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A_00132555 EFTA01274692 *UBS UBS Strategic Advisor August 2015 Account activity this month (continued) levestment transactions Account name: CHUAINE MAXWELL Friendly account name: Account number. For more information stout the pricaholue shown for restricted secwities, see Important Information about
-This information was unavailable— SDNY GM 00021956 0070303006526557NP70003033$0 00005 0915030575004 Y123572550100030 Page 17 of 18 Account name: OHISLAINE MAXWELL Friendly account name:~ Amount number Your II nandal Advisor: SCOTT STACK MAN/LYLE CASRiEL CONFIDENTIAL EFTA_00132576 EFTA01274713 *UBS You
Avenue 25th Floor New York NY 10171.0002 ONF-700552654t 091s xi Yi UBS Strategic Advisor September 201 5 "1111 LL 1 NEW YORK NY Account name: GHStANE MAXWELL Friendly account name: Account number Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Fina
98 00005 OBIS 030575001 CONFIDENTIAL 000000 Pogo 7 of 14 EFTA_00 132550 EFTA01274687 (SUBS UBS Strategic Advisor August 201 5 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your N sandal Advisor, SCOTT STACK MAHLYLE CASRIEL YOLK assets Equities Common stock (continued)
0.000 52.424 10,484.90 48.920 9,784.00 -700.90 LT Security total 1,195.000 50267 60,068.51 58,459.40 -1,609.11 continued next page SONY GM 00021932 CNP7001:0305764739NP70C0193938 00005 08l 5 030575001 000000 Page 9 of 14 CONFIDENTIAL EFTAJ30132552 EFTA01274689 *U BS U BS Strateg
3572550 10~y_Gm_0002/fess 14 of 18 CONFIDENTIAL EFTA 00132573 EFTA01274710 *UBS UBS Strategic Advisor September 2015 Account name: GHIStAINE MAXWELL Friendly account name: Account number. Account activity this month koninuern Investment transactions For mare I nformaion tout the twice valve s
S Strategic Advisor August 201 5 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your N
360.00 LT Jul 12, 13 30.000 18.434 553.04 20.750 622.50 69.46 IT Security total 830.000 17.823 11,793.04 17222.50 2,429.46 1.441LEVER NV N Y SHS NEW NETHERLANDS SPON SPON ADR Symbol: UN Exchange: NYSE EAI: 41,936 Current yield: 2.95% Jan 29, 13 930.000 40.500 37,66500 40.200 37386.00
4820 *UBS U65 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW70055831170516 Y1 0 UBS Strategic Advisor May 2016 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv. V49920008 Account number. Your financial
639 10 197 14 LT continued not page SONY GM 00022084 CNP703093055057I 5 NP700330951 4 00033 C6I 6 030579304 111010 Page 7 a 12 Account name: GHISLAINE MA (WELL Friendly account narne:Indiv.V49920038 Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASki EL CONFIDENTIAL EFTA_00132704
Strategic Advisor ot UBS April 2016 Account activity this month (contrived/ Date Fees (continued) Acthity Desch:410n Account name: GH1SLAINE MAXWELL Friendly account name:lochs, v49920)08 Account number. Your Finandd Advisor: SCOTT TAs...s. MAA1 LYLE CASRIEL Amount IP Apr Id Fee GLAXOSMIT
• 1,396.83 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 723.39 Apr I S Deposit UBS BANK USA DEPOSIT ACCOUNT 1536.30 continued next page SONY GM 00022060 0070000305675173 NP7000191098 00003 0416 0305750d CONFIDENTIAL 000000 Page 11 of 12 EFTA_00132680 EFTA01274817 SUBS UBS Strategic A
Apr 28 Withdrawal 1.185 BAN': USA DEPOSIT ACCOUNT AS OF OM 27t 16 .61206.36 Apr 29 Closing MIS leak USA Deposit Account $0.00 Account name: GHISLAINE MAXWELL Friendly account name: Indiv V4992CODS Account nuntber. Your Knancial Advisor: SCOTT STACK MANY LYLE CASRIEL The MBank USA DepoAt Accoun
Jan 21,14 Jan 22,14 Jan 23, 14 Jan 24,14 Jan 27, la Jan 28,14 Jan 29,14 Jan 30,14 Jan 31,14 Feb 3, 14 Jul 22, 13 Aug 6, 13 Account name: GNISLAINE MAXWELL friendly account name: Indiu V49920008 Account number. Your financial Advisor: SCOTT STACK MAN' LYLE CASRIEL reufter of shares Purchase price
New York 1W 10171.0002 CNP70056542470716 Y1 0 UBS Strategic Advisor July 2016 GHISLANE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GHStANE MAXWELL Friendly account name: Indw V499200:8 Account number. Your linancial Advisor- SCOTT STACKMANILYLE CASRIEL Pnr.ne Questions about your statement?
