current YTD Opening Balance $ 0.00 $ - Securities Purchased Securities Sold 222.913.42 Funds Deposited Funds Disbursed (3,000,000.00) Income Expense Other 2,777,086.58 Closing Balance $0.00 $0.00 page 1 of 3 Period Change $ 0.42 50.42 Change Estimated Income Estimated Yield Portfolio Allocation $ $ 0.00 Income & Ex . ense Summa Reportable Non Reportable Income Dividends S - S - Interest Other Expense Interest Fees Other Net $0.00 $0.00 YTD CONFIDENTIAL $0.00 0.01% 0.0°1O IDA 100.0% Performance Summa Cost Basis As Of - 09/30/15 " $022 Unrealized Gains Unrealized Losses (0.22) Funds Deposited/(Disbursed)' (3,000,000.00) Income/(Expense)rm Securities Received/(Delivered)rm 0.00 'Tor eost-beats Information, refer to ww.tdamerltrede.eom SDNY_GM_00011844 EFTA 00122495 EFTA01267974

Statement for Account # 867-730320 09;01/15 - 09/30/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.42 Year to Date $ 102.14 'This section displays current and year to date taxation values for Mrs account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumuLstive arrant for the year. Account Positions Investment Description Stocks - Margin LIFIUA INTERNATIONAL LIWA INC COM Symbol/ CUSIP Total Stocks Total Margin Account Quantity 1 Current Price Market Purchase Value Date Cost Basis $ 0.002 $NP 08/05/14 $ 0.22 $0.00 $0.22 50.00 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 022 S (0.22) $ - $(0.22) $0.00 0.0% $(0.22) $0.00 0.0% Insured De. osit Account Interest Credited Begin Date 09/01/15 Total Interest Income Balance $ 51,585.20 page 2 o13 Number of Days 30 Interest Rate 0.0100 Interest Accrued $ 0.42 CONFIDENTIAL MTD Accrued $ 0.42 SDNY_GM_00011845 tiro PAID $ 0.42 $0.42 EFTA_00 I 22496 EFTA01267975

Statement for Account # 867-730320 09 01 15 - 09 30 15 Insured De. osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 09/30/15 09/30/15 Received interest: insured Deposit Account $ 0.42 $51,585.20 51,585.62 Closing Balance TD Bank NA $51,585.62 $51,585.62 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TD Bai t USA. N.A.. or both. The IDA balances are not covered by the Secumies Investor Protection Corporation (SIPC) protection appscable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_000 11846 EFTA_00122497 EFTA01267976

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011 847 EFTA_00 122498 EFTA01267977

Terms and Conditions STATEMENT GUIDE Arowado provides morally Portfolio Moors lor accoums van annoy and quarterly rooms tv mac:ye accounts win assets.' Portfolio Summary: Treed me current value 01 your D0111010 as 01 the regal dale and compares n to pie prior ~Ma The allsel lineation irdC81.34 your pOrd010 diveninCalion by investment type M.Mple Moulton under 5% me be groused into ~category el "Ctrs" in the pee chart. Margin Earn, - Told Amount Emiblimed Ming larvginable Value • Taal Shan Value) Activity Summary: The opening and dosing cash balances are reconcrec here ler yew quick rerreerice Ai account acunty is summonsed ler be currant paled and yea to dot*. Income a Expense Summary inemEtAs only): This seam detain too income ant emenser Woe horn Mo Manny Summary and Cbsairies the lax liernment. Retirement Account Summary (IRAs only): Review the IRS regnatod bansaceons for Mo rurett WC, pro yeas, IRS Fenn 5498 Mir Marble value is based On the current value as of Docomser 31 or moo previous year arden to furnished to~ Internal Revenue Same. PedonnanceSummitry:Monitoi your annual portfolio penormance ard the unedited gains and l0:0*: 'or your enure rummont strategy. Account Positions: New your mostrnonts a mho current market vatm ard corrparo the cogrol coal to see imvadqed gains and losses n your wool.) Original cost is cosigned using be trurn. rint-out (FIFO) method. Mich assumes the rust shares >du set are those you purchased ern. The estimated irmostmont income2 and average cost per share are chspayed for your /defence the oiledpurchase date e shown tor en Motion or you hoeing period). MeOunt Activity: Al accent solidly ia dean/ clothed. bled in ate Orcier. end reflected n the doting cash balance. Trade* Pending Sottleneed: Confirm you ...Wed trades WM a settlement date alter month Ø. Rose transactions ell bo reflected n me Account Acvnty section nod mom. Online, Cash Services TramactlOn Dwell: Cash management tlannidiae Mal Cleared Caring ass statanom reporting ponod. ndudng check. debit card and ATM actmb. are listed in dato amer. Online Cash Services Summary: Croft ard debt transaction totals lor tho arrom mammon retbring Paled eve sumnusiad. InelMebal benadvent are not listed. uo to rounding adustments. ~ ~mein decals may not coast the summon totals. teninald Annul Income and Esernsted Annual Yield values å e band upon the number of shares owned or arrom value balance, az of toe stalemom dale and me rrom roomi &Aden! rate a Sag, sild ~Ode« GENERAL INFORMATION 10 Msenlrade does not panda legal or lax adece. Please consul, your legal advalor or lax eaeounbent when ~Maly. AS 8 818neard infasdry prelaCe. panne COrnenlehtins may be recorded br Salty comic, and transact on viiitralMiMMOSte. For TO Ammo-ado ~amoral clews. your advisor him ms smarato from and not attend was TO ainciaracla. Inc. a TO Arratrado Cleared. Inc.. and oath Ism is not responstle la the PrOekxls end senices 01 the Ogler. Mammyor Reports:II you rind any errors or omissions in your accouM statement you Mould Immediately call us et the amber listed on page one 01 your statement. You Mould also contact our Clearing rem, TD Arne/loans Clewing, Inc. el 8004694900. Sleaze rancor the statemorn carcally. ir you timed* with any transactor.. or il Mao aro any aids a crwsvom. please Wiry a Client SeM,Breolesentaliraa ye, lOcal bench aloe. as woe as 10 Amairado Clean-9. Inc. in wmrg enho ton (10) days el yew romp of this statement Any oral statements Mal you hare made to vi abode' be cornmeal in veiled The statement Wit °aroma be considered concahe. Please natty vs promptly 01 any changes in yam conned information. DareatIOM rearbled on your moon real be conchae,* doomed accurate unless you mob TO Amanda irrecidatob. Account Protection: Deposes hold by TOBank. N.A. and TD Dank USA. N,A.. aro toured by tie FDIC (401 Covered by SIPC) up 10 2250.030. Limbs are per aCtOunt oimertn0 per inialt4On. TO learn more about FDIC coverage 0010 wire ICAC.00v. SeCulleS. inclocIng mutual 'uncle, held in WV Brokerage Account are 401 depotils Or oblgalions ol. or guaranteed by. any bank. Ø not FOltinsesed, and involve investment mks, includng missile loss ol princpal. TO Amentrade is a member ol the Securities Investor Praocton Corporation (51PC'). which protects secunlies customers or ils members up to 5500.000 (inter:ling 5250.004) lot daims for cash). Explanatory brochure is available on request at A001110nelly. TO Antenna* provides ash cleat $149.5 trillion worth 01 grOleCOOn for securities and 32 °Ilion Ol IXONCIOn for cash 'Neagh Supplemenial coverage provided by London Insurers. I> be von Ola brokerage insotrefity. a Client may Marne Motvis due kan the trustee In baribuldcY and mon SIPC. Sidolemental coverage ei pad out aim tho trustee and WC payouts and Laer such coverage each clone is limited to a ostibnoci urban of 3152 miliOn horn a trustee. SIPC end London insurers The TO Antedliade ardplernental coverage has an aggregate bra ol $500 motion over all custanors. The poky provides Coverage lolbainp brtervage insolvency and does net poled against Ins in marten valle ce eve socunbas An investment n a money mathat lund is not insured Or gararneed by be Federal Depose Insurance Corporabon 'CPC, a any other gworarat agency. Although Me Ands Beek 10 preserve the val. Ol your rertImeni al S100 per share. 4 b potable 10 lose more, by inseam; n a money market kind. Dividends are declared dab and poethursosted montily. The prospectus cordons Iles ard once imconart Mammon_ Reed the trospeclue Meek% Wore ~fling. 1.0n-001Xeil investments herd by your broker dealer arc NOT FDIC INSURED/NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank 009091 meant Or Born Of yew money mattel nidua land can to lquicialta on your order, and lho proceeds returrod lo yam manes account or remilleg 10 yOu Tax RIpering: The and.) Mtn e MI a lar darn« You MI Wake FOrm 1899 for oval us repalrg re carpal:* win IRS ccairowonls lncludes sabb recrta dodenn. Ø gait UPS Xarneli. and sties proosedil Sant Malta an) subject b reclassralOn whin veil to roltdcel cn atnegart in 'opals Cost Rat : Cost Dam. tax lot and locraname ceporteig and Otadosaldr me edema and ard ad by COI IM:CaEORSTED ID rreflracle a na rooenetes la tie reintro or sØ cl tro lydmalm TD Arnentaao ad as atria= wan ylonmters1 do nei ~Mello samdyd he murmeson and dale partied COI IKORFCSINIED a Sale ~pinyand a me alleged ram ID ameba* ~gin and Options Account Agreements: Prompt/ aeries ID Amentrade n warp et arty Boange in your investment clomuros et annul shown as they pertain to your ~Min Or 0014flaCCOunl egreeMenis A summery or ornmesions and cheep, incurred was me execution el aeons bansaceons is amiable. Omni Merkel Prices: The mature yams el sauna hate Mal Waned. il aatibb. Ø (ratan sag«. ad Other indeperident tomes Mika we Weed On Me dosed pc* Me ~crh amen mo PS and slag rms, a other rnotcce. P romria valreis ~lade bon a qt0lakn tern> 0~ independent sane. tie smutty is initted 10 bang reteckel tie Ma Prod OP) lbeiclusams cri your paticlo repel as preened as wool Mandan ad me de net guarantee to soma dag scones pct Madam backed postan re Mod vang me temaving borne ad Me Rawl make! pore Pontorn rØ sebens nay nal nilom« mks prococch, The scoot.» nØ la Contras id Deposes (CDs) a manor* loud and the actual M&e may be clIterat eon me ovalartate MOTSlob d PVICMI may molt ton the sob el a CD pta le ~trey Bann ada Rod Mono Sauna Wade ~cony Man hub women and donor sad en a load ~go. Rama. Ivry saM n me OTC Wes !he °Dunk., nwlya and sUrart tawdry nuyrce met la >a barn >our padon plot tom -ay. The sib et bond gror to ~et nivy reol n a lens el prilopd. Non Standard Amen (MAI wo may mamma n arta pampaen program securbas ~dips. brniodlablItyccmpamx. er red estate roamed bum. arrrtaty pools. angle ,uty. grim* debt a hedge inch NS& se boaen baud imealmeas ad do na hide en nalond accurtes maven.« to Nasdaq Stock ).Ledd, Toques ~on la tome rrostrans se ~al am ~eel Ian ,orkke meMOOS. Ø, bN nei IM/ol m Independent apprardis to progons ra =ob. anew Ma party tondor tilers hat ha* boon prowled by to ~goner. ~raw. ander spacer a ash pcgan en by a thrtlinty nr wind Independent rettslen by ID ~a. Values may nor died pie orlon& ~lase pica. Ø market value a be mal m:1 upon kudos:neon øt"Ø value canna be (rancho! trough l'eSe methods. Me elusion may be !SOW as NOrsPited MP) Fa ~MS Octal comma notmon b NmStamtant Aces. plena aroma Cite Saes These rivasinass are nu mant on/Soft SIPC. Amon Rao Sauna (ARSD Prong: he mesa lob= la ORS scams hero boon °tuned. H artletle. Korn coOtalen eerrte. of oiler rages:MI ~ea Theacaray ol the pØ is nal garanioal Ha motel ~a snot maldab. TD ~Made SI grue eo OAS mum. tared nth censolet boll to klualy ad undo,,mg ode quay. The ARS ~tee re ~only tremaning a Mk 011esalty and. ma mot ~eta, be re e"SvlrCelbal eoditreaarbeSan to and undo, oscremalrel cottons. REGULATORY DISCLOSURES MI Crania:eons aro abject to 0) The consmubon. Na, regulations customs and usages • Ra exchange Or market and its dearrighouse. H any. on Mich such bandeos are caccurca: no Masai Lies. 'dialog the Sambas Act el 1933 and the Sauenes Ex 1 osen . o and mva cliereqte orfAtend F an osso brochure Mat incbelps intormabon denoting FINRA's Putlic Osamu], Program. please Contact FINRAM 8352839939 Or wwwlinmag. The interest rato ~An tor TO Ameretade Cash a leken from the oppcape me/onraw ser lor the Markel Value balance n Me TO AmeroedeCesh. as 01~ aelerteM casino Ode Simple merest is mama dab based on the interest raw ea applcablo to oath days balance. Financed Statement NotircatIon: TM sidemen ol Mancol condom lor TO Ormond* es ~table Woe a year and may be obtened al no Cost. via the internee al hm.rnwyrratanontradecom,bnancialstammentlard. Option Assignment: Mi eon comb upon posnons and some index option positions are available br assignment Emma assignment Mani for equity or Men options are randomly Mooned among all ohms' shod posbons by an automated proceckse. Free Credit Balances (Rule 16Øt & 3): Under me clam protection mt, we may use free Credit balances n your MCOunt in the Ordinary Came el our amen which are payable 10 yOu on demand. Margin Macomb (Regulation T1: H you have a margin account. the report ei a combnafon el SM. margin entovet end a Nadal ~bran:Lim amen« Tracing on ~Kin poses adellional risks and a not testable lor all investors. A carpet° 1st et the nsks *seceded via margin treeing is amiable in be maren rek disclosure clociment You may obtain a copy d this document by contacting us el Renumber Isla! On page reol pur statement Payment ler Order Row (SEC Rules 606 and 607): In some crcumstancts. TO Amornrado recants compensabon ler droceng certan anatheisounta and mod equity order Ito, to selected MOWS. brokers a dealers (Martel Centers) Cempensation is in Poe loin d a per share cash payment_ n ad.:Mon. TO Amatrado also may wave carperizaten related to So foreign enemy enlarge COmpOnert C4 alarnbliOns n toregn securities (men Markel Callers oxameng such gabs_ We post ararterty moons disclosing the venues ler order raced oxecurson s enmadarnxtrado_com. A mitten copy is avalatle teacti request. 11 is our palsy. absent Pont orders to Me contrary. to select brokers, &tags, and market makers based On the Why to proud, best meabon and the history 01 seerne price improvementcal mana orders. Pnce improvement,s avanabloirder canon market condoms. and we regular>, manta execimen to lost tor ash mac...anent d amiable. Tied, COMIrmollerna (Rule 100-10):MI cornrmalions are earemined on me Iratstrton doe Tax»: Transadkns in foreign sedurila (Martin° foreign ~Wirt AC" ISM Ka in Ea U,S,) may include taxes and fees~ by to foreign mamas of governments. oath may be Nibbled in Me edam el the stonily Or charged man ncleeendert une ilen ~fly Porky Nollgaillon: A cony d the TD /Mabel» privacy DOICY is aVaMMStr al sviMamentadotorn CaMbir Seadilin: The 'location or penal redemptions or cells is doe yang a pro rant any system. A mammon el the proombros for callable saunter. Is nabobon to reerale a hang comps aro multibto uponea:pos.1. In Case 01 errors a coestens tboul your EIMIOniC Fund Trendier. please CO lad 8 al 'MO 66.9.390), ot n vanrg to P.O. Box 2209. Omaha. NE 66103. or by email al ClieMetmkeKaldanlediage.COM The ~meal <OM/lined n your *Cann statement shall be bndng upon you il you do not ab ecl wain sixty (60)days lor any !candor or lunds pima to Rcalabon E, such as ATM and pan arale bunion, debit transaebons. sired deposits. and edheliernik We Must hoar from you ro later Man 60 days aner we Led >du Me FEST summon on whch the error or problem appeared, (I) Tell us tar non. and account amber (2) Doscrbothe error or Me transler you am unsure about. and oxpbn as dearly as you oan why you below n is an error or wily you need mote inlormabon. (3) Teti us he Ocitar .1M0.ri 01 the sabangeg error. Wo Mrll mrosigact your complain and tall <area any error promptly. el we lake more than ID business days lo de this, sewn creel, your twoMM br smart you think is n arms/SIM' you wll have no use al the money dump tho tine I taws us to carpet* our inuestgaton. AMM1500744 SDNY_GM_00011848 EFTA _00122499 EFTA01267978

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amerinade Cleating. Inc.. Member SIPC Statement Reporting Period: 10/01/15 - 10/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Current Value Prior Value Period Change Change Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other $0.01 51,586.06 $ - 51,585.62 $0.01 0.44 50.45 Total Margin Equity $51,586.07 100.0% $51,585.62 Cash Activity Summary Income & Ex • ense Summar Current YTD Non Reportable Reportable $ - $ - Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other $0.00 0.01 $ Income Dividends 222,913.42 Interest Other (3,000,000.00) Expense Interest Fees 2,777,086.59 Other Closing Balance $0.01 $0.01 Net $0.00 $0.00 page 1 of 3 Estimated Income Announcements: Filled with fresh thinking and creative approaches. The Ticker Tape@ Is your go-to resource for investing & trading. Stay up to date with market insights & commentary from TD Ameritrade every market day. Visit ‘soww.thoticketlape.com Estimated Yield Portfolio Allocation $ 0.00 YTD CONFIDENTIAL $0.00 0.01% 0.0% IDA 100.0% Performance Summary Cost Basis As Of - 10/31/15 " Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)n° Securities Received/(Delivered)"' ••For cost-basis Information, refer to waw.tdamerftrade.com $0.22 (0.22) (3.000:000.00) 0.00 SDNY_GM_00011849 EFTA 00122500 EFTA01267979

Statement for Account # 867-730320 10/01/15 - 10/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date - 0.00 $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.45 Year to Date $ 102.59 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as =vector's to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover dividends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIHUA INTERNATIONAL INC COM LIWA 1 $ 0.0033 $NP 08/05/14 $ 0.22 $ 022 $ (0.22) $ - Total Stocks $0.00 $0.22 $(0.22) $0.00 0.0% Total Margin Account $0.00 $0.22 $(0.22) $0.00 0.0% page 2 of 3 CONFIDENTIAL SONY_GM_000 11850 EFTA_00122501 EFTA01267980

Statement for Account # 867-730320 10/01/15 - 10/31/15 Account Activity Trade Date Settle Date Opening Balance 10/30/15 10/30/15 Acct Type Margin Transaction/ Cash Activity* Divrint Other Description Symbol/ CUSIP FDIC INSURED DEPOSIT MMDA11 ACCOUNT IDA11 NOT COVERED BY SIPC Interest: Insured Deposit Account Payable: 11/30/2015 Insured Deposit Accoun 0.01 Closing Balance 'For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Quantity Price Amount Balance $ 0.00 $ 0.01 $ 0.00 0.01 $0.01 Insured Deposit Account Interest Credited Begin Date 10/01/15 Total Interest Income Balance $ 51,585.62 Number of Days 31 Interest Rate 0.0100 Interest Accrued 0.44 MID Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured De .osit Account Activit Date Check Cleared Number Opening Balance 10/30/15 Date Written Transaction Description 10/30/15 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount $ 0.44 Balance $51,585.62 51,586.06 Closing Balance TD Bank NA 551,586.06 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA baiances are not covered by the Securities Investor Protection Corporation (SIPC) protection appbcabie to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011851 $51,586.06 EFTA_00122502 EFTA01267981

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011 852 EFTA_00122503 EFTA01267982

Terms and Conditions STATEMENT GUIDE If: Aro wado provides mormy Paddle Reports for accoums with actrerty and quarterly /pons ce nact.,o accounts doh assets.. Pond Summary: Troche the Current value d your 000010 as Of the *pal dale and compares e to pie par month.: The easel akal(On advt." your 00010 diverenetilion by invesimert type Arople dlocatcns under 5% al be grouped into thecategory of 'Other in the pie chart. Margin Early - Total Acceurn &miry iThial Lena lAtvginale Value • Taal Short Value) nanny Summary: The opening and dosing cash balances are moon:led here tor year quick rem once. Al account admiy is summated for Me currant pared and year to date- Income a Expense Summary inon4Fas only): Tins semen dark trio income and et ens° Web nom the ActhQy Summary andClassifiesMe lax litalMent. Robroment Account Summary (IRAs only): Review the IRS regulated transaccons for the curer( and pro maga IRS Fenn SI98 lair mama shut is based On the anent value as of Downed 31 of the previous year arts el to furnthed iota Internal Revenue Scence. Pearmance Summery:Monism your annual polka pedormance era Ina arealized gains and looms 'or your Mute remnant strategy. Account Positions: Now your mostmems at the current market wade and compare the canal cost to see aumilued gains and losses n your paddle Original cost is assigned using the erste). Tost-oul (FIFO) method. welch assumes the Ohl shares yOu sot ale Ines, you purchased first. The estimated wrrostment income2 and average cosi per share aro <Mama for your romance the odes purchase date is shown ter an ndcatlen of your hang derga. ACCOunt Adi*y: Al eteoriry actMly is dear,/ defiled. 'sled in Ole Orda. ad reneged n the ailing Cash balance. Trades Pending Settlement: Conlin yaw eted.ted trades with a settlement dale tiller month end. mesa transactionsel be reacted n me Account Actregy Lemon nom north. Online Cask Services Trenalctien Detail: Cane, management thineadrona Mal Cleared Wring ass statement reporting pared. ndudng check. debit card and ATM actuity. are listed in due Cede. Online Cash Services Summary: Credo ant deal transaction totals for rho atom statement fettering 00406 be summarized. IndMekral IronetiettriS ere rot listed. roue to rounding adustments. the stamen, deals may not ega the statementtotals. tEtninaled Anrwl Income and Earnated Annual aeld oath a 0 based upon the number of shams owned or astern value balance as of the stalemom dale and me most recent Medea rate a Oath yield pttM004 GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mao. Please consult your legal advisor or lax *Maureen when neaThary. ASS Blended in0.4by draftee. Ida. Careentabens May be records ter Salty Paned and transaCtiOn volifirattn Papas,. For TO Amended° Summon" oleos. your adroit( turn es separate from and not affirmed wan TO Anwerireed. Inc. a TO Aruba:kr Owing. Inc.. and oath Irm is net dispensed la the POOX1s end senices 01 Me other. Acciancy of Reports:II you find any errors or omissions In your account statement you paid immediately call us at the nimbi,' listed on page one of your stalernent. You Mould also contact our Gloating ran, TO Amedlrade Clearing, Inc. el 8004604000. Please renewend statement caready. If you drape. with any transaction or rl Mere are any ends or omissions. Meuse nobly a Client Services repieSeratillry a yell local blind, v oce. as reel as 10 Ames:rade Ortareg. Inc. in wmrg worm ten (10) days of yea recta ot the statement Any ofei statements met you hare made to us shale be COnforMed in voting The statement will anonym beconsidered concloire Please nary us promptly (deny charges in yea anted irformthon. TronlathoM red0C106 On your report wit be conclanory downed acoxato unless you noel,/ TO Amearadoimadutery. Account Protection: Deposits held by TO Sank. N.A. and TD Bank USA. N.A. are insured by the FDIC Covered by SIPC) up 10 5250.000. LIMIS ale per tretOunl OsnOrta per iniblutlat TO learn more eboul FDIC Coverage go to we've idcga. Searlded. indudng mutual fund, held in your ErOldwage Account are a1 deposits Or 001gallene Of. Of guaranteed by. any bank, aro net dOltinsised. and involve investment nag. includng posstle loss of princpal. TD Amerada is a member ol the Securities Inroad Pro:omen Corporation (SIPC'). which prefects seams customers of ns northers up to 5500.000 (Madding 5250.000 ler daime for cash). Explanatory brochure is available on request at wards* wa. AcIdthendly. TO Anieritrade provides Beth Cleat 5149.5 elan worth 01 drolectlon for securities and $2 ml ben Of prOdelKon for 089h tlYtugh SupOleMental average provided by London insurers. M the even 01 a brokerage insolanCy. a Client may receive ~Is due Iran the trustee in bribelltry and than SIPC. Siaktnemal coverage is pad out Met the trustee and SIPC payouts and miler such coverage each dm is limited to a centred return a 5152 miliOn from a trustee. SIPC and London insurers The TO Anceilfade lopptenental coverage has an aggregate Inn 01 $500 mtlon oar at artlaners. TM potty provides Coverage loldning Wasage insolroncy and does nOl poled Mina lass in mania vela, et roe securities. An investnen1 iv a money market turd is not Mewed Of guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any °Ma gevernrnert agency. Althoggh Me kinds Beek 10 preserve the vat...dyad weveament WS 00 pe shared is pOstibb 10 lOse money by investa n a money marker turd. DW4005 are declared defy and pachernwested monthly. The prospectus amens this and other important riorrtmon Read the prospects Cbeldly before arresting. NOn-depasil investments herd by you' Croke, dean are NOT FDIC INISURED f NOT BANK GUARANTEED( MAY LOSE VALUE. The balance n your bank deposit soctunt Or shares d you money Minkel WOW And can to lquidated on your order, and the proceeds rodurrod lo yam accuses amount or remitted 10 yeti Tax RMOVIrg: The (MVO /Date net tar OfeeMent Yai Make Ran 1099 for Laud tax nmona in ethane will IRS ocaroTonts Includes dant neva dodenth. carcal gain. lace strykki. and sees procerobl. &MOO/pita aro awed le feclassfalOn ankh MI to relledel m siAmmient a moons. Cost Sash: Cog Cast. tan lot and pokanarim (caring as Danthalta are alai ad (band by COI IIIDOWOROTED TD tmericae is nd deporebb la tie rektfiry suit ay el to Samoa,. To Pmentalo and is Mammon providers Flanatotol do not puma Me mcenity el Me inkrmilon and date proW:k•/ COI tiCCRKRATEDb a Wend° Grainy and end alleged wen TO Margin and Options Account Agreements: Prefrpet adate 10 Arnenuade n tang ci Wry change in your investment Maxi/yes or anaroal shaman as they peulain to your ms'gin Or 001ths aecOurn agreements. A summary Of cOmmesions and charge, incurred loth to execution ol aeons tense:aced is aralable. Currant Maks Prices: the maggot Alan a scones have both Maned. al daub*. tom gam antes ed Other alepextent tons Vallee we based On Mo dosig thee eve mom banal me bd did adtng pat, a ether rnetals, a no rocked %caucus/alto son a grata' woke fr aka indecendent stack I've wooly is aided 10 Nine retooled Nth.Prced OP). The selusxns et yourFadden:pot are provided as peed minion ant no dent guarantee to a:cum./dam scones pm. Malmo bzked pardons be salad yang me nmanng balance lad Ina oa'M nasal pike Pandit dpol se/Arens may net repreart mks prococch. The Noonday make. to Oxfam d Oasts (CDs) a gthrely loud and the °clue vele may be (Mal horn Vie page pa Asiereary loss ci MOW may 50211 tom to sae al a CO par b resits BMW antra Fred tam Scanner. 11200 clibranvy May coat soma and deer wade on a kpsd exchange. Rana may Yam n me OTC Peer 0 °Dunk., markt( and surreal kat* miy nd sag b lour deed sour Pekndria to redone. The sad or bunt pa to natty may rood n a loss d mad. Non Standard Ames (IISAI are (meaty marmot in dna partopmen program saurian patnersas kneed Mary cempaned. on real MEMO rrasrnori indm.cownedty pak dna eauty. abate debt or raga knob. We ere WWI, lfad irneelmers as do not Ida on a area saunas moron?* a tie Krona Stock Malt. Thowlues done kr trade /amts are Sated 'sea dirtied lion ryas methods iicksdrog, but net killed Ix independent eau-mats. to tamaam's not =eh. ander rid pony tender oars tot hat boon prthad by asp maragorroy athwidrato. and spread each down a by a thrdpaty tcract mahout ascendent wrIcatim by ID Matra*. Values may nal Maths canal palate pke, actual rata ameba reakal oxn lopeason tan ostenahad value catd be estatracid trough test methods. ate 'dual/ may be reflected as NOnlryeed (NP) For addita deal /mama eadmen kr Nth.Stamtaid Ames. pcm° arta Gent Scent There nasals and othevel unclothe SIPC. Aram Rao Spurt= CARS-) Prong: The makes iota kr PAS warms ha ban Maned. ba) e. hem cathdon makes or eta harder. Mums The moray al Pe Pea is net curanle01 to meta vado and welded TO Poottrado W I pree Ore MS pcomn.tiarg ate cens4orman both to qua): and undetyng cm* gusty. The SAS rota is curronly togabnCing a lick of salty and. tea wok Mee an tie no myna Mal sash worriesan he sobunder one mato. caxlicro. REGULATORY DISCLOSURES AI transageons aro alma to Ii) me constitution. Nes, regulatiens customs and usages d the exchange of frorken. and its dearroneuse. it any. en Mich such Lrointatlens are ecrocuted: federal lass. inducing me &dunned AN of 1933 and the Sauces "n ip ° ENFIR M Ex in ko and w • as F an ono brochure mat mantas information denoting FINRAs Piano Descbsure Program. please °anted FINRA at 800289.9999 or wnwtinnsag. The interest rate them+ for TO Arnertrado Cash a liken from the applcatie molestrate ter for the Markel Van balance n a TO Amertrade Cara. as Of la illalemed closing dale Simolo interest is xcerxd daily based on the interesttato ter amicable to oach day's balance. Financial Statement Nallicallon: The mammon ol Manna condea for TO Amentrade avaltide trace a year and may be Waned al no cost via Me internal al Max,Awyrtictementranoconnnanciatiammentlurd. Option Assignment: At shun misty opoon posnons and some index option neutrons are avaltide Poi aaugnmeM Eterme assignment Meant ler equty of tide, options are eandomly alocamd among all dorms' shod posoons by an automated pram:two. Free Credit Baboon (Rule ISOI.2 II 3): Under me Mont proumnon mt. we may use tree Croat balances it your account in me Ordinary Cane ol our bigness which are puede Se yOu on demand. Margin Ammons (Regulation 7): t you have a margin account. so report es a combater, of YOur margin sothunt and a 50081 mtmorargian account Tradng on marlin poses eddlional risks and es not swathe tor all investors. A comae lei d the risks associated with trorgin tradng is tastable in me moron Mk disclosure doom en. You may obtain a copy d ass document by pomading us at the number teed on page one 01yOur Skiternent Payment for Order Flow (SEC Rules 606 and 607): In some crcumances. TO Amon:redo rocerred compensation tor drocang citron orowthocounta and tsled equity order (km to selected markets. brass or dealers (Made Centenil. Othgensalion is in the dm d a per sham cash payment. M andiron. TO Amatrade also may wave compensaton related tO the foreign oarenry exchange COmpOrent Of tronladdres in Magri Securitiesfrom Markel Centers mooing mai heeds. We post remarry reports disclosing the venues for order rogong mecum at wrAvidarneroradocom Amnia" copy is avalaUe span rawest. is our policy. abeenl deft orders to 1110 contrary. to select braids, cakes, and market makers used On Me ally te porde best thecuaon and the Mary Of Weida price improvementen mated orders. Pnce improvernem is evened* maw amen market condoms, and wo regular/1 mentor Garman to test for sox, imptcnemom ti ayalatte. Trade COMirmellena (Rule 106-10): Al contrmaliens are Paremilled On me InamatiOn age Taxes: Trantuclons in foreign seeking. (MOWN Wean company ADM OW Irate in the U,S.) may include taxes and fees charged by tie ratan marked or governments, dhoti may be **acted in the 0400 01 1110 security or caged es an aapenettni the item Parody Peaky Nellhallon: A copy of Me TD Amen:rads Privacy 00IeY is aTeabd al VAWnklanlefiradOSOT Cable Smudges: The aloe:eon ol partial retlemplons a oath ii done rang a prolate kOkry system. A descration el the proaddes for Stable saunas is avalable on to rebus a held copies ere available wonder-ea M Case 01 enOnS Or cantons tail your EledrOniC Fund Dander.. please co 1001 s al 1.1g0 669.3900, or in swing to P.O. Box 2209. Omaha. NE 68103, or by email at diedeenrkes&105Mentrade.COm The Mdrinaton °entrained in your sawn shamed shall be Wane upon you rf you do net WWI etbn sixty leOldays for any transfer ci lugs stage to Andabon E, ouch as ATM and pont of-sale :recedes, debit transactions, area dm:am, and wither/malt WO Must hear from you no later than 60 days arta we seN Kai me PEST statement on whets the error or problem appeared, (I) Tel es yea rend and account merger (2) Dosage the error or die transfer you aro unsure abOtdk and explan as dearly as you can why you bolero n is an error or ally you need mete inlormabon. (3) Tell us Pie dollar amount of the wattlederror. Wo wilt invested° your complain and will <arca any error promptly. II we rake more Man ID business rays to 00 Iris. we wit creel your aectut for the amount yOu think is in 'nor. sO that youwit have the used the money dunng the tme t takes us tocompete our investgata. Add MO 07a4 SDNY_GM_00011853 EFTA 00122504 EFTA01267983

