From: Vahe Stepanian Sent: 06 November 2017 18:33 To: FATCA Outreach < ; Courteney B Fornal < Cc: Thomas Fadian >; Liam Osullivan < >; Davide-A Sferrazza Subject: RE: US FATCA Outreach - Client Email Contact Required - Classification: For internal use only Ok — we requested both FACTA form and an updated W9 from the client. (I) From: Izzie Wong On Behalf Of FATCA Outreach Sent: Friday, November 03, 2017 11:51 AM To: Vahe Ste •anian < >; FATCA Outreach < >; Courteney B Fornal Cc: Thomas Fadian >; Liam Osullivan < >; Davide-A Sferrazza Subject: RE: US FATCA Outreach - Client Email Contact Required - Hi Vahe, We are requiring a W-Form for the entity in question. Please find below acceptable and unacceptable versions of said form: FATCA Forms Version Sunset Period Expiry . Date W-9 Dec-14 Current version W-9 Aug-13 Prior version but stil can be accepted W-8BEN Jul-17 Current version W-8BEN Jan-17 31st January 18 W-SBEN Feb-14 No longer accepted W-SBEN-E Jul•17 Current version W-SBEN-E Apr-16 31st January 18 W-8BEN-E Feb-14 No longer accepted W-SECI Jul-17 Current version w-SECT Feb-14 31st January 18 W8ECI Feb-06 No longer accepted W-SEXP Jul-17 Current version W-8EXP Sep-16 31st Amery 18 W-8EXP Apr-14 No longer accepted W41MY Jun-17 [intent version W-SIMY Sep-16 31st December 17 W-SIMY Apr-14 No longer accepted Please let me know if you require anything further. Many thanks in advance. FATCA Outreach Team Client Data Services I COO Global Markets Operations Deutsche Bank Birmingham CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045981 CONFIDENTIAL SDNY_GM_00192165 EFTA01358379