8,752.00 LT Jul 12,13 30.000 18434 553.04 28.740 862.20 309.16 LT Security total 830.000 17.823 14,793.04 23,854.20 9,061.16 LNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ALP Symbol. UN Exchange NYSE EAI: $1.182 Current yield: 2.56% Jan 29,13 300.000 40.500 12,150.00 46.110 13,833.00
00003 0416 030575004 CONFIDENTIAL 004#6NY_GM_00022tSie 6 of 12 EFTA_00132675 EFTA01274812 UBS UBS Strategic Advisor April 2016 Account name: GISISLAINE MAXWELL Friendly account name:Inch/. V49920008 Account number. Your PI nandal Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock
030575004 101§NwGm0002218ne 4 of 12 CONFIDENTIAL EFTA_00132659 EFTA01274796 UBS UBS Strategic Advisor March 2016 Your assets Account name: GHISLAINE MA (WELL Friendly account narne:Incliv y4592(Xx)8 Account number. Some penes, income and current values Sheen) may be Eppinairnble. Asa itStel. Bann
Advisor or the RMA ReSOtleCeuele at SOO-WA-1000, account tAsit our website: ‘vviw.ubs.comifinanciafsegvices UBS Strategic Advisor October 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (SI on October 30 (S) Your assets 1,194,795 62 I ,214,
the RMA ReSOtleCeuele at SOO-WA-1000, account tAsit our website: ‘vviw.ubs.comifinanciafsegvices UBS Strategic Advisor October 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Value of your account on September 30 (SI on October 30 (S) Your assets 1,194,795 62 I ,214,522.28
rest income Change in malign value Value of your account on Oct 30, 2015 $1,469A81.00 4287,579.16 350, 153.36 -517,532.92 31,214522.28 SDNY GM 00021960 Mombor SIPC CNe70303005725209 W00018949603005 1015 030575004 CONFIDENTIAL 000000 Page 1 of 14 EFTA_00 132580 EFTA01274717 SUBS 1.1
23 Oct 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1023(15 -160677 Oct 30 Closing USS Bank USA Deposit Account $2,104.18 Account name: GHISLA1NE MAXWELL Friendly account name: Indiv vA992(x)08 Account number. Your Financial Advisor: SCOTT STACK MAK/LYLE CA SRIEL The UBS 88AL USA DepOut ACCOunt Is
,600.00 LT lul 12.13 30.000 18.434 553.04 23.550 706.50 153.46 LT Security total 830.000 17.823 14,793.04 19,546.50 4,753.46 LNILEVER NV N Y SHS NEW MTHERLANDS SPON SPDel AEA Symbol: UN Exchange: WS( EAI: 41,170 Current yield: 2.75% Jan 29,13 300.000 40.500 12,150.00 42.610 12,783.00
2351 EFTA01274488 SUBS UBS Financial Services inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057829870014 X1 YI 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASRIEL Phone Questions about your statement? Visit our web
nd and interest income 145,595.60 Change in market yaw $52,501 .81 Value of your atone 1u12014 Aug 2014 on Aug 29. 2014 $1,606.645.16 SDNY GM 00021732 Member SIPC 0070001005787997NP7000193156 00005 0014 0305750d CONFIDENTIAL 04000 Page 45 of 90 EFIA_00132352 EFTA01274489 *DUBS UBS
NP70001981 56 00005 OBI 4 030575004 CONFIDENTIAL 104MYGM0002Fing 46 of 90 EFTA_00132353 EFTA01274490 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Handal Advisor: SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account August 201
1,902.25 9.100 2,275.00 372.75 ST Security total 4,115.000 7.913 32,560.21 37,446.50 4,88629 Continued next page Account name: GHIStAINE MAXWELL Friendly account name: Account number Your Amends' Advisor: SCOTT STACK MAN LYLE CASRIEL CNP70003005782994NP7000199i 56 00005 OBI 4 030575001 C
23572S500180wGm000211ge 50 of 96 CONFIDENTIAL EFTA_00132403 EFTA01274540 $UBS UBS Strategic Advisor November 2014 Your assets Account name: GHISLA1NE MAXWELL friendly account name: Account number. Some prices, Income and current veues shown may be apron:maniere. AS a itSult. gains andlosses ma/ not be
ebited Sept Transfer TO Y1235750100 -1,376.93 Sep 5 Foreign Tax Withheld STATOL ASA SPCN ACR -63.23 Sep 10 Foreign Tax Withheld LNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -93.89 Sep I I Foreign Tax Withheld K IN HOLDINGS LTD SPON ADR -54.30 Sep I 1 Foreign Tax Withheld MTN GROUP LTD S
04218 00005 0615 030575004 111011 Page 9 of 16 CONFIDENTIAL EFTA 00132518 EFTA01274655 *UBS UBS Strategic Advisor Jure 201 5 Account name: GNISLAINE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities 5, Common stock (continued) Tra
Exchange OTC EAI: 41,234 Current yield. 3.77% Jan 29, 13 1,000.003 22.160 22,160 00 32.740 32,740 00 10,580.00 LT contooed next page SDNY GM 00021830 C NP7C0070051310359 NV7003206088 COCOS 0215 030579004 CONFIDENTIAL coc0C0 Pager S of 14 EFTA 0(1132450 EFTA01274587 *U BS U BS Stra
Symbol: GDFZY Exchange: OTC EAI: 42,071 Current yield: 4.74% lan 29,13 720.000 20.779 14,960.95 22.080 15.897 60 936.65 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your IS vandal Advisor, SCOTT STACK MAI/ LYLE CASRIEL centime:44am page CNP7OOO)OO581O36ONP7OCO2
on stock 1509,002.09 9610% 1357,147.40 49,606.00 15135539 Total $1,562,063.98 100.00% $1,410,208.39 $49,606.00 $151,855.59 Account name: GHISLAINE MAXWELL. Friendly account name: Account number: Your financial Advisor: SCOTT STACK MANYLYLE CASRIEL Account activity this month Date Activity Descri
teGivi0002434St 4 of 14 CONFIDENTIAL EFTA_00 I 32465 EFTA01274602 SUBS UBS Strategic Advisor Mardi 2015 Your assets Account name: GtillAINE MAXWELL Friendly account name: Account number. Sane PnCes, inconle and current vaueSShOan may be Epp,Oannale. AS a intl. Ord andlOsses may nol be accurat
LT Jul 12, 13 100.000 50.459 5,045.96 53.630 5,363.00 317.04 LT Security total 1,070.000 50.511 54,046 70 57,384.10 3,337.40 LNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 42,039 Current yield: 2.88% Jan 29,13 930.000 40.500 37,665.00 41470 40,427.10
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