1D Ameritrade 800-669-3900 TD AMERITRADE DIVISION OF TD AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/15 - 11/30/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Current Value Prior Value Period 0,0 Change Change Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other $ 51.586.48 0.01 $0.01 51,586.06 ($0.01) 0.42 0.01 Total Margin Equity $51,586.49 100.0% $51,586.07 50.42 Cash Activity Summa Income & Ex . ense Summa Current YTD Non Reportable Reportable $ - Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other $0.01 (0.01) $ Income Dividends 222,913.42 Interest Other (3,000,000.00) Expense Interest Fees 2,777,086.58 Other Closing Balance $ 0.00 $0.00 Net $0.00 $0.00 page 1 of 3 Estimated Income $ - $ 0.00 Announcements: Fined with fresh thinking and creative approaches. The Ticker Tape@ is your go-to resource for investing & trading. Stay up to date with market insights & commentary from TD &marinade every market day. Visit werw.thetickedape.com Estimated Yield 0.01% YTD CONFIDENTIAL $0.00 0.0% Portfolio Allocation IDA 100.0% Performance Summary Cost Basis As Of - 11/30/15" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)T° Securities Receivedi(Delivered)Tm "For cost-basis Information, refer to vavnvidamerttrade.com $0.22 (0.21) (3.000.000.00) 0.00 SDNY_GM_00011854 EFTA 00122505 EFTA01267984

Statement for Account # 867-730320 11/01/15 - 11/30/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current 0.00 Year To Date $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.41 Year to Date $ 103.00 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a provides tax year (spillover dividends). The year to date totals will accurately reflect your cumulative arecult for the year. Account Positions Investment Description Symbol/ CUSIP Quantity Current Price Market Purchase Value Date Cost Basis Average Cost Unrealized Gain(Loss) Estimated Income Yield Stocks - Margin LIHUA INTERNATIONAL INC COM LIWA 1 $ 0.014 $ 0.01 08f05f14 $ 0.22 $ 0.22 $ (0.21) $ - Total Stocks $0.01 $0.01 $0.22 $(0.21) $0.00 0.0% Total Margin Account $0.22 $(0.21) $0.00 0.0% page 2 o13 CONFIDENTIAL S0NY_GM_000 11855 EFTA_00 22506 EFTA01267985

Statement for Account # 867-730320 11/01/15 - 11/30/15 Account Activit Trade Date Settle Acct Date Type Transaction Cash Activity* Description Opening Balance 11/02/15 11/02/15 Margin Journal - Other PURCHASE FDIC INSURED DEPOSIT ACCOUNT Closing Balance •For Cash Activity totals. refer to the Cash Activity Summary on page one of your statement. Symbol! CUSIP Quantity Price Amount Balance $0.01 $ 0.00 $ (0.01) 0.00 $ 0.00 Insured De . osit Account Interest Credited Begin Date 11/01/15 11/02/15 Balance $ 51,586.06 51,586.07 Number of Days 1 29 Interest Rate 0.0100 0.0100 Total Interest Income Merest Accrued $ 0.01 0.41 MTD Accrued $ 0.01 0.41 MTD PAID $ 0.01 0.41 $0.42 Insured Deposit Account Activit Date Check Cleared Number Opening Balance 11/02/15 Date Written Transaction Description 11/02/15 Received Tracking Code Expense Code FDIC INSURED DEPOSIT ACCOUNT IDA10 NOT COVERED BY SIPC PURCHASE FDIC INSURED DEPOSIT ACCOUNT 11/30/15 Interest: Insured Deposit Account 11/30/15 Received Amount $ 0.01 Balance $51,586.06 51.586.07 0.41 51.586.48 Closing Balance $51,586.48 TD Bank NA $61,586.48 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection apptcable to your brokerage account. page 3 of 3 CONFIDENTIAL SDNY_GM_00011856 EFTA_00I 22507 EFTA01267986

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011857 EFTA_00122508 EFTA01267987

Terms and Conditions STATEMENT GUIDE IL .- . 'iade proades morally Podolia Reports lor accoums huh acverty and quarterly reports 'a mac: ye accounts sub assets.. Portfolio Summary: Dada Ihe Current value d your 000010 es 01 the repOd dale and tapare ry to tlie prior nyonlh.r The Min NICCaliOn ideale your genial° diviaMtalion by investment type Whale abutters under 5% mg be grouped into Mo category ol -Other" in Me pie chart. Margin Emily - Total Account ErtutheiT0181 Ling Mtvginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reooncled nee lor you' quick 'oregano* Al account actmty es summansed lor me current ponod and year to date. income 4. Expense Summary (non4RAs only): Dus section dams the income and *manse Wait from Me Actisay Summary and Clanitles the lax treatment Retirement Account Summary (IRAs only): Revlon to IRS regrind transasons for rho curer% gird ma year. IRS Form 5498 lair market value is based en Pe current value es or Decomser 31 ado ominous year and we to furnished to the Internal Revenue Service. PedonnanceSummary:Monilor your annual patio» pedamance and Poe unrealized gains and losses gor your Arturo fn.:imam strategy. Account Positions: New your rnestmoms al trio current market vat» and carps° the ongnal coal to see Incased gains and losses ri your Daigle Original coal is assigned using Me artu-n. antout (FIFO) method. welch resume the anal shares sOu set are those you purchased first. Do esimaied arrostmani encome2 and average cost per Our° are chadayed for your /defence (the EMU Mochas° dote e shown for en edeation 01 your Indite pelod. MeOunt ANN*: Al titC0t0 IlelMly is d060/ defined. Winn date Coda. and rellected 0' the datingC*8h base. Trade. Pending SIManiant COnlirm why einted trade. rah a ettlleMent dale alter month W. meso transactions Ml be reflected n Me Account nanny section root month. Online' Cash Swain Inmate/A Peach: Cash management transparent% Mal cleared wing eras statement reporting period. ndudng check. doh: card and ATM actritly. are listed in dato Order. Online Cash Services Summary: Crock ale data transstion totals lor Mo cunom Matomen reign,» 00006 be summarized. Indhtebal tranigagnit ere notlisted. tue to rounding adustments. Pro stsoment decals may nol equal the statement totals. tainted Anna/ Income and Esernated Annual Yield values are based upon Me number Cl shams carnal or carom value balanco as ot the stalemom data and the most recent dradend isle a oath Peg provided GENERAL INFORMATION 10 limentrade does not provide legal or lax aside. Please consul, your legal advisor or lax teCCOuntanl when neOlianry. A8 it illandlird inekeby anent COneenlentni may be raged& ter Cruelty ignInfl and IninsattiOn veritltalen OurpOstek For TO Amino-ado hishoonal Pens. you' advisor him es separate from and not Stinted rah TO Annernracio. Inc. a TO Arrest/ado Cluing, Inc.. ad oath fern es not responsbl° la Inc PrOtagati end senices ol Me ogher. Mornayof Reports:II you find any errors or omissions In your account statranent you Mould immediately call us et lhe ntenbar listed on page one 01 your statement. You Mould also contact our Clearing rent, TD Amentrade Clearing, Inc. el 8004694900. Rose cane:wens siatemom cannily. you Osage:* inith any transamon, or el them are any arc's or omissions. please nobly a Client Services representelhe Oe yore focal branch Once. es wel as 10 Amairado Clear g. Inc. in wmrg wihn ton (10) days of yea recast ot this statement. Any arid statements Mal you hinge node to us should be Cordoned in mien The statement will «henna be considered concbalve Please nary vii promptly ei any charges in yore confect irk/00100(f DareactiOns teleled on your report wil be conchs/poly deemed aconounloss you ripely TO Angervadoirrenxisea. Account Protection: Deposits told by TO Bank. NA and TD Dank USA. NA. aro inured by the FDIC COI Covered by SIPC) up 10 $250.000. Linen ere per toCCOuill ornerthP per irroaMon. TO learn more stool FDIC Coverage 00 FO wear 1010405. SectelleS. indudng mutual fund& held in your Binnenspe ACCOunt are ml dep01.115 Or oblgations of. or guaranteed by. any bank. are net Coition-red. and invoke investment nsks. indudng postal* loss ol princpal TD Amenvade is a member ol the Securities Investor Praatton Corporation (SIPC). which aromas securities customers of ds members up to $500.000 (inchzding $250.000 Its claims for cash). Explanatory brochure is available on request at ame.sPe.01. Adanonaily. TO Amerillade peened% each Nerd 5149.5 minim worth of prolectlon for SeCudlleS end 52 Milian 01 MONCIOn br Cash 'Weigh supplemental coverage provided by London Insurers. In the event 01 a brokerage into/waxy. a dent may reteive8Mants due kin the Mane In baacuPtcY and Mon SIPC. SSommental Damage is pad out after Me trustee and &PC payouts and actor such coverage each clan es limited to a sear«, rerun ot 5152 mff On from a trustee. SIPC and London insurers The TO Anyeritrade Supplanental coverage has an aggregate km ol 5500 mnon ova all cinemas. This potty wades Coverage lollaning brokerage insolvency end does nol Fond against but in meal vat* ot me securnin. An investment it a money mantel turd is not insured Or guaranteed by the Federal Depose Insurance Corporation (FUG, a any *Ma armarren agency. Mho.* Ow funds seek 10 present tne value d mho nnhilment al 51 00 per share it b pOubb 10 lOse mane, by investing in a money market fund. DMileeds are <band oats and padternmstod monthly. Do acspecors *mans Ms and other important recarnon Read the proapeCtur terekitly berore frosting. NM-depolil investments held by your baker. dealer are NOT FDIC INISURED !NOT DANK GUARANTEED/ MAY LOSE VALUE. The balance in yOur bank depOsil account Or shares Cl your money Markel main find can to Updated on your order. and thee proceeds returned to yew seance account or ambled rayon Tax ~ring: The pinidra opal if Malin document You wag wok* Form 1099ór amal tax reporing n oxrplays dab IRS reaseixnis includes vaateb renent Orden:Is. taptal gab. lane veteed. and edel procaechl Sane parmerts are subpa to reclassilculOn whdi «I to taboo] on anoczne Is, awls Cost Bun: Coatis's. tad lot and arterrenai mooring and Ganskomor are mood ad ardned by COI NDCPOORkTE0 11)Mornale is not rapOrebb le tie rektay sutt d tie rtamdicn TO Arno* slo ad ts InCrmsen pasdes ilarznders-i do nol ~Mee the monad Me Memnon and data Frokbed Cal t6000I%AI D'a 88apamle ~piny and end dilated idgM TD Antimoe Margin and Options Account Agreements: Promptly acAnso10 Amenlrade n wiling et any "Inge in your investment etexuros or karma, shown as they warn to your margin or 001onS accOunt agreements. A summary 01 onmissions and charger incurred war tm execution ol °peons bananas is amiable. Omni Metal Prices: The mks Also el scones ham been Waned. it "rattle; kom qnikn eerfee ad Other idependert tons Values am based On re dosing pion Me main balmom me bd ad sang pas a ether rnerceb. t no ~a ante is anti° bon a csidadm tierig> 6 OW indepindent earCa. tie securty Wad to being retailed al Nan Plein CRP) Die valuable en your a:adorace are Prodded as goad mkemBen ad we dorm guarantee to scuracy ct any vuns creek Iktrogo baded postons aro nut.] rang Ue renanng balance and Me anal maket ate Pooldo neat Winona may nO1 rtaccer sales procoech. ma seo:nday mama la Conran et Oeposts (CDs) es ancroty Maud and the 'laud mks may be fl ew' front Me ~ate rote Malian loss re Pin(tel may melt too the sale dad) pia le rainy Saxe andly Rat Warp Sccurlos trade Many Man °goy sans and donor n-a an a kin exclunge. Rimer. they pan me OTC 104 the counted: noted and siren lqutay may ra mat le rag bull your PienenPria te rem". lto sob d ten Fria te meaty may radii n alas prnapal. Non Standoed Assess (Nadi aso trpealy rmstmern in area patcpation program socurbos ~stow.. lirnto0 Malty =panes. er red estate mammon !runt comedy pods. Anale eguty. oriole debt a hedge trots NS.46 ere WSW/ iqud inweimera ad de not nab en a name sauns ethane° a Inc, Nasdaq Stock Melt. lib Mud Ewan ter aura maanaas are ~Mad atlas dated han erica methods hair:Erg, but not Maid It. independent appear...alt. the progns na sae. ander Mod partysender diem that hero boon prowled by to maragomant. ~raw. ander sogoer d each pcgagn a by a thrd urn vender ragout independent often by TD knedrede. Values mar not rolled the island pacbase pica. actual market 'en a be maind ;son lcinascrital osinind value canna be eustrishal !trough lose methods. Me Minden may be reflected es NOnaited (NP) For addliend Odd rogarong urban fa NonStandard Scars. please anus Can Sences Thaw rmisimsts arena coned under do SPC Arden Rao &curbs CARS") Prong: The mats wauw la PAS don osAra been otmned. danibtle. horn cprOtakn union or odor indepadat sane The way onto eking is not gawked Ha need who anti matte. TO Amertradeall corm to OAS pcolion.takrg rile coroderman boar tie Muddy and undoing code gusty. The OAS runs is curronly ~nine a 1st ellonty and. esa nabak Mao an be no ~ranee Owl tech Peones an to sal ad« one mat cocking. REGULATORY DISCLOSURES MI emu:eons aro subject to 0) me consitlubon. Mos. regulators. customs and usages a the exchange or market. and its deamotiouse. il any. on welch such tranteditns are cacao* bit federal laws. enduing me Securities Act 01 1933 and Mo Sauces Ex er • na n~ oun la and the, MOEN". Art F an one brochure Mat nabobs informabon desalting FINAA's Putlic Disclosure Program. Neese Contact FINRA at 030-289.9»9 Or www.livaail. lbo interest rato sedan tor TO Amertrade Cash is laken from the appleatle inbred rate ter for the Markel Value balance n R.0 TO Amertrade Garth. as 01 the illamment closing date Simple rawest es sauce, daily based on the interestrate ea applcatto to oach days balance. Financial Statement Notlfcation: The daemon ol bnancul condom lor TO limentrado ~table lace a year and may be ~anal al no casa. via Ole internee al Moid‘writtetriontradeconylinanciatiatemonthurr. Option Assignment: MI short *quay option pasnon and some index option poutions at. mailable lor assignmeM Egegare Mignment nieces ear 'any or rides options are randomly atocaled among alldooms' short postais bran automated procetkre. Free Credit Balances (Rule 154-2 8 3): Under me dent protection (Mot we may me free bedil balances di your account n Me Odium, Course ol our bunco which are payable b yOu on derrord. Margin ~curds (Regulation T): H you have a margin account. this report o a combnaten eI >Ma margin anunt and a Weds memorandum scant Tradng on marge poses addigonal rids and es not sumac lor all investors. A carpet° IN ot the risks assocumd with margin tracing is °eatable in the merger rek disclosure document. YOu may obtain a copy Or Iris document by contacting us al Renumber 'sled on page one colour statement Payment for Order Flow (SEC Rides 606 and 607): In some creumnances. TO Arnanrado recants compaisabon lot amore cenan ernathecounta and toed °gun" order flow to selected mantes, brokers or dealers (Market Centers') COmpensalion is in the lonn d a per share cash payment by adetton. TO Amatrado also may reecho compensate., related to the foreign agency exchange COmpOnent 01 tareaCtions h Weal SeOurilies hem Markel Centers ozemang such bados Wo post quarterly repots disclosing the venues for order reli ng *daemon at invividarrextradecom Manama:Inis avalatl° rpm request. 11 is our policy. absent Pert orders to rho contrary. to select brokers. dealers. ani market makers based On Ole BWity te mantle best mammon and the Imlay 01 seeing Ode improvement en market orders. Price improvement,s avanablourder certan market condlions. and we regular>, mantor executors to tost lot ash improgroment ri amiable. Trade COMIrmetitint (Rule 100-10):All conirmalions are ParemilledOn ine InanstaiOn dale Taxin: Transaclens in foreign 8eOurilieS (indrane foreign 00^10anY AC" OW /rade in 'he U.S.) mri include taxes ani loos charged by tie tango market er governments. stub may be redacted in ine price ol the security or charged as an andeperdent Ina item Penny POlky Nollikallon: A apy d the TO Amertraeb abbey ONCY is available al wwgzslamereadecom Gab Se curlikne The stocabon of podia rodvmdonsa cab is cline tang a preens beery system. A doronotion ol are proactses for SW» acumen is satire» on to emus a hard copin aro avarlitee won rocrard. In Case ol anon' Oe casesten8 Mal yOur ElearOniC Fund Tandem pbase CO 'aft 8 al 1.960 669.3900. or in twang to P.O. Box 2209. Omaha. NE 68103. or by email at [email protected] The ~mitten contained in your anvil statement shag be hndng upon you el you do not data wthn any NE days lor any !candor ot lurds papa to Regulabon E. such as ATM and palm ot.rale union, debit transactions. deem deposits. and inithelareals IV° must hoar from you no later than 60 days ener we ent yOu Me EEST Raiment on which the error or problem aripearcd. (I) Tell us Ma mine and account renter (2) Doserto the error or the tranMor you are unsuro about. ani oxplan as dearly as you can why you berme d is an error or why you nood mcve inlormalion. (3) Teti us the Oder gamma of the wendederror. Wo n6 invades* your omplant and wil correct any error promptly. el wo lake more Man 10 business days 10 do Ibis. se wit creel, mho (moan br the amount yOu think is in error. sO you wit have td uso of the money dunng Pro tmottakos us to correlate our investgaton. »KM 15007,14 SDNY_GM_00011858 EFTA 00122509 EFTA01267988

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA, NE 68103-2209 TD AmedMade Clearing. Inc.. Member SIPC Statement Reporting Period: 12/01/15 - 12/31/15 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.586.92 0.01 $51,586.93 Prior Value $ - 51.586.48 0.01 S51,586.49 Cash Activit Summar Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Period Change $ 0.44 50.44 Change Estimated Income $ 0.00 Estimated Yield Income & • ense Summar $ - Income Dividends 222.913.42 Interest Other (3,000,000.00) Expense Interest Fees 2,777,086.58 Other Closing Balance $ 0.00 page 1 o14 $0.00 Net Reportable Non Reportable - $0.00 $0.00 YTD CONFIDENTIAL $0.00 0.01% 0.0% Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of -12/31/15 " $0.22 Unrealized Gains Unrealized Losses (0.21) Funds Deposited/(Disbursed)' (3,000,000.00) Income/(Expense)"° Securities Received/(Delivered)"° 0.00 'Tor eost-beate Information, refer to veraw.tdameritrede.eom SDNY_GM_00011859 EFTA 00122510 EFTA01267989

Statement for Account # 867-730320 12/01/15 - 12/31/15 Online Cash Services Summary Description DEBITS Electronic Transfer Subtotal Current Year To Date $ 0.00 $ (3,000,000.00) (3,000,000.00) TOTAL 0.00 (3,000,000.00) Income Summary Detail' Description IDA Interest Current $ 0.44 Year to Date $ 103.44 'This section displays curers and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These °Devotions can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). Die year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Symbol/ CUSIP Total Stocks Total Margin Account Quantity 1 $ 0.0069 Current Price Market Purchase Value Date Cost Basis Viol 08 05 14 $ 0.22 $0.01 $0.22 50 .01 $0.22 Average Cost Unrealized Gain(Loss) Estimated Income Yield $ 0.22 $ (0.21) $ - $(0.21) $0.00 0.0% $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date 12/01/15 Balance $ 51,586.48 Number of Days 31 Total Interest Income page 2 of 4 Interest Rate 0.0100 Interest Accrued $ 0.44 CONFIDENTIAL MTD Accrued $ 0.44 SDNY_GM_00011860 MTD PAID $ 0.44 $0.44 EF1'A_00122511 EFTA01267990

Statement for Account # 867-730320 12/01/16 - 12/31/15 Insured De • osit Account Activi Date Check Cleared Number Date Written Transaction Tracking Description Code Expense Code Amount Balance Opening Balance 12/31/15 12/31/15 Received interest: Insured Deposit Account $ 0.44 $51,586.48 51,586.92 Closing Balance TD Bank NA $51,588.92 $51,586.92 FDIC Insured Deposit Account (IDA) balances reflected in your brokerage account are FDIC-Insured up to applicable limits and held by TD Bank. N.A. or TO Bank USA. N.A.. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection app&cable to your brokerage account. Important information ANNUAL MARGIN DISCLOSURE Securities purchased on margin are the firm's collateral for the loan to you. If the securities in your account decline in value, so does the value of the collateral supporting your loan. As a result, the firm can take action, such as issuing a margin call and/or selling securities or other assets in any of your accounts held with TD Ameritrade, in order to maintain the required equity in the account. It is important that you fully understand the risks involved in trading securities on margin. These risks include the following: You can lose more funds than you deposit in the margin account. The firm can force the sale of securities or other assets in your account(s). The firm can sell your securities or other assets without contacting you. You are not entitled to choose which securities or other assets in your account(s) are liquidated or sold to meet a margin call. The firm can increase its "house" maintenance requirements at any time and is not required to provide you advance written notice. You are not entitled to an extension of time on a margin call. STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at httpilimwd.tdameritrade.comffinancialstatementhtml on or before December 29, 2015, or by contacting TD Ameritrade Clearing, Inc. at 1.800-237.8692. As of September 30, 2015, TD Ameritrade Clearing. Inc. had net capital and a net capital requirement of $1.58 billion and $310 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. ANTI-MONEY LAUNDERING REQUIREMENTS The USA PATRIOT Act is designed to detect, deter, and punish terrorists and/or terrorist groups in the United States and abroad. The Act requires U.S. financial institutions and brokerage firms to implement comprehensive anti-money laundering programs. What is money laundering? Money laundering is the process of disguising illegally obtained funds so that they appear to come from legitimate sources or activities. Money laundering occurs in connection with a wide variety of crimes, including (but not limited to) illegal arms sales, drug trafficking, fraud, terrorism, embezzlement, and political corruption. How big is the problem and why is it important? According to the U.S. Department of State. one recent estimate puts the amount of worldwide money laundering activity at roughly $1 trillion per year. The use of the U.S. financial system by criminals to facilitate terrorism or other crimes could taint our financial markets. page 3 of 4 CONFIDENTIAL SDNY_GM_00011861 EFTA_00122512 EFTA01267991

Statement for Account # 867-730320 12/01/15 - 12/31/15 Important Information What is TD Arnentrade required to do? As required by the USA PATRIOT Act, our anti•money laundering program designates a special Compliance Officer to ensure compliance with applicable laws, maintains policies and procedures to detect and report suspicious transactions. performs employee training. and conducts independent audits. Federal law also requires all financial institutions to obtain. verity. and record information that identifies each person who opens an account. As part of this requirement. we may ask you to provide various identification documents or other information. Until you provide the information or documents required, we may not be able to open an account or process transactions for you. We thank you for your patience and look forward to your support in our efforts to deny terrorist groups access to America's financial system. page 4 of 4 CONFIDENTIAL SDNY_GM_00011862 EFTA 00122513 EFTA01267992

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNYGM_00011 863 EFTA_00I 22514 EFTA01267993

