We are being asked for some documentation for Southern Financial LLC's OTC collateral set up, as follows: KYC (we have this from your email below) PCR — "Preventative Crime Research" RDC — "Regulatory Data Corp" I am not familiar with PCR and RDC — is this something that you are familiar with/have access to? Happy to hop on the phone to discuss! Thank you, Davide From: Cynthia Rodriguez Sent: Thursday, January 11, 2018 4:08 PM To: Stewart Oldfield <MMIMMIlla; Zbynek Kozelsky Cc: Liam Osullivan <EM ; Davide-A Sferrazza < ; Joshua Shoshan Subject: RE: - Southern Financial PI Classification: For Internal use only Hi Ziggy, See attached. Thanks. Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA From: Stewart Oldfield Sent: Thursday, January 11, 2018 4:05 PM To: Zbynek Kozelsky .>; Cynthia Rodriguez Cc: Liam Osullivan < avide-A Sferrazza Joshua Shoshan Subject: RE: - Southern Financial Copying Cynthia. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051958 CONFIDENTIAL SDNY_GM_00 198142 EFTA01362520