Sent: Tuesday, Janua 15, 2019 3:38 PM To: Joshua Shoshan >; Davide-A 5ferrazza Martin Zeman on Cc: Alastair Mackinla < >; Ian Salters <->; Alan Brody Subject: Please advise if we need to retain [l] Classification: For Internal use only Hi All, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) D

CAPITAL LLC MANTIQUEIRA OVERSEAS FUND LTD. DRAKE AURORA FUND TECHVIEW INVESTMENTS LTD. ICAHN ENTERPRISES L.P. W DE ARGENTINA - INVERSIONES S.A Alan Brody Don't know Offboard — client changed vehicle Don't know Don't' know Retain — we are amending ISDA Don't know Client is setting up new vehicle

From: faf -- Salters ] Sent: 3/1/2019 2:49:37 PM To: Davide-A Sferrazza ; Daniel-E Kaiser Alan Brody Subject: FW: OTC Derivative trading with CIB Attachments: OTC Derivatives Project WM Client list 03.01.19.xlsx; deutsche-bank-ag--london-branch—te

eceive the complete list of clients? Thanks Chris From: Devin Anderson Sent: 21 November 2018 13:45 To: ITC ACO < ACO GV >; Erik Lutkus < Cc: Alan Brody < >; David Dirvin < >; Christopher Whyton Subject: RE: ACO for KCP client: Parkwood [I] [C] Classification: Confidential Hi. I need a "yes/no" re

Street, London, EC2N 2DB Tel: (+44) 20754 72254 From: Erik Lutkus Sent: 21 November 2018 13:00 To: Devin Anderson >; ACO GV < Cc: ITC ACO < >; Alan Brody < >; David Dirvin < Subject: RE: ACO for KCP client: Parkwood II) [C] Classification: Confidential Sam / Dom - We need to have a way to show that

Floor EC2N 206, United Kingdom Tel. Erna4i From: Dominic Newport On Behalf Of ITC ACO Sent: 21 November 2018 12:35 To: Erik Lutkus ACO GV Cc: Alan Brody Devin Anderson Subject: RE: ACO for KCP client: Parkwood [I] ICJ Classification: Confidential Hi Erik, As stated in the attached, as Alan is an

r c ien : ar cwood [I) [C] Classification: Confidential ITC ACO team — Please update the ACO on cRDS ID Please confirm once complete. to reflect Alan Brody CLIENT/COUNTERPARTY INFO cROS ID CIB PRODUCT STATUS Kind regards, Erik Lutkus <image001.gif> cRDS ID Adoption rities Inc. ITC COVERAGE STA

From: Stewart Oldfield SeM: 10/31/2018 5:30:20 PM To: Alan Brody Subject: Fwd: Butterfly Trust account FYI. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Weal

From: Stewart Oldfield Sent: 11/20/2018 3:50:26 PM To: Oaniel-E Kaiser CC: BCC: Subject: Epstein clearance Andrew Gallivan Alan Brody Liam Osullivan As discussed, this one was cleared last week. Looking to open new brokerage account for Butterfly Trust as soon as we can. Thanks

Osullivan Subject: Southern Financial OTC trade on the books [C) Attachments: 240776_20190205_20190206_1.pdf Classification: Confidential Stew, Alan Brody Southern Financial LLC (account N4G023804) holds EUR 2.5mm face of COFP 4.407 08/06/19: TRADE DATE QUANTITY DESCRIPTION CUSIP MARKET PRICE (P

Liam Osullivan Sent: 11/29/2018 8:46:33 AM To: 'Paul Barrett' CC: Martin Zeman I Davide-A Sferrazza I; Stewart Oldfield ; 'Richard Kahn' I ; Alan Brody I Subject: Trade Details -- 11/28/2018 ICI Classification: Confidential Good morning Paul, Below are the details for the JPHSX redemptions. Plea

From: Stewart Oldfield Sent: 10/31/2018 11:45:12 AM To: Alan Brody Subject: Fwd: Butterfly brokerage ICI I will step out and call you. What's your number? Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trus

From: Nadean Novogratz Sent: 11/27/2018 8:27:04 AM To: Alan Brody Isissionskainisek Martin Zeman PlaillIMPRIPPI Davide-A Sferrazzatuaviae- r r nen" -^—O. Stewart Oldfield Terri Sohrab Gregory 1 Kiesel It, , 7

nt: 11/13/2018 11:00:48 AM To: Daniel-E Kaiser [- Subject: FW: Epstein - negative media [II ICI Expecting Kim's sign off later today. Thanks ; Alan Brody From: Andrew Gallivan Sent: Tuesday, November 13, 2018 10:38 AM To: Stewart Oldfield Kimberly Hart Cc: Bradley Gillin < Ila.; Richard larossi

lassification: For internal use only Original Appointment From: Zbynek Kozelsky Sent: Thursday, December 20, 2018 11:43 AM To: Zbynek Kozelsky; Alan Brody; Martin Zeman; Andrea DeMar; Stewart Oldfield; Daniel-E Kaiser Subject: J. Epstein - exit process When: Thursday, December 20, 2018 2:30 PM-3:00 PM

lassification: For internal use only Original Appointment From: Zbynek Kozelsky Sent: Thursday, December 20, 2018 11:43 AM To: Zbynek Kozelsky; Alan Brody; Martin Zeman; Andrea DeMar; Stewart Oldfield; Daniel-E Kaiser Subject: J. Epstein - exit process When: Thursday, December 20, 2018 2:30 PM-3:00 PM

From: Nadean Novogratz Sent: 11/15/2018 10:59:29 AM To: Paul Barrett CC: Martin Zeman I ; Stewart Oldfield I; Alan Brody Subject: FW: I/I Equity Derivs: FXI can outperform SPX coming out of the G20 Hi Paul, Interesting FXI upside trade out to February below. Is inte

From: Liam Osullivan Sent: 10/10/2018 11:56:00 AM To: Paul Barrett CC: Martin Zeman ; Davide-A Sferrazza ; Stewart 0ldfield ; Alan Brody Subject: Partial Call IC) Classification: Confidential Paul, We have received notice of a partial call on the JPM Float PERP (46625HHA1) held in

From: Davide-A Sferrazza Sent: 11/5/2018 4:29:58 PM To: Paul Barrett <I MIMM I> 1..1- I -1 'IQ , CC: Alan Brody Subject: LKSD Trade Details 11/05/18 [C) Attachments: image&01.gif Classification: Confidential Paul, ; barn Osullivan Richard Kahn Stewart O

oarding agreement for Alpha. Would you mind getting the KYC and onboarding going with Paul? Happy to discuss if you have any questions. Best Alan Alan Brody Managing Director I Head of KCP Americas Global Investments & Trading Deutsche Bank Wealth Management 345 Park Avenue New York. NY 10154-0004 CO