Terms and Conditions STATEMENT GUIDE IL ice...ado provides mantra Peddle Amara lor accoums erm acwity and quarterly moons lur med.,* 3CCOUNS Mil assets! Portfolio Summary: Track8 Ine current value d your POM14:40 as 01 the ~at 081.) and compares it to the plur manlh.8 The steel 81~1.0n irdO81.34 your partial. divarifeation by invesimem type M.Mple subtatar. undo 5% me be grouped into ~calegory of -Odor in the pie chart. Margin Eddy - Total Account ErmialTwal Long latrainable Value • TOMI She Value) Activity Summary: The opening and dosing cash balances alt reooncled hue ler yea quick reteraica Ai account amity is stampeded lor be currant pared and yea to data_ Income a Expense Summary MonaliAs only): This section doom tno income and masons. totalt from ne ~UV Summary and &main the lax irealment Retirement Account Summon. (IRAs only): Review Ma IRS resonated transactions for the one ard pro yews IRS Fenn 5498 lair made value is based on the anent value a* of Docomecr 31 al mom panpus year ant me to kinasted to~ Internal Revenue Sandi. PedonnariceSummary:Monitoi yaw annual pallono pedormance erg the area:lied gains end br your teturo ruminant strawy/. Account Positions: dew your mostrnonts x dd current market vat.* and corrparo the mend coal to see vvealaecl gains and losses n your ~lot. Original cost is assigned using me arum. rint-out (FIFO) method. ~oh assumes are Mal Shares >du sel are those you purchased estimated imostmont income2 and average cast per share ate deglayee for your relerence lithe attest purchase date 6 Mown tor an Motion 01 your hoeing PeriOM. Account Activity: Al actor" actirily it dean/ 0,0~. haled in cede Omer. and reflected n the dotingcash balance. Trade* Pending Settlement Confirm you crewed trades with a selllemert dale tiller month Ø. Ildso tramactions me bo reamed n me Account Acvnk sabon next month. Online Coale Services Transaction Detail: Cash ma Ornament Dahaacdom Mal Cleared &ring ass staanont mooning ~toe rcludng chats. dobn cam and ATM amok. WO trued in date ada. Onane Cash Services Summary: Credit ard delul transaction totals lor dd arrom statement rePOnng Mined tee summarized. IMMOMI transactions we nottiseed Due to rounding actustments. mho staoment deals may not *spat are =foment totals. t$1041100 Anrval Income and Estimated Annual Yield values Ber broad upon the number 01 shares owned or arrant value balance, az of toe stalemom dale ard the most (*ow <linden! rate a adm iield p~deCi GENERAL INFORMATION ID Msentrade does not provide legal or lax advare. Please consult yaw legal advear or lax ta0unlenl vinen rieOlEery. A8 8 Blenderd inøalry MaaCe. Øe COrmeMatins May 00 records br dually commit and TransattiOn veilatin purpose. For IDAmmo-ado ~moral dens. your advisor hirn is separate from and not attliated sub TD Mornracb. Inc. a TO Arwerado Clearing Inc.. and oath Om is roof rosponsblo Ia the prOCIAls end SeniCeS aline orher. Accwecyol Reports:II you find any errors or omissions In your account statement you Should Immediately cell us at the nanber listed on page one Of your stelanient. You Mould also contact our Clearing rem, TD Amentrade Clewing, Inc. el 800-689-31100. Please fcaseivenc ma:mom cattily. Ir you Osage", sub transacton. or il Mae ale any area a aviSUOM. please nobly a Client Services rewesentalke vow 'Oral Wadi Cape. as woll as 10 ~arcade Clean-g. Inc. in wmrg enmo ton (10) days ol you rurap ot this statement. Any wet setemene that you hare made to vi 1~0 be cornmied in mane The statement Mil Othenvae beconsidered canebrake. Please ~ay vs promptly 01 any changes in vow canted information. Dan/Mallard reaecled on your report mil be conchal.* dimmed accurate unless you rook TO Aniaeradomercichouree Account Protection: Deposes Meld by TOBank. NA and TD Dark USA. NA. aro ~wad by Me FDIC (401 Covered by SIPC) up le $250.000. Limns are per ~WM minerthe) per ~MAW. TO learn mote about FDIC COMM°. g0 to ism lellegOv. SeCalleS. indudne mutual runts, held in your Brokerage ACCOunt are 401 deposits or oblgations al. or guaranteed by. any bank. are not FOIC.insend. and invoke invostinent nets. indudng possiolo loss ol princpal. TO Amentrado is a member ol the Securities Invests Protocnon Corporation (SIPC'). which prance's second,: customers or ils members up lo 5500.030 (incadine 5250.000 la dam= for cash). Explanatory brochure is available on request at waid.3~. 01. Additionally. TO Armenia* prOddea ead) Clan 5149.5 ninon worth 01 Difilation for SeCuritieS and 52 renlen 01 MOOMIOn for Cash Ihreugh BupOlemenlal coverage provbed by Landon inewel8 the Mtn Ola brokerage insarency. a dent may Waive Wants due kom the trustee in ~PRY and the SIPC. SiaSental coverage a pad out anla no trustee and MPG payouts and unlw such coverage each cleft is limited to a cceibnad return ot 5152 milli:on torn a trustee. SIPC end London insurers The TO Aniedtrade evoptemenial coverage has an aggregate lirm al 5500 ~ion over all custawors. This potty provides Overage loth:mina brOkaege inso~cy ant does nO1 ~MCI against Ion n maket vat. cr are seermas. An investment n a money mend tuna is not insured Or tuenweeal by the Federal Depose Insurance Corporabon 'FDIC, a any other gwontrica money Mhough the kinds Beek 10 ~serve the vat. a new renhilment al 51 00 per Mare. 4 it daub» 10 lOse money by invested in a money market kind. Waled) we seceded daly and pactterniostod monthly. Ttio prcapeas <onions Ilis ard ode important ricarason Read the prospect.. Winultr Wore ~ding. NOn-depteil invetdmente held by your boker dealer arc NOT FDIC NSURED !NOT DANK GUARIVITEEDi MAY LOSE VALUE. The balance i, your bak deposit aooteinl Or Sheila d yaw money Markel Maud kind can to Icpciabsd on your order, and lire proceeds returrod to yew ~wpm account or remilling byta Tax RIpOing: The Made awl a Made 0~~4 YOu we Wake Fam 1039 for armel tax tepalrg n comply-co mm IRS ccrannis includes dab ~~. Ordads. capial gad. UPS wthelf. and sties proceedil Some ø81M(VOI are subject 10 reclassrmelOn smiti wit to Stood en steam, Icc mans Cost Dash: Cost Sasis, tar tot and ocrearnaroo cepanng and anomie« are Mind ad onttlecl by COI IMDCFEORMED ID krerliacle la nit reptrebb la tie reteblity ~arty d Ira elamaxn TD Arnenta ad is Marna= ~Men rPenters, do not ~lee me sama 01 dro arkmule and data pros d. COI IKORPCEMEDS a sale arpiny and era dilated mer 11)Xmertmcle Margin and Options Account Agreements: Prompt/ aniso 10 Amentrade n wring of arry change in your investment cloccuros or martial striation as they wain to your margin or OPI4IS °CO:punt agreements. A summary of ~minions and chem., incurred war me execution al aeons transactions is ~fable. Cunene Mats Prices: Te Makel ~IS el survis ram been Waned d mobblc Ø qadaacn serails ad oter intepaident sane Vela We been On me dOsix? Ø Vie Ø barcen me NJ aid stud press. a aner motoct.tnarrarka uee ~a Øa cpdakri «NO> 6 0~ independent ~OD tie saurty is ailed 10 bang ~al ari ~ Prcoi CIA) The olumerts en your macho moan tre proofed as genonlinktmaton ad uro do ret guarantee me seamy et ry scones per healemo baked pasta's an tial ~g tFe ~axing ~rice ad de anent make, ate Patio meal seddrOM8 irra' nen rtaccet sales prococch, The socoday meat tx Con/cads ct Deposes als) a ginaaly loud and the sivd ~a may be Otterat from me p~ale ate ~SION. a ~Cad may ~A ton the cab al a CD pir ea rainy Brice adbr Rod ~am Saunas bade deaconry the Buy pØ and chino ~a en a load adwge. Rama they trade n me OTC gee the count«, ~dad Ram« lquoity nay net wet la ice bear >ow canoe ma natty. The sib WO:~ ma to Meter nll/f0e.ilnalCeSclpenClbe. Non Standard Amen CMA1 am typealy ~abeam ra ere pattegaman ~gram SCCUrtOS ~am:. leniodlablItyccmpancc. cy rod Male ~ram mash comedy pools. prime aqua, pitle debt a lodge inch NSAa se bottler Mode kneamena ad do not nab e a noon.. =curio: ~Iona, a toNcadaq Stock Malt, the Mum ~an tertmaernosimass are ~hied erm ela skri eal torn orkke ~nab. nckdro, but na killed t Independent apex-mats da prog~. nem asset. and« nid party ~der Mors tot ham bØ provded by Vet maragorrart. a~ raw. anda spaocc d oach awn a' by a [Minty vender snout independent nettallen ID ~a. Values may no Mk« the Mond ~lase pica. Ø ~Ma Moe a be malzol Mae" Madman i an caintamd value canna be etellathee OV0I19110~rivilb003. me olutilal mar be repeated as NOnarted (lIP) Foe adcRiend decal naprong ~man la N:o.Stamtarel Aare, Pløse aroma Chas Schwa These rnastracts arena woad uØ me SIPC, Amen Rao Sacuraa (Sari Prong: The makolvabra la OAS saurms ham been otlaned. H ~dates Kam aratriaieenkee0.0~1 idepodent 80~. The ~ay 01 the pking is na 9allankta Harman, ~a a no Malta. TD Arrataao SI ~ode ORS ~son. titog nth ~Wet boll to quay ad undoSeng °Mt quay, The ARS ~MI a ~only ~hod% a itia 011~Ity and. an result mere Ca be ro assverce dal such WeUrleS Ca be WM unix one mat. cote. REGULATORY DISCLOSURES MI itansaceons aro raneci to p) ma consmubon. Net regulator's customs and usages Of me exchange or ~MI. and ila deatronouse. il any. on ~oh such tranatantra are oxecutal no ~eat lass. induIng &Nana's Act al 1933 and the Securees Ex 4 0.1150 ad en orfonil and ort F an ono brochure that maxim mtormabon Oosolang FINRAD PWIc Cmcbsuro Program. please Contact FINRA at 830-289.9KM or www.linmag. The interest rato scan ter TO Amertrade Cash e taken from the applcage interest rate ear lor the Mader Value balance n the TO eMene8O0Cailh. as 01~ Bialemed closing date Simple rrecresi Is accrued dall/ based on the in:emuram ea applcablo to oach days balance. Financed Statement Notircation: The sidemen of Mandal ~dean lor TO Montracke ~table lace a year end may be deterred at no Coal. via the internee al Ma.,Nwrattlysentrade.combinandalstatementlara. Option Assignmene: Mi don awry or on panes and some index wan popbens are amiable tor assignment Eamon assignment netani br ~Ty w index options are randomly alocated among all chants' short posnons by an automated procedie. Free Credit Balances (Rule 15c0.2 a 3): Under ma dent protection ndos. we may use troa Credit balance n your 4CCOunt n me Ordinary Came al our ~non which are parable To yOu on demand. Margin Accounts (Regulation 1): H you have a margin account. ara report e a combnaton et you margin ~cent ard a ~del memorandum accovit Tracing on ~ran poses OW:Ilion& risks and a not sutatlo tar all investors. A compact 1st of the nsks associated wall margin tracing is amiable in the maven rek disclosure clooment You may obtain a copy Of Iles document by contacting us al the number %Talon page one 01 your statement Payment lor Order Flow (SEC Rules 606 and 607): In some crcumstances. TO Arnartrado recruits compaasabon tor die are email ma Ma counter and toed ahoy order 1~ ea selected markets. Øs or dealers (Markel Centers') Ctrepensalion is in the torn d a per share cash payment. h adctuan. TO Amaerado also may wove compensate:in relaxed to the foreign ir ony ~hared COmpOnerit Otter...dials h Ideal SeCurilies f rem Markel Censors oxanang such Wad We post ~nary reports di:donne the venues ler order maid woximon x ynnv.idarruitrado_com. A %satin cants avalalde tow ramost a is our pdicy. abSenl dem orders to the contrary. to sabot brokors. (bats, and marital makers bead On the Why to ~vole best ..ecybon and the history 01 meshing nice IrnpfeVealent cal markot orders. Paco improvement,: avanabloweder torten market condoms. and wo regular>, monitor executed. to lost lot such Improcoment a avalable. Tied, COMirmElOna (fluM100-10):MI con1rmalions we teremineCIOn the landtegn dale Tax»: Transactions in biegn sedurilieS (inChdne faction comnara AC" MN bade ntro U.S,) may include [aims and lees~ by to foreign Made», o governments. each may be redacted in the price al ire tawny Or changed as an :dependent sne item ~my Porky NollIkellon: A copy of the TD ~abed Ithear MACY is ~Peet el waviMamonyado.corn Cab.* SetallISS: The stocabon ol pond rodemponaa cab it donet rang a pro.~ bØ sesom. A ~crown el to proombros for callable sauntla Is nalabb on to ~Vie a hate copies are avaliell upontamest. In Case 01 anon, a ~Mons soul you E1K*OniC Fund Tranafere, pi/MS0 CO lad S at 1.2t066.9.390), ot n *rang to P.O. Box 2209. Omaha. NE 68103. or by email at dieMtervi:~105M0616.0e.COm The insamkelOn contained n your («ant statement shall be landng upon you it you da not ot utel we've sock aidays lor any !candor of lords ~pot to lece.labon E, such as ATM and potetbob trarolas, done transactions. dual departs. and willairealt. We must hear from you ro later Man 60 day, ,her we sent you the FEST «moment on whin the error or problem appeared. (I) Tell us pv rend and account ranter (2) Omarm the ener of the tensor you are unsure abOUI. and oxplan as dearly as you can why you berme n Is an error or why you need mac inlormabon. (3) Ten us the Odle arrein of the ~Palederror. Wo sol invosig.to your complain and oft carat any error promptly. el we lake more than ID business cins lo do this. sewn wall your act unt br Me amount you INnk is in error. 10 that you wit have the uso ot the money dunng tho uno s takes us to carpet* ourinvestgaton. MR01500744 SDNY_GM_000 11864 EFTA_001225 15 EFTA01267994

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amedbade Clearing. Inc.. Member SIPC Statement Reporting Period: 01/01/16 - 01/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Direct deposit IS a convenient and easy way to add cash to your TD Ameritrade account. Make your money readily available for personal trading and investing. Visit tdameritrade.conVcashsenrices and sign up for direct deposit today. Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.587.36 Margin Equity 0.01 $51,587.37 100.0% Prior Value $ - 51.586.92 0.01 551.586.93 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Closing Balance $ 0.00 page 1 of 2 Period Change $ 0.44 50.44 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex . ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Non Reportable $ • YTD spiv Net $0.00 $0.00 CONFIDENTIAL $0.00 0.01% 0.0% IDA 100.0% Performance Summary Cost Basis As Of - 01/31/16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)r° Securities Received/(Deliverec)"° 0.00 'Tor cost-basis Information, refer to www.tdamerltrede.eom SDNY_GM_00011865 $0.22 (0.21) EFTA 00122516 EFTA01267995

Statement for Account # 867-730320 01/01/16 - 01/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 0.44 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover thAdencis). The year to date totals will accuratehr reflect your cumuSative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0113 Current Price Market Purchase Value Date Cost Average Basis Cost Gain(Loss) Unrealized Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ - 50.01 50.01 $0.22 $(021) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 01/01/16 Total Interest Income Balance $ 51,586.92 Number of Days 31 Interest Rate 010"; Interest Accrued $ 0.44 MTD Accrued $ 0.44 MID PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 01/29/16 01/29/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,587.36 FDIC Insured Deposit Acccuit (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO BaNc. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,586.92 51,587.36 page 2 of 2 CONFIDENTIAL SDNY_GM_00011866 $51,587.36 EFTA_00I225 I 7 EFTA01267996

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011 867 EFTA 00122518 EFTA01267997

Terms and Conditions STATEMENT GUIDE nr.shrado prandes monthly Portfolio Report; lor accoums aim aciney and quarterly reports lc mac:ye accounts aim assets.. %Sal. Summery: Redd lid Current vela a your P00010 es or the 11904 dale and compares h to me peke nelneta The Meet illMetiOn irdcathe your pariah) divailfealion by investment type M.Mple dbcalcas undo 5%wi6 be grow:al No mo category et stew' d mo pc chart. Margin Emily - Total ACCOunl EquilATOtel Long Wejlnable Value • Taal Short Value) ActnIty Summary: The opening and dosing cash balances ago moon:led hae lor yea quick re,e. *ice At eceeuni achnty a surtinhanzal roe no cunoni paled and year to data Income 4. Expense Summary IncrvIRAs only): This sitcom delarv tub income and omens° totalt hem Me Activity Sumarry end dalstilles me lax treatment Robrement AccooM Summary (IRAs only): Ranee tro IRS regnatod transacoons for iho <wen ord Vet MPS. IRS Fenn 5498 lair marka value is based On the anent value as of December 31 ol mo previous yoar and and to furnished to tlaa Internal Revenue Same. Palomar.« Sunimary:Monnoi your annual portfolio perlormance arc, the vnealind gains and lassos for your luturo anastmom sootogy. Account Positions: Now your mostmoms a mo current Market vaho and corrparo the mend coal tO me weeks«, gains and lases n your palloh0 Original coal is ettigned using me nislae rimi-oul (FIFO) method. Mich assumes me Foal Shares you std We those yOu purchesd era the estimated irmostmont income2 and average cost per dure ate no:rayed for your rota/ace leie Mastpurchase dote is shown lor an relcelion 01 your holdig DOOM. Account Mildly: Al ettOwn alrnly i9 dearly defined. lated in WO Order. and «Slated in the doting cash balance. Trados ~ding SatInnint Conlirm yOur Maas traders with a thelliernere dale eller month Ø. Thoso transactions ‘,11 bo reflected n eie Account Stymy section now rnomh. Online Cash Services TramlictiOn Dall: Cash management irtinsections Mel cleared caging this mammas reporting pond. ndudng check. debit card and ATM actmb. are listed in dab) «del. Online Cash Services Summary: Crate ad deter transaction totals br mo carom Mailmen( rePOrtng anted we summarized. InOrnebal benthedernei are native:I rOuo to rounding adustments. tho abdomen, decals may not copal the stemma'stotals. re/babied Annul Income end Estimated Annual Wald values ere based upon Ihe number a slums owned or carom value balance az ol the stalemorn dale and the most recom cluidend 'eie a an yield rittrndal GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mote Please cordial your legal ~sot or lax teCCOurnant when necessary. A8 a Standen, inekeby create. (Pane COrminehtins may be MOMS Stir Salty 0001101 and hansattion veilatin Purposes. For TO Amman, nomad, clews. your advisor hem Is sq>arato from and not attend MI TO Amernra6a. Inc. a TO Artutrado cleating, Inc.. and oath Ism is not responste la the PrOttxts end antes Ol the Ogler. Accwacy or Reports:II you find any errors or omissions in yew account statement you *Mold immediately call us et the [umber listed on page one Of your statement. You Mould also contact our Clearing rein, TD Ameritrads Clewing, Inc. el 800469-3900. Please renewtee stab:roam carcrnily. It you Osage,' with any transactors or il Mae ale any aids or omissions. obese redly a Client Services representelhe a yOur tat branch Cate. as wol as 10 Amarrado Cleareg. Inc. in wmrg satin ton (10) days of yaw rococo of this statiment. Any ore/ statements mal you hare mode to vs should be COMrnied in mitre; The statement will «henna beconsidered conanive Raise nary es promptly Ol any changes in your comae information. hareaCtions redated on your report wit be conehmhay dimmed atonale unless you nab TO Anwroadommodatob. Account Protection: Deposits told by TO Bank. N.A. ard TDB.* USA. N.A. aro toured by tie FDIC (401 covered by SIPC) up 10 5250.030. Limits are per attan ohmedthn per inialt4On. TO learn more about FDIC COMM. go tO +new SeastleS. indudng mutual lode, held in marl BrelMage ACCOunt are 401 SWIM Or oblgalions el. or guaranteed by. any bank. are not FOIChnsend. and involve investment mks. includrg posstle loss of printout. TO Amenvade is a member el the Securities Investor Praocton Corporation (51PCI. which aromas moonlit: =tamers of ds merrbers up lo 5500.000 $250.000 lot claims for cash). Explanatory brochure is available on nrqual at mew.diPa.ead. Adeltlionelly. TO Amanda presides each (lent 5149.5 ninon worth ol protection for SeCurilleS and 52 MIIOn 01 prOteelOn far cash °tomb SupOlemental coverage provided by London 'neuron th the event Ota brokerage Mammy. a dent may Melva etneents due tran the Wale in barroulticY and non SIPC. Sy:Sonia, coverage a pad out arter the trustee and SIPC payouts and Lida such coverage each aim is Wiled to a artilmod return of 5152 miliOn torn a trustee. SIPC and London insurers TM TO Anherilvaide applemental coverage has an aggregate ad cl 5500 ~Ion owl as austmors. This potty amides coverage loldsing Wastage insohency Bed does nOl proleCI (dam n)» in Medal value or me saunas' • investment th a money manta lund is not insured Or 9.leraMted by the Federal Depose Insurance Corporabon 'FDIC, a any once govormica agency. Although tro funds SNOW preserve the vats a your anhelmant al 51 03 per Mare. 4 is enable 10 lOse money by invested n a money martial Ø. Drnaleds we <leaped Daly end pactranunted monthly. Rio prospectus Damns Ms ard once important donators Reed the omens Prefab before imbuing. 140n-depteil investments herd by your brokor dealer are NOT FDIC thISURED t NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance' your bank depOsa ecotarril Or Ohba Cr your money matel mama' fund can to liquidamd on your order. and lite proceeds returned lo yew securees account or remillel bya Tax ~Mg: The antha tagal is na' eta acumen' You we men Form 1699 for armel tax reponrg n oxrplaate will IRS meranntais includes dadati mod drydends. capial gen. lame maned and sties proceeds' Some permerts ere subject lo reclenrailOn shin «I to minded ah e4:Wi d44 mans. Cod Basis: CostRans. to, lot and pedamance manna ad Gnistapa we allied ad conclxied by COI IMXPPORMED TD anortrode is not rtmOnebb la tie rekttity swarm el tie rtammcn TO Manic ad Is Intrmaton prays rPeaters, do not ~Mena loamy ddb Memnon and detapodled COI tiCCEPCEATED it 8 separate ~piny and ens, a114Ad win ID amebae), Margin and Options Account Agreements: Promptly adaso ID Montana n tuning of any change in your incoming cloccums a *drool seaman as they pertain to your (Mein Or 0014» MOWS 'greenhorns A Summery of commissionsad donee incurred win the execution til °peons wansacoons is ayalanks. Orin Malta Prton: the man hams cl mama ham b Waned. al arabbkh kom caddicn saga. ad other indeperident Ewan Vala We Weed On Me dosed iron me man bemoan the bd ad slug cows a other motixt. t enodd whoa satte am a chidden HMO OW indepliklent MM. the securty wiajazi lo bang rertedel Nan Prod efe) the el your a:adoMbar as Punta as ran MbaTinn ad me dora guarymoo mo scuracy et any scones Feces. Italgago bacfaxl posteasanwiluol gang We ranting butte Mg me wren mewl DM Paria rØ hakmanti my nOl moan mks proceeds. The sec day ~el la Colima:es ct Deposa (CDs) b gantaly loud and the eclat vabe (nag be alleen from the ~Ilse cite Asgillare loss et pine el may mail tom the sale ol a CD pØ to roomy. Bends adb Fred tam Saunas trade clammy mar awry scones and de na Wade an a mud ordwge. Ram. troy ease n me OTC Wes the COunitg ~and WM:~ IdUararmiy nOt pla la nou »Wl >Sur Zeknakr to nu". Tro sib ot ba-ot pncr to ~sty may moll h a loss a primal Non Standard Assam (Waal ate hocaly marmot n droct partcpaton program :muftis paaerstips. knead Malty ccmpana. et red edam rearm,. bum cadmay pmts. promo muty. prUlle debt a Iddge Vets NS86 ere beta IMO ~Inca and do not irate en a alma sauna echarigo a to Rama Shod< Molt The 'dues anen ha time mamma are ~Ad «Les caned lam news ~hods. nadro. bw na Pad ST indigent:lent appraisals. are progat. nor =at. anda Wed party tender alas tut hero boon provdod by to managorrcer. ~ram. antler spa-ar of ØIØ et by a that um meal without independent malarial by ID Amoeba When may not (Oka me ;Mind ~ase mice. Ø marka nue a be .oabsd Limn lowdacri t an cevnosd value cam« bo establahod !Weigh Bese merhode. the bauen may be reflected as Nant'ited NV) Foe adapt deal mamma halation la Non.andard Ames. please coma Clan Sams. These rnermtres arena mad =Wild SPC Podia Rao Socurbm CARS-) Prong: me meet Nabs la OAS mums hno boon oaaned. nebtle. Korn Malden trekelOr We Magadan ~en Theecoray ol the prang is not garanical Ha maker mile cm eardsb. TO Arricrtrade MI an:ono0AS Øen. saug hb ccnadet boll tie quay ad undid/rig cm* quay. the »IS wurla is ~only Menaming aypdØy ant teti nut them an be ro (Myna mel such troCurleil cn to sold urea one ~se cottons. REGULATORY DISCLOSURES MI transactions aro abject to p) me consillubon. roes. regulations. customs and usages d the exchange or norkel. and as dearsignouse. it any. on Mich such trananlan ere amulet sti Ideal lass. indscIng the Saunters Act of 1933 and Ma Saunas #d iv in orf onel Of% F an osto brochure Mat maxim irnonnabon desabng FINRAS PLtric Coscbsuro Program. please Contact FINRA at 830-289.9g99 Or www.finfaad. the interest rØ Men la TD Amortrade Cash a taken hom me appicatle intecostrato ser ter the Markel Value balance n the TO AMerbede Cash. as 01 the illtiblimern closing date Simple interest Is xcrusd dally based on the interest rate ea applicable toost days balance. Financial Statement Noillicallon: the mammon of Imancul condeen lor TO limontrado available twee a year and may te obtened al no cost. vie me internee el hm..Nwywittananivadacam.hnanciatiammani.html. Option Assignment Ali short aqua option posnons and some index canon positions are available Ice assignment Emarne assignment emcee for fluty or index options are ((Moray alocated among all clans' short posnons by an anamelod on:cease. Free Credit Balances (Rule 15c04 a 3): Under me mot protection nslos. we may use free Credit balances in Our account in me Ordinary course Ol our Wens which we payalde to you on demand. Margin Amounts (Regulation T): H you have a margin account. this report is a combnaton et your margin wawa ard e spada memorandum scoot« Tracing on merlin poses Monona, risks and a not sutatto lor all investors. A compact 1st of the risks associated with margin tracing is amiable in the man» rek disclosure document. YOu may obtain a copy Of Ms document by contacting us el Omnumber Isla, on page One Ol pur statement. Payment ler Order Flow (SEC Rules 606 and 60D: In some crcumstanen. TO Amordrado receives compassabon la Octane certain ar tibacounta and Isled alloy order flaw to selected mesas. brokers or dealers Mantel Corners') Canponselion is in the tom d a per share cash payment h adetton. TD Amon:adoalso may mew compensation related to the foreign currency Manner COmpOnerit Of tareadions in kneel SeCtrilies f rpmMarkel Centers *among such nobs Wo post ward./ reports disclosing the venues ter order roving common at vnimadarrixeradecom Anatolcopyis avalatlis up:a rimiest. II is our policy. absent Pont °Mrs to the contrary. to soled boasts. (Inters, and market MMus tend On Ihe ebily to provide heel Mecutlon and the history col seeNrg price improvementoh markot omos. Pico mean:momis avanablouder mean market conceals. and weregular/1 maula axacutan to test ler such improvement d avatar*. Trade COMirmallenti (Rule 1Ø10):M conIonalions am atiremilled On me Irtinslia0n dale non: Trantaolons in Meign 80OuritleS (indtand foreign renpanta ADM mat lise h ,I)0 U.S.) ray include taxes ard foes carped by to hegn maraca or governments. each may be redacted in ma price of IN) tawny or charged es an Independent sne item Plenty Perm NollIketion: A 0311y of IN> TO Amerind, Piney DOICY is Mnible el vnemblamarradocorn GSM* Saturnian The elocabon of portal !demoted or carts n Oone hang e croon Reny system. A dommtion el the procedas for SUM saunters is avoid:Mon to robes a hard copes are acanthi ØI 1. In Case Ol anon, a ("Jostens urbal pur EIMONC Fund Dander. please Canted us el 1.20) 669.3900. or in amp to P.O. Box 2209. Omaha. NE 68103. or by email at ClieM9eMkeKMXILIMegattle.COM The nOrmaton cOnlaned in your (Mani statement shell be aiming upon you il you do not °twat wthn may terndays lor any !candor ot lunds steams to Rcgdabon E. such as ATM and point ame :rarely& dead transachons. dirocl docauts. and sithensals We must hear from you ro later 'han 60 days ear we sein tat the FEST stasomen, on whinthe error or problem appeared, (I) Tell us har rend end account runt», (2) Doscrbo the error or the tanter you am unsure about. and explain as dearly as you can why you belay° ti is an error or why you need ewe inlormabon. (3) Ted us the Odlar anro.ini or the mended ono, Wo sal amosigato your complain and wit correct any error promptly. el we lake more Man ID business days 10 do this. sewll trail yaw swam br the amount you think is» era. MIMI you wll have tho use al the money dunng tho tmottakos us to corrglob our invostgaton. AMM 1500744 SDNY_GM_000 11868 EFTA 00122519 EFTA01267998

