ffered through Deutsche Bank Securities, Inc From: Bhavesh Chandani Sent: Friday, October 02, 2015 5:07 PM To: Halina Laczny Cc: Gaurav Bhargava; Anil Tewani; Manish-m Gupta Subject: RE: ref. case#1469681 - reopen a/c#42959017 - urgent [I] Classification: For Internal use only Hi Halina, I have confirm

nfield I; Bradley Gillin I; Cynthia Rodriguez William -M Finn [ ; Armen Brash Subject: BIB CASE STUCK DUE TO FIS ISSUE'S* Robert Dicerbo I l; Anil Tewani Hi team, BIB for A/C: has got stuck due to on-going FIS issue . Please inform client accordingly. And we will keep you posted about the progress.

From: Ankit-Kumar Sharma Sent: 11/13/2017 4:42:54 PM To: Stewart 0ldfield CC: Anil Tewani Subject: Hi Team, Robert Dicerbo RE: BIB CASE STUCK DUE TO FIS ISSUEa • Please Find the further details. ; Cynthia Rodriguez Armen Brash Wire

< >; Richard larossi ; Stewart Oldfield >; Bradle Gillin < >; Richard larossi < Cc: Kath J Stanfield < >; Halina Laczny >; Yvette Tirrito >; Anil Tewani < >; Vikas Dave Subject: Pending FX Payments dtd 09/21/2018 [II Hi All, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048310 CONFID

ation Level 1 Level 2 Level 3 Halina Laczny Dawn Forbes Carmen Diaz DBOI Process TAG Key Client Contacts Escalation Level 1 Shanu Gujaria Anil Tewani Same as above [Escalation Matrix - Onshore] Escalation Level 2 Escalation Level 3 Manish Motwani For internal use only CONFIDENTIAL - PURSUANT

nica Gilkinson Richard larossi ; Stewart 0ldfield Bradley Gitlin • Richard larossi CC: Kathryn J Stanfield • Halina Laczny Yvette Tirrito ; Anil Tewani Vikas Dave [email protected]. [email protected]] Subject: Pending FX Payments dt

Gilkinson < >; Richard larossi Stewart Oldfield Bradl Gillin >; Richard larossi Cc: Kath n J Stanfield < >. Halina Laczny Yvette Tirrito > Anil Tewani < >; Vikas Dave Subject: Pending FX Payments dtd 09/21/2018 III Hi All, Please be informed that , today we are facing some IT issue in DBDI appli

her < >; GTO-PWM-Banking Exception-Check-Processing Vikas Dave < >; Hemant-Kumar Rathore Komal Shahani >; 'Naveen' 4 >; Kathryn 1 Stanfield >; Anil Tewani < Igtopwmbankin exce [email protected] < Shalini Goyal < >; "PAC Champs" <"PAC.Champs" Cc: swift fin Subject: Message in format v

M To: Cc: Dawn Forbes < Prashant Mahendru < >; Olivier Poncet < >; Barry H Morris < >; Janice Franklin < Yoonsun Chung • ; Thomas Klemm < >; Anil Tewani >; Mary C Keaveney < Derek St-Hilaire Subject: RE: Important Update: FinCen CDD Rule Procedures (lj >; Irwin Nack < >; Kshiti Golani < Classifi

Morris %; Kshitij Golan Oliver Esslin er Olivier Poncet Janice Franklin Classification: For Internal use only Hello Everyone, >; Thomas Klemm Anil Tewani < Derek St-Hilaire < .st I am pleased to offer some good news on the delivery options for the FinCEN CDD Form. Thank you to Irwin, Janice, Oliver

n ; Kshitij Golani Canter < >; Olivier Poncet < >; Barry H Morris < >; Wayne Salit Yoonsun Chung <a>.; Prashant Mahendru zia Memon <Elle>; Anil Tewani Mary C Keaveney e; Derek St- Hilaire <II IMIS=> Subject: Important Update New Regulation: FinCen CDD Rule Procedures (I) Classification: For Inte

nklin ; Diana Canter ; Oliver Esslinger ; Olivier Poncet ; Barry H Morris ; Wayne Salit Yoonsun Chung • ; Prashant Mahendru • ; zia Memon • Anil Tewani Mary C Keaveney ; Derek St- Hilaire Subject: RE: Important Update New Regulation: FinCen CDD Rule Procedures Ill Dawn Forbes ; Kshitij Golani C

; GTO-PWM-Banking Exception-Check-Processing Hemant-Kumar Rathore aveen agana Kathryn 1 Stanfield Anil Tewani GTO-PWM -Banking Exception-Check-Processing Ankit-Kumar Sharma < ; Vikas Dave ; Rishabh Sharma Cc: swift fin Subject: FORMAT VALIDATION FAILED

n Behalf Of swift fin Sent: Monday, December 17, 2018 11:32 AM To: swift fin < >; Don Delcher < Divya Ra'awat Processing < Naveen Bagaria < >; Anil Tewani < >; Kathryn 1 Stanfield ; GTO-PWM-Banking Exception-Check- Hemant-Kumar Rathore >; Kathryn J Stanfield >; GTO-PWM-Banking Exception-Check-Proces

er O; Kathryn 1 Stanfield Divya Rajawat GTO-PWM-Banking Exception-Check-Processing Hemant-Kumar Rathore Naveen Bagaria Kathryn J Stanfield Anil Tewani GTO-PWM-Bankin Exception-Check-Processing • Ankit-Kumar Sharma ; Gaurav Bhargava ; Rishabh Sharma Cc: swift fin Subject: Message in format val

< >; Anil Tewani <->; GTO-PWM-Banking Exception-Check-Processing <[email protected]>; Ankit-Kumar Sharma < >; Gaurav Bhargava <4. >

eld < Exception-Check-Processing < >; Vikas Dave < Cc: swift fin < Subject: FORMAT VALIDATION FAILED FILED 20: 15248111 [I] >; Naveen 8agaria ; Anil Tewani ; Rishabh Sharma , Shanu awat ; Ankit-Kumar CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0085358 SONY GM_00231542 E

gto-pwm-banking.exception-check- [email protected]>; Hemant-Kumar Rathore >; Naveen Bagaria • C " ; Kathryn 1 StanfieldeskatiseSaiesifisidealless>, Anil Tewani .selstalreetw. GTO-PWM-Bankin Exce tion-Check-Processing [email protected]>, Ankit-Kumar Sharma Vikas Dave sesit

d >; GTO-PWM-Banking Exception-Check-Processing Vikas Dave < >; Hemant-Kumar Rathore < Komal Shahani < >; 'Naveen' < >; Kathryn.' Stanfield >; Anil Tewani <[email protected]>; ' < >; Shalini Goyal >; "PAC Champs" c' Cc: swift fin < Subject: Message in format validation- RFK E103171024T8XVIF CON

TO-PWM-Banking Exception-Check- Hemant-Kumar Rathore >; Kathryn J Stanfield Gaurav Bhargava < >; Rishabh Sharma < > >; Ankit-Kumar Sharma >; >; Anil Tewani < >; GTO-PWM-Bankin Exce lion-Check-Processing Subject: Message in format validation ::1SOSOS00 Hi Team, The below message failed due to format v