our written consent is strictly forbi=den. 2 EFTA_R1_01847687 EFTA02629344 &n=sp; Richard Kahn Sent: Thursday, February 14, 2019 8:33 PM To: Liam Osullivan < Subject: GMAC Bon can you send me some info on bond in SF LLC account a= we are thinking of selling Cusip thank you Richard Kahn HBRK Associa

ly trades about 1.1mm shares total over the last 2 weeks. EFTA_R1_01847686 EFTA02629343 Current market is 25.95 * 26.04.</=:p> Thank you, Liam Liam O'Sullivan Investments & Trading I Institutknal Wealth Partners DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154-0004,

te and print name • 4th Page - Initial Uncovered Call writers - Sign and date we will need the original form as well as margin Thank you, Liam Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Sank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-003771

ck Bunimovich 1~IIM> Date: Friday, Mar 30.2018 9:13 AM To: Nina Tona , Xavier Avila Martin Zeman Rita Shteynberg crrazza Anthony Lentini Cc: Liam Osullivan Mathew Negus >, Alastair Mackinlay Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] Era Cla

From: Vahe Stepanian Sent: 06 November 2017 18:33 To: FATCA Outreach < ; Courteney B Fornal < Cc: Thomas Fadian >; Liam Osullivan < >; Davide-A Sferrazza Subject: RE: US FATCA Outreach - Client Email Contact Required - Classification: For internal use only Ok — we requested

to sign a KCP Package so we will open under a new CASt for Martin and monitor the account to make sure we do not offer KCP products. Kind regards, Liam O'Sullivan Liam O'Sullivan AVP I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York. NY, USA T

From: Nina Tona Sent: 1/18/2018 12:14:05 PM To: Oavide-A Sferrazza • Liam Osullivan Xavier Avila Martin Zeman CC: Alastair Mackinlay • Joshua Shoshan Subject: RE: Southern Financial LLC (C) Classification: Confidential Hi D

zation From: Nina Tona Sent: Tuesday, March 27, 2018 6:02 PM To: Zack Bunimovich •a Xavier Avila Martin Zeman ; Rita Shteynberg Man Patel Cc: Liam Osullivan < ; Mathew Negus , Alastair Mackinlay Davi e-A S errazza < ; Anthony Lentini u ect: : out ern manna LLC - KYC and credit derivatives/convertibl

From: Sent: To: Subject: Attachments: Liam Osullivan 3/14/2018 4:52:27 PM Martin Zeman RE: SF [II SOFL LLC Documents.pdf Classification: For internal use only SOW: The source of wealth is Jeffrey

ldfield Sent: 9/14/201711:46:02 AM To: Joshua Shosha CC: Martin Zeman Subject: RE: Darren, greetings. Here is your fill: Thank you , sirs • Liam Osullivan From: Joshua Shoshan Sent: Thursday, September 14, 2017 11:41 AM To: Martin Zeman Liam Osullivan • Tazia mith Davide-A Sferrazza ‘..‘ mho] Si

want to double count on my side. Thanks From: Vahe Stepanian Sent: Tuesday, August 01, 2017 10:58 AM To: Steve Warner < Cc: Stewart Oldfield >; Liam Osullivan < Subject: Trade Update 8/1/2017 (Cl Classification: Confidential Steve — thus far, you've executed the following per our conversation: S 5,400 L

e on last email. From: Zack Bunimovich Sent: Thursday, March 15, 2018 12:29 PM To: Martin Zeman Rita Shteynberg < ; Jitan Patel Xavier Avi a ; Liam Osullivan a; Mathew Negus ; Alastair Mackinlay <IMIaMa>; Davide-A Sferrazza a Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivat

: Tuesday, August 01, 2017 10:58 AM To: Steve Warner < Cc: Stewart Oldfield < Subject: Trade Update 8/1/2017 (C] Classification: Confidential >; Liam Osullivan Steve — thus far, you've executed the following per our conversation: S 5,400 L @ $48.61185 Please give me a call if you wish to amend your order.

't want to double count on my side. Thanks From: Vahe Stepanian Sent: Tuesday, August 01, 2017 10:58 AM To: Steve Warner < Cc: Stewart Oldfield Liam Osullivan Subject: Trade Update 8/1/2017 [C] Classification: Confidential Steve — thus far, you've executed the following per our conversation: S 5,400 L @

From: Davide-A Sferrazza Sent: 9/21/2018 1:34:30 PM To: Michael Raphael CC: Amit Gar ; Liam Osullivan Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHI

it of 130,950 Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel Begin forwarded message: From: Liam Osullivan Subject: RE: FXE [C] Date: September 7, 2017 at 11:12:01 AM EDT To: Richard Kahn < Vahe Stepanian Cc: Stewart Oldfield < Classification: Confid

scuss! Thank you, Davide From: Cynthia Rodriguez Sent: Thursday, January 11, 2018 4:08 PM To: Stewart Oldfield <MMIMMIlla; Zbynek Kozelsky Cc: Liam Osullivan <EM ; Davide-A Sferrazza < ; Joshua Shoshan Subject: RE: - Southern Financial PI Classification: For Internal use only Hi Ziggy, See attached.

To: Stewart Oldfield ; Zbynek Kozelsky Cc: Liam Osullivan < >; Davide-A Sferrazz ; Joshua Shoshan Subject: RE: N4G-026161 - Southern Financial (I) Classification: For internal use only Hi Ziggy, See at

n Zeman Date: Thursday, Mar IS 0 3 0 To: Zack Bunimovich Rita Shteynberg Jitan Patel Antlion Lcntini , Alastair Mackinlav Davidc-A Sfcrran.a Liam Osullivan Mathew Ne Subject: RE: Southern Financial LLC - an cre rt crivatives/convcrtible bonds onboarding Classification: Confidential Zack— thanks, ple

From: Ian Salters Sent: 5/29/2019 11:07:05 AM To: Oavide-A Sferrazza ; Liam Osullivan I CC: Ian Salters Subject: Client tidy up (Il Attachments: IWP Accounts_Summary_Funda (05.07.19).xlsx; IWP Eligibility SCRUB 5.2.19.xlsx Classi

Indyke Sent: 8/4/2017 10:40:31 AM To: Richard Kahn CC: Stewart Oldfield Subject: Re: Enhanced Ed wire (CJ Call me on my cell to confirm. ; Liam Osullivan ; Vahe Stepanian Sent from my Verizon 4G LIE Drold On Aug 4, 2017 10:33 AM, Richard Kahn ~~). wrote: please get this wire done asap as this is n