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 80X 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.587.77 Margin Equity 0.01 $51,587.78 100.0% Statement Reporting Period: 02/01/16 - 02/29/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Prior Value Period 00 Change Change Estimated Income Estimated Yield $ 51,58726 0.01 $ 0.41 50.41 $ - 0.01% 0.0% S51.587.37 $ 0.00 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Closing Balance $ 0.00 page 1 of 2 Income & Ex . ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Non Reportable S - YID spiv Net $0.00 $0.00 CONFIDENTIAL $0.00 Portfolio Allocation IDA 100.0% Performance Summary Cost Basis As Of - 02/2W16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)T° Securities Received/(Delivered)"° 0.00 'Tor cost-basis Information. refer to www.tdamerltrade.eom SONY_GM_000 11869 $0.22 (0.21) EFTA_00122520 EFTA01267999

Statement for Account # 867-730320 02 01 16 - 02 29 16 Income Summary Detail' Description IDA Interest $ 0.41 $ 0.85 Current Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover divdends). The year to date totals will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0109 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date Balance 02/01/16 $ 51,587.36 Total Interest Income Number of Days 29 Interest Rate 0100 Interest Accrued $ 0.41 RETD Accrued $ 0.41 MTh PAID $ 0.41 $0.41 Insured Deposit Account Activity Date Check Cleared Number Opening Balance 02/29/16 Date Written Transaction Description 02/29/16 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount Balance $ 0.41 $51,587.36 51,587.77 Closing Balance TD Bank NA $51,587.77 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are coveted by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 2 CONFIDENTIAL SDNY_GM_00011870 $51,587.77 EF1'A_110122521 EFTA01268000

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011871 EFTA_00 197599 EFTA01268001

Terms and Conditions STATEMENT GUIDE nr.t.yado modes monthly Portfolio Steppes lot accoums with act/wry and quanerly /coons ce 194C1.10 accounts with assets.. Portfolio Summary: Teacart On Current value d your 000010 as Of the rep04 dale and compares/Ito the prior month.: The anal MCCaliOn Weal" yOur pOrd010 divenantilion by investment type Whole Slocatens under 5% ail be grouped into the category of comer in the pie chart. Margin Emily - Total Accourn Eguit0Tmal Long ?Attainable Value • Total Short Value) Activity Summary: The opening and dosing casts balances we reconcled hue ter yew quid fONfOlC* Al account acunty is summated for the currant period and yea to date_ Income a Expense Summary inon4FIAs only): This section dame the income and evens. 40[03 from a. Ali ily Sunman and Clabalin MO lax Irealnient Retirement Account Summary (IRAs only): Review Ire IRS resulatod transactions for the (wart and mi. yew, IRS Fenn 5198 fail Marl* value is based On Ire anent value as of Docomeer 31 of the previous year and wit to furrishod toto Internal Revenue Scow/. Performance Summary:Monitor your annual portfolio performance and lie vcrealized gains and losses or your Mute neestrnom strategy. Account Poalbona: New you mostmems al the current market vat.* and corrparo the ongnd cost to see weelikled gains and losses n your WINO Original cost is assigned using the Hester. OfSI-Oul (FIFO) method. Mich assumes the Oral shares yOu set ale those you pi-tanned Hest. The estimated orrostment income2 and average cost per shore are doplayed for your /enemas Rho attest purchase War is shown tor an ideation of you Inking Ped0d). McCord Oath*: Al stem" actMly is dear,/ defiled. toted in date OM*, and minded n the Cbtirg Cash balance. Trades Pending SOttlainant: Contlrm yOur <nettled Wades WM a settlement dale Mier month end. Rose transactionsel be collected n me Account Actmiy sexton nod norm Orlin* Cash Senritais TrensiictiOn Detail: Cash management InnattiOnS that cleared during lets statement mooning mood. ndudng check. debit card and ATM actuity. are hued in date Cede.. thane Cash Services Summary: Credo arid deed transaction totals or the axiom statement retnang 00006 be summarized. IndMtkel Venetia*e are notlisted. roue to rounding aegustments. me %moment deals may not coal the statement totals. Mt:baled Antral Income and Esarriated Annual Yield values a e based upon the number of shwas craned or astern value balancer as of the stateroom dale and to most recta dradond rale or Cash sled pkMdr/4 GENERAL INFORMATION 70 Mientrade does not provide legal or lax wince. Pleas* consul you legal adveor or lax aCCOurall when raKtPlory. AS s illanded inOssby matte. IMMO COneenWern May Oe rethrtirel Mr Sally control and transadiOn veernalth Dement. For 70 Amino-ado nsobsionol clews. your adveor him is separate from and not satiated huh TO Amentrade. Inc. a TO Arra:loran Owing. Inc., and oath Irm is not responsble la the prOttels and antes ol the whet Accuracyof Reports:II you find any errors or omissions In your account statement you Mould immediately call us at the numeric listed on page one of your statement You Mould also contact our Clewing Fern, TO Anieflinade Clewing, Inc. al 8@469-3900. Please mem too =thorn careally. If you Smarm with any transaction. or nl Mom ate any <WM a omissions. Anse nobly a Client Services repieSeratithe a you local Wind, edge. as wol as 10 Amaidado Cleatro, Inc. In wrong ethn ten (10) days of yea moot of this staltment Any wed statements Mal you hem made to us shad be CONinned in voilng The statement will triennia be considered conctsive Please Wry es promptly 01 any charges in you COntaa information. TranallthoM redecled n your rthort wit be conclamtly doomed accuratounloss you cooly TO Amettrado tweet*. Account Protection: Deposits hold by TO Sank. NA and TDB.* USA. N,A. are insured by he FDIC Val Covered by SIPC) up 10 5250.000. LimilS ale per actounl Ornfirth0 per inialutlen. TO learn mole about FDIC Coverage p0 t0 awe IdCgOv. Sautes. indudng Mutual fend, held in your Erelleage Account are 401 deposits Or 0010all3n$ Of. Of guaranteed by. any bank. are not FOlt insured. and invoke investment inks. includng posstle loss ol princpal. TD Mercado is a member ol the Securities Investor Protection Corporation (SIPC'). which protects scorches customers of its mothers up lo 5600.000 (incholing 5260.000 lot donna for cash). Exploratory brochure is available on request at wemoiPn.eirg. Ackationtly. TO Antennae* prOnefaS (nth Cleat $149.5 trillion worth Of prolectlon for securities and $2 melon 01 preteglein fOr cash trough SupOleMental overage provided by London Maurine h the *Wen 01 a brokerage insularity. a dent may receive amcwts due from the truslee in boltrePtcY and men SIPC. Simoktwomal coverage es pad out after the trustee and SIPC payouts and color such coverage each clone is limited to a combrod return of 5152 miliOn Iron a trustee. SIPC and London insurers The TO froneritrade Preekmental coverage has an aggregate Imo GI 4600 motion oar at customers. This potty precedes Coverage Ion:ming brokerage insolvency and does nOlprolegl again loss in market vatte of me mourners investnen1 ti a money model lurid is not Mewed Or guaranteed by the Federal Depose Iresuranar Cameroon (FDIC' a any other or:nommen agency. Although the funds Beek 10 preserve the valle et your snanlment al S 00 per share. it is pOstibb 10 lOse money by investng n a money market fund. DMilerds are declared daly and poctresnonted monthly. The prospcchd cartons this and Woe important riormsion Read the prospectus Oirekily Wore Meting. NOndepesil investments held by your a akar dealer arc NOT FDIC INISURED f NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance it your bank deposit aCCO.MI Or Shares d Who money Markel AVIA4P arid can to liqudated on your order, and Its proceeds retuned to yam manes amount or remitted 10 year Tax RepOrirg: The WWI) moon a Malin detente You w5 receke Fenn 1099 for trod tax ntairg n complake wan IRS isessoTalls Includes goatee reefed. dridends. captal Oahe. Wee Xefelted. and Ode, 0,0000041. Some Wan* are subject lo reclassnCelen .tier Mite mental on otstment tar moons Cost Sash: Oztaasts. tan lot and patron restoring and DonskorPo are MOUS and coxing' by COI IMDCMPORATED TD Avertene is net mooing* lo to And*/ or suitay el to rtammon To frmentalo and Os hternalon providers Clentnin, do not ouninteete Emmy Of Me inkiwelon anti date paled. COINCCOPYIATEDIS a e(p/0310 Orpany and end tilted wlb ID implode Margin and Options Account Agreements: Prorrpift anMso ID Amentrade n ening of wry change tn your investment Maxitros or anarcial striation as they wain to your margin Co OplOns accOunt agreements A summary of commissions and charge, incurred won me execution ol aeons nansacand is ayalable. Currant Melat Moos: The melon seam d scones ham bon Waned, it avaittskr. tram del aka antes and Other idepoxtert sane Yak" we based On me do." free. me moth batmen me bid an also FOCOS. a ether make. I no racket %clues /alto bow a cp4alocn Hot* c OW independent *WO). I've Meaty iS UAW I0 being oiled& Non.Prcei CRP). lliescludons on your catidomport am prowled as goon Marmon an wo obrci guarantee to scum/dam scones pmts. Ilogago backed pardons are dead yang me hmanng Wine and tie wren meta coke Pandit fecal %Morons may net mown mks prococch. The se nary maim la Cathay: or Deposes (CDs) is gowaly loud and the °dud vas may be (Mewl from me pesthole fete AsOnTart loss cf phx el may roati too the sale a I a CD prof b roasts Bodo tab Rod tom, Seam as trade Weronvy etas awry amnia and dons wade on a dud oxthongo. Perna. may ram n me OTC Wes Mecounter, markt( and ton at Nutty may nd WO to Au MOM KM 00eaa pea to musty. The sate ottcnt ono ea mahatmas molt n a loss d panel. Non Standard Awes (PISAI aro typcaly trramments n arms partcpson program sturbw potrosten. Imood taffy complus. en red water ruminant torn cownnty pmts. male <duty. made debt or hedge kricb. We ere WW1, 1135 imealmths and do net lode on a Mead stunts octane* a to Nasdaq Stock Malt. Thowlues down kr more niooIt are Simi& ming denied horn *rime methods hdocfro, but not kited Iry independent approvals the pro:calls cm =ctn. ono' turd party tender diets out an bean provided by tag moragorroy othwydroix. ado spoyor d each mown on by a thrdpaty vonci Mind independent weIcatim by ID kneehole. Values may not MINX lee clonal unhase thee. wool matt vlue a be roabed cpcn kudason C an a:faunal warm cm. be woothed trough test methods, de olutifal May be reflected as NOnOited (UFO Fa addlOW decal tcpwartg wanton kr NmStardand Owes. plowe aortal Clan Sondem niece matrons wont orand undo to SIPC. Auden Rao Saudi= CARS') Prong: The motetv:4m It OAS scounos too bon Waned. H matte. Korn grOtakn maces or Wei iniepeoleve susce. The tarty al the eking iS not surmised Ha market oat bra adabb, TD knotrade MI prise to OAS palming:no rib condom= boll tie loudly and meeting cm* gusty, The MS racket is wronly enNininCirgi a leak Oficrilty and. tea soul, mere an be re ammoMal loth eeturtieS am to son unix once males co lines. REGULATORY DISCLOSURES AI Wansostions aro abject to ti) me constitution. riles. regulations. customs and usages d the exchange or market, and as deamonouse. it any, on Mich such bantudens are executed: pit federal lass. inducing me Socunnes Am of 1933 and the S«urins er • aa "n ip ° ENFIR M Ex in /as and F an eeio brochure That indicts information demoting SINRAs Pitic Disclosure Program. please Conlacl FINRA at 030-289.9999 or wnwlinns00. The interest rate Yam to TO Ameafade Cash a taken from the opptcab(e impostrate ter for the Markel Value Waive n me TO Amertrade Garth. as 01 the illalemeM closing date Simple interest is acruad daily baled on the interest fato ter applicable to each days balance. Financial Statement Notification: The statement ol hnancul condeen for TO limontrade avalable wince a year and may be obtarkel al no cost vie the internal al May:Awyrttclomentradocombnancithiatementlittn. Option Assignment At short cowry spoon peenons and some .odor option potions are MUNNle tor asstymeM Exercise assignment traces for <Ivey of riles options are randomly alocaled among adorns' shoo posoons by an automated proceekve. Free Credit Balances (Rule IS:34 II 3): Under me Mont protection mt. we may use tree Credit balances in your *COMM in PO Ordinary Coursed our bosons which are payable to yOu on demand. Margin Amounts (Regulation 7):11 you have a margin account, this reports a combnoten of YOur Margin sothent and a Vaal memorandum account Tradng on marlin poses adthional risks and es not subtle ter all investors. A combo lot of the asks associated woo margin begot; is amiable in the margn Mk disclosure otemhent. You may obtain a copy Of Iris document by omitting us al Me rumba fated on page One 01 your statement. Payment for Order Row (SEC Rules 606 and 607): In some crcumslances. TO Arnow-ado recorrod componaton la droceng canon ovcrthecounta and tsted whiny order acre to selected markets, brooms or dealers (Slade Centers 1. Citileensalion is in the tom Of a per shorts cash payment. In adotoon. TO Amatrade also may roomer compensator, related to the foreign curenry exchange component Of tranatrabris in WOO securities horn Markel Cantle ozocutng such rubs. We post caartcar repots disclosing the vorrues for order rococo ezecurson at winvidarnertradocony Amino" copy is avalatle Limn request. is our ploy. absent nerd orders to the contrary. to select brokers. deal rs. and market makers tossed On Me abilly to movde best Pecutlon and lie history Of seders; pun improvementon modal orders. Pnce improverrom is avanoblo thaw canon market condoms. and wo regular/1 manta executens to test tor sorb imp moment tl avalable. Tilde COMirmistiOna (Rule 100-10):All cordrmalkins ale Paremilled On tie InansittiOn Tom: Trantuclons in kronen semolina (indulng foreign torPanY ADM tlal 116* in me U.S,) moy include taxes and fees charged by tie foreign maker or governments. Mich may be Reacted in the Moe ol Me security or charged es an inspect/Mt One item Pitney Poky Nolleadon: A copy of the TD Amoebae* Privacy DOIcY is Meth* at wave.blamecaadecorn COO* Seamans: The slot:non el portal reoemtonsa cant it done tong a prowls keen system. A descnoton ol the pro:oases tor Stable saunters is avalablo an to rebate a hale copies we available up:new-mi. In Case 01 enOnS a csentions *Out your EIK*OniC Fund Dander. ettrase CO lett s al 7600669.3900, or in ening to P.O. Box 2209. Omaha. NE 68103. or by email at dietkovklistbldbMilneade.COm The inkinhaton cOnlaksed in your acCosn sidemen shall Our lanSing upon you it you do nth 01:10c1 wthn sub, lelldays for any transfer of lurch stbect to Andabon E, such as ATM and pod-stelae trardIces, debit transactions, direct dopapts. and with...nib WO Must hew from you no later Man 60 days after we sent 'Mr the FAST statement on which the error or problem appeared, (I) Tell us yOur ems and account renter (2) Doscrtothe error or tho transfer you aro unsure about, and replan as deafly as you can why you beam it is an error or thy you need mac inhumation. (3) Tell us Pie dollar amount of the eanokted error. Wo will invostgort your complaim and MI correct any error promptly. If we lake more than ID business days to 00 Iris. we wit creel your acctunt for tie amount yOu think is n error. nmat youwit have to use of the moneydonna the in* c takes us to compote ourinvestigators. AVM ISO 07na SDNY_GM_00011872 EFTA_00122523 EFTA01268002

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC POEM 2209 OMAHA. NE 68103-2209 TD Amen:rade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.588.21 0.01 $51,588.22 Statement Reporting Period: 03/01/16 - 03/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Prior Value Period Change Change Estimated Income Estimated Yield - $ $ - 51.587.77 0.44 0.01% 0.01 $51,587.78 50.44 $0.00 0.0% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Income & Ex• ense Summar Reportable Non Reportable Income Dividends - S - Interest Other Expense Interest Fees Other Net Closing Balance $ 0.00 page 1 of 3 $0.00 $0.00 $0.00 CONFIDENTIAL Portfolio Allocation IDA 100.0% Performance Summary $ YTD Cost Basis As Of - 03/31/16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)"° Securities Received/(Delivered)r° $0.22 (0.21) 0.00 $0.00 "For cost-basis Information, refer to www.tdamerltrade.com SDNY_GM_00011873 EFTA_00122524 EFTA01268003

Statement for Account # 867-730320 03/01/16 - 03/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 1.29 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can Include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dividends). The year to date totals will accurately reflect your cumulative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0076 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized Gain(Loss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured De . osit Account Interest Credited Begin Date 03/01/16 Balance $ 51,587.77 Total Interest Income Number of Days 31 Interest Rate 00100 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Cleared Number Opening Balance Date Written Transaction Description 03/31/16 03/31/16 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount Balance $ 0.44 $51,587.77 51,588.21 Closing Balance TD Bank NA $51,588.21 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to appecable emits and held by TD Sank. N.A.. or TO Sank USA. NA.. or both. The IDA balances are not covered by the Secunues Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 o13 CONFIDENTIAL SDNY_GM_00011874 $51,588.21 EFTA_00 122525 EFTA01268004

Statement for Account # 867-730320 03/01/16 - 03/31/16 Important Information FINRA INFORMATION Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline. dial 1-800-289-9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies, procedures and services. The web site can be accessed at www.finra.org. Additionally. FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-tree public disclosure hotline. BREAKPOINTS Certain purchases of Class A Mutual Funds may be eligible for a breakpoint discount on the sales charge. To leam more about breakpoint discounts, go to httpliwww.finra.org/industry/issuestbreakpoints page 3 of 3 CONFIDENTIAL SDNY_GM_00011875 EFTA_00 I 22526 EFTA01268005

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011876 EFTA 00122527 EFTA01268006

Terms and Conditions STATEMENT GUIDE It. /co mad° provides merely Poi&too Reports lor accoums win acvaty and quanetly repass Cc mac: fro accounts win assets.. Portfolio Summery: Track* Ihe current value Of >nu! 000010 as Of the n>pOd dale end corparert M to me por month? The Mad allOtalion Meeta your patI010 dh*s4ioalion by investment type M.Mple Monahan undo 5% we be grouped into thecategory ei "Ctrs" in the pa chart. Margin Emily - Total Account Eftwayf road Long larvainable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcred sae lor you grace toprente Al account actmly is summonsed lor me current period and year to date. Income a Expense Summary (nondliAs only): Pus section doom tm income at Owens° maait from de Anthill, Summary end &unities the tax treatment Permanent Account Summary (IRAs only): Renee Oro IRS resulted transasons for the tatert ad pia years. IRS FPO) S498 lair market value is based on the current value as of Decanter 31 ate prowous yaw and rml be furnished to rho Interna Revenue Sconce, Pedonnance Summary:Moons your annual portfolio pedamance end Poe unrealized gains end losses br your Arturo reesbnord strategy. Account Positions: Now you rnostmoms m Ine current massa vat» and carman> the nominal cost to see rmteelfzed gains and losses ei your Dalian Original cal is assigned using he anion arstout (FIFO) method, Mich adorns) the arst shares >Ou set ace goose you purchased era. lbo estimated ravostmard encome2 and average cost per skire are displayed br your /defence the odest purchase date barmen /Or an nclartion 01 you hating veiled;. AOCOunt Activity: Al account eclirily is Hering defiled. lotted in Wee Order. end reneged n the doting cash balance. Trade* ~ding Untended: Confirm you ...died traders with e settlement date abet month ond. Title transactionstort be reflected ri me Account Amity =coon nest mom Online Cash Services TransactiOn OHM: Cash management uansection Mel cleared casing ass statanom reporting ponod. ndudng check. dean card and ATM actmb. are listed in dato Oda Online Cash Services Summary: Croft and debt transaction totals lor to carom SLIIIIMPIt tendon pinedea summarized. Indhiciod Vaned**. ere Masted. roue to rounding adustments. the stamen' decals may not equal the statement totals. tainted Anrwal Income end Ennead Annual Yield values are based upon Ihe numb" d shares owned or carom value balance, as of the stalemom data arm me most rocoM &adorn role a cash need provided GENERAL INFORMATION 10 Omen:raft does riot made legal or lax ante. Please consul, your legal advaor or lax 1SCOunlant whOn necessary. A8 0 910Mó0 inClisby paned panne nOteeMalrms may be records by dually OOMMI and Uansedion vedkalrm OurpOste. For TO Ammo-ado nsehoonal Pere. your advaor him is separate from and not aittialed we TO Arontrade. Inc. a TO Armxtrado Oolong, Inc.. and oath Om is nal rosponsble la the Wends end tonnes of he Men. Markey of Reports:II you find any errors or omissions In your account statement you "could immediately cell us et the nzenber listed m page One of your statement. You Mould also contact our Clearing Tern, TD Ameritrade Clearing, Inc. al 800469-9900. Please torten the sialoment carctily. If you cesagroo sub any transactor), or el them are any eras a ortssiovs, please notify a Client Services inieseMalke a you tar Ninon Ott as wel as 10 Amairado Cban-g. Inc. in wmrg ^Mtn ton (10) days of yeas mope ot this statement Any cud shitements Mel you hire made to us shard be Confirmed in voting The statement will Wont» be continued concbaho. Please noley vs promptly 01 any changes in your tented if ‘000131;00. Toareacabed Miele* on your rcpon wil be conned/way claimed accurato unless you nobly TO Anwerado immodesty. Account Protection: Deposits Feld by TO Bank. N.A. and TD Dank USA. N,A.. aro inured by Me FDIC COI Covered by SIPC) Up 10 $250.000. LImils ate per ramrod ormereilti per insblunon. To learn more about FDIC coverage go to +am 101C40v. Smalles. indudng mutual Node, held in your &Often") Account are 401 depOIJIS Or °Olga:ions of. or guaranteed by. any bank. are not FOICinsered. and invoke investment mks. indudrg possdie loss el princpal. TD Amentade is a member ol the &corm*: Invest« Probcten Corporation (SIPC). which protects secunbes °stomas of ds members up to 5500.000 (ncasling $250.000 lor claims tor cash). Explanatory brochure is available on requeel al woomsiperig. Additionatly. TO Mnerillade provided each Paf $149.5 ninon worm of prolectlon tor securities and 92 Mon 01 pg009C1Kin tor cash Ihrcogh SupOlemenial coverage intoned by London Mourns ti he even 01 a broken°e ineolancy, a diem may oneiveamcants due from the none in bankruntcY and than SIPC, Seponbenial covomin is pad oul stier me trustoe and SIPC payouts and under such coverage each clam is limited to a ambned return 04 SIS2 million loom e puste. SIPC and London insurers The TO Aneedlrade Stippleteental coverage has an aggregate Intl of $500 muon over all customers. This potty provides Overage Inning bic dmige innhancy and does nOI MAKI Spine Ina in moan vete or me secure= An investment el a money ~OM lund it not mauled Of garareeed by he Federal Depose Insurance Corporation (FOCI a any *Ma grmarnrrica agency. Although the funds Beek 10 ammo the rahs a yOur inn/amen" al St p0 plu sham. i1 b datable 10 lose money by invasion in a money market fund. (Waled. are <leaved day end padvernrmstod monthly. The prospectus =mans Ms and other important rib:mama Reed the ',manna arretent Wore ~Ong NOn-dobanil invidilmode hen by you' bokor.dealer are NOT FDIC NSURED f NOT BANK GUARANTEED' MAY LOSE VALUE, The Sam» ko your bank deposit aCCO.MI of shares Ct your money Markel mama and can be lopidated on your order, and We proceeds redurnad lo yeas saunas anon, or remitted MyOu Tax Riporing: The undo, own is Maim «Coma« You wet waste Form 10095, anal tax twain is Darner*, erth IRS recralrmails Includes =gab Mama cludent. taptal OW. Lune valsi. and sees proceechl Sane patmerts ate Pubjed 10 redeasfitann On, tali to reheard an alzoccacet las inns Cost Oasis: Ora Basis. tax /at and Women= mooring and Gan:keeps at Wood axl ~sled b/ COI NOCFOOROTED 11) reiranda is net dipOrione lo tie eetorSey entertya M rtamdasn. to lno sado and es merman pears yFr:hters1 do not ~Mee Pie stony Of tbeinecmWonard dek abided COI NCCMPCMATED 'a a 8(pM31.9 ~piny and and +Inked win 1Damertmcle Margin and Options Account Agreements: Primp", adnsoll) Amentrade to voting ot any auntie in your investment con:tuns a normal striation as they wain to your neon^ Or OglonS ecowen agreeneenis A summary of commissions and charge incurred was me «mom of °peons transaceons is °ratable. One Mahal Pdcos: the malts. vogues 01 scones ham beta Waned. tt am bt Korn QX1tfrn saga. ad Other inkperident sons Wives we booed On the dorms arm. Me ran barmen me bd and slug ens a alter nanat. t na read valuers salable how a chidden brat> 6 Otte indenodeni sane. tee acuity is oiled b Wong ~Al art Noe Pion OP) The volunaas an your ~do risen are prowled as penned nano, at no do no guaramoo to scum:van scenes arms ~gage boded postbos are wItwel rang Uw remanng bunco and ale cunsi make, MCP Porticrio moat teksSOM8 fhb not reaccer mks prone**, The e=iday mad la Cats. et Depot (CUs) es gencraly 4oud and the ackul fan met be diterert von me panast arm ~S O% Cl anermi may molt tan the sale cd a CO pear to misty Brit web. Rat Worm Securbas bade deaconry that cosy saunas and dons vas cr. a Mad ~go. Rama. may vale n me OTC Orb erecounter: nwlut end alFdatloudymtyrp met la Mu »sep OS Pcolen Pb to nosey. le sale d ten pia to mauty may rood n a leas cl pritpal. Non Standard Amato (LASAI are hocaly netmes el prod pancyaan program noun= goolxfstml.leneodtablityccmpana. er red estate moron truss,. coorneaty peels. pmele <duty. aisle debt a hedge krds. NSA6 we bottlb houd tcheeitneds tr.' do not Pan en a nscn.1 sown ea eigengo a to Nasdaq Stock Mods. lFe nalues sedan larvae mostrants are ~wed inn cooked ham wear/ meMOOk hcioarn bon nol ended Ia independani appraisals. to pro731C: not =ob. ander tad portende atom tot ham own added by ale mrmagomov. storm's:* ander soya er oath awn er by and dry ~do Mhos in<Stbendent ~Galen b/ 11) Ar stade. Values me/ nd Mk« Ine agnal inclose pica. swat rake idue a be seabed yaw let.rdalcn t an asman value cannot be eslattlehod trough tees methods. Pie Marten mat be reelected es NOmPoted (MP) Foe addend Octal mpaiong ~von lor ~Stardaml Ana, please carrot Oat Sons mesa mastrats arena waxed undo to SIPC. Aldo, Rao Sauna (NASD Prong: The motet~ la OAS scats= hao been taloned. atebtle. tom quotas,, ere kees or °ter ~patent ~ea The way ol te offing a nol gambol Ha mead term sit mattes WO arrcende oil omen OAS pals. slog 4110 ~dorm, boll tie quay 3,0 undotpig crock quay. Te OAS market is currenly OPerandrig aeddigldyad. Ca ~A lure an bene estrate Col sucheecurtes an be sod unite on mad cottons. REGULATORY DISCLOSURES MI bonsaceons aro object to 10 me constitution. Na, regulator's. customs and usages d the exchange Of ~Mi. and iN deationouse. d any. on Mich such transactions ere executed to federal Oies. endui r ng me Secunbes Act ot 1903 and the S«urtes EA V=in ounii D f ond etionad Oro For an investor brochure bal incbcles intormabon dosotong FINRA's MAW Disclosure Pmetam. please Contact FINRA a IMO-289499g Of ‘emw.firmOrg. 'ho interest rato aeon tor TO Amerind@ Can is Oaken from the appleade interest rate ter for tne Markel Value balance ri the TO Amereede Garth. as 01 the illatemed closing date Simple merest es accrued doer based on the interest rate ea applicable to each days balance. Financed Statement Nalfroation: The stammare of bnancul cotton lor TO 'nomad* es ~table Woe a year and may be annexe am no coal. vie Me Mooned at innkwroticernenoadoconvimanciabiaiemoniberN. Option Assignment: MI short cony option pangs and some index option positions are ~table Poe assignment Exert« assignment races for fluty or rides options are randomly alocaled among all chards' shin poster by an au/amain: orcceOso. Free Credit Balances (Rule 1544 4 3): Under me dent protection rubs, wo may use tree Credit balances ei your ~OM in Pie ordinary COurSe 01 our brans whkh are payable to yOu on demand. Margin Amounts tRegulatten T>: M you have a margin account. this report is aeon :noun of Woo margin actoent rinf a special memorandum account Tradng on maren poses eddlional risks and is not swarm lor all investors. A enrolee° hel ot the risks associated with meigin tracing is evalable in Poe Marg.] rak disclosure deCument You may obtain a copy a lets document by pomading us el thenumber asled,, Page one 01 your statement. Payment lor Order Flow (SEC Rules 606 and 607): In some creumaances. TO Arnetnrado recente compattabon la dretarg tenon owyeroetounta and toed equity order lbw to selected mantas. baths a dealers (Mantel Centers) Ciarmensalion is in Poe torn of a per share cash payment_ es adeelon. TD Omar:ado also may memo componsawn related to the foreign arren/ exchange COmporent Of tren38CtiOns n latign seCurilies Iran Markel Calera moo/Ong such Was. We post coaromy reports discburg the venues lot order roterg oxecuroon at emmtarnavadocom Asnar copy is avalatle upon regret. 11 es our petty. absent pont orders to the contrary. to select Moans. doalers. and market MAWS tend on he abilke to 'rode best etecdon and the /salary 01 ~Mg Cite improvementen market orders. Pena improvement+, avanablourder carton market conditions, and we regular>, manta executrms to lost lot such improroment d amiable. Trade COnlirmetiOnt (Rue* lob-10):M' contrmalions are Paternal.* On Inn IraistaiOn dale. Tam: Transactions in radon srmurilies (incliOng foreign znalb AC" OW Kade in the U.S,) may include taxes at fees charged by tie taegn maneau or governments, oath may be Neededin the price 01 he smutty Of charged han *dependent Ine den Pram" POlky NollIkallont A teeny of he TO Amoroso:ha piney Pony is anntodo al wanklamairadopcm Cable Sommities: The elocabon of penal redemptions a calls le done yang a pronrta loamy totem. A downtown el te proormses for Site &reunites is saldobon te awes ce hare copes are available upon feepor.i. In Case 01 en0n3 ce CsieStnna aspil yaw Eettonic Fund Trent/era. pee COnIttl us al 1660.669.39CP os in twang to P.O. Box 2209, Omaha. NE 68103. or by email at dieMeenk*MaldarnettildetOm The ~warm cOnldreed in your anvil statement shall be bndng upon you it you do not Sorel wthn way NM days lor any !candor ot lulls waded to Regulation E, such as ATM and pain *Uwe Psalm, den transactions. direct departs. and feithdrimal$ We Must heer from you ro later Man 60 days ear we sein you roe FIRST statement on whch the error or problem appeared, (I) Tell us war ~Wand account finer (2) Doserto the error of the mender you arc unsure about. and oxplan as dear/4 as you can why you bolaio t1 is an error or why you nood mote inlormation. (3) Tell us Me data argot of the suspectedergot Wo for foveae's* your complain and wil carnet any error promptly. el wo lake more than ID business days 10 do INs. wewll renal your eccOuM br me amoral yOu think is in error. so~ you wil have ere use al the money dunng mo imaged= us to corrals* our ineastgawn. »MONO 0114 SDNY_GM_00011877 EFTA_00122528 EFTA01268007

