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, the pun:hese std sale of Nee61,ares hrds, we odor cur If date receive an asset-based revenue sharing Payment from NentShAti 6stebuxn. A well an Vicky for technology development, training and education. - Our Alleles also receive trading corminos and other <annealen from mutual funds ad entrance
tments and structured products. hivate nwstrnent ward*, (IN r) dire Dentinalion program and real esta
on Jul 31.2019 $97904 1,243.3 - 9761 978.7 979.0 • • • Dec 2014 Dec 1015 Dec k16 Dec 7017 Dec kw Jun 1019 1J 2019 SDNY GM 00025032 Mombor SIPC ANP700020C0713399 NP70000652 57 00001 0719 000:00000 50000000 Page 1 of 6 CONFIDENTIAL EFIA_00135652 EFTA01277045 SUBS Business Services Acc
for unpaid annns n Cithaccants. Accosts that at ward erred to other ens-OM/on' May be subject to a tr
43225.85 Change in market value 426,79126 Dec2014 Sep 2015 Oct 2015 Value of your account on Oct 30, 2015 S1,454,732.08 SDNY GM 00022448 Mombor SIPC 0070c0)00577Sa03 W003189496 00006 1015 03057500t Y123574550000000 Page 1 of 14 CONFIDENTIAL EFTA_00133068 EFTA01275205 UBS UBS Strategic Advi
stimates of yak* aro as of a torten date and are ward to UPS Fnancial Services on a regale basis by an
Change in malign value Value of your account on Oct 30, 2015 $1,469A81.00 4287,579.16 350, 153.36 -517,532.92 31,214522.28 SDNY GM 00021960 Mombor SIPC CNe70303005725209 W00018949603005 1015 030575004 CONFIDENTIAL 000000 Page 1 of 14 EFTA_00 132580 EFTA01274717 SUBS 1.1B5 Strategic Advisor
ctual price Iran yea Fresher Ades. Onty *hole shares re purchased under DRW; prat tan wit be sold ad the cash wi be deposited ei your account. The (Ward reenestment price applied byte *ter may • f ler from the meta peke al which tie partial shares re sold Care-iblieu CnV whole urks may be head en
nt return Di‘idendatxl interest income 12.13 Chance in market value 10.00 Value of your account °elm 30, 2016 $T72,148.27 SDNY GM 00023740 Mombor SIPC CNP70003306505241NP700030951 00006 C616 03057509t Y123576550111010 Pap 1 of 8 CONFIDENTIAL EFTA_OOI 34360 EFTA01276131 SUBS Resource Manageme
ir money. - We fiellwAl see the <loam mice when ward* or the mean of the bid rid ask prices fee liste
10.88 2S) Change in markot graft* $3280600 Value of your account Dec 2015 OCT 2016 Nav 2016 on Nov 30, 2016 6682.506.00 SDNY GM 00027874 Mombor SIPC CNP7000)3055355431 NP7003105210 C0009 1116 030575004 Y128776550101010 Pap 1 of 6 CONFIDENTIAL EFTA_OOI 3849,1 EFTA01279103 *UBS Resource Mana
:fent violation Inn 1“ 00% Central Darner r sponsor estimated vatted if my. are stgpled to te Frm by the Mr, general partner et *rumor and may be °Ward tired cn afferent Mansion from that use by tined part es to clothe thee eatinated vain: - You car ratan Wawa &renown regaling the one otology use
isidend and interest income 533&66 Chance in market value 1.51.30 Value of your etoome Dec 2014 W 2015 Aug 2015 on Aug 31.2015 157.191.25 Mombor SIPC SDNY GM 00026738 CNM0001005764773NP700319369800C09 0815 03057500M 000000 Pegs 1 of 6 CONFIDENTIAL EFTA_00137358 EFTA01278265 UBS UBS Strate
ders 114 are executed tae to you' trate to canal ward open ceders Tate witholdirg an cranrbutions foam
drames Your riWStrnent return Chaste in market value Velma of your account on Apr 30, 2014 90.00 SDNY GM 00025382 45,588.70 $O00 955811.70 Mombor SIPC ANP700C0005591579 NP1000191025 00002 0t14 030579743 Y123679550000000 Page 7 of 18 CONFIDENTIAL EFTA_00136002 EFTA01277235 SUBS Business Servi
r product warnhill« a aver than ten tea Tel you ward taually recipe in the maker Rees are obtaned Iro
ome 54.77 4.0 Chance wri market value 50.00 Value of your account on Nov30. 2015 $1.77 00 r Dec 2014 Ott 2015 Nov7015 SDNY GM 00025534 Mombor SIPC amP700C0005648449NP1000193462 0000211 IS 030579743 vi23679SS00IC0C0 Pogo 1 of 6 CONFIDENTIAL EFTA_00136154 EFTA01277387 SUBS Business Service
Entities connected to both Vicky Ward and Mombor SIPC

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