Document Mentions (4 shared documents)

EFTA01372668

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uly 19, 2018 2:52 PM To: Cc: Dawn Forbes < Prashant Mahendru < >; Olivier Poncet < >; Barry H Morris < >; Janice Franklin < Yoonsun Chung • ; Thomas Klemm < >; Anil Tewani >; Mary C Keaveney < Derek St-Hilaire Subject: RE: Important Update: FinCen CDD Rule Procedures (lj >; Irwin Nack < >; Kshiti

>; Irwin Nack < >; Kshiti Golani < Classification: For Infernal use only All... An addition/clarification....for the avoidance of any doubt. >; Oliver Esslin er >; >; When using the signature verification option, please ensure that you use the signature verified stamp, and include the verifier's name,

EFTA01372669

2 mentions1 same-page

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ck < Barry H Morris %; Kshitij Golan Oliver Esslin er Olivier Poncet Janice Franklin Classification: For Internal use only Hello Everyone, >; Thomas Klemm Anil Tewani < Derek St-Hilaire < .st I am pleased to offer some good news on the delivery options for the FinCEN CDD Form. Thank you to Irwin, Jani

Ia; Mary C Keaveney Subject: Important Update: FinCen CDD Rule Procedures (I] Importance: High >; Irwin Nack < Barry H Morris %; Kshitij Golan Oliver Esslin er Olivier Poncet Janice Franklin Classification: For Internal use only Hello Everyone, >; Thomas Klemm Anil Tewani < Derek St-Hilaire < .st

EFTA01356943

2 mentions1 same-page

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e-counterparties.pdf Classification: For Internal use only FYI From: Ian Salters Sent: Friday, March 01, 2019 2:27 PM To: Oliver Esslin er < >; Thomas Klemm < >; Kimberl Hart Puzant Merdinian < >• Steven Mattus < Olivier Poncet < >; Andrea DeMar < >; Bill King < Jeffrey Roth < >; Joe Hamilton < C

nal-clients-and-eligible-counterparties.pdf Classification: For Internal use only FYI From: Ian Salters Sent: Friday, March 01, 2019 2:27 PM To: Oliver Esslin er < >; Thomas Klemm < >; Kimberl Hart Puzant Merdinian < >• Steven Mattus < Olivier Poncet < >; Andrea DeMar < >; Bill King < Jeffrey Roth <