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TD Amer'bade Clearing. Inc.. Member SIPC Statement Reporting Period: 04/01/16 - 04/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Announcements: Our ongoing ellen to serve you better has paid off: were No. 1 in 5 categories in the Barron's 2016 Online Broker Survey. To learn more. go to tdameritrade.conVaccolades. Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Period Change Change Estimated Income Estimated Yield $ $ $ $ - 51.588.63 51,588.21 0.42 0.01% 0.01 0.01 $41,588.64 S51,588.22 50.42 $ 0.00 0.0% Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $ 0.00 page 1 of 2 Income & Ex r ense Summa Reportable Non Reportable Income Dividends $ • Interest Other Expense Interest Fees Other $0.00 Net $0.00 $0.00 CONFIDENTIAL YTD S $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 04;30;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)r° 0.00 ••For cost-beats Information, refer to www.tdamerltrede.eom SDNY_GM_00011878 $0.22 (0.21) EFTA_00122529 EFTA01268008

Statement for Account # 867-730320 04/01/16 - 04/30/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.42 $ 1.71 'This section displays anent and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a premiss tax year (spillover dividends). The year to date Iota's will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0061 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized QM Loss Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 04/01/16 Balance $ 51.588.21 Total Interest Income Number of Days 33 Interest Rate 3 0100 Interest Accrued $ 0.42 MTD Accrued $ 0.42 MTh PAID $ 0.42 $0A2 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 04/29/16 04/29/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,588.63 FDIC Insured Depose Account (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable emits and held by TO Bart N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.42 $51,588.21 51,588.63 page 2 of 2 CONFIDENTIAL SDNY_GM_00011879 $51,588.63 EFTA_00122530 EFTA01268009

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SONY_GM_00011880 EFTA_00122531 EFTA01268010

Terms and Conditions STATEMENT GUIDE IL: Ar.rir ado provides morally Porddeo Reports lor accoums huh acvary and quadedy repass 'a mud .re accounts non assets.. Patton. Summary: Dada he Current value d your 000010 es 01 the reps dale and compares Mto itie prior monlh.s The aasai enaliOn Medea your parkin divendealion by investment type Whale abmwers under 5% mil be grouped into Macategory eI rooier en the pm chart. Margin Emily - Tote/ AccouM ErluilsCITOMI Lang littrainaMe Value • Total Short Value) Activity Summary: Inc opening and dosing cash balances are reconciee hue lor yaw quick re!egeice accum actmty es summansed lor me current period and yea to data_ income a Expense Summary inervIRAs only): This sec an dolalt tom Income and omens° tOtaH from te Activity Summary and darnirem the lax irealMent Renamed Account Summary (IRAs only): Roma tie IRS rog.Iad transaceons for Mc anent and ma yews IRS Form 6498 lair mark* value is based On the current value as of December 31 ot Me previous low and ent be furnished to to Internal Revenue Serowe. Porkenance Summary:Monism your annual portfolio performance end the vreimilized gains and lassos for your Mum rrmstrnord seaway. Account Positians: New your rnostmoms al rho current market vabo and corrparo the mend cost 10 me urvealued gains and losses in your porlice0 Original coal is assigned using me rum. meiooi (FIFO) method. Olen assumes the vrat shares seu set are moa you pschased int. The estimated ertrostmoni encome2 and average cost per store are dentlayed tor your reierence tiree Mint purchase date is shown tor an relcalion 01 your bolting Pernell. Account Activity: AI traOLO IICIMly ia dean/ defined. Feted in date brain, and related n the doting cash balance. Trades Pending Settlement Conlin yOur MOWS tradee with 8 Milleartri dale alter month aid. Thom vansacions Ml be reflected nine Account Amory sexton root money Online Cash Services TransactiOn Detail: Cash management transactions stal cleared caring ars siatenced reporting pond. ndudng check. dead card and ATM actmiy. are tested en dale «der. Online Cash Services Summary:Cm:It ard debt transaction totals lor the aroom statement rePaing indod we summarized. IndhiSkal traneaCtente we maimed roue to rounding adustments. me stammem decals may not cant the statement totals. rEninaled Anna/ Income and Estmated Annual Yield values are based upon IMe number d shams owned or carom value balance as Mtn* stalemom dale and the triest retail &Mend /ale a an Pen pttMde4 GENERAL INFORMATION 10 limentrade does not proud* legal or lax actual Please consul, your legal ~sot or lax toCCOuNani when neatelary. A8 8 Warded infantry crake. phase COnanatitns may be readied br dually etsml and Vanua:11On vetram Durpnee. For TO Ammo-add hormonal alerts. yea advisor turn is separate from and not attlialed wet TO Amentrada. Inc. a TO Armored* Clearing, Inc.. and each frm Is not responsble la the Panda end anises UI the orher. Accuracy of Reports:6 you find any errorsor omissions In your account statement you should Immediately cell us at the marmot listed 0.1 page one 01 your statement. You Mould also contact our Clearing 6m, TD Amedirne Clewing, Inc. el M4694900. Please roam too slabraam careitily. It you Osage.» nub any transactor., or el here wo any weds or omissions. Maas, nobly a Client Senicomeprosentelhe Or yen tat Wench Otte. as wel as 10 Amairado Chlorin. Inc. in wmrg ...inn ton (10) days ol yen mom ei this statement Any oral statements Thal you ham made to us should be COMM'S in mitre The statement stil «heave* be considered concishe Please nary vs promptly ol any changes in your contact intamelion. Tier...Chord resealed on your capon wil be condarnaly domed acarratounloss you nobly TO Annerado unmeant/v. Account Prolectbn: Deposits hold by MBank. N.A. and TD Dark USA. N.A. aro enured by tie FDIC (MI Covered by SIPC) up 10 5250.100. Limits ere per eiMOunl ormertillte Per iniblutlOn. TO learn more about FDIC entrap. go tO +new 101040v. Satiate& indudng mutual funds. held in ytUr ein)kerage Account are r101 Sand Or oblgalions a. or guaranteed by. any bank. are not FOlt enswed. and involve investment mks. endudrg posstle loss ol prinspal. TD Miereade es a member ol the Seward: Investor Promoten Corporation (51PC'). which protects secunbes °stomas of its members up le 5500.000 (inceding 5250.000 la claims tor cash). Explanatory brochure is available on reguest at wnesimaxg. Addlhonerly. TO Amara«, penned each Clan $149.5 /anion worth ol prolectlon tor securities and $2 rollen 01 MONCIen Mr can through SupOlemenial coverage provided by London insurers 1. he Mini ea brokerage inetelancy. a den may reativearnants due kern the Mean In ~WY and man SIPC. Se:Sonia porcine is pad eul rem me trustee and SIPC payouts and Linda such coverage each clam es limited to a amOned return al 5152 mtliOn horn a goatee. SIPC and London insurers The TO ~mikado Supplemental coverage has an aggregate km al $500 muon over all cLostanrs. This poky provides coverage lokraing brOkmage insohincy end does nO1 poled against Ion le Markel value et me securMas investment it a money make lurd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FOCI a any other ea..ammo« agency. Although the Inds Beek 10 preserve the value awns mesiment al SI 0) pl. Share. it b pant» 10 lOse molly by invasion in a money market tad. DMdeeds we <leaved daly and pactremested monthly. The en:combs contans Iles aril odor imp:slant dormalon Read the impales Clinthilh before Meeting. NOn-donotlil investments herd by your broker dealer arc NOT FDIC 1.1SURED !NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance n your bank deraind ecoaam Or Shard d ye/a money merkel MAO fund can to lopedated on your order. and he proceeds returned to year scour/es account or ambled 10 ye Tax IMpaing: The Made owl if Main Mooned You we were Form 1039 Is. anal tax ropong n ox plaice vrth IRS wersonits Includes ta able nova drAlcrels. weal env. lame ~1 and site proceed» Some pa/mats ere subject 10 redtedimilOn ankh di to renned cri nroxpent mg repots Cost Basis: CostRam tas lot and potworenas ceponng ara Coneecin ate antral ard conned by COI IMM1PORMED ID insishade is net imparatels la tie retettity a sultrily al tra reamdicn. To Amara add Inkfmaton pendas Don:marsh do not ~Mee me money« be Memnon and data mailed. Cal NCCSIPCMATED b a Waal° many and end alleged urm 11)Ymertrode Margin and Options Account Agreements: Promptly arMso 10 Amentrade n wiling et any Mango in your investment Mecums a *corneal stuarim as they wain to your margin or 00141S ecoaam agreements. A summery oi COMmasions and cheer, incurred vote no execution ol °peons wansamons is ...alai*. One Maid Prkes: The mate velum el sauna hue beta aten. d ~COL kom g.atfrn Saga. ad Other inkpOndent *Ones VaLve we Weed On te doing pna me mom beta« me bd Yk stun pows. adna natte:. t no rend oho is salable Sri a chelatlen tent> 6 OW inclemaident Ewa. I've smutty is tubed lo Wing ~of SI NuiPmcd eNP). T e niuman ar your panorama are pm en as gain •WOTRIen a", we dam guarantee Me accuracy dry scones saes. Manna backed paean an nun rang the remrang Wane end me corral medal eke Pothole Kcal uskotten8 may not matroet sake proceeds. The seconay main la Caftan of Deposes (CDs) a gworaly loud and the sake LSIX m9/ be 011~ from the ~else Moe Mennenloss ce 0n~ may tent too go sat daft) poor 10 many. Bends nib Red Forma Scenes trade ciferenvy inn comfy stond and din Bade an a qua exchange. Rana they vac n me OTC Per Mecounter ~Sand Wren Nutty may Mt ate la In »ad >CO Maim par rributy.1hosabot bon mor to moony ~pond a a km d penned. Non Standard Assets (NSAi are typcaly oddments in dead pacts:on program «Kudos garrentms. knead batty cempana. er red exam roamers Ideal. comedy pals. muse muty. Ora* debt er hedge incis NS46 we heath Moue ~1~3 wal do not lode en a mind sown: echango a tio Nadal Stock Maid. The dues dean tammernosimass are ~WM wiles dated han news methods, natten. but not kited to independent appraisals. the prearns net asset, ander Mid party sender dim tut hoe bean proven by Oa mmagorrica. ~racy andaroacer ct oath own a by a Meaty lands« ashout Independent ..encaWn by ID ~a. Wives MO/ non dint the annal penba pica actual market taut a be Kolas] Licon loadaan an adman value card be estatrIshod NOugh ~MOW& me niutnen may be reflected es NOMMted ("NV) Fa addend dent nagaiong minors la Nanandarel kam. Owe cams Can Scones These meemaas arenaconed under the SPC audio, Rao Socurbm CARS) Prong: The maker cams la PAS smarm hao been ~nod. made. Ilan cprOtakn eenemei er olie ~Dann ~an The way ol the Pang a nol ~anion Ha man Lebo em malab. TD Amolradedi moo Me PAS paan. slag 4110 condor" bon to loudly aa undrremg omit quaty. The MIS market is currenly wedwig aast elSalty end. Ca not there an be no ~rinse Owl such manes an be son wider one ~Mt cots. REGULATORY DISCLOSURES MI wan:a:eons aro pawn to p) me consitlubon. RICO regulations. customs and usages of the exchange Or mina. and its deetilgrouSe. M any. on dab such transactions are executed w) lineal lass. endLdng me Secunues Act ot 1933 and me S«urtes Es I a 0 1150 in oireneeed an ihed F an ea° brochure mal nabobs intonnabon dasolang FINRA's lottio Deckisuro Program. please Contact FINRA at G304894999 Of winv.linnlag. lbo inmost rato sheen tor TO Ameretade Cash a taken from to appicain interest rate ear tor the Markel Value Warne in me TO Amererade Garth. as 01 the slate tem °Mang date Simple freemen es acnxd daily Duce en the interestrate ea applicatio to each days balance. Financial Statement Noillicallon: the mammon ol anancial condman lor TO 'nomad* a ~labia twee a year and may be ~anted al no cost. via me internee al Mow.Mwernotrnontrad000mhnanciatsiammentitra Option Assignment: All snort cquty croon panons and some index option poutions are sealable tor assignment Exacte assignment races Pa NOY or index options are randomly alocaled among all chards' shod posnons by an 4.domaind orixedse. Free Credit Balances lade 15c3.2 5 3): Under she mart protection rut. wo may mee tree aedh balances SI Our account in me Ordinary course ol our banns which we paraMe to you on demand. Margin Accounts (Regulation 7>: M you have a margin account. Oma report e a combnawn of YOur Margin sawn anti a special memorandum ascot« Tredng on margin poses adollional mks and es not sumac lor all investors. A carpet° 1st ot the risks assomatod web margin tracing is °violable in tree neaten rek disclosure document YOu may obtain a copy d this downion by contacting us al thenumber 'sled or. page one of your statement. Payment Ier Order Flow (SEC Rides 606 and 607): In some orcummanms. TO Amordrado recants compaisabon la Moan° cerlan anx.tha.counta and asled many order lbw to selected mends. Maras or dealers (nadir» Centers') COmpensalion is in me loan d a per sham cash payment_ 1. adotton. TD Amatrade also may memo correpensawn related to the foreign cviency exchange COmpOnent 01 tareaSlions h ledegre Seterilles f rom /dada Centeno ozonong such nobs. Wo post caparbmy reports disclosing the venues for ader roving execuraon at mewidarnavadocom. A mitten espy is amiable man request. It es our policy. absent po« orders to the contrary, to select brokers, dealers. and market makers tend On Ole Willy to provde best Manion and the helm 01 seeing pdoe improvement on market orders. Pao 'mown:mare is available ardor corLan market condlions. and ma regulary mentor executons m lost brawn emmoroment d mobile Trade COMirmilitento (Rule 100-10): All corkmalions are Paremilled On rte inanstaiOn dale Teen: Transactions in foreign SCAMS'S (indudng IMMOn amtanY ADM thee lade 10 ‘110 U.S.) may towbar taxes ard loos charged by tin foreign matted er governments. each may be redacted in Me price ollte> security or charged aan Odeperderd Ina ilem Penny Poky NollIketion: A 03Py ol the TO Amen:ran privacy POICY is available al whw.klamanado can Cater Securthern The elocabon of penal reeemplone or calls le done Long a moan core system. A aosonpion ol the procabros for callable sccunies es moraleon to .abate a hang comet are available won fel. In Case 01 errors a veesen abel your ElearOniC Fund Treaders. please enact us al 1.260 669.3900. or in swing to P.O. Box 2209. Omaha. NE 68103. or by email at [email protected] The ~newton °Contained in your *Mown statement shall be lancing upon you it you do not deal wthn may MP) days lor any !candor ot lords smajea to Regulabon E. such as ATM and polo arale :tarsiers dear transactions. dared deposits. and withdrawals. We must hear from you ro laser than 60 din arter we sent you Tree MST armament on which the error or problem appeared, (I) Tell us yew rome and account nutter (2) Dosed» the error or the reondar you arc unsure about. and explan as deafly as you can why you bettered es an error or why you need mac inlormabon. (3) Ted us the dortv *rani or the stoPected error. Wo we mamma* your complam and wil correct any error promptly. el wo lake more man ID buskins days 10 do Ns. sewn Creel, your ecodam br me amount yam think is in error. MIMI you wIl have Po use of the money dump tho teemt takes in to corns:km our Inuestgawn. MiTg NO 07d4 SDNY_GM_00011881 EFIA_00122532 EFTA01268011

ID Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.589.07 0.01 $51,589.08 Statement Reporting Period: 05/01/16 - 05/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change $ Estimated Income Estimated Yield $ - 51,588.63 0.44 0.01% 0.01 $51,588.64 50.44 $ 0.00 0.0% Cash Activity Summary Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 Closing Balance $0.00 page 1 of 3 YTD Income & Ex • ense Summar Reportable Non Reportable Income • Dividends $ - S - Interest Other Expense Interest Fees Other moo Net $0.00 $0.00 CONFIDENTIAL Portfolio Allocation IDA 100.0% Performance Summa YTD Cost Basis As Of - 05/31/16 — $0.22 $ Unrealized Gains Unrealized Losses (0.21) Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)rm 0.00 $0.00 "For eost-beals Information, refer to www.tdamerltrede.eom SDNY_GM_00011882 EFTA_00122533 EFTA01268012

Statement for Account # 867-730320 05/01/16 - 05/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 2.15 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillove, dmdends). The year to date totals will accuratehr reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0075 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 05/01/16 Total Interest Income Balance $ 51,588.63 Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 05/31/16 05/31/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,589.07 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable snits and held by TO Bank. N.A.. or TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protector, Corporation (SIPC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,588.63 51,589.07 page 2 of 3 CONFIDENTIAL SDNY_GM_00011883 $51,589.07 EFTA 00122534 EFTA01268013

Statement for Account # 867-730320 05/01;16 - 0S31/16 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.comffinancialstatement.html, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2016, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1,612 million and $274 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver, CO office of the Commission. page 3 of 3 CONFIDENTIAL SDNY_GM_00011884 EFTA_00I 22535 EFTA01268014

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011 885 EFTA 00122536 EFTA01268015

Terms and Conditions STATEMENT GUIDE nr.shrado prandes monthly Portfolio Report; lor accoums aim aciney and quarterly reports lc mac:ye accounts aim assets.. %Sal. Summery: Redd lid Current vela a your P00010 es or the 11904 dale and compares h to me peke nelneta The Meet illMetiOn irdcathe your pariah) divailfealion by investment type M.Mple dbcalcas undo 5%wi6 be grow:al No mo category et stew' d mo pc chart. Margin Emily - Total ACCOunl EquilATOtel Long Wejlnable Value • Taal Short Value) ActnIty Summary: The opening and dosing cash balances ago moon:led hae lor yea quick re,e. *ice At eceeuni achnty a surtinhanzal roe no cunoni paled and year to data Income 4. Expense Summary IncrvIRAs only): This sitcom delarv tub income and omens° totalt hem Me Activity Sumarry end dalstilles me lax treatment Robrement AccooM Summary (IRAs only): Ranee tro IRS regnatod transacoons for iho <wen ord Vet MPS. IRS Fenn 5498 lair marka value is based On the anent value as of December 31 ol mo previous yoar and and to furnished to tlaa Internal Revenue Same. Palomar.« Sunimary:Monnoi your annual portfolio perlormance arc, the vnealind gains and lassos for your luturo anastmom sootogy. Account Positions: Now your mostmoms a mo current Market vaho and corrparo the mend coal tO me weeks«, gains and lases n your palloh0 Original coal is ettigned using me nislae rimi-oul (FIFO) method. Mich assumes me Foal Shares you std We those yOu purchesd era the estimated irmostmont income2 and average cost per dure ate no:rayed for your rota/ace leie Mastpurchase dote is shown lor an relcelion 01 your holdig DOOM. Account Mildly: Al ettOwn alrnly i9 dearly defined. lated in WO Order. and «Slated in the doting cash balance. Trados ~ding SatInnint Conlirm yOur Maas traders with a thelliernere dale eller month Ø. Thoso transactions ‘,11 bo reflected n eie Account Stymy section now rnomh. Online Cash Services TramlictiOn Dall: Cash management irtinsections Mel cleared caging this mammas reporting pond. ndudng check. debit card and ATM actmb. are listed in dab) «del. Online Cash Services Summary: Crate ad deter transaction totals br mo carom Mailmen( rePOrtng anted we summarized. InOrnebal benthedernei are native:I rOuo to rounding adustments. tho abdomen, decals may not copal the stemma'stotals. re/babied Annul Income end Estimated Annual Wald values ere based upon Ihe number a slums owned or carom value balance az ol the stalemorn dale and the most recom cluidend 'eie a an yield rittrndal GENERAL INFORMATION 10 Mientrade does not provide legal or lax Mote Please cordial your legal ~sot or lax teCCOurnant when necessary. A8 a Standen, inekeby create. (Pane COrminehtins may be MOMS Stir Salty 0001101 and hansattion veilatin Purposes. For TO Amman, nomad, clews. your advisor hem Is sq>arato from and not attend MI TO Amernra6a. Inc. a TO Artutrado cleating, Inc.. and oath Ism is not responste la the PrOttxts end antes Ol the Ogler. Accwacy or Reports:II you find any errors or omissions in yew account statement you *Mold immediately call us et the [umber listed on page one Of your statement. You Mould also contact our Clearing rein, TD Ameritrads Clewing, Inc. el 800469-3900. Please renewtee stab:roam carcrnily. It you Osage,' with any transactors or il Mae ale any aids or omissions. obese redly a Client Services representelhe a yOur tat branch Cate. as wol as 10 Amarrado Cleareg. Inc. in wmrg satin ton (10) days of yaw rococo of this statiment. Any ore/ statements mal you hare mode to vs should be COMrnied in mitre; The statement will «henna beconsidered conanive Raise nary es promptly Ol any changes in your comae information. hareaCtions redated on your report wit be conehmhay dimmed atonale unless you nab TO Anwroadommodatob. Account Protection: Deposits told by TO Bank. N.A. ard TDB.* USA. N.A. aro toured by tie FDIC (401 covered by SIPC) up 10 5250.030. Limits are per attan ohmedthn per inialt4On. TO learn more about FDIC COMM. go tO +new SeastleS. indudng mutual lode, held in marl BrelMage ACCOunt are 401 SWIM Or oblgalions el. or guaranteed by. any bank. are not FOIChnsend. and involve investment mks. includrg posstle loss of printout. TO Amenvade is a member el the Securities Investor Praocton Corporation (51PCI. which aromas moonlit: =tamers of ds merrbers up lo 5500.000 $250.000 lot claims for cash). Explanatory brochure is available on nrqual at mew.diPa.ead. Adeltlionelly. TO Amanda presides each (lent 5149.5 ninon worth ol protection for SeCurilleS and 52 MIIOn 01 prOteelOn far cash °tomb SupOlemental coverage provided by London 'neuron th the event Ota brokerage Mammy. a dent may Melva etneents due tran the Wale in barroulticY and non SIPC. Sy:Sonia, coverage a pad out arter the trustee and SIPC payouts and Lida such coverage each aim is Wiled to a artilmod return of 5152 miliOn torn a trustee. SIPC and London insurers TM TO Anherilvaide applemental coverage has an aggregate ad cl 5500 ~Ion owl as austmors. This potty amides coverage loldsing Wastage insohency Bed does nOl proleCI (dam n)» in Medal value or me saunas' • investment th a money manta lund is not insured Or 9.leraMted by the Federal Depose Insurance Corporabon 'FDIC, a any once govormica agency. Although tro funds SNOW preserve the vats a your anhelmant al 51 03 per Mare. 4 is enable 10 lOse money by invested n a money martial Ø. Drnaleds we <leaped Daly end pactranunted monthly. Rio prospectus Damns Ms ard once important donators Reed the omens Prefab before imbuing. 140n-depteil investments herd by your brokor dealer are NOT FDIC thISURED t NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance' your bank depOsa ecotarril Or Ohba Cr your money matel mama' fund can to liquidamd on your order. and lite proceeds returned lo yew securees account or remillel bya Tax ~Mg: The antha tagal is na' eta acumen' You we men Form 1699 for armel tax reponrg n oxrplaate will IRS meranntais includes dadati mod drydends. capial gen. lame maned and sties proceeds' Some permerts ere subject lo reclenrailOn shin «I to minded ah e4:Wi d44 mans. Cod Basis: CostRans. to, lot and pedamance manna ad Gnistapa we allied ad conclxied by COI IMXPPORMED TD anortrode is not rtmOnebb la tie rekttity swarm el tie rtammcn TO Manic ad Is Intrmaton prays rPeaters, do not ~Mena loamy ddb Memnon and detapodled COI tiCCEPCEATED it 8 separate ~piny and ens, a114Ad win ID amebae), Margin and Options Account Agreements: Promptly adaso ID Montana n tuning of any change in your incoming cloccums a *drool seaman as they pertain to your (Mein Or 0014» MOWS 'greenhorns A Summery of commissionsad donee incurred win the execution til °peons wansacoons is ayalanks. Orin Malta Prton: the man hams cl mama ham b Waned. al arabbkh kom caddicn saga. ad other indeperident Ewan Vala We Weed On Me dosed iron me man bemoan the bd ad slug cows a other motixt. t enodd whoa satte am a chidden HMO OW indepliklent MM. the securty wiajazi lo bang rertedel Nan Prod efe) the el your a:adoMbar as Punta as ran MbaTinn ad me dora guarymoo mo scuracy et any scones Feces. Italgago bacfaxl posteasanwiluol gang We ranting butte Mg me wren mewl DM Paria rØ hakmanti my nOl moan mks proceeds. The sec day ~el la Colima:es ct Deposa (CDs) b gantaly loud and the eclat vabe (nag be alleen from the ~Ilse cite Asgillare loss et pine el may mail tom the sale ol a CD pØ to roomy. Bends adb Fred tam Saunas trade clammy mar awry scones and de na Wade an a mud ordwge. Ram. troy ease n me OTC Wes the COunitg ~and WM:~ IdUararmiy nOt pla la nou »Wl >Sur Zeknakr to nu". Tro sib ot ba-ot pncr to ~sty may moll h a loss a primal Non Standard Assam (Waal ate hocaly marmot n droct partcpaton program :muftis paaerstips. knead Malty ccmpana. et red edam rearm,. bum cadmay pmts. promo muty. prUlle debt a Iddge Vets NS86 ere beta IMO ~Inca and do not irate en a alma sauna echarigo a to Rama Shod< Molt The 'dues anen ha time mamma are ~Ad «Les caned lam news ~hods. nadro. bw na Pad ST indigent:lent appraisals. are progat. nor =at. anda Wed party tender alas tut hero boon provdod by to managorrcer. ~ram. antler spa-ar of ØIØ et by a that um meal without independent malarial by ID Amoeba When may not (Oka me ;Mind ~ase mice. Ø marka nue a be .oabsd Limn lowdacri t an cevnosd value cam« bo establahod !Weigh Bese merhode. the bauen may be reflected as Nant'ited NV) Foe adapt deal mamma halation la Non.andard Ames. please coma Clan Sams. These rnermtres arena mad =Wild SPC Podia Rao Socurbm CARS-) Prong: me meet Nabs la OAS mums hno boon oaaned. nebtle. Korn Malden trekelOr We Magadan ~en Theecoray ol the prang is not garanical Ha maker mile cm eardsb. TO Arricrtrade MI an:ono0AS Øen. saug hb ccnadet boll tie quay ad undid/rig cm* quay. the »IS wurla is ~only Menaming aypdØy ant teti nut them an be ro (Myna mel such troCurleil cn to sold urea one ~se cottons. REGULATORY DISCLOSURES MI transactions aro abject to p) me consillubon. roes. regulations. customs and usages d the exchange or norkel. and as dearsignouse. it any. on Mich such trananlan ere amulet sti Ideal lass. indscIng the Saunters Act of 1933 and Ma Saunas #d iv in orf onel Of% F an osto brochure Mat maxim irnonnabon desabng FINRAS PLtric Coscbsuro Program. please Contact FINRA at 830-289.9g99 Or www.finfaad. the interest rØ Men la TD Amortrade Cash a taken hom me appicatle intecostrato ser ter the Markel Value balance n the TO AMerbede Cash. as 01 the illtiblimern closing date Simple interest Is xcrusd dally based on the interest rate ea applicable toost days balance. Financial Statement Noillicallon: the mammon of Imancul condeen lor TO limontrado available twee a year and may te obtened al no cost. vie me internee el hm..Nwywittananivadacam.hnanciatiammani.html. Option Assignment Ali short aqua option posnons and some index canon positions are available Ice assignment Emarne assignment emcee for fluty or index options are ((Moray alocated among all clans' short posnons by an anamelod on:cease. Free Credit Balances (Rule 15c04 a 3): Under me mot protection nslos. we may use free Credit balances in Our account in me Ordinary course Ol our Wens which we payalde to you on demand. Margin Amounts (Regulation T): H you have a margin account. this report is a combnaton et your margin wawa ard e spada memorandum scoot« Tracing on merlin poses Monona, risks and a not sutatto lor all investors. A compact 1st of the risks associated with margin tracing is amiable in the man» rek disclosure document. YOu may obtain a copy Of Ms document by contacting us el Omnumber Isla, on page One Ol pur statement. Payment ler Order Flow (SEC Rules 606 and 60D: In some crcumstanen. TO Amordrado receives compassabon la Octane certain ar tibacounta and Isled alloy order flaw to selected mesas. brokers or dealers Mantel Corners') Canponselion is in the tom d a per share cash payment h adetton. TD Amon:adoalso may mew compensation related to the foreign currency Manner COmpOnerit Of tareadions in kneel SeCtrilies f rpmMarkel Centers *among such nobs Wo post ward./ reports disclosing the venues ter order roving common at vnimadarrixeradecom Anatolcopyis avalatlis up:a rimiest. II is our policy. absent Pont °Mrs to the contrary. to soled boasts. (Inters, and market MMus tend On Ihe ebily to provide heel Mecutlon and the history col seeNrg price improvementoh markot omos. Pico mean:momis avanablouder mean market conceals. and weregular/1 maula axacutan to test ler such improvement d avatar*. Trade COMirmallenti (Rule 1Ø10):M conIonalions am atiremilled On me Irtinslia0n dale non: Trantaolons in Meign 80OuritleS (indtand foreign renpanta ADM mat lise h ,I)0 U.S.) ray include taxes ard foes carped by to hegn maraca or governments. each may be redacted in ma price of IN) tawny or charged es an Independent sne item Plenty Perm NollIketion: A 0311y of IN> TO Amerind, Piney DOICY is Mnible el vnemblamarradocorn GSM* Saturnian The elocabon of portal !demoted or carts n Oone hang e croon Reny system. A dommtion el the procedas for SUM saunters is avoid:Mon to robes a hard copes are acanthi ØI 1. In Case Ol anon, a ("Jostens urbal pur EIMONC Fund Dander. please Canted us el 1.20) 669.3900. or in amp to P.O. Box 2209. Omaha. NE 68103. or by email at ClieM9eMkeKMXILIMegattle.COM The nOrmaton cOnlaned in your (Mani statement shell be aiming upon you il you do not °twat wthn may terndays lor any !candor ot lunds steams to Rcgdabon E. such as ATM and point ame :rarely& dead transachons. dirocl docauts. and sithensals We must hear from you ro later 'han 60 days ear we sein tat the FEST stasomen, on whinthe error or problem appeared, (I) Tell us har rend end account runt», (2) Doscrbo the error or the tanter you am unsure about. and explain as dearly as you can why you belay° ti is an error or why you need ewe inlormabon. (3) Ted us the Odlar anro.ini or the mended ono, Wo sal amosigato your complain and wit correct any error promptly. el we lake more Man ID business days 10 do this. sewll trail yaw swam br the amount you think is» era. MIMI you wll have tho use al the money dunng tho tmottakos us to corrglob our invostgaton. AMM 1500744 SDNY_GM_000 11886 EFTA 00122537 EFTA01268016

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 06/01/16 - 06/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTF1S STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Change Period Change Estimated Income Estimated Yield $ $ - $ $ - 51.589.49 51,589.07 042 0.01% 0.01 0.01 $51.589.50 551.589.08 50.42 $ 0.00 Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 Closing Balance $0.00 $ page 1 of 3 YTD $0.00 Income & Ex .ense Summary Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable • $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 06/30/16 " Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)' Income/(Expense)n° Securities Received/(Delivered)r° 0.00 "For cost-basis Information, refer to mws.tdameratrade.com SDNY_GM_00011887 $0.22 (0.21) EFTA_00122538 EFTA01268017

Statement for Account # 867-730320 06/01/16 - 06/30/16 Income Summary Detail' Description IDA Interest $ 0.42 $ 2.57 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year divulends). The year to date fouls will accuratehi reflect your cumuiative amount for the year. Current Year to Date Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0066 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalnlLoss) Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ s0.01 s0.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account Interest Credited Begin Date 06/01/16 Balance $ 51,589.07 Total Interest Income Number of Days 130 Interest Rate 0 0100 Interest Accrued $ 0.42 RETD Accrued //ETD PAID $ 0.42 $ 0.42 $0A2 Insured Deposit Account Activity Date Check Cleared Number Opening Balance 06/30/16 Date Written Transaction Description 06/30/16 Received Interest: Insured Deposit Account Tracking Code Expense Code Amount Balance $ 0.42 $51,589.07 51,589.49 Closing Balance TD Bank NA $51,589.49 FDIC Insured Depose Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SIPC) protection applicable to your brokerage account. page 2 of 3 CONFIDENTIAL SDNY_GM_000112438 $51,589.49 EF1'A_00122539 EFTA01268018

Statement for Account # 867-730320 06)01:16 - 06.30;16 Important Information STATEMENT OF FINANCIAL CONDITION The most recent statement of financial condition for TD Ameritrade Clearing, Inc. may be obtained at no cost, via the Internet at http://mwe.tdameritrade.comffinancialstatement.html, or by contacting TD Ameritrade Clearing, Inc. at 1.800.237.8692. As of March 31, 2016, TD Ameritrade Clearing, Inc. had net capital and a net capital requirement of $1,612 million and $274 million, respectively. A copy of the report and comments is currently available for customers' inspection at the principal office of the Securities and Exchange Commission in Washington DC and the Denver. CO office of the Commission. FINRA INFORMATION Required Annual FINRA Information: FINRA maintains a toll-free public disclosure hotline where investors may call to request disclosable background information on any licensed broker or broker-dealer. To call the hotline, dial 1.800.289.9999. FINRA also maintains an Internet web site where investors may obtain useful information concerning FINRA policies. procedures and services. The web site can be accessed at www.finra.org. Additionally, FINRA has a brochure which describes the investor education and protection program. You may request this brochure either through the FINRA web site or by calling the toll-free public disclosure hotline. page 3 of 3 CONFIDENTIAL SDNY_GM_00011889 EFTA_OOI 22540 EFTA01268019

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011890 EFTA 00122541 EFTA01268020

Terms and Conditions STATEMENT GUIDE IL fco ...a D'ondes montra Pontien Repens lor accoums veth actmty and quaneny repais in roda° accounts euh assels.i Portfolio Summey: Trek. lie Curent value a y00! 000010 es 01 the medl date and compares n to me ',kir moleta The OSSO nidenn «lente yOur 00010 dheilinCelion by investment type Mea* ancamns und« 9% be poupe' Mo tho <mono ol nOtho. m mo po chan. Largo Early - Total Mme EquityliTeal Long Merginable Value • Taill ShOd Velue) Actmty Summary: Trie oaenang and Sound cash balances an teconcled nere for yoga, pack nearoaco Ai accourt actrey is :annonce lor me curreni pœod and yen la dato. .come a Experte> Sundry Menai. only): Mus section Mme tre tricorne ard *mena Otite (rom the hams Sumrnary and Closait*s trie oui testament Rebrement Accotait Surnaupy (IRA' one): Renart tto IRS rodnxod Pansa:tons lor Mo Cure% ord Vit yeall. IRS Form 5498 fair mode value is bosed on 0e cuiront value es of Docenter 31 al Mo pronom )art aden to furnshed to trio Internai Revenue Sonna. PeeormanceSummary:Monhor your annuel pondue pedamonce ord Fie entai:lied gains and neeee br your bluta ruestrnom stratopy. Accourt Posibans: New yon rrestmoms at mo current mata vat» and empan: the cognai cal to ste nueolued gains and tosses n your paillote °dent cool is saigna using Me Ont-oint -oui (FIFOI m' ned. etich assumes ihe shiliet en sel eie Most 'Ou purchosed ara Tho eslimalod prrostmom income2 and average cosi per Mare ile danyed for mur ramena lin odest purchase date e amen br en edcolion of you holed Darde. AteOunt Aclidly: Al accent oclieily ia cleorit dethed, leled in ilro Ordo. art relleeed n the Cberganh buerace. Tee». Parking SettlerneM: Confirm you etectied Vedas Mins se envert *le elle monte Ø. Rose trarsetions ait bo rencard n me Aocounl Acvnty salon rom morori, OMM* Cash Services Trendalen (atoll: Cash mandement banale/On lbal «Und daine ms saumon: nomme penoo, ndudng check. dent caret and AM acore. are este In date *Ob. diane Cash Services Sommat: Crac ard dota iransetion mats lor mo amont slatomcnt relent» enod tee Sumnwized. IndinOta haindaerat eie retend. tue to tounding adusunorts. mo staoment dotais may not aØ Mo statemont tout,. teinte. Annal tomme tua Esindled Annuel 'nad velues ere bored upon the nuMbe Cl shores crime or anoni value balance as ol the stalomord dala am the mat toccni dindon! rote a Copi dal prOndel GENERAL INFORMATION ID limentrade dace not mande legal or lac adv.*. Please consul) your legal actes« or lax teCCOuntanl arien neCeal &y. AS 9 Slaneard inCkele miner. Men Cerro/Mann May be Mendel kir effiler Odird and InmsetiOn veirralen Panda. For TOAmenwade Mentant clora. your advesor rin Is soparato hom and not affine suai TD Amentran. Inc. a TO Arroetrado Cause. Inc.. and onn tom is rot ro:pense° la the PrOtects and senices ol the orner. Marey of Reports:Il you tind any errors or omissions ln your account Meternett you ehould immediaufly ull us el the nimber liai& on page one of your slaloment. You Mead also contact our Clearing rad TD Amortiront Clearing, Inc. al 890469-3.90. Fleaso rouet trie nouant careany Il you dance euh any transamon. or d Mao am arty aras or omissions. gnose rude e Oient Services repiesenelhe a you tical Winch once. es wel as 10 Amortran Goerg. Inc. m vimrg eau ton (IO) days ol ym tome ot tois salement. AN ord statements mea you heve made to us shOdd be COrdinaed in arbre The salement se idiome beCOrreideled °mambo Fade ne., a PCOmplly ol an, change, in yOt. COMBO information. %naine neekled on yods repart MI bo ooncUsipaly dcomod aconounloss you noely TD AITC•ItfidOwnmoilesty. Accounl Protection: >ponts ne by TO Bank. N.A. ard TD Bard USA. N,A.. aro neural by Me FDIC tee« , by SIPC) up IO 3250.000. Limai ale per 8CCOunl OrmerthP per inaltign. TO leva mee «eut FDIC COverage 90 tO invw 101C.COv. Sautes. inCludng Mulon tuna. held in y*. Drainage ACCOurX are el depellS Or 001gation a Or guaranteed by. any bank. Ø not FOICinstred. and invoho nuement nes. indudng passade loss ol primatial. TD Ameroade is a monter ol the Semait: Investor Protocion Corporation (51PC'). which protects manses entamer, cl ils nimbas up Io 6500.000 (niant; $260.000 lot daim toi cash). Explarolory brochure is avouable on /toute al wnesiPo.ena. Additionely. TI) Ameltrado arondes Bell Oeil $1415 trillion weth 01 DeleCtion br ifeeettet and S2 milen 01 petedOn fe Cash Ihnigh SupeeMental °Outrage 'n'Ovide(' by London 'Mutin bi the «el 014 brokonge ineOlvenCy. a dent mett receh'e &nettes due IØ the Infinie In bareletcY ard mon SIPC. Seookmenial 00Y0fie0 a part our axe Mo trust« and SIPC payons and moka such contage each Cent n limited to a csatrod mitan ot S152 mition from s Vesle°. SIPC end London insurers The Tel Aniegrade Paiement& caverai* los an enrage* Inn ol $500 sinon ara ab coati:mers. Tria polcy amides average Iota:raid brasage inteihency and dogs 001 peine amine bas in market val» in me mon= An investment al a money market lue iS not intiure0 Or gararteed by the Fedine Drome Insurance Corporation (FOICI n any allia poneentrica agoncy. A/Mough le fends sen d prenne the vale e yOer Oralement et S 00 pK eitre. ri is patible IO lOse menti by invasion n e nones menai and. Dente are beCbred dely snø padaerneastod monta. Ibo prospectus canons las ard aber important dondon Reid trie prospecte. areeth bene entend NOreheCal inirallmana leet ta boa trokordealer aro NOT FDIC NSURED. NOT BANK GUMRN1TEED1 NAT LOSE VALUE. The balanes n pu bank deposil socCunl or tend d yOur meny Market mate and can bo loppland on your ordo,. and Ibo smoreceds rourrod to yen 'courson aconit or remined byta Tes RIpOreig: nie polio ratel if note lar «cornent Vau te met FOrm 1009 foi amid tu nodarg eu careaue eh ES iscraohmis Indes tab Mme Vad* s. Ø gane. Uni siffle. and sires promet Soin Dorera eue subjeci b nxIsseceran MI to rolleacd an zdzocscrt ta rems Con Sais: Contiez, ta sot ana encetronai montre ard Cornitieci am cama rd confiais by COI tittFeORATED ID amende is not itspnebbe le de retend cr entait cf te ntormatea. TD Amena aE (s bexmaion perdes rPriateet do not gambe the axone d Me Memnon and dote noided CCN ttCCEPCRATEDe a Sete miceny and one inktial Me IDamen/on Mate ad Options Account Agreements: Promet adviso10 Amentrade n timing ot any Mange in your investment ciaccums or Snaroal shoote as Vitry main to your margin or 0014n adent agreements. A summery of damnionsand chope inCurret1 wth me ecce= ol opoons transaman is °valable. Ona Motel Prkos: lb* moka 'dues ol sconses ham ban Monod d relate am <redan enta ad Othe idependert sens Velum eie bard On Oro dong men me man besace tre bd ad aerg vox, ci aner motraps. t smiti ana n anale tom a adent, »VO) Cr dier indeendel sera. lie saure is Pb» Fo being edeled Of • Prcoi Cru lite scluents cn your macho non are Oder, os 9010, testimer rd no dard guanaco Mo accuracy se any martes nom langage board postonsroictus rang no temanag berce eta me orna mea eke nOtIktia rhael wasnions my not nenni som prococch. The second.» man lu Gallo.= d Deposts (COs) s gare* nauti and the &tua sale meg be Oltertal fion, me prChaSe pote Ailette( las d ceixtel me men tan tho solo °taud pØ to maure Dodds sen Roi rama Saunes Iran dforomy the. °gay sommes and dora ban ai a qui oxchange. Rune me bec n me OTC loe the mondai .arta and ornent leude/ me ritt aga le1W »te four Code, Prd te rratety.lhosabolloaut porto moine menait n ensaisinant Non Standard Assas OSAI à/0 typcaly ammencrits eu and panchan program scoute patentes. Irma tabac compantx. areal esta» chlarnoil Paoncorn:dry cons, man souty. piaule an «tirage encti. NSM se beteg lied n'aimera ed do na løe an e nana sommez aØ cr Moanda° Stock Mea. Ro eues stroma har mine modern are ettimaled nikei «end hen geste enNhOdk inglna. bul na Ide a indeended amants te proaaWs na =sot. and« Mid me sonder dors tut haro tical moite by Oa maragorrcer. aturreaa. and« encor ct cash peccren orOyant paty vendu ethoo inapendem anone by ID Amarra Values me/ nef tek« tite ceigne pelxise pute. Ø market ardue « be foetal recn kedascrt an cramant velue ca-not be estabthod IIYOuph tee nolhods. Me amen met be refend as latspita MF) F(// adieu, ne menue vantai le ta Strilad Ocra. sema cama Cent Sonia* Rime marnais are rot mØ tonca Po SIPC, Audn Rata Saures r/Ftr) Pmng: Tho moka vat= tur AAS saurez tom bon deancd. il male. tom quo am andro or der idem:ter. sousos. The away al me piong is not sauranioal ha moka seie e ne malade TD Arcan ,wll arme° AAS pron. ter.; nia codera, boli to kudy ab undcryng ara quay. The ARS merl o anionly topliandria e lek OlkskIty and. ose reset lise Cm be ro esse« mel tue SeSurliebari te sold un*. onde mati coslicro. REGULATORY DISCLOSURES Ml transmuons arc supar to 10 me constneon. NOS. regulatons. customs ad usages me enneige or muai. and ils dearionouse. il am. on etich Ban laintsalen are oxocutod oit Iodent la s. istang me Sacrants Ad al 1933 and tho Saueos Ex *un . Id ollo and ihe witNffi.„Atne, F For an mimer brochure litai nains informabon desating FINRes Ortie Chscbsuro Program. plaie Contact FINRA st b30-289.9999 Or winwlinmag. Tho intaesi rate serran Ici TO Amer/rade Cash ta talion from Mo append, Immune ber for the Marke Velue balancent. TO AmandeCath. as 0 bra Slatened chier. dote Simple theesi Is nonxd dall/ basea on the morosetan ser applciMo tooachdays balance. Flnatiobal Salement Notification: Die slalomait ol 'nanan condcon lor ID limentrade n avoloble Nice a yen and mie be obtand al nO Con. via the interne el es. Vomie tittreencrade.00nvenanc iatizemont Option Assignent MI short case Dean positons and soma indox caban doutions are aveline le (Newman broiee êteennkel races br 'Putt Of Index options are rendouly alocaled amang all doms' spon pose«' by an aulomatod proceekte. Fin Criant Balances (Rule 13c34 à 3): under me dent protaton mn. vie may use free Cree balances n yOur teCCOuri e no Pane Cane ol oui huent« Yale are pertable m yOu on damant Wren Amman llagulation T): b you have a miroin accounl. the maori es a comOnalon ol your maton accourt ad 8 Spain memoredum accote Tredng on menin poses oddlional nez anda not sutablo lor all 'nageas. A compact la ot the tolu assooalod wni matgin trering is motta in me mugit tek Oiselait. clOadrenl. you nys obtein e copy Of Ms document by ooniading us el ils numbee raa on page one ol pur internent Payment for Ordet Flow (SEC Rues 606 and 607): In soma crcumstancos. TO Amon:rade rectums componsabon la dronte aman as round and tsted any one. Ib. fo seleela markets, brans a dealers (Inde Centiare Carlpenalbn is in ne loua d e per shore cash panent. ei aden. ID Amatrade ase may rame compensaen rand to mo toregn curency ...Change COMpOnerC d trareaCtions kt lette securilies nom Marke' Celles caca/bop stol, urodds Wo post estanny reparu chsclaung Mo venues foi order rotang ozocueon x mmeidarravadocont A %%Mon ocpy is avalatle rem nettest. our poney. atom clerc orden to mo Gontran. to une brokas. doues. and market naken head On the (Willy Io amide tol exeSti0On eta trie Nam Of asana fine improvermemcn markot ordres. Poco recoin...cm,. avanie. aider certain market condoms. and we regelant monter earancen to ton fat stell tenacement d amiable. Tilde COolkenlitIOnto (Rule 10010):MI contrmations are Parement( On me irenaliOn dale. Taxa: TienseoSore in ?beige /Muret Orhan dreige Crabe ACES tlyl Jade in et U,S,) l'erg «kid° taxes and torrs margea by eta fanon mation Of gemmeras. vélich may be 'Macle( in Me ptoe ol Ire security or °bagad es an axlependerg (ne item Panel Polky 1401illcillOn: A copy d lb() TO Amedinne elYtty polos is Bonabbe al VIWN.Pielefaide SOT Canar Soeuridesi The otoreeon ei pubs ralemplons a cens e clone rang e prends bØ synom. A ancrent ol me poco:Vos for Stable seule: Is salabl on te rugle or hâla copie: aro avale,» uson focpezi. in ase ol effet Or %SM«. *Out pur EletrOnn Fun Tandem please CO lad e al 1.8r:06693900, or n arrry to P,O. Box 2209. Omaha. NE 68103. or by ornai al elienuervteeteeemeeseae den The insertion ciantalned n boue Mani alitement 'ha be trend urd sau MI Yeu de nol Met solin axe days lor any transtor ot lods atopet to larigabon E, sala as ATIA and para a m. tramera dam transutions. dirai dcaosas. and enclaranti de must hou trom pv ro laler tven 60 deys one, we send )Ou Me FEST subornent on wen the errai or pronom apearof. (t) Tall a pin rene end accouru melba (2) Cascada the orror or Mo Pane« you aro tonsura about ard «plan as daud/ as you can why you bob:« n is an erra or vole you ert mue interna°. (3) Tan us the dollar amount of me sergette tee Wo soll terne* your complant ed MI correct art/ «For prompte. Il vie luka more man 10 bueness deys Io do les, se mil orne yOur aiXturil fe me amont yOu think is in troc aM M youwll have tto uso ol the rrcorrydunng Mo mottai= us to corn:Cao ourinveshetean. eleD 150 Oeta SDNY_GM_00011891 EFTA_00122542 EFTA01268021

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TD Amer'trade Clearing. Inc.. Member SIPC Statement Reporting Period: 07/01/16 - 07/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summa Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value Prior Value Period Change Change Estimated Income Estimated Yield $ - $ - $ - 51,589.93 51.589.49 044 0.01% 0.01 0.01 $51,589.94 $51,589.50 50.44 $ 0.00 0.0°1O Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $0.00 page 1 of 2 Income & Ex • ense Summa Reportable Non Reportable Income Dividends $ • Interest Other Expense Interest Fees Other $0.00 Net $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 07;31;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)rm 0.00 "For cost-beats Information, refer to wvorttctemerltrede.eom SDNY_GM_00011892 $0.22 (0.21) EFTA_00122543 EFTA01268022

Statement for Account # 867-730320 07/01/16 - 07/31/16 Income Summary Detail' Description IDA Interest $ 0.44 $ 3.01 Current Year to Date 'This section displays current and year to date taxation values for this account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a promos tax year (spillover divdends). The year to date torah will accurately reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0066 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date 07/01/16 Balance $ 51.589.49 Total Interest Income Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 Mm PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 07/29/16 07/29/16 Received Interest: Insured Deposit Account Closing Balance TD Bank NA $51,589.93 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable emits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,589.49 51,589.93 page 2 of 2 CONFIDENTIAL SDNY_GM_00011893 $51,589.93 EFTA_OOI 22544 EFTA01268023

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_00011894 EFTA_00 122545 EFTA01268024

Terms and Conditions STATEMENT GUIDE IL n - o.iracio protides monbly Portfolio Ronds for accoums euh acte ty and quanorly repais ce muctm accounts wen &nets! POrtfollo Stemmery: Tien) Ihe curent value d yOur 000040 as 01 Ille end dale and empares n to me Mot The SOM eYOCeHOn «ICaltit yogi pati010 divenlibelion by invemmert type MM* abonnis und« 5% me be ?nunc' mlo Mo calegory ol -*hot' m mo po chan. Llano Eborty - Total Accouru Eguibernal Long lAteginable Velue • Tetel Shan Value) Activity Summary: Tite gomme and dovne cash balances am teoonclea rett for yta citent ectcre,ce Ai account acIrMy Is immun:on lor ne outrent pcnod and year to date. Income a Lipome Sumenary (nenaAs only): Mus simien &data tre inoome ara entons. tOtaH (rom IFe Activgy Sumniary and Closerie the la: irealment notamment Accourt Sumenary (IRAs osy): Renart Ho IRS rocutmod transwoons br tho curai ord vit mue IRS Form 5498 fair market velue is besod on te °urgent velue as of Docomber 31 ot tho promus yoat and an to turnShod lo trio Internai Revenue Sana,. PedormanceSummory:Monhor your annuel portfolio parlemente end Fie uneelized peins and loseee br your futur* recstront strategy. Accounl Postbens: Meer yom rnmstmeMs al tho curent mat« voteand ccerparo trio cognai 0041 tO 550 mmeekted gens and 106805 n your paillote Original cool is astioned yang Me Ont-n. Orsteut (FIFOI molhod. Mich assumes me Pst shoote:ru sel eie Itiose Ø porchesed Omo Tho estimaled mosellan income2 and average cosi per shore ile dindayed bor your reinence Irre odestpurchose date e Mo« for en edcaien of yod, hoklitg PariOn. AteOunl Acthity: AI accon« aclidly ia clearV daine. leled in One Orden ad n the Cbting cash balance. Trans POriceng SeltlerneM: Gentinn you etecUed Vedas Ain e sellfemert dote aller monn Ø. Mono trarsactons ait te rellected n me Aocouni Antaty sebon non rrainst OMM* Cash Services TuntsellOn OMO: Cash menbemart eankkdOre Mal «Oued CAring Ils slaloment repoliio pollad. ndudng check. MM card and ATL1 actuay. are «Mod ln dato tarder. Otto Cash Services Summary: Cran ara dent (ransmon mats lor mo arrrom slalomant retbrIng Øedod tee SUmmeized. bndMdt0 IMMiactere ate relis/J.4. tue to rameau aquamens. mo stmoment demis may not cque mo dament tout teetinaled Annal boom. end EOrroted Annuel Yield values are baud upon Ille nuMbee d slaves cernai or amont value balance as 01 tut stalemord date ard me most tettall dendond mie a Cash sted arabe GENERAL INFORMATION 11) Menado dore not ponde tergal or las ente. Please cordai your tagal actes« or lar esnOuntant won neCeslary. ASS SION:On iodai« Madee. ØB Carnnednato MW be «Onde] br panry 0051101 and lonsediOn vonrenn Purpastd For TD Amenbode bushoonal clora. your advenu hem Is scparato hem and not ad 'taled vat, TO Amenirade. Inc. ix TO Arrau-ab °coing. Inc., and oado frm rs ml rosponsble la the PrOOXIS end senices ol the Otite Mammyor Reports:Il you fine any errors or omissions In your accouM Maternent you ermulcl Immedialely colt us et the nimber Ilsted on page one of your slaloment You Moud Ilsti contact our Clearing rem, TD Amniote. Clearing, Inc. al 800469-3900. Please men« tris s'aimera caready. you Stara, crib any Wansactora or d Mao are any «MM or °Menons. pieuse raille e Oient Services rediesentalhe a yod kat brrr«, Meer. ati *el as 10 AmaCrado Gearro. Inc, in wmng surin ton (10) dags ol you rococo or dus obtiennent Any oral slalomants Mol you hem macle to us salt, be COnfirmed in mitre The obtiennent an «Prony°. beconsidned concleshe Flease notry ce prompily 01 any change in yOtd tunlad information. TreneediOnS restled m your report MI bo concbacealy deamed accuratourdoss you moly TO Armande empile*. Accounl Prolectbn: >pouls hold by TO Bank. NA ard TD Bars USA. NA. are neural by Me FOC (tel (Mead by SIPC) Up le $250.000. LimIls are per aCCOunl °Ming» per inblidOn. TO tam mea Meut FDIC COverage g° tO vnow1010.00v. Senones. indudng Mulon fUnde, hold in dur Broken» ACCOunt are ti l 0epinile Or 0010alion$ d. Or mimante:kt by. any bank. Ø not Foeincite!. and «am notestmont rites. indudng passage loss ol princçol. TD Amen:rade is a manne ol Oie Socunlies Invelce Moncton Corporation (51PC'). which pralins manses custom«, cl ils nimbas up lo 5500.000 Ondine% 3230.000 loi daims ter cash). Explarolory brochure is avariai:1e on repue* al wmesipc.org. AM:ma TO Amenante amides adr tiend 5149.5 tullen won 01 01010 00f for SeCuritieS and 32 «Men 01 g:taenias br Cash «Gogh StrpOleMOnlal °Outrage ptOvided by Vines Menin h Me «Mi Ola berna°. insoleenCy. a dent may reCeive amants due from the Inde» rn ImnauPtcY and Mon SIPC, Senanonial «trom(fa s pool oui Mer Mo trustee and SIPC payons ara Ør suce ramage each clam is limeed to a contrxd mitan ot 3152 «lion Iront a Suette. SIPC and London insuras The TO Antedbade Supptententel caverne bas an mgromur lira ol 1600 anion ami all austamers. Trie polcy arondes COverage loikraing binonage intiOhincy ad dOes nOlprOleel Ugine IOSS n market vatt • ab socunterd M invesinten1 n a money martel lune iS not ineuren Of wareneed by the Fedeis Depost murane Corporabon »Ci n any *Ma renomma agoncy Mme Mo tune eeek 10 peeterve the value d yOur 04081~1 al S 00 pK snare. it it peebb IO Irre merøy by invasion in e money manie fund. Lindet. ne beciated dey and padternoastod morMly. Tho prospectus amans Mn ara once important rennsion Reid the prospecta) aretvili bete niteting NOn-denCeil irweelmente hero by pur trokor.dealer aro NOT FDIC NSURED, NOT BANK GUMNNTEEDi NAT LOSE VALUE. The balance in pu bank depOsil sen« or OMS Cr yOto MOney Motel «kW lund can bo loua:land on your orner. and Ire Fumas retUrrod lo yta sconce acon, or remitled byta Tas litpeing: The pelbb men if nol e le «ciment You ail renie Forai 11:09 for ornai us nomang n coopta-ce mh HIS arremmais indudes =Ob rama. drbools. caFeal centon... Mine. and sires promet Som pitrerie ore Subie" IO nXbratradOn nain • to rolbacd cri zdzoccert te rems Con Basts: Cca Eau:. W lot ana concemance enceint ard Consboriscr are cdtrod end OeXteled by COI tetnPORATE0 ID arnearele is not repOnebbe le ne rektity or 0rØ cf Me Somma% ID Amonrafo ard ts rexmaten merdes rProrters1 do not paronbebe baht, CI me knomilon and date proaled CCN ECCEPCRATED b alerta» orceny and en°, alllaedwen 19 amende Yann and Options Account Agreements: Promet ai/oison) Amontrade n timing or not change n your investment ctuxuros or tramai somalien as thoy main to your margin or Mons anOunt agreements A surnom« of °emmenons and chope) Muret( vrai mo turco= ol °Faons transmcns Is amiable. Orri Mats Piller Tho motet volute cl saunes haie Oeta Monod. al rosttea bom onlionn un«. ad Othe «tendent sono Velum sle band on Ote dans MM me mcon banco mo bd ad al rg Fora or aber rnercols. I no rond ydetne.otere Ion a aidais, tien« Oh« indepindent 'MM. te leCurty Pian Fo beng renier e • Prcoi Ciel Tho oduants ar your Faddo on« are Ment as 90,064 Mbefltlen ad dem NO gummen tab aurery ct any :courtes omet licrigago bacled postons am 'dued rang the remanng terme rd the oirai men one Patte nçal vek lions Mar nO1 necton sec arma:ch. Die secœday mana la Catiras d Op:posta (COS) n eroraly Moud amine sitar mole meg be Ottent front the torchas, pote Anselmeles Cr Pintai may rosit tcm Inc sale °tau) per b rots« Bad; rate Roi «orna Sccurtes irae dforady thri apty manas and do rot rab ai a qua maimo. Reno. Moi Pan Me OTC boer Me °punk., market and errent butin ma net MM ta leu ban dra Mec" an redut?. nyo sale ottcrot pna to ma uty mn rosa n a las ol penapal. Non Standard Assen OSAI are typcaly nommants to anct pormakon program saure= goencysteps. kniodtablityccmpance. er ren esta» marrent irai. corn:dey pools. Prate touty. prikare MI a Pen» IØ. NSAti ere Vibrer ibud «teinte Ta do na bate o' mima socuma aØ a Mo &mal Sarh Malt, Tho drues total kt moto nasillent: ere etenered unoto «mea ben orbe «Modo noltard. bul nol knled imlecenden apportais. Mo proaans na zsen. anche thon party bonder <dors ha ti d mol proand by Mo mmagorral. a:norme. adb smul rd oadi 0Ø3n or by a Mid p.rty roder antan imkpendeM Wadden Dy ID Amenda* Values me rot rend the oigne fontom vice. amol mana veto « be mazot men fewamcn r an os tiord value ca-na be euabbned thrOugh ta, mettons. Me «tarir niry be retend es Non-Mt:ta Clin For Seidel «rai mgarang votation fe MoStardard amas. «ne cota Clin Sonna- Thom marnais am na ccoceed uØ Pb SEC Anion Rate Saturne (ARS) Praia: Die malin nixe la AAS securnalbe ban caancd. H matent lem constat senne or Wei idegapet sauce. Tit nosay cil te romp is not euranked Ha mata vat e rot malabb. TD Amcetradeoll pros Mo AAS perco.takto nia canadas= bah e» budry rd undineg ante qualty. Tho ARS rata. o anordy toperanCing aen d Øy end. Us reSult Rhee ca, be ro snaros mel sch SeCurtie tar to sed mie am« mal« cote. REGULATORY DISCLOSURES MI transmtons arc alose to p) ne corambon. Nu. rogulanins. customs and usants or the «change Of IMAM. ana ils dearibbouse. n dm. on Midi sikh laineeleno are oxccuton toi loden la s. mclidng me Secumos ot 1933 and Mo S«urarts Ex 4 oun . ci* and the in50EriNpre &Atone For an mentor brochure mal ilddos infamabon desabng FINRA% Pulls Darbsuro Program. nonne Contact FINRA st 830-289.9999 Or mow.firesag. Tho amen rate Yom ta TO Amercade Cash a laken (rom mo applcatre 'moroserab ber for the Market Velue balancent« TO Ameneade Cath. as ol pta alstamen (rosire dote Simple todesi is nenni daily bssed on Me mien etan ter apploaldo to oads data balance. Enanen Staternent NotilbatIon: Ibo micmac ol Mancul condbon lor TO M'entracte a badeble Nice a yeti ana may be obtenez' al no Met. da the internai el Mat»Votore.totamentrado.comMnancialabomonthel. Option Assignmant: All short ocruy option positons and some indox option postions se marleble loi ossignmeM Euntee enignment note« br OMM or area options are fandOœly aloceed amang all doms' shai posoons by an automaten procetkre. Free Credd Balances (Rule Ifici3.2 à 3): Under me Gent prote:con Mm. wo may use free atah bêlantes in pa teCCOM n Vs Orditary Cane ol Our Ovarien which are periatle b yOu on demord. Mare Aomori, illoguladon T): II mu have a mitan accouru. Ma reporta a combnahan ol your margin actant arde Spatial memoradum accote( Tracent) On merlan poses addienal nits anda not sutalao lor all investors. A complot° ln or ire nsks *m'oued vath margin panne is modal» in the merlan tek disclooure donnent. YOu may °bien e copy Cir WB olOCument by pontai:lino us el the retomber taled on Page Ore 01 pur maternent. Payment (er Orden Flow (SEC Robs 606 and 607): In somo crcummancos. TO Arne/ruade termes compapabon la Orddis aman arcetre.counta ara :sied °qu'y orden nos fo SeleCled maltas. biercts Or Salera (inanot Canters') G:minou:ion is in the lomt Cir a pet shore cash payment. Pr onction. TO Amr:ruade ase may bravo rompons:ton rebuta to the breton curency <richarde COMpOnen or «reniions n Nier neurales from Market Caere «mono aen barns Wo post genry reports di:douro Mo venues toi order rotere ozocueon veAvidarrcrvadocom A andoncopyis avalante anon roquets. n is our peiry. absent clora Ordres to Mo cenlrary. to sot= brukas. Omets. ara market Maltent tenta On Me (Willy lo nove, Oeta omnium ond the halo« Of Miens Dace improvememcn marka ornes. Poco ennoiement., ayantestaler certain market condoms. ard ara tegulany marna execuicns to lest loi sten imporoment d avalante. Made COrtarmatIOnt (Rule 100-10): MI cordon/Pion/3 are earemilled On the bersierbn dote. Taxer Transactions in bieign seOurilie (nMeng «ego Mendel ACFN Ois Inde in Me U,S.) may inonde taxes and toos c arre by mo fanal malta« or governments. snob may be enter, in me Van ol Inc security lei charged as an «lepe dent (ne ilion Penly Policy 1401111cElon: A °goy ol Ille TO Amarre* Mhtky OMS is non** el VIWN.Pielefir id0 SOT Cabre Secondes: The elocabon ol peur redomplons a tells us clone rang a prorata «My symm. A description ol tie preadores br abatte sccumin is «Moto on to amyle or hem copies aro awnitle usoneapea In Cette 01 enOre Ot Cpbt0M1 *Out pla ElentOnk Fun) Trenet. pfease CO Ion Ci al 1.04:0669.3960, ot n %rem to P,O. Box 2209, Omaha. NE 68103. or by orna: al dienlerenrkeeldarneenide.Cen Tre Yteranden cOntaned n'eue Mani sliterem end be lannn9 ',Pen Yeu rl Yeu de nol obleel won utlY tee) days lor any trandor et lurds anse te Rceiabon E such as ATM and pont ot.salo hardie«. MM transactions. mai deose. and rundesals. %Ve Mue nar rem sou ro Ide Pian 60 eas ana we sera yOu Pie FEST nomment cn MM the trot or problem asperme /Tell us ma none and «cool narrer (2) Coscrbotho orror or to transi« you ara unsuro about. ard oxplan as deely as you con why you berme a is an erre or why nood ont° inlormahon. (3) Tell us the dollar anoure' or me sunakted once. Wo wrl1 «oste* pan complant and nil cane any «For promptly. H verr talai more man IO buvions deys 10 do Iris. se mil anal yOur tIOCCuM fer the limant yOu Ihink is n emor.s011on du on bave to ule of Me ØØn8 Mo trotte= us to corroie» oui investigation. »MD 150 07.14 SDNY_GM_00011895 EFTA_00122546 EFTA01268025

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TD AMERITRADE INC PO SOX 2209 OMAHA. NE 68103-2209 TO AmedMade Cleating. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ • 51.590.37 0.01 $51.590.38 Statement Reporting Period: 08/01/16 - 08/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE Et-3 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period ° Change Change Estimated Income Estimated Yield $ - 51.589.93 0.01 S51.589.94 $ 0.44 50.44 $ - 0.01% 0.0% $ 0.00 Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $0.00 page 1 of 2 $0.00 Income & Ex .ense Summa Income Dividends Interest Other Expense Interest Fees Other Net Reportable Non Reportable $ - $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 08;31;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Incomet(Expense)"° Securities Received/(Delivered)"° 0.00 ••To view realized gains and losses for your account, login at voyow.tdametitrade.com and visit My Account > Gain/Loss. SDNY_GM_00011896 $0.22 (0.21) EFTA 110122547 EFTA01268026

Statement for Account # 867-730320 08/01/16 08/31 16 Income Summary Detail' Description IDA Interest $ 0.44 $ 3.45 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a previous tax year (spillover dmdends). The year to date totals will accuratebr reflect your cumuiative amount for the year. Current Year to Date Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0057 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized QM Loss Estimated Income Yield $0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date Balance 08/01/16 $ 51,589.93 Total Interest Income Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 08/31/16 08/31/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,590.37 FDIC Insured Deposit Accent (IDA) balances reflected in your brokerage account are FDIC-insured up to applicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not covered by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,589.93 51,590.37 page 2 of 2 CONFIDENTIAL SDNY_GM_00011897 $51,590.37 EFTA_OO122548 EFTA01268027

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011898 EFTA_00122549 EFTA01268028

Terms and Conditions STATEMENT GUIDE IL: Ar.rirade provides money Pedalo Armors for accoums rah actmty and quanedy repais ct ve accounts aim assets.. Portfolio Summary: Tee= lire Current value a your 000010 es 01 the non dale end comperes il to me prior meal? The ease dean «Icahn your paten diveryfealion by investment type abbe «Deafens under 5% all be grouped Me thecategory of -*hoe In the pc chart. Margin Ecety - Toter Mean Egunyireal Long Marginate Value • Total Shea Value) Activity Summary: The opening and dosing cash balances are moon:led harp for you, quick raarebce. AI account acurny Is summated for me current paled and year to date. income a Expense Summary Inornens edgy): This sawn dolaib trio income ad manse Walt from 0e Aden Suoveary and &ear« the lax treatment Retirement Account Summary (IRAs only): Ranee We IRS regained bean:eons for the curer{ And vit mu IRS Form 5498 lair mane( value is based on de current value es or Decanter 31 or the parlous year and ed to furnished to the IntornW Revenue Sande. PedormanceSummary:Moner your annual portfolio pedamance online unrealized gains end lor,eat. for your future ruestrnord seamy. Account Posterns: New you evrestmems at Mo current manor vane and carp= the origin cost to see banned gains and losses n your Donlon °dam.' cal is assigned using the erse. Tifst-oul (FIFOI Method. +rich assumes Me Mme ehaes yOu set see those you purchased first. The estimated irnestmord incomo2 and average cost per share are «payed for your remade the oklest purchase data is shown 'Or en Ideation of your Inking Perini. Account Mealy: AI Steen( alkfly b Cleary defied. Idled in tee One. and manacled n the dosingcash Mande. Trades Pending Settlement: Conran yea Matted trades web a itellkrnert dale ace month end. Des* transultonswIl be reflected n Me Account Actreny sexton next month. Galin Cash Services Tranaatien Detail: Cash management nannOtere Mat cleared doing tus seternom reporting peed. ndudng check. debit card and ATM actuiry. are listed In date coda. Online Cash Services Summary: Grad t arid debt iransxten torah for Me venom slalomant reefing red06 tee summand. Indrntked ',Sneered are relined. 'Due to rounding adustments. the usomeni decals may not awl to stammerstotals. rEdiritiled Ann.« trireme and Estimated Annual Yield values are based upon the number a shares owned or =rem value balance as el the stalemern dale ard the nest recent deaden! role a Cosh yield &Oven GENERAL INFORMATION 10 Ornentrade does rot provide legal or lax adece Please canal your legal adesor or lax enOurtarn when neCeatery. AS 9 Slanted indaby peace. Pena COOMMtben May be fennel for dually ante' and Inunaden iredrealin Duran« For TD Ammo-ado ntabeonal Penes. your advisor hem is separate from and na alined rah TIT Amentrace. Inc. a TO Arratrado Closing Inc.. and each frm es rid responsble tar Inc PrOtels and senices ol the other. Nancy of Reports:II you find any errors or omissions In yore account statement you Mould Immediately call us et the =nisei listed on page one a your statement. You Mould also contact our Clearing rem TD Amnon* Clearing, Inc. el 800469-311rm. Please renew ems seterem carenly. II you *sago» mill any transacts.« or d Mae are any aids or omissions. eel, notify s Oient Services repiesentelhe a yens keel Wench once. es wet as 10 Amacrado Cleareg. Inc. in wmrg twin ton (10) days of you reaps ot this shelenent Any ored statements Mal you nee nee to us should be COrdned in wring The semen' will «ernes beconsidered conclestry Please nary vs promptly ol any changes in yob anted information. %reactions ndeled on your report «I be connate* doomed accurateunless you rely TO Annuadeirreeduary. Account Protection: Deposits bald by TD Bank. N.A. arid TD Bark USA. N.A. are mound by Me FDIC eel tared by SIPC) up 10 5250.000. Limits are per amount ornderth0 per Unbidden. TO learn nee Seel FDIC coverage go to ewe Negev. Sautes. need@ mutual bet held in nor Brokerage Account are eel depose Or 001gallonit 01. Or guaranteed by. any bank. are not FOIC.inared. and maria investment nets. indudng possin loss ol princpal. TD Amendade is a member ol the Secunlies Invesla Ronchon Corporation (51PC). which protects scenes =tomtits of ils members up lo 5500.030 (incbdig $250.000 Ion alai= tor cash). Explanatory brochure is available on request al wwesie.org. Addlignatly. TO Amends armies each Clad 31415 trillion eon 01 DrOleCtlon for SeCurttleS and 32 mitten 01 prinelOn for Cash tleitugh SupOlenernal coverage ended by London Inures h the teen 01 a brokerage insobriety. a clan may receive tenants due from the trustee In baleulkeY and don SIPC. Srmosahomal COYOra90 e pad out de the trust« and SIPC payouts and wear such coverage each dent is limited to a centred return ot 3152 e'en Wm e trustee. SIPC and tendon insurers The TO beedliade suppenenbil coverage has an aggregate Inn al MO muon over at customers. This potty protides coverage lollirying bondage insohincy anddoes nOl motel against Ins in mania babe id me maned M investment h a money market land is net bared Of %tartrate(' by the Federal Depose Insurance Corporation iFDiCI a any odia gavomrrica agency Ana* Me funds Seek le preserve the babe d yew freedman al 6100 per share. 1 it entry le lOse money by invasion in a money market Ord. Dindards are *cared defy and padiesneested merely. The prepaid weans Ms ard once impenart earnann Read the prospectus Careelb before Westing. NOrydrean inyettmente held by your trokor.doalor are NOT FDIC nISURED f NOT BANK GUARANTEED/ MAY LOSE VALUE. The balance in yOur bank dermal scene Or Shan a yOur money Made' nary' bed can to lquedated on your order. and the proceeds returned to yen secured anon, or remind et= Tax Nearing: The paten marten& e la «admet You eil recede Fee 11:09for erred tax beep n careens «h HIS reastrels includes nab acme cfredinds. captal gain lace «Mel and San proceed» Sane agnate are subject to reclessearen she «I to ended on heeded taxi:cos Cost Bas: Coot Bans. tar lot and calcarnat reboring ad Gann:ter are snood ad CeeCtel«I by COI ta:XXEONTED ID Monde a not «peens la Tee intake a sun:dyads, =men ro Affrelltae and ts barreaton pied« I-Praters- i do not mane, the escbuty el ere iniernalon and dataanted. COI teCCEPCRATEDe airmen» orpeny and era Elated ad 1Demenroge Mega and Options Account Agreements: Prong/ aceisoll) Amentrade n wnlnp ot any change n your investment meures or firareal stuarcin as they palan to your margin Or coloris return agreements. A summery of cOmmiesions and charge, incurred we the execution of opOons hansaMens is minable. Clavent Mats Peas: le make:dad d scones hate ban Waned. if 'rabbet poet acidat wine ad «ha idependert sans Wine we bard On Ob dale pat be .envi beaten me bd ad adore pion a ocher rrelet. t no rand 'd ue e =late lam a wader, men C. Of« indeendeed Mr*. te marry lAbjeCI to bang elected at he Po= rnabli Ihe aduaixes ar your =no ran are ennend as general ebanalan at xo eland guarantee te aurae/ day scones area 11019.190 baclud postons se asked tang We rename Mince aid Pie Wart Meet Dite Addis nee el anions nary na lœtte.01 sake prococcb. ma nand» ma= Ix Cal/vacs a Deposts (CDs) is organ Null and the aced bee may be Oats Iran Me anhary ce:e Albelbiet IOU CI plorte may melt ten the sale of a CD pax ea many Bach ante Red Were Securres bade Ofercelly thrà agcy scones and data trade malign =urge. Reno. they [ranee OTC bee de °Dunn market and teen lquery mayen a« la you blet your anal pia b nuhrty. The se el tee per b =very may 'oeil n alas el aslant Non Standard Assets (MAI am reedy imizencrts al Mat p.vicpasa program scourges eatnestms limed fealty cempana. a fed au» nesters trusts,. comedy pods. prude eery. pried, debt a ledge kedi. tisse se byte ibud ire/same= ad do na lode an e nand sauna =tango agio ticadaq and Meta. rev-dues Men la min rritsimals are «heed Lens need Ian Yeah enteedk cadre. bd not nee la =none« apemen . te pen= rot awe. anacr dry party tarda afters hat hero ben preen by to =agorae& «inseam. aller gene dash ponaT era/ a tid poly yen:legatee independent tomate by ID Arneetrede Vane ms/ viol tenet Pro nand grease PICS. amid market .due a be eon= Len twins:meal calmain value care be estatttled trough lbw nvAhode. the «valet mes be related as NonPdeed (NP) For Wane deal =and Lateen la hen.nretard nears. pea° cote Clan Schees mesa ni stems arena ti ered undo Me RFC /WW1 Rao Socurtra Mari Prong: The ma= trate la OAS sauna:Ghee been moaned. it angle. horn agent Senn a Wei repecieft edam The =ray Oft Dien is not %wankel Ha make, yea e net melee. TD Arriertradedal emoteOAS paten. tang lob coroderen bee te boldly ad underling cede quay. The SAS naja e currenly ennead clad a Natty and. tea result Mae an be no name the, burnBeryl:et an be sob urea one mad ccrecre. REGULATORY DISCLOSURES MI transabons are abed te Id me corer:noon. «es. regulations. customs and usages a pre exchange or market and its dearennouse. it any. on +rich such lainatelens are executed: (Ii) federal lees. inducing me Secumes Act or 1933 and Mo Saunes O0 T Ex er • ra n oun . in Cli&A and t one he F an este brochure mal inceles infonnabon desolang FINRA's nee Dacbsuro Program. please Contact FINRAst 830-289.9?99 or wew.firmsory. The interest ran Moen tor TO Amertrade Cash e taken from the appeal:1e interest rate ear for the «adiel Value balance n HY TO AmeneadOCaeh. as 01 the Slahlthery closing date Simple interest Is ached dally bald on the interesttaro sen applcatio to oach clats balance. Financial Statement Netification: The statement ol 'nano& condten for TO Menado evadable lace a year and may be Waned al rio cost. via the interned til Mutdeverearyinentrade.conaboancesubsmonthml. Option Assignment: All short carry onion panons and some index open damns are abatable for assigeneM broire êtsignmtel notice for eauty or index options are randomly atoned among all darns shon pousons bt an automated procedae. Free Credit Balances ISe3.2 à 3): Under me dent proration rules. we may use tree anti bailees n your account in PS Ordinary Cane of our kern« which are pa/able to yOu on demand. Wee Amman (Regulation 1): H you have a margin account. the report is a conanahan et your margin account and a Speed meet orwelum accotas Tracing On resign poses addrional mks and a nor seeable for all investors. A *amatory lai of the risks assomatod with margin tracing is anktre in me martin risk disclosure do-anent You may obtain a copy a Ms dOCuMent by contacting us el the numb« teed on page one 01 your seternem Payment for Order Row NEC Rules 606 and 607): In some crcumsences. TO Amerman recants compensabon la dreary' cenan areatlecounter and toed nary order lbw to selected madras breeds or dealers (Market Centered Ctrepensalion is in Ina learn a a per share cash payment n adduce. TO Amatrade also may name cemponsann rotated to tie foreign cure= exchange COmponert of earnaliOns &anal securitiesfrom ilarkel Centel ezemeng such traces We post wane, reports chscieurg the venues for order reene ozocuson at armidarratradocont Mennen copy is avaratle upon rawest us our Key. absent nerd orders se Mo contrary. so soloct brokers. dealers. and market makers tend On the abilly to provde bell eneCtden and the helm Of sabre price improvement cn market ornas. Pnce improvementel availableunder certain marker condlens. and fier regular), mentor executes to lost for such imam:anent d avant= Tiede CoMirmetiont (Rule 100-10):All conlrmalions ale evemilled On Pe linen dale. Taxes: Transactions in beige saunas (inducing bran Caripany nee that use if, the U.S.) mrt include taxes and fears charged by to faegn mark= or governmenis.erah may be beetled in Me pree 011ie security or charged es an «dependent Ina item Pinny Milky Nolinellon: A copy a the TO Amerind, inlay DOICY is donne al VAWIllaeleflead0 SOT Cable Securtliesi The olombon of primal reeemplons a bale is clone tang e preen eery =rem. A doscnimen ol the proordsos for Stele saunas is Salableon to eroesdo of hang copes are matte taon focpell. in Case ol enory Or Canter. *Out yam EleCtrOne Fund Tender. Mean CO raft a 1.260 Sagged. or n ern= to P.O. Box 2209 Omaha. NE 68103. or by email al dientterVi:fledaMefeadfaCOM The ieseivœitOn contained rogue tenon statement shall be bruin upon you it you do not agvcl arthn sixty tro)days for any trandor of lords step* to Antiphon E. such as ATM and porn ane banters, debit transactions. drat del:cads. and eflhdarinals We mum hear from you ro later Man 60 Was net we sent yOu me PEST statement on whenthe error or problem appeared, (I) Tell us sar ti me and account career (2) Insane the error a the tenser you ate unsure about. and «plan as deafly as you can why you below n is an era or why you need ace inlormahon. (3) Ted us the done anent of He suspected error. We et tansies* your complant and ail cared any error promptly. el we lake mom Man ID business drys to de ihis. sewll erode yew recant forfort, amass yOu think is in error. 50 that you «I have de use of the money dung the imitates in to corneae our invesrmatean. AUTO 150 07na SDNY_GM_00011899 EFTA 00122550 EFTA01268029

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO 8OX 2209 OMAHA. NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Fixed Income Options Short Options Mutual Funds Other Total Current Value $ 51.590.79 0.01 $51.590.80 Statement Reporting Period: 09/01/16 - 09/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 84 ST THOMAS. VI 00802-1348 Portfolio Summa Prior Value Period Change Change Estimated Income Estimated Yield $ • 51,59037 0.01 551.590.38 $ 0.42 50.42 $ - $ 0.00 0.01% 0.0% Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current YTD Income & Ex • ense Summa Reportable Non Reportable $ 0.00 Income Dividends $ - $ • Interest Other Expense Interest Fees Other Closing Balance $0.00 page 1 of 2 $0.00 Net $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 09;30;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)YM Income/(Expense)n° Securities Received/(Delivered)"' "To view realized gains and losses for your account, login et wwwidemeritrade.com and visit My Account Clain/Loss. 90.22 (0.21) 0.00 SDNY_GM_00011900 EFTA 00122551 EFTA01268030

Statement for Account # 867-730320 09/01/16 - 09/30/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.42 $ 3.87 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These °affections can include changes made to previous payments and removal of payments reportable in a precious tax year (spillover divdends). The year to date totals will accuratehr reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 $ 0.0089 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalydLoss) Estimated Income Yield $ 0.01 08/05/14 $ 0.22 $ 0.22 $ (0.21) $ 50.01 50.01 $0.22 $(0.21) $0.00 0.0% $0.22 $(0.21) $0.00 0.0% Insured Deposit Account interest Credited Begin Date 09/01/16 Total Interest Income Balance $ 51,590.37 Number of Days 33 Interest Rate 3 0100 Interest Accrued $ 0.42 RETD Accrued $ 0.42 /HD PAID $ 0.42 $0A2 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 09/30/16 09/30/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,590.79 FDIC Insured Depose Acccun (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable omits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.42 $51,590.37 51,590.79 page 2 of 2 CONFIDENTIAL SDNY_GM_00011901 $51,590.79 EFTA_00122552 EFTA01268031

ID Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SDNY_GM_000 11902 EFTA_00 122553 EFTA01268032

Terms and Conditions STATEMENT GUIDE nr.zerado pretdes morally Portfolio Reports lor accoums Mm acvaty and quarterly reports 'a mud accounts soh assets.. Portfolio Summary: Track) the Current Nitre a your 000010 as 01 the »pat dale and compares ry a> me prior month? The MIMI 010:alen MONS your partake divagealion by investment type M.Mple dbcatens undo 5% sue be grouse.] into the category eI nemer in Me pie chart. Margin Emory - Toted Account EgutlyrtTotal Lena Maginable Value • Total Short Value) Activity Summary: The opening and dosing cash balances are reconcree here lor year quick remreet). Al account acinity es summansed lor the current period and yea to date_ income a Expense Summary inemIRAs only): This secton dolrob the income and manse tOtaH from the AttisMy Summary and Clanitla the lax irealMent. Rebnement Account Summary (IRAs only): Review Ma IRS rog natod transaceons for iho curare ard sea years IRS EOM) 6198 lair mankrt value is based On the current value as of December 31 01 the previous )oar an] wt be furnished to go Internal Revenue Sauce. Pedannance Summary:Monitor your annual podia» perlamance end the unrealized gains and • br your Mum arestrnore strategy. Account Postbons: New your rnestrnonts a to current market vabo and corrparo the emend cal to see i.neetioed gains and lases ri your WINO Original cost is (manned using 1110 1rst m. rintem (FIFO) method. watch assume. the Psi shwas >Ou set ere 150Se yOu purchased ant. lbo estimated Kaltman' enoame2 and average cost per share are dadayed for your /elegance tae odest purchase dale or shown for an ncication 01 you Inking Perna. Account Aethily: Al Wed" acihily is deafer delned. leled in Ode order. ard collected OI the Cbang Cash balance. Tadao ~ding Settlenaint Confirm yaw euedAed trades Mth a settlement date alter month end. Rose transactionsart be reflected n me Account honey sexton nest rnomit Orden* Cash Services TranNictiOn Well: Gash maagerven transactions that cleared eating ass statement reporting pond. ndudng cheek. doe card and ATM actmb. are hood in dale ader. Online Cash Services Summary: Croft are debt transaction totals lor the adore statement rePOrtag 00006 be summarized. Indhieked laneaCteriet ate not listed 'Due to rounding adustments. the stsoment deals may not equal the statement totals. tenatialed Anna/ Income and Eserrated Annual Yield values a • based upon the number of shares craned or 0110111 value balance as al the statement dale ard the most recent °linden! rate a Cash OW provided GENERAL INFORMATION ID Mientrade does not provide legal or lax Mete Please consu, you legal advaor or lax MCOuntant when necessary. A8 a !landed inekeby WOMB. adne COneeMentne may be records br Salty antra led TransettiOn veritlaten Purdah". For TO Ammo-ado basoboonal clews. you, advisor ben es separate from and not abated was TO Ansernrada. Inc. a TO Arraerado Oaring, Inc.. and oath Irm is not responsble la the 1,00X18 end antes 01 the Prier. Accuacy of Reports: it you find any errors or omissions In your account summate you should immediately call us al the number listed on page One of your stelownent You should also contact our Gloating Fern, TD Amethrade Glowing, Inc. el 800469-91100. Please renew tile sideman, cattily. It you ctsagreo sob any transacton or el Mae ate any errors or omissions please nobly a Ghent Services reprosenttehe a yes loal back NCB. as wel as 10 Amairade Cleanse. Inc. in wmrg norm ton (10) days of yea recept of this statement. Any oral statements that you here made to us shard be COMMod in whin The statement sill ahem to be considered concbake. Please nary uti promptly 01 any changes in yes canted information. Transactions Maeda* On vas report wil be concbsemly doomed acwato unless you web TO Amen:fade ernmodatay. Account Prolettbn: Deposes bald by MBank. NA ard TD Bank USA. N.A. aro insured by the FDIC knot Covered by SIPC) up 10 5250.000. Limits are per actount ormertill) per iniatairal. TO learn mare about FDIC enrage go to were IdCgOv. SeCullials. indigene mutual funds, held in your ardierage ACCOunt are not deposits Or obligations of. or guaranteed by. any bank. aro not FOltinared. and invoke envestmont rides, includng casaba loss el princpal. TD Noordode is a member ol the Saunas Investor Praotten Corporation (SIPC'). which pretons secunlies °stomas of its members up lo 5500.000 (incazdine $250.000 ha dada fez cash). Explanatory brochure is available on request Si wewsipeorg. Addltionaily. TO AnierilfaCie provides eta dent 5149.5 milion worth 01 protection for securities and 52 Milian 01 prettien for ash trough SupOlemental coverage provided by Leman torture» 1. the event ea brokerage insolancy. a dent may Wain, (Wants due tram the Moe» in bankruntcY and Ilan SIPC, Seallemental covomgo es pad out oiler the trustee and SIPC payouts and unclar such coverage each dent is limited to a antrod return at 5152 mitiOn horn a algae. SIPC and London insurers The TO entedlrade supplemental coverage has an aggregate km of 550) muon ova all customers. This potty provides Coverage loliCraing brauvage insohendy are does nO1 poled against lass in mama valle et me seminars. An investment h a money mad* turd is not insured Or guaranteed by the Federal Depose Insurance Corporabon (FDIC' or any oma enfant« agency. Although the kinds Beek 10 mum° the val.« yOur invesbment al 5 00 pe Mere. it b Nubble lose more, by invasion in a money marker bi d. Ohneeds are declared dab and pactramested monthly. The prospectus °mans this rd other important rtormaton Read the prospectus Clakil)r Wore antding. Nendepail investments herd by your broker dealer WC NOT FDIC INISURED f NOT BANK GUARANTEED? MAY LOSE VALUE. The balance ii your bank deposit secant Or shares of yaw money makel Maud fund can be liquidated on your order, and the proceeds returned lo yen, securities account or ambled 10 you Tax Repereng: The WWI) mart 6 MOM 'lava« Year rail Make Ram 1039 for areal tax repaerg n errata -a web IRS nomrownis Includes twat mod. badons. taptel gene twee ~1 and saes procembl. Some OlernWell are !naga to radessibelOn shah WI be related en sderdepent me oceans. Goa Basis: Cat Rasa. tag lot and pakmens mooring an GanaesW u cased ad ard ./Clod by COI PeXPPORPIED. TD easonse is na womb* la tie »Way a sult el In .hans= To AMCM-320 arid es beerrnaron pandas FPnehders, do net ~Meth, mama 01 the inicrnolon an data deeded. WI NC.CF1PCMATED is a istpreile Germany tug once alleged with 10 emedmcle Margin and Options Account Agreements:Prompter adviser 11) Amentrade n wane et any change in your investment ebecbms or Marcia, shown as they warn to your ~On o. Oplitns accOunt agreements. A summary 01 cOmmissions and chugs» incurred win me matte 01 moons banana» is amiable. Omni Mats Prices: The maket )dues ol seances have ban cleaned it ~Ob. Item (sateen eedos are Other iv:Wendt« sans Warm WO bawd On me dong at* the man Waco the bd aid shrg paces a ether reeds, P na mate yawls /Matte tom a chidden mote Ones indepIndent Vane. Ile Saab it. tailed 10 bang weeded tie • Pst eNP). uludons an your wade race are proeded as gonad intommon sd vu ara guarantee to aura, dry somas aces Moyne backed postons too oleo] rang me remanng bilace are the anal metal cite Portia» Neal »batons may net repreart aka procoot, The seo:nday natal la Cathodes ce Comosts (CDs) is ant ra» nou' and the acted idle mot be dtteml from the ~Use fete Asqrrart loss d diapel may roan ton to zakt ol a CD prof to resits Bends anb Ftcd Vona Scanla trade dittenvy mar may scarem and ant eido en a Mud oxchango. Reba they raden Me OTC 104) Me °punka: nwled and Widen' Nude/ miy nol tad ter W s art sour PadenPa to maybe. lho sale or bat pna to many may «art a a Ices cl paned. Non Standard Areas 0GAI are typos» warrants in drat pawpaw program 'court:as gatexistess. knead tablity cempana. er teal estate meaner. Ina car:moiety web, pogo duty. Ora» debt or hedge itch. NSA6 ere hpedb houd ~1~3 ad do na lode en a nama saunas catmint.« Me Marna Stoa Wad The 'dues Moen Ier mad manaas are eelimtled etAata dehed han ,ortod methedk baring but net »bed le independent appracals the Pag'a'ns nee amt, anew tred pastybonder diers tut hee boe waded by te mama) ei, acherarater, and« rp:r°d each awn a by a thrdpaty vat« stout independent weicattn by TO ~a. Values mar not Meet the crignal ~ate pica, reut maan 'due a be roam] 'an Soudasen an onnutad value card be ~tad trough teSe methods. the ultrafen ma be reflected as NOr•Poted Chin Fa addlizad deral ~en ~aeon Ice NenStardanel lads. plowe coma Cant Sans. Mere ~dram are na come] under the SPC.. Auden Rao Scurries (MOD Prong: The motet was la OAS scones~ beentaan. H malalde. Korn chiatden ~km or Wier neoadat ~es The ecaray al me eking i5 net aflame]. Ha makei ~ea na matte. TD stralende all prom ate OAS parten.niag rib ~Metter bet to Muddy ad underteme crock gusty. The ARS market is currordy agandrigelICkdbally end. Ca me them an be no manna mal such worries an to sela order one mate codeas, REGULATORY DISCLOSURES MI :Tana:eons aro seboct to me consteubon. Nes. regulatens customs and usages d the exchange or market, and its deangtrouSe. H any. on erich such tranSaChais are amoral: pi) ledeal lam. enduing me Securities Act 01 1933 and E trio Sautes e • sa nl~ D O con . o and the kf te aAtto and Ex F an ono brochure that nabobs informabon desating FINRA's Pisli Chsclasuro Program. please Contact FINRA at 800289'9999 Of waselirmag. lbo interest rato shoal. for TO Ameasade Cash o laken from the applcabe morose rate eer tor the Markel Value balance n me TO amertrede Cad,. as 01 me illabloment °bang date Simple erected is accrued dally based on the interest ea ea applicable to oada days balance. Financial Statement Notification: The mamma« ol Mancol sandmen lor TO limentrade ~bible torte a year and may be obtened al no cost. via the inland al Mariz,\weretclamentradocorstinancuistatamentatml. Option Assignment: AP short amity moon panons and some index wean captions are nub» tor assgnment Exacee annulment naces 1.0r Oa" or index options are fendOnay alocaled among allclads shoos posoons by an automated protease. Free Great Balances (Rule 15c34 4 3): Under me dent protection has, we may use tree bedil balances n your Meant in Ine Ordinary Corse ol our boonwo wah are payable to yOu on demand. Margin Aecounts (Regulation T): H you have a margin af [PAIL Oa report a a combnaten ol YOur Margin eetoase an a weds matorardom et cogent Tredng on margn poses adellional risks and a not mutt° lor all investors. A carpet* let ot the raki associated vat retain treeing is ay/dab» in Me margin fah disclosure 000.0•401. YOu may obtain a copy a INS document by contacting us el the rumba Wed on page One 01 your statement. Payment for Order Flow (SEC Rules 606 and 60T): In some attendance:es. TO Amanrado racemes compensation lor drooling certain atathecounta and Lad many order lbw fo Selected markers. brokers oe dealers (Made Genientel. Canpansalion is in Me loan Or a pee share cash payment. Is adetion. TD Amatrade also may toecap componsaten related to the foreign currency enchant, camper.« 01 tareadions in Weer securitiesfrom Markel Gallant oxaaang such trades. Wo post »sater/ reports disclosing the venues tor order rozeng ozocueon at waseldame•Cradocom A mitten copy is avalable wen rapers. 11 Is our ploy. absent den orders to the contrary, to select brokas, dears. and market makers bead On the °bitty to prove, best executlen ard the halm 01 ~no pine empromment on market orders. Paco impternemam is avant» ~Of Doran market endion. and we regular>, manta execuvens to lest brash imacroment ti mulatto Trod, CoMIrmilleont (Ruler 100-10): MI COMMlliOnt4 ale areMilled On the inanstaMn dale. Teem: Transactions in Ryden securities °khan° brenn 00^11M0Y ADM Mkt trade in Me U.S,) may include taxes and foes charged by to tannin matte or governments. Walt may be Needed in Intake 01 the security Of Charged PS an Odependeni (no dam Pitney Peaky Nalliallon: A cony of the TO Amoebae» privacy DOMY is dyeable al weerklamaindecorn Gabble Stamba: The aerie of penis retlemplons a cab is done tong e creeds Wen syllem. A doscoption ol the procsdres br rabble steunla is zalmbol to rebido a hare cope. are available tango:pall. in Case 01 das Oe epestona about your ElettOniC Fund Tandem please CO lad 8 al 1.903 669.3900, or in twang to P.O. Box 2209. Omaha, NE 68103. or by email al dierefotavialrokaldaMentolde COm The ~fleece cOntaned in your *awn statement shall be brndng upon you if you de not otleci whin sub 10)1days lor any !candor ot luide stetpa to Regdabon E, such as ATM and point ot sale :rarely., deb: transachons, direct deposes. and wilhOirealto We must har from you no late. than 60 arm age, we sera yeti Me MST statement on which the error or problem appealed. (I) Tell us YOU' rente and account ranger (2) Dosed>, the error or aa :rand« you are unsure about. and explain as dearer as you can why you bolero it is an error or why you need owe inlormabon. (3) Tell us the dollar amount of the striPededenor Wo n‘li nestpee your complant and wit camel arty error promptly. II we lake more than ID Nara's days to dO This. we wit credi your attend br the amour yOu think is in error. we~ you wit have aa use al the fl eecydonne mo tmo t takes us tocorn:Ma our investigated AUTO Ia0T.14 SDNY_GM_00011903 EFTA 00122554 EFTA01268033

1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA. NE 68103-2209 TO Amer'trade Clearing. Inc.. Member SIPC Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51.591.23 $51.591.23 Statement Reporting Period: 10/01/16 - 10/31/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE B-3 ST THOMAS. VI 00802-1348 Portfolio Summar Prior Value Period Change Change Estimated Income Estimated Yield $ - $ - $ - 51.590.79 0.44 0.01% 0.01 (0.01) (100.0)% S51.590.80 S0.43 $ 0.00 0.0°1O Cash Activi Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $ 0.00 YTD Income & Ex r ense Summa Reportable Non Reportable Income Dividends $ • Interest Other Expense Interest Fees Other Net Closing Balance $ 0.00 page 1 of 2 $0.00 $0.00 $0.00 CONFIDENTIAL YTD $0.00 Portfolio Allocation IDA 100.0% Performance Summa Cost Basis As Of - 10131;16" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)` Income/(Expense)"° Securities Received/(Delivered)rm 0.00 "To view realized gains and losses for your account, login at www.tdametitrade.com and visit My Account > Gain/Loss. SDNY_GM_00011904 $0.22 (0.22) EFTA 110122555 EFTA01268034

Statement for Account # 867-730320 10/01/16 - 10/31/16 Income Summary Detail' Description Current Year to Date IDA Interest $ 0.44 $ 4.31 'This section displays current and year to date taxation values for the account. The current totals may not equate to the total payments listed on this statement as corrections to tax reporting may also be included. These corrections can include changes made to previous payments and removal of payments reportable in a promos tax year (spillover divulercks). The year to date totals will accuratehr reflect your cumuiative amount for the year. Account Positions Investment Description Stocks - Margin LIHUA INTERNATIONAL LIWA INC COM Total Stocks Total Margin Account Symbol/ CUSIP Quantity 1 Current Price Market Purchase Value Date Cost Average Basis Cost Unrealized GalniLoss) Estimated Income Yield $ 0.004 $ NA 08/05/14 $ 0.22 $ 0.22 $ (0.22) $ 50.00 50.00 $0.22 $(0.22) $0.00 0.0% $0.22 $(0.22) $0.00 0.0% Insured De . osit Account Interest Credited Begin Date 10/01/16 Total Interest Income Balance $ 51,590.79 Number of Days 31 Interest Rate 3 0103 Interest Accrued $ 0.44 MTD Accrued $ 0.44 MTD PAID $ 0.44 $0.44 Insured Deposit Account Activity Date Check Date Cleared Number Written Transaction Description Opening Balance 10/31/16 10/31/16 Received Interest: Insured Deposit Account Bank NA Closing Balance TD Bank NA $51,591.23 FDIC Insured Depose Acccun (IDA) balances reflected in your brokerage account are FDIC-insured up to amicable knits and held by TO Bank. N.A.. Of TD Bank USA. NA. or both. The IDA balances are not coveted by the Securities Investor Protection Corporation (SI PC) protection applicable to your brokerage account. Tracking Code Expense Code Amount Balance $ 0.44 $51,590.79 51,591.23 page 2 of 2 CONFIDENTIAL SDNY_GM_000 11905 $51,591.23 EFTA 00122556 EFTA01268035

1D Ameritrade SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK QTRS STE B-3 ST THOMAS, VI 00802-1348 CONFIDENTIAL SD NY_GM_00011906 EFTA_00I 22557 EFTA01268036

Terms and Conditions ID Antiflab provas ronda, sutomenis tor °mount on owsry ana dandy sinnes la nedre. »mols ed adels Portlak Struntay:Tmes mo dant valse ol your purpra nol the mad dele end cornoses to the prior madol nasa «non ram= your ponton, chonlicalon by innimord typo. «ide anda und Sti Ml be gned no fe «gay d 'OINC n Po pe cbn. kb« Nar • Tala Pant Radarn Lom Margnatb yab> • Total Son Van "dar Brory: ne, apalg ad can, ravn bävan aro nacka bro ror caa neon Al ticcouni adr« is surnmerced lor the napenod and yent.iedsle non I boen» %meny (ncalRAt on): Tes seden «ds 'noa:orne and «ense lott from ro Aceaty Siam« ard dassnes tho tax Imam« Redieriani Account Summary(IRM «ly): Rona IM IRS rodnad randen« fa re turvi rod pro' anm. ERS Forn 5490 lax fl ikd kelue ie band on 'hy orent vete as el December 91 el de veven )(ear and ed be fernanal to nie ms. datonot Summa Ør smal ~OM parkenorco k' d tt armbod palt and totos Nr your taluro imosfral svaiogy. Accent Position.: Vem your «Kanna the .and magel Blue and come« te pileel cal ton umetilzedgens end lades n your pond Oroncool e ed lod udnple Invin. Ineolit (FIFOJ matbod. elikh anorna Mo Ira shame you senare mom you pårcharod sist. Tid edmaiod inmentrancand ard antals 0011 IV Pare are dscloyed fr your namne Ola okkol «chose dato is reden for an irdowon 01 yo.ar botdag period). Ihs arme« reparera a strama ol war« «as wo acccuni acoacy or yca «arm on Attan ~May: Al omcm acimly Is adb n dala orda, .bd reneciad di te dogg cash amme. Trades niding Sellemane Galan omord ests wire a ~med da) anor man on Tros* transecoons al be rellecied nile Accant Aga« ~On sen mon. Online CM Seniors Tronengon NON: Data menegemedlrentractee Ma damed Ørns anod. rota, check. debt ord and Ara Ø. n Isband« eda. Online Dold Semi« Suessair Gracil end debit erseection .dals fra me dm« anod we summaode In:Saba: Irareadom arerann TD Armod/de den nto proble legal or lax «me. Rene ankr your legal stot or lax aucoMani wron nation Acta« ot Rapats: Reale Nara ilus nuna« ceralully. N du dunsa wlei any rensauna. or d tarm ans any enas or onlosions. gara tontal old /004693900 villan ton (10) das ol your matt of dua elationard. Any ond staarrnera MO you have ~e lo us skuld to addend in war" Tio sanormand oboend bo Ørelod «duske Account Protecnn: Otydd hed by 11:3 Rare. N.A. an, TO Bara USA HA. are noned by Nie FDIC Inol coveold by SIPCi up lo 3250.0[0 Umbra per aromen comenrop por dediegOn TO kvm trcro tcul FDIC «omge go lo andel pm. Sociala. eclaelng mulual lunds. hod in your enanda Acoourt aro mi doppas or db:gnom ot or guaranlood by. ony bank. wo rot FOIC• mani and enram nvestrnera dens. indrar, pose« las ol rercpal TO Anande e a meder el WC. «ch onech «udd anans of ds flambera tp b $500£00 Onobding 1250.000 for don la mal. Esplanatory bochure t murare on rinosi al warraccorg. Ardicedy. 10 Morra pilats san dat 31495 non act rt «Kds for sonad sal St Ø ol Irdeam kr ad' hotth Marearead tomma «ad by «den kana n do ned of bande regna. a ont nej rdere rarts da hm' he hon a bulnad ed ten SIPC. Stapcnerso darna 5 paa ou aScr ro frua* old SPC pta and udl san coetago eoch otal a in« b a oanad n« d 5152 nit romanen SIPC ard Lon« revens De TO «Made inkmen oanad n an nrene Sedd SKO med On al ~ers This not port «egg fobi«. ~tape ravlad/ fl to: roi pond «Ml tas n ~bl vabectliosocuricd. M invetantel en a mono/ merkel lund is nol «ud or goeranteed by Fe FDIC a fl other gdorrirnoni agency. Pabough [Man moneymadrel lunds may sed lo prosam hor alun al your invedmea el SI per ;het d ie poettle to lod money by magin, n such a lunt Mal lund asch«e Ø be sond b elgble/ end ona retteten. as «4 as dians and experif e; Codan rnonoy ~alun may imposo lontyloos ond radera« go« n aulan orcumstarcies. «Vands an> «bud day and poineraestal mun ly Tro pospecos dans no and odlar innern, rdamabon Real de ~Os saltvy bobo ~g landscOsit .snapem ni by eau erder.dowor aro NOT FDIC INSURED NOT BANK GUARANTEED IMAY LOSE VALUE. 'Rea varan adialmenls. Me stamnul delats may red dual te stacendi Wide. Talkning drul nona and Earnaled anual Vrid valum aro badd ugn ro rumba( of shame padda ~vol oral bane n od the slalom« date gal tre togl recent dua/ridria a end yadOrended. Do tand n your bars denn Gana or tams of your mono/ marka mula bd can bo loullsfcd on you' adr and ro pnoods roa« to your ~ett aecoant of i anad lo you. Tu RopodIng: 1 ho oallo10 tota is ra a urs darrreale You al eocen» Form 1099 Mr numal W ~vag n oroande red AS redaremeols enades lank ~ed. «der« captal gere. lotts ann« ad stilas prao«) Same promak we paxa lo retlassAtIon ohech dl bo fellaial ca:db:40a°, in ropats. COS' Sean CodEasb, tax bl and pann«e repereng and Otinel~ me "red end ontaied CCH NCORPORATED. TI) Ansande e ra resande for Pm reldaly son« ol Mo nronraban ID Amaretado ana 45 ntornuan «van 63 roi pearamoo the ecaraty d fe «ens ad On nk« OCH MORPORATED damma ~ma se na alba« TO «ren Moran and Options Accent Agroornems: damp:yacne TO «ommop in ante 01 any ara in roa roetran Carolres or Norpat eeg« ae IPry pann lo your fl ign °Oboe accoonl agreemena COnmonzaFte repreoents bue cornnuspon and any opt ona areal. Garcia. and mannen, lon Ond Id« Rad: Tho rna« blm ol smuts no mon ngn n nobba bom neon annat en! ner 40~ert onde Van se ton on te «ra proe. Pe men anan ro to sid astyg oroa ct odla «toa erorna tott 6 «an bom a namn da‘afr 11, dOm darardal snutne ra soul/ d an:i b ton; «ma m Hof Mobb> da). Ile dn oe on ni pottlo nod tre pond af arma Honan ed wo do warertee be mcmay of by femtes dam Notkg', matbed oldtao are ned «g fr «arg bedra ad ro mol ~N pas Farao nadt anno my ra rognort sims «con. sen ammem rna« b Genans e! Denh .:CDs) a r'e't aga and te adel tofe may te enen from te pann va Anar« cof ol anad me/ rena from the pm ol a CO Ola n matt Ban axla Rad emma Sparem tr. =t t/ ran opar unna od do n rat on a lyd oc«go. Ron boy n& n ro OTC loar flo auto rna od an« Ida ner ro: era la n to sta >tax p,5o por b mire/ sele db al bon Ina b rruEriann rosa n a as cr «Opal Alterave Ineelminte ('AI). del «d Non Sno: reta entSte) ere bmit ~borda anet remapeln parram «an loarnoralco. Med laber tona« on mal «lo ~roa rasa, «nto« on. pi« roel. ploga dia ans* tes. Al ao Pat« Öga ~ren «con esse cn a man donas astrolp De Mas sto« la tve atomans we eau*" ren «ved len «n nto« idµ°. tel ral lad to. vann anmanat ens. ~oroat nyast. VO pogcna ra assols. Ø MA Ø leder &Ord lus rum toa Dalad by Mo ~on« ~ror. ar00( stam «oh ~ro a tya...en/y torn ~Il arveel nygrodd by TO knarra. Ya" may ra rand te cnaul pschaso Ola. acta ~d vota on bo ratad Lan izeglatort f an rama« no tankla ofittlred emun ..sa mena ra uldbon my be racka as Not At rleA. I For »Mon Otal rertdrp 'stolan b klemave Maleket. dem artat Gert Sanns Iltre donera s rol ~red nkr de SPD. N rann« bre are applabla 10 pachaird. Dadda cal irae:Ung. and todmpeens. Detbdons on Oral Punga Pann rött ROTe Ole mind «dana nar« cer dere tenn vala e abo non Prag sel ~on enens« lm bien pedded by te Sparda. apel a dta Gana Orly numera fer rean ol to OPP or REST ard to ciaznagon of tamtora m dammtrasa ol <apatin «b on n sort e «act b anar accounag by sud' parad) adel be repan lo you on e Form 1009 or K.1, n apanage. Audiell Ras «ulds rant) Peking: The meld valen b ARS sewnike hare been Oblarod.11avalablo. from CiatallOn anan a oder ndopernasouron. las «neg ot da prenws not waranteed a ~et roluersred svadan. Te> ~devil oken ARS den. Will rb consdebbn bah te mdl ed ~g rad ca«. De PAS rey etla Idedtr ord as a mall. rom can bo na au-force Mal sari ~Mos can be sold urem ~rall modal o!' dn tramadbro an> uttal b 9l to condbion Sos.regarkra.oasons anlusagos al h> «dra or man art b dennyoute. i ary, naih uff betados fre ereasdi febol ed ri b tia. and te luen vd malde parante latuder. enl« he %tes red mede d FINRA redro Fan/ Rasens Sydost For an neven body. ha eldas nomad cbdrbeg Frakt Mio Odlade Oroar, cloosoaniadRIRA2800 289 9939 .*rormop The fl eres at en« ta TO «ene« Ced is te« Ironi the solenn «rest 'ab tel tor the Mani Vas balance in n> TO Matalt Casn. os Cl the namna dona datt eraleirlorostisscradnaly basocionte norna aga tor aprcaltobraheoys talarna CONFIDENTIAL Financial Smenned Netilicalon: Tne ~i ed Norpar molnen ler TI) Anstreale Clara dc e ambl:le /nor a yta and may be obanad al ro reol. no Me dorn« at Mb:: raseldamer trad comlnanciabialorronthiml. Opllco Assbanmeni: Al «an eq« cpeon annons ard somo ido. orten postas an> matare le aeurned &eon° anormal rot« bor emaly a eda orden are rardonity oladdad amen> an dona stad panons by an atornatod Drott:tio. Fra Ciedlt galon« Mule 15034 3): Vrida ino olag «lodda «e. may uso Iree ont balances your «con n me ordnory care. of at bunten «oh we Peyable »you «denn Mar« Atom» (Regulalon Tf: Il you borea magin apatin:. ris ropat Is a combnionol da mage am« and a edda memorandumdoa« Tradng aa maori polen ~flod ndts and en nol sotable for all «ollons A con« kl ol ro reks asb.0erdwAØ3adbn crattO n te nar mk datan Caulal. 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1D Ameritrade 800-669-3900 TO AMERITRADE DIVISION OF TO AMERITRADE INC PO BOX 2209 OMAHA, NE 68103-2209 TO Ameritrade Clearing. Inc.. Member SIPC Statement Reporting Period: 11/01/16 - 11/30/16 Statement for Account # 867-730320 SOUTHERN FINANCIAL LLC ATTN: JEFFREY EPSTEIN 6100 RED HOOK OTRS STE 8-3 ST THOMAS. VI 00802-1348 Portfolio Summar Period Change 0t2 Investment Cash Insrd Dep Acct (IDA) Money Market Short Balance Stocks Short Stocks Axed Income Options Short Options Mutual Funds Other Total Current Value $ 51,591.65 0.01 Margin Equity $51,591.66 100.0% Prior Value $ - 51,591.23 $51.591.23 Cash Activity Summa Opening Balance Securities Purchased Securities Sold Funds Deposited Funds Disbursed Income Expense Other Current $0.00 YTD Closing Balance $ 0.00 page 1 of 2 001 50.43 Change Estimated Income Estimated Yield Portfolio Allocation $ 0.00 Income & Ex . ense Summa Reportable Income Dividends Interest Other Expense Interest Fees Other Non Reportable YID $0.00 Net $0.00 $0.00 CONFIDENTIAL $0.00 0.01% 0.0% IDA 100.0% Performance Summa Cost Basis As Of -11130116" Unrealized Gains Unrealized Losses Funds Deposited/(Disbursed)''1D Income/(Expense)' Securities Received/(Delivered)"° 0.00 "To view realized gains and losses for your account, login at www.idametitrade.com and visit My Account > Galn/Loss. SDNY_GM_00011908 $022 (0.21) EFTA_00122559 EFTA01268038