From: Oliver Esslin Sent: 5/29/2019 3:40:54 PM To: Ian Salters Hart I; Funda Bozkurt ; Janice Franklin Subject: Managed Exit account handling Attachments: Mane

Fro nali s Sent: 3/1/2019 2:26:59 PM To: Oliver Esslin e Olivier Ponc Jeffrey Roth CC: Victoria Bruce I I; Ian Salters Subject: OTC Derivative trading with CIB Attachments: OTC Derivatives Project

nal-clients-and-eligible-counterparties.pdf Classification: For Internal use only FYI From: Ian Salters Sent: Friday, March 01, 2019 2:27 PM To: Oliver Esslin er < >; Thomas Klemm < >; Kimberl Hart Puzant Merdinian < >• Steven Mattus < Olivier Poncet < >; Andrea DeMar < >; Bill King < Jeffrey Roth <

>; Irwin Nack < >; Kshiti Golani < Classification: For Infernal use only All... An addition/clarification....for the avoidance of any doubt. >; Oliver Esslin er >; >; When using the signature verification option, please ensure that you use the signature verified stamp, and include the verifier's name,

Ia; Mary C Keaveney Subject: Important Update: FinCen CDD Rule Procedures (I] Importance: High >; Irwin Nack < Barry H Morris %; Kshitij Golan Oliver Esslin er Olivier Poncet Janice Franklin Classification: For Internal use only Hello Everyone, >; Thomas Klemm Anil Tewani < Derek St-Hilaire < .st

1C:1" 345 Yak Aventic, . \ demsehenealth.com From: Adrienne Bull Sent: Friday, June 08, 2018 3:39 PM To: Sheffali Welch < ; Melisa Venegas ; Oliver Esslin er Cc: Wayne Salit <wa Subject: RE: Fabrizio/Jan KYC update Monday [C] Classification: Confidential His Sheffali — Please see attached draft for

nt Mahendru < Yoonsun Chung < >; Mary C Keaveney < Subject: Important Update: FinCen CDD Rule Procedures [0 Importance: High >; Irwin Nack < >; Oliver Esslin er < >; Janice Franklin < >; Anil Tewani < >; Kshiti. Golani < >; >; Olivier Poncet >; Derek St-Hilaire < CONFIDENTIAL - PURSUANT TO FED. R.

de-A Sferrazza Daniel-E Kaiser Alan Brody Classification: For internal use only FYI From: Ian Salters Sent: Friday, March 01, 2019 2:27 PM To: Oliver Esslin er ; Thomas Klemm ; Puzant Merdinian < Steven Mattus Olivier Poncet ; Andrea DeMar Bill King < >; Jeffrey Roth • Joe Hamilton Cc